SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Troutman Michael

(Last) (First) (Middle)
247 FRESHWATER WAY
SUITE 300

(Street)
MILWAUKEE WI 53214

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/27/2017
3. Issuer Name and Ticker or Trading Symbol
Rexnord Corp [ RXN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,628 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 11/30/2017 Common Stock 39,110 $4.79 D
Stock Option (right to buy) (1) 07/29/2020 Common Stock 29,138 $8.888 D
Stock Option (right to buy) (1) 05/11/2022 Common Stock 45,000 $22.03 D
Stock Option (right to buy) 05/23/2013(2) 05/23/2023 Common Stock 25,000 $19 D
Stock Option (right to buy) 09/03/2015(3) 09/03/2024 Common Stock 17,490 $29.31 D
Stock Option (right to buy) 05/22/2016(4) 05/22/2025 Common Stock 25,978 $25.77 D
Stock Option (right to buy) 05/20/2017(4) 05/20/2026 Common Stock 38,768 $19.7 D
Stock Option (right to buy) 05/19/2018(4) 05/19/2027 Common Stock 18,519 $23.13 D
Performance Stock Units (5) (5) Common Stock 2,887 (5) D
Explanation of Responses:
1. Option fully vested.
2. One half of the original option vests three years from the date listed above and the other half vests five years from the date listed above.
3. The original option vests in four annual installments beginning on the date listed above.
4. The original option vests in three annual installments beginning on the date listed above.
5. Each performance stock unit ("PSU") represents a contingent right to receive one share of Rexnord Corporation's common stock if certain conditions are satisfied during the three-year performance period (fiscal 2016-fiscal 2018). Vesting of the PSUs is dependent on the relative total shareholder return of Rexnord Corporation's common stock as compared to companies in the S&P 1500 Industrials Sector Index and on goals related to absolute free cash flow conversion. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported.
Remarks:
Exhibit 24-Power of Attorney
/s/ Jeffrey J. LaValle under Power of Attorney for Michael Troutman 08/04/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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