FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/11/2024 |
3. Issuer Name and Ticker or Trading Symbol
FIRSTSUN CAPITAL BANCORP [ FSUN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.0001 par value | 1,677(1) | D | |
Common Stock, $0.0001 par value | 50,084 | D(2) | |
Common Stock, $0.0001 par value | 5,667 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 12/08/2024 | Common Stock, $0.0001 par value | 2,088 | $17.24 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 12/18/2025 | Common Stock, $0.0001 par value | 2,088 | $19.15 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 02/28/2026 | Common Stock, $0.0001 par value | 5,221 | $21.55 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 01/01/2027 | Common Stock, $0.0001 par value | 2,088 | $21.55 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 02/01/2028 | Common Stock, $0.0001 par value | 2,088 | $27.29 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 02/01/2029 | Common Stock, $0.0001 par value | 2,088 | $25.62 | D(3) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 03/01/2030 | Common Stock, $0.0001 par value | 2,088 | $26.81 | D(4) | |
Stock Option, Common Stock, $0.0001 par value | 04/01/2022 | 03/01/2031 | Common Stock, $0.0001 par value | 2,088 | $24.9 | D(4) |
Explanation of Responses: |
1. Director annual restricted stock award granted 3/29/2024, which includes 1,118 shares of restricted common stock for FirstSun Capital Bancorp (Company) board service, and 559 shares of restricted common stock for Sunflower Bank (Bank) board service, each award vests on 3/29/2025. |
2. Filer holds these shares jointly with spouse. |
3. Vested stock options for common stock of Pioneer Bancshares, Inc. that were assumed by the Company on April 1, 2022, in connection with closing of the merger and converted into an option to purchase shares of the Company's common stock. |
4. Exchanged Stock Option received as part of the Pioneer Bancshares Inc. merger on April 1, 2022. |
Remarks: |
/s/ Kelly C. Rackley, by power of attorney | 07/11/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |