CUSIP No. N14506104
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13G
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Page 2 of 14
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1
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NAMES OF REPORTING PERSONS
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AU Special Investments, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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3,584,305 shares
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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3,584,305 shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,584,305 shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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CUSIP No. N14506104
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13G
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Page 3 of 14
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1
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NAMES OF REPORTING PERSONS
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Greenspring FF-GP III, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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||||
6
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SHARED VOTING POWER
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3,584,305 shares
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|||
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||||
7
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SOLE DISPOSITIVE POWER
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0
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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3,584,305 shares
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,584,305 shares
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|||
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||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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CUSIP No. N14506104
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13G
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Page 4 of 14
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1
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NAMES OF REPORTING PERSONS
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Greenspring SPV, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
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|
0
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|||
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||||
6
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SHARED VOTING POWER
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3,584,305 shares
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|||
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||||
7
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SOLE DISPOSITIVE POWER
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0
|
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|||
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|
||||
8
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SHARED DISPOSITIVE POWER
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||
3,584,305 shares
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|
|
|||
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|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,584,305 shares
|
|
|
|||
|
|
||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
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|||
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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|||
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CUSIP No. N14506104
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13G
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Page 5 of 14
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1
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NAMES OF REPORTING PERSONS
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Greenspring Associates, Inc.
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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||||
(a)☐
|
|||||
(b)☐
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|||
3
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SEC USE ONLY
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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|
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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|
0
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|||
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|
||||
6
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SHARED VOTING POWER
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||
3,584,305 shares
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|
|||
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|
||||
7
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SOLE DISPOSITIVE POWER
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||
0
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|||
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|
||||
8
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SHARED DISPOSITIVE POWER
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||
3,584,305 shares
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|
|||
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|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
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||
3,584,305 shares
|
|
|
|||
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|
||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
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||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
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|||
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. N14506104
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13G
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Page 6 of 14
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1
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NAMES OF REPORTING PERSONS
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Charles Ashton Newhall
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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||||
(a)☐
|
|||||
(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States Citizen
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
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0
|
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|
|||
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|
||||
6
|
SHARED VOTING POWER
|
|
|
||
3,584,305 shares
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
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|
|
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0
|
|
|
|||
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|
||||
8
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SHARED DISPOSITIVE POWER
|
|
|
||
3,584,305 shares
|
|
|
|||
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|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,584,305 shares
|
|
|
|||
|
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
|
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||
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|
|
|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.1%
|
|
|
|||
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|
||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. N14506104
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13G
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Page 7 of 14
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1
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NAMES OF REPORTING PERSONS
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James Lim
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
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SEC USE ONLY
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||
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|||
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|
||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States Citizen
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
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|
|
|
0
|
|
|
|||
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|
||||
6
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SHARED VOTING POWER
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|
|
||
3,584,305 shares
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|
|
|||
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|
||||
7
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SOLE DISPOSITIVE POWER
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|
|
||
0
|
|
|
|||
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|
||||
8
|
SHARED DISPOSITIVE POWER
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|
|
||
3,584,305 shares
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,584,305 shares
|
|
|
|||
|
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
|
|
|
||
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.1%
|
|
|
|||
|
|
||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
IN
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CUSIP No. N14506104
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13G
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Page 8 of 14
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Item 1(a).
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Name of Issuer:
Elastic N.V. (the "Issuer").
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
800 West El Camino Real, Suite 350, Mountain View, California 94040.
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Item 2(a).
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Names of Persons Filing:
(i) AU Special Investments, L.P. ("AUSI");
(ii) Greenspring FF-GP III, LLC ("GS FF-GP"), which is the sole general partner of AUSI; Greenspring SPV, LLC ("GS SPV"), which is the sole member of GS FF-GP; and Greenspring Associates, Inc. ("Greenspring"), which is the sole member of GS SPV; and
(iii) Charles Ashton Newhall ("Newhall") and James Lim ("Lim" and, together with Newhall, the "Directors"), who are the directors of Greenspring.
The persons named in this Item 2 are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons."
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
The business address of each Reporting Person is c/o Greenspring Associates, Inc., 100 Painters Mill Road, Suite 700, Owings Mills, MD 21117.
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Item 2(c).
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Citizenship:
AUSI is a limited partnerships organized under the laws of the State of Delaware. GS FF-GP and GS SPV are limited liability companies organized under the laws of the State of Delaware. Greenspring is a corporation organized under the laws of the State of Delaware. Each of the Directors is a United States Citizen.
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Item 2(d).
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Title of Class of Securities:
Ordinary Shares, €0.01 par value ("Ordinary Shares").
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Item 2(e).
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CUSIP Number:
N14506104.
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Item 4.
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Ownership.
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(a) |
Amount Beneficially Owned:
AUSI is the record owner of 3,584,305 shares of Ordinary Shares (the "AUSI Shares"). As the sole general partner of AUSI, GS FF-GP may be deemed to own beneficially the AUSI Shares. As the sole member of GS FF-GP, GS SPV may be deemed to own beneficially the AUSI Shares. As the sole member of GS SPV, Greenspring may be deemed to own beneficially the AUSI Shares. As the directors of Greenspring, each Director may be deemed to own beneficially the AUSI Shares.
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CUSIP No. N14506104
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13G
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Page 9 of 14
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(b) |
Percent of Class: See Line 11 of the cover sheets. In accordance with Rule 13d-1(j), the percentages relating to beneficial ownership of Ordinary Shares are based on 70,973,965 shares of Ordinary Shares outstanding as of November 30, 2018, as reported by the Issuer on the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2018 filed with the Securities and Exchange Commission on December 12, 2018.
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(c)
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Number of shares as to which such person has:
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(i) |
sole power to vote or to direct the vote: see line 5 of cover sheets.
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(ii) |
shared power to vote or to direct the vote: see line 6 of cover sheets.
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(iii) |
sole power to dispose or to direct the disposition: see line 7 of cover sheets.
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(iv) |
shared power to dispose or to direct the disposition: see line 8 of cover sheets.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification.
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CUSIP No. N14506104
|
13G
|
Page 10 of 14
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CUSIP No. N14506104
|
13G
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Page 11 of 14
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* |
* |
*By:
|
/s/ Eric Thompson | ||
Eric Thompson | |||
As attorney-in-fact | |||
CUSIP No. N14506104
|
13G
|
Page 12 of 14
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CUSIP No. N14506104
|
13G
|
Page 13 of 14
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* |
* |
*By:
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/s/ Eric Thompson | ||
Eric Thompson | |||
As attorney-in-fact | |||
CUSIP No. N14506104
|
13G
|
Page 14 of 14
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