N-PX 1 teaf-v2_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23248 NAME OF REGISTRANT: Tortoise Essential Assets Income Term Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 5100 W. 115th Place Leawood, KS 66211 NAME AND ADDRESS OF AGENT FOR SERVICE: P. Bradley Adams Diane Bono 5100 W. 115th Place Leawood, KS 66211 REGISTRANT'S TELEPHONE NUMBER: 913-981-1020 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Tortoise Essential Assets Income Term Fund -------------------------------------------------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP Agenda Number: 712582180 -------------------------------------------------------------------------------------------------------------------------- Security: 015857105 Meeting Type: AGM Meeting Date: 04-Jun-2020 Ticker: ISIN: CA0158571053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4, 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 AND 2.1 TO 2.10. THANK YOU 1 THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION 2.1 ELECTION OF DIRECTOR: CHRISTOPHER BALL Mgmt For For 2.2 ELECTION OF DIRECTOR: MELISSA STAPLETON Mgmt For For BARNES 2.3 ELECTION OF DIRECTOR: CHRISTOPHER HUSKILSON Mgmt For For 2.4 ELECTION OF DIRECTOR: CHRISTOPHER JARRATT Mgmt For For 2.5 ELECTION OF DIRECTOR: D. RANDY LANEY Mgmt For For 2.6 ELECTION OF DIRECTOR: KENNETH MOORE Mgmt For For 2.7 ELECTION OF DIRECTOR: IAN ROBERTSON Mgmt For For 2.8 ELECTION OF DIRECTOR: MASHEED SAIDI Mgmt For For 2.9 ELECTION OF DIRECTOR: DILEK SAMIL Mgmt For For 2.10 ELECTION OF DIRECTOR: GEORGE STEEVES Mgmt For For 3 THE RESOLUTION SET FORTH IN SCHEDULE "A" OF Mgmt For For THE CIRCULAR TO APPROVE THE AMENDMENT TO THE EMPLOYEE SHARE PURCHASE PLAN TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER SUCH PLAN, AS DISCLOSED IN THE CIRCULAR 4 THE RESOLUTION SET FORTH IN SCHEDULE "C" OF Mgmt For For THE CIRCULAR TO APPROVE A BY-LAW ALLOWING FOR MEETINGS OF SHAREHOLDERS OF THE CORPORATION TO BE HELD VIRTUALLY BY MEANS OF TELEPHONIC, ELECTRONIC OR OTHER COMMUNICATIONS FACILITY, AS DISCLOSED IN THE CIRCULAR 5 THE ADVISORY RESOLUTION SET FORTH IN Mgmt For For SCHEDULE "E" OF THE CIRCULAR TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR 6 AMENDMENTS OR VARIATIONS TO THE MATTERS Mgmt For Against IDENTIFIED IN THE NOTICE OF MEETING ACCOMPANYING THE CIRCULAR (THE "NOTICE OF MEETING") AND SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF AT THE DISCRETION OF THE PROXYHOLDER -------------------------------------------------------------------------------------------------------------------------- APA GROUP Agenda Number: 711580399 -------------------------------------------------------------------------------------------------------------------------- Security: Q0437B100 Meeting Type: AGM Meeting Date: 24-Oct-2019 Ticker: ISIN: AU000000APA1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For 2 NOMINATION OF STEVEN CRANE FOR RE-ELECTION Mgmt For For AS A DIRECTOR 3 NOMINATION OF MICHAEL FRASER FOR Mgmt For For RE-ELECTION AS A DIRECTOR 4 NOMINATION OF JAMES FAZZINO FOR ELECTION AS Mgmt For For A DIRECTOR 5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For THE CHIEF EXECUTIVE OFFICER UNDER THE APA GROUP LONG TERM INCENTIVE PLAN -------------------------------------------------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Agenda Number: 935139712 -------------------------------------------------------------------------------------------------------------------------- Security: 127097103 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: COG ISIN: US1270971039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dorothy M. Ables Mgmt For For Rhys J. Best Mgmt For For Robert S. Boswell Mgmt For For Amanda M. Brock Mgmt For For Peter B. Delaney Mgmt For For Dan O. Dinges Mgmt For For Robert Kelley Mgmt For For W. Matt Ralls Mgmt For For Marcus A. Watts Mgmt For For 2. To ratify the appointment of the firm Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2020 fiscal year. 3. To approve, by non-binding advisory vote, Mgmt For For the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 712266077 -------------------------------------------------------------------------------------------------------------------------- Security: X67925119 Meeting Type: AGM Meeting Date: 16-Apr-2020 Ticker: ISIN: PTEDP0AM0009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting MEETINGS REQUIRES THE DISCLOSURE OF BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. 1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS AND STATUTORY REPORTS 2 APPROVE ALLOCATION OF INCOME Mgmt For For 3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt For For VOTE OF CONFIDENCE TO MANAGEMENT BOARD 3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt For For VOTE OF CONFIDENCE TO SUPERVISORY BOARD 3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt For For AUDITOR AND APPROVE VOTE OF CONFIDENCE TO STATUTORY AUDITOR 4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For SHARES 5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For REPURCHASED DEBT INSTRUMENTS 6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt For For PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH PRE-EMPTIVE RIGHTS 7 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For APPLICABLE TO EXECUTIVE BOARD 8 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For APPLICABLE TO OTHER CORPORATE BODIES -------------------------------------------------------------------------------------------------------------------------- ENDESA SA Agenda Number: 712327457 -------------------------------------------------------------------------------------------------------------------------- Security: E41222113 Meeting Type: OGM Meeting Date: 05-May-2020 Ticker: ISIN: ES0130670112 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL Mgmt For For STATEMENTS OF ENDESA, S.A. (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY: STATEMENT OF RECOGNISED INCOME AND EXPENSE AND STATEMENT OF TOTAL CHANGES IN EQUITY, STATEMENT OF CASH FLOWS AND THE NOTES THERETO), AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND SUBSIDIARIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED STATEMENT OF CASH FLOWS AND THE NOTES THERETO), FOR THE YEAR ENDED 31 DECEMBER 2019 2 APPROVAL OF THE INDIVIDUAL MANAGEMENT Mgmt For For REPORT OF ENDESA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 3 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For STATEMENT OF ITS CONSOLIDATED GROUP FOR THE YEAR ENDED 31 DECEMBER 2019 4 APPROVAL OF THE CORPORATE MANAGEMENT FOR Mgmt For For THE YEAR ENDED 31 DECEMBER 2019 5 APPROVAL OF THE PROPOSED DISTRIBUTION OF Mgmt For For PROFIT FOR THE YEAR ENDED 31 DECEMBER 2019 6 DELEGATION TO THE BOARD OF DIRECTORS FOR A Mgmt Against Against PERIOD OF FIVE YEARS, OF THE POWER TO ISSUE OBLIGATIONS, BONDS, PROMISSORY NOTES OR OTHER SECURITIES, BOTH SIMPLE AND EXCHANGEABLE AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY, AS WELL AS WARRANTS, WITH THE POWER TO EXCLUDE THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, LIMITED TO 10% OF THE SHARE CAPITAL 7 AUTHORISATION FOR THE COMPANY, DIRECTLY OR Mgmt For For THROUGH ITS SUBSIDIARIES, TO ACQUIRE TREASURY SHARES 8 DELETION OF ARTICLE 17 OF THE CORPORATE Mgmt For For BYLAWS, INSERTION OF TWO NEW ARTICLES, NUMBERS 50 AND 53, MODIFICATION OF THE CURRENT ARTICLES 37, 49, 52 AND 53, GROUPING OF ARTICLES FROM TITLE V INTO THREE NEW CHAPTERS, AND MODIFICATION OF THE NUMBERING OF ARTICLES 18 TO 53 AND CROSS REFERENCES TO OTHER BYLAW PROVISIONS, TO REFORM THE REGULATION OF THE COMMITTEES OF THE BOARD OF DIRECTORS 9 MODIFICATION OF ARTICLES 27, 28 AND 31 OF Mgmt For For THE CORPORATE BYLAWS (WHICH AFTER THE NUMBERING CHANGE PROPOSED IN THE PREVIOUS ITEM, WOULD BECOME ARTICLES 26, 27 AND 30), AND ADDITION OF A NEW ARTICLE 26-BIS TO SET A NUMBER MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND ALLOW REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS 10 MODIFICATION OF ARTICLE 56 OF THE CORPORATE Mgmt For For BYLAWS TO INCLUDE A REFERENCE TO THE NON- FINANCIAL INFORMATION STATEMENT IN THE REGULATION OF THE MANAGEMENT REPORT 11 MODIFICATION OF ARTICLE 6 OF THE GENERAL Mgmt For For MEETING REGULATIONS TO ATTRIBUTE TO THE GENERAL SHAREHOLDERS' MEETING THE PURVIEW RELATING TO THE APPROVAL OF THE NON-FINANCIAL INFORMATION STATEMENT 12 MODIFICATION OF ARTICLES 10, 11 AND 21 OF Mgmt For For THE GENERAL MEETING REGULATIONS AND ADDITION OF A NEW ARTICLE 10-BIS TO REFLECT THE AMENDMENTS TO THE CORPORATE BYLAWS REGARDING THE SETTING OF A MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND TO ALLOW THE REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS 13 RATIFICATION OF THE APPOINTMENT BY Mgmt For For CO-OPTATION AND RE-ELECTION OF MR. ANTONIO CAMMISECRA AS PROPRIETARY DIRECTOR OF THE COMPANY 14 APPOINTMENT OF MS. PILAR GONZALEZ DE FRUTOS Mgmt For For AS INDEPENDENT DIRECTOR OF THE COMPANY 15 APPOINTMENT OF MS. EUGENIA BIETO CAUBET AS Mgmt For For INDEPENDENT DIRECTOR OF THE COMPANY 16 APPOINTMENT OF MS. ALICIA KOPLOWITZ Y Mgmt For For ROMERO DE JUSEU AS INDEPENDENT DIRECTOR OF THE COMPANY 17 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AT THIRTEEN 18 BINDING VOTE ON THE ANNUAL REPORT ON Mgmt For For DIRECTOR REMUNERATION 19 APPROVAL OF THE DIRECTOR REMUNERATION Mgmt For For POLICY FOR 2020-2022 20 APPROVAL OF THE STRATEGIC INCENTIVE Mgmt For For 2020-2022 (WHICH INCLUDES PAYMENT IN COMPANY SHARES) 21 DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER AND, AS THE CASE MAY BE, CORRECT SUCH RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- ENEL S.P.A. Agenda Number: 712492331 -------------------------------------------------------------------------------------------------------------------------- Security: T3679P115 Meeting Type: OGM Meeting Date: 14-May-2020 Ticker: ISIN: IT0003128367 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 385003 DUE TO DUE TO RECEIPT OF SLATES UNDER RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting OF THE LEGISLATIVE DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU 1 BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD Mgmt For For OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED NON-FINANCIAL DECLARATION FOR FINANCIAL YEAR 2019 2 PROFIT ALLOCATION Mgmt For For 3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For OWN SHARES, UPON REVOKING THE EMPOWERMENT GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 16 MAY 2019. RESOLUTIONS RELATED THERETO 4 TO STATE THE BOARD OF DIRECTORS' MEMBERS Mgmt For For NUMBER 5 TO STATE THE BOARD OF DIRECTORS' TERM OF Mgmt For For OFFICE CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting SLATES TO BE ELECTED AS BOARD OF DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD OF DIRECTORS 6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY MINISTERO DELL'ECONOMIA E DELLE FINANZE, REPRESENTING 23.585PCT OF THE STOCK CAPITAL: MICHELE ALBERTO FABIANO CRISOSTOMO, COSTANZA ESCLAPON, FRANCESCO STARACE, ALBERTO MARCHI, MIRELLA PELLEGRINI, MARIANA MAZZUCATO 6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING FUNDS: STANDARD LIFE ASSURANCE LIMITED, SLTM LIMITED, ABERDEEN STANDARD FUND MANAGERS LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL INVESTORS FUND MANAGING FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL FONDS - AGI INSUR DEDICA LARGE CAP, SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021, AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, AMUNDI AZIONARIO VALORE EUROPA A DISTRIBUZIONE, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO, ANIMA ALTO POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA, ANIMA EUROPA; APG ASSET MANAGEMENT N.V. MANAGING THE FUND: STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ARCA FONDI SGR S.P.A. MANAGING FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING FUNDS BANCOPOSTA AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX 3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON ALLOCAZIONE TATTICA APRILE 2020, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON QVALUE, EPSILON QRETURN, EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON ALLOCAZIONE TATTICA GIUGNO 2020; EURIZON CAPITAL S.A. MANAGING THE FUND EURIZON FUND COMPARTI: TOP EUROPEAN RESEARCH; ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, ACTIVE ALLOCATION, EQUITY INNOVATION; EURIZON INVESTMENT SICAV - EURO EQUITY INSURANCE CAPITAL LIGHT; FIDELITY FUNDS SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUNDS: GENERALI EURO ACTIONS, GIE FONDO ALTO INTERNAZIONALE AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG S.A. MANAGING FUNDS: GENERALI INVESTMENTS SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A. AS KAIRO'S INTERNATIONAL SICAVS MANAGEMENT COMPANY SECTIONS: ITALIA, TARGET ITALY ALPHA, EUROPA ESG, KEY; LEGAL E GENERAL INVESTMENT MANAGEMENT MANAGING THE FUND LEGAL E GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND, NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY, NN (L) EURO INCOME, NN EUROPE FUND, NN PREMIUM DIVIDEND FUND; MEDIOLANUM INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY; ROBECO UMBRELLA FUND I N.V. ROBECO QI GLOBAL DEVELOPED ENHANCED INDEX EQUITIES FUND; LYXOR ASSET MANAGEMENT MANAGING FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE (DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE ITALIA ALL CAP PIR 2020 (DR) UCITS ETF, LYXOR ETF CORE MSCI EMU (DR) MASTER TH, LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR CORE EURO STOXX 300 (DR), LYXOR CORE STOXX EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER EQUALITY (DR) UCITS ETF, LYXOR CORE EURO STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF MASTER, LYXOR INDEX FUND EURO; CANDRIAM MANAGING FUNDS: CLEOME INDEX EUROPE EQUITIES, CLEOME INDEX EMU EQUITIES, FRR CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR S.P.A MANAGING FUNDS: EURIZON PIR ITALIA 30, EURIZON GLOBAL MULTIASSET SELECTION SETTEMBRE 2022, EURIZON RENDITA, EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON MULTIASSET TREND DICEMBRE 2022, EURIZON AZIONI EUROPA, EURIZON PROGETTO ITALIA 70, - EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, - EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, REPRESENTING 2.22728PCT OF THE STOCK CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI, SAMUEL GEORG FRIEDRICH LEUPOLD 7 TO APPOINT THE BOARD OF DIRECTORS' Mgmt For For CHAIRMAN: MICHELE ALBERTO FABIANO CRISOSTOMO 8 TO STATE THE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For 9 2020 LONG-TERM INCENTIVE PLAN ADDRESSED TO Mgmt For For ENEL S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE 10.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For REWARDING REPORT: FIRST SECTION (BINDING RESOLUTION) 10.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For EMOLUMENTS PAID REPORT: SECOND SECTION (NON-BINDING RESOLUTION) CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF DIRECTOR NAME IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- EQM MIDSTREAM PARTNERS, LP Agenda Number: 935213405 -------------------------------------------------------------------------------------------------------------------------- Security: 26885B100 Meeting Type: Special Meeting Date: 15-Jun-2020 Ticker: EQM ISIN: US26885B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Mgmt For For Merger, dated as of February 26, 2020, by and among Equitrans Midstream Corporation (ETRN), EQM LP Corporation, LS Merger Sub, LLC (Merger Sub), EQM Midstream Partners, LP (EQM), and EQGP Services, LLC, pursuant to which Merger Sub will merge with and into EQM with EQM surviving as a wholly owned subsidiary of ETRN. -------------------------------------------------------------------------------------------------------------------------- EQT CORPORATION Agenda Number: 935035041 -------------------------------------------------------------------------------------------------------------------------- Security: 26884L109 Meeting Type: Annual Meeting Date: 10-Jul-2019 Ticker: EQT ISIN: US26884L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A RICE TEAM NOMINEE: Lydia I. Beebe You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1B RICE TEAM NOMINEE: Lee M. Canaan You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1C RICE TEAM NOMINEE: Dr. Kathryn J. Jackson Mgmt For * You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1D RICE TEAM NOMINEE: John F. McCartney You Mgmt For * may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1E RICE TEAM NOMINEE: Daniel J. Rice IV You Mgmt For * may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1F RICE TEAM NOMINEE: Toby Z. Rice You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1G RICE TEAM NOMINEE: Hallie A. Vanderhider Mgmt For * You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1H EQT NOMINEE: Dr. Philip Behrman You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1I EQT NOMINEE: Janet L. Carrig You may only Mgmt For * vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1J EQT NOMINEE: James T. McManus II You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1K EQT NOMINEE: Anita M. Powers You may only Mgmt For * vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1L EQT NOMINEE: Stephen A. Thorington You may Mgmt For * only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a 'FOR' vote for this Nominee 1M EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * Christina A. Cassotis You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 1N EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * William M. Lambert You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 1O EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * Gerald F. MacCleary You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 1P EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * Valerie A. Mitchell You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 1Q EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * Robert J. McNally You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 1R EQT NOMINEE OPPOSED BY THE RICE TEAM: Mgmt Abstain * Christine J. Toretti You may only vote "FOR" 12 Nominees in proposals 1A to 1R. Rice Team recommends a NO vote for this Nominee 2. Approval of the Company's Non-Binding Mgmt Against * Resolution Regarding the Compensation of the Company's Named Executive Officers for 2018 (Say-on-Pay). 3. Approval of the EQT Corporation 2019 Mgmt For * Long-Term Incentive Plan. 4. Ratification of the appointment of Ernst & Mgmt For * Young LLP as the Company's Independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V336 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FGXXX ISIN: US31846V3362 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt For For Mark E. Gaumond Mgmt For For Roger A. Gibson Mgmt For For Jennifer J. McPeek Mgmt For For C. David Myers Mgmt For For Richard K. Riederer Mgmt For For P. Kelly Tompkins Mgmt For For -------------------------------------------------------------------------------------------------------------------------- IBERDROLA SA Agenda Number: 712221542 -------------------------------------------------------------------------------------------------------------------------- Security: E6165F166 Meeting Type: OGM Meeting Date: 02-Apr-2020 Ticker: ISIN: ES0144580Y14 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' 1 ANNUAL ACCOUNTS 2019 Mgmt For For 2 MANAGEMENT REPORTS 2019 Mgmt For For 3 STATEMENT OF NON FINANCIAL INFORMATION 2019 Mgmt For For 4 CORPORATE MANAGEMENT AND ACTIVITIES OF Mgmt For For BOARD OF DIRECTORS IN 2019 5 RE-ELECTION OF KPMG AS STATUTORY AUDITOR Mgmt For For 6 AMENDMENT OF ART 6, 7 AND 17 OF BYLAWS TO Mgmt For For REDEFINE CORPORATE INTEREST AND SOCIAL DIVIDEND 7 AMENDMENT OF ART 8 OF BYLAWS ABOUT Mgmt For For COMPLIANCE SYSTEM AND UNIT 8 AMENDMENT OF ART 10 OF BYLAWS TO REFLECT Mgmt For For SHARE CAPITAL AFTER RETIREMENT OF MAX 213,592,000 SHARES 9 AMENDMENT OF ART 9 OF REGULATIONS FOR THE Mgmt For For GENERAL MEETINGS 10 AMENDMENT OF ART 14,19 AND 39 OF Mgmt For For REGULATIONS FOR GENERAL MEETINGS 11 AMENDMENT OF ART 6,7,15,16,17,22, 33 AND 44 Mgmt For For OF REGULATIONS FOR GENERAL MEETINGS 12 ALLOCATION OF PROFITS 2019 Mgmt For For 13 FIRST INCREASE OF CAPITAL Mgmt For For 14 SECOND INCREASE OF CAPITAL Mgmt For For 15 CONSULTATIVE VOTE ON ANNUAL DIRECTORS Mgmt For For REMUNERATIONS REPORT 2019 16 STRATEGIC BONUS FOR 2020-2021 Mgmt For For 17 APPOINTMENT OF MS NICOLA MARY BREWER AS Mgmt For For INDEPENDENT DIRECTOR 18 APPOINTMENT OF MS REGINA HELENA JORGE NUES Mgmt For For AS INDEPENDENT DIRECTOR 19 REELECTION OF MR INIGO VICTOR DE ORIOL Mgmt For For IBARRA AS OTHER EXTERNAL DIRECTOR 20 REELECTION OF MS SAMANTHA BARBER AS Mgmt For For INDEPENDENT DIRECTOR 21 SETTING OF THE NUMBER OF BOARD MEMBERS AT Mgmt For For FOURTEEN 22 AUTHORISATION TO INCREASE CAPITAL LIMITED Mgmt Against Against TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL 23 AUTHORISATION TO ISSUE DEBENTURES Mgmt Against Against EXCHANGEABLE FOR AND OR CONVERTIBLE INTO SHARES AND WARRANTS UP TO 5,000M EURO LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL 24 DELEGATION OF POWERS Mgmt For For CMMT PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING Non-Voting IN THE GENERAL MEETING, WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- INNERGEX RENEWABLE ENERGY INC Agenda Number: 712383998 -------------------------------------------------------------------------------------------------------------------------- Security: 45790B104 Meeting Type: MIX Meeting Date: 12-May-2020 Ticker: ISIN: CA45790B1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: JEAN LA COUTURE Mgmt For For 1.2 ELECTION OF DIRECTOR: ROSS J. BEATY Mgmt For For 1.3 ELECTION OF DIRECTOR: NATHALIE FRANCISCI Mgmt For For 1.4 ELECTION OF DIRECTOR: RICHARD GAGNON Mgmt For For 1.5 ELECTION OF DIRECTOR: DANIEL LAFRANCE Mgmt For For 1.6 ELECTION OF DIRECTOR: MICHEL LETELLIER Mgmt For For 1.7 ELECTION OF DIRECTOR: DALTON MCGUINTY Mgmt For For 1.8 ELECTION OF DIRECTOR: MONIQUE MERCIER Mgmt For For 1.9 ELECTION OF DIRECTOR: OUMA SANANIKONE Mgmt For For 1.10 ELECTION OF DIRECTOR: LOUIS VECI Mgmt For For 1.11 ELECTION OF DIRECTOR: PIERRE G. BRODEUR Mgmt For For 2 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 3 TO ADOPT A SPECIAL RESOLUTION AUTHORIZING Mgmt For For THE CORPORATION TO AMEND ITS ARTICLES TO INCREASE THE MINIMUM NUMBERS OF DIRECTORS FROM ONE (1) TO THREE (3) AND TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM TEN (10) TO FOURTEEN (14) 4 TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE Mgmt For For STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES OF THE CORPORATION TO CAD500,000, AND TO CREDIT TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO THE DIFFERENCE BETWEEN THE CURRENT STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES AND CAD500,000 5 ADOPTION OF AN ADVISORY RESOLUTION ON THE Mgmt For For CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC Agenda Number: 711286799 -------------------------------------------------------------------------------------------------------------------------- Security: G6S9A7120 Meeting Type: AGM Meeting Date: 29-Jul-2019 Ticker: ISIN: GB00BDR05C01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 MARCH 2019, THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE ACCOUNTS (THE 'ANNUAL REPORT') 2 TO DECLARE A FINAL DIVIDEND OF 31.26 PENCE Mgmt For For PER ORDINARY SHARE (USD 2.0256 PER AMERICAN DEPOSITARY SHARE ('ADS')) FOR THE YEAR ENDED 31 MARCH 2019 3 TO RE-ELECT SIR PETER GERSHON AS A DIRECTOR Mgmt For For 4 TO RE-ELECT JOHN PETTIGREW AS A DIRECTOR Mgmt For For 5 TO ELECT ANDY AGG AS A DIRECTOR Mgmt For For 6 TO RE-ELECT DEAN SEAVERS AS A DIRECTOR Mgmt For For 7 TO RE-ELECT NICOLA SHAW AS A DIRECTOR Mgmt For For 8 TO RE-ELECT JONATHAN DAWSON AS A DIRECTOR Mgmt For For 9 TO RE-ELECT THERESE ESPERDY AS A DIRECTOR Mgmt For For 10 TO RE-ELECT PAUL GOLBY AS A DIRECTOR Mgmt For For 11 TO RE-ELECT AMANDA MESLER AS A DIRECTOR Mgmt For For 12 TO ELECT EARL SHIPP AS A DIRECTOR Mgmt For For 13 TO ELECT JONATHAN SILVER AS A DIRECTOR Mgmt For For 14 TO RE-ELECT MARK WILLIAMSON AS A DIRECTOR Mgmt For For 15 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For AUDITORS UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 16 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For AUDITORS' REMUNERATION 17 TO APPROVE THE NEW DIRECTORS' REMUNERATION Mgmt For For POLICY SET OUT ON PAGES 74 TO 78 IN THE ANNUAL REPORT 18 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REFERRED TO IN RESOLUTION 17) SET OUT ON PAGES 69 TO 90 IN THE ANNUAL REPORT 19 TO AUTHORISE DIRECTORS TO MAKE POLITICAL Mgmt For For DONATIONS 20 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For ORDINARY SHARES 21 TO AUTHORISE THE DIRECTORS TO OPERATE A Mgmt For For SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTION 22 IS Non-Voting CONDITIONAL UPON SUBJECT TO THE PASSING OF RESOLUTION 21. THANK YOU 22 TO AUTHORISE CAPITALISING RESERVES FOR THE Mgmt For For SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTIONS 23 AND 24 ARE Non-Voting CONDITIONAL UPON SUBJECT TO THE PASSING OF RESOLUTION 20. THANK YOU 23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Against Against RIGHTS 24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Against Against RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT 25 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN ORDINARY SHARES 26 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For MEETINGS ON 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- NOBLE ENERGY, INC. Agenda Number: 935141856 -------------------------------------------------------------------------------------------------------------------------- Security: 655044105 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: NBL ISIN: US6550441058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey L. Berenson Mgmt For For 1B. Election of Director: James E. Craddock Mgmt For For 1C. Election of Director: Barbara J. Duganier Mgmt For For 1D. Election of Director: Thomas J. Edelman Mgmt For For 1E. Election of Director: Holli C. Ladhani Mgmt For For 1F. Election of Director: David L. Stover Mgmt For For 1G. Election of Director: Scott D. Urban Mgmt For For 1H. Election of Director: William T. Van Kleef Mgmt For For 1I. Election of Director: Martha B. Wyrsch Mgmt For For 2. To ratify the appointment of the Mgmt For For independent auditor by the Company's Audit Committee. 3. To approve, in an advisory vote, executive Mgmt For For compensation. 4. To approve the 2020 Long-Term Incentive Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC Agenda Number: 711340707 -------------------------------------------------------------------------------------------------------------------------- Security: G8295T213 Meeting Type: AGM Meeting Date: 25-Jul-2019 Ticker: ISIN: GB00B18V8630 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS Mgmt No vote AND REPORTS FOR THE YEAR ENDED 31 MARCH 2019 2 TO DECLARE A FINAL DIVIDEND OF 28.22P PER Mgmt No vote ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2019 3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote REPORT 4 TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt No vote 5 TO RE-ELECT NEIL COOPER AS A DIRECTOR Mgmt No vote 6 TO RE-ELECT SUSAN DAVY AS A DIRECTOR Mgmt No vote 7 TO ELECT IAIN EVANS AS A DIRECTOR Mgmt No vote 8 TO RE-ELECT CHRISTOPHER LOUGHLIN AS A Mgmt No vote DIRECTOR 9 TO RE-ELECT GILL RIDER AS A DIRECTOR Mgmt No vote 10 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt No vote OF THE COMPANY 11 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt No vote DETERMINE THE REMUNERATION OF THE AUDITOR ON BEHALF OF THE BOARD 12 TO AUTHORISE THE COMPANY AND ITS Mgmt No vote SUBSIDIARIES TO MAKE POLITICAL DONATIONS/INCUR POLITICAL EXPENDITURE UP TO A SPECIFIED LIMIT 13 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt No vote SHARES 14 TO AUTHORISE THE PARTIAL DISAPPLICATION OF Mgmt No vote PRE-EMPTION RIGHTS 15 TO AUTHORISE THE PARTIAL DISAPPLICATION OF Mgmt No vote PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 16 TO AUTHORISE THE PURCHASE OF THE COMPANY'S Mgmt No vote OWN SHARES 17 TO AUTHORISE A GENERAL MEETING OTHER THAN Mgmt No vote AN AGM TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE 18 TO AMEND THE COMPANY'S ARTICLES OF Mgmt No vote ASSOCIATION TO DEFINE THE RIGHTS ATTACHED TO THE WATERSHARE+ SHARE: ARTICLE 5, ARTICLE 5.A 19 TO GRANT THE DIRECTORS AUTHORITY TO ISSUE Mgmt No vote THE WATERSHARE+ SHARE CMMT 12 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC Agenda Number: 712628950 -------------------------------------------------------------------------------------------------------------------------- Security: G8295T213 Meeting Type: OGM Meeting Date: 28-May-2020 Ticker: ISIN: GB00B18V8630 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVE MATTERS RELATING TO THE DISPOSAL BY Mgmt For For THE COMPANY OF THE VIRIDOR BUSINESS CMMT 12 MAY 2020: PLEASE NOTE THAT THE MEETING Non-Voting TYPE WAS CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- PENTAIR PLC Agenda Number: 935145525 -------------------------------------------------------------------------------------------------------------------------- Security: G7S00T104 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: PNR ISIN: IE00BLS09M33 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Re-election of Director: Mona Abutaleb Mgmt For For Stephenson 1B. Re-election of Director: Glynis A. Bryan Mgmt For For 1C. Re-election of Director: T. Michael Glenn Mgmt For For 1D. Re-election of Director: Theodore L. Harris Mgmt For For 1E. Re-election of Director: David A. Jones Mgmt For For 1F. Re-election of Director: Michael T. Mgmt For For Speetzen 1G. Re-election of Director: John L. Stauch Mgmt For For 1H. Re-election of Director: Billie I. Mgmt For For Williamson 2. To approve, by nonbinding, advisory vote, Mgmt For For the compensation of the named executive officers. 3. To ratify, by nonbinding, advisory vote, Mgmt For For the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. 4. To approve the Pentair plc 2020 Share and Mgmt For For Incentive Plan. 5. To authorize the Board of Directors to Mgmt For For allot new shares under Irish law. 6. To authorize the Board of Directors to Mgmt For For opt-out of statutory preemption rights under Irish law (Special Resolution). 7. To authorize the price range at which Mgmt For For Pentair plc can re-allot shares it holds as treasury shares under Irish law (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- REN - REDES ENERGETICAS NACIONAIS SGPS, SA Agenda Number: 712383645 -------------------------------------------------------------------------------------------------------------------------- Security: X70955103 Meeting Type: AGM Meeting Date: 07-May-2020 Ticker: ISIN: PTREL0AM0008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting MEETINGS REQUIRES THE DISCLOSURE OF BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. 1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS AND STATUTORY REPORTS 2 APPROVE ALLOCATION OF INCOME Mgmt For For 3 APPRAISE MANAGEMENT AND SUPERVISION OF Mgmt For For COMPANY AND APPROVE VOTE OF CONFIDENCE TO CORPORATE BODIES 4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For SHARES 5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For REPURCHASED DEBT INSTRUMENTS 6 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SNAM S.P.A. Agenda Number: 711581276 -------------------------------------------------------------------------------------------------------------------------- Security: T8578N103 Meeting Type: MIX Meeting Date: 23-Oct-2019 Ticker: ISIN: IT0003153415 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. E.1 TO AMEND ART. 13 AND 20 AND TO INTRODUCE Mgmt For For ART. 24 OF THE BY-LAWS. RESOLUTIONS RELATED THERETO O.1 CONSENSUAL TERMINATION OF THE EXTERNAL Mgmt For For AUDITORS' MANDATE OF PRICEWATERHOUSECOOPERS S.P.A. FOR AND TO APPOINT NEW EXTERNAL AUDITORS FOR THE YEARS 2020-2028 AND TO STATE THE RELATED EMOLUMENT -------------------------------------------------------------------------------------------------------------------------- SNAM S.P.A. Agenda Number: 712638999 -------------------------------------------------------------------------------------------------------------------------- Security: T8578N103 Meeting Type: MIX Meeting Date: 18-Jun-2020 Ticker: ISIN: IT0003153415 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE Non-Voting DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN E.1 TO CANCEL OWN SHARES HELD WITHOUT STOCK Mgmt For For CAPITAL DECREASE, FOLLOWING AMENDMENT OF ART. 5.1 (COMPANY STOCK CAPITAL) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO O.1 SNAM S.P.A. BALANCE SHEET AS OF 31 DECEMBER Mgmt For For 2019. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO O.2 NET INCOME ALLOCATION AND DIVIDEND Mgmt For For DISTRIBUTION O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For OWN SHARES, UPON REVOCATION OF THE AUTHORIZATION, GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 2 APRIL 2019, FOR THE UNEXECUTED PART O.4.1 REWARDING POLICY AND PAID EMOLUMENT'S Mgmt For For REPORT. FIRST SECTION: REWARDING POLICY'S REPORT (BINDING RESOLUTION) O.4.2 REWARDING POLICY AND PAID EMOLUMENT'S Mgmt For For REPORT. SECOND SECTION: PAID EMOLUMENT'S REPORT (NON-BINDING RESOLUTION) O.5 2020-2022 LONG TERM SHARE BASED INCENTIVE Mgmt For For PLAN. RESOLUTIONS NECESSARY AND RELATED THERETO O.6 TO APPOINT ONE DIRECTOR: NICOLA BEDIN Mgmt For For O.7 TO APPOINT THE BOARD OF DIRECTORS' Mgmt For For CHAIRMAN: NICOLA BEDIN -------------------------------------------------------------------------------------------------------------------------- SPARK INFRASTRUCTURE GROUP Agenda Number: 712486833 -------------------------------------------------------------------------------------------------------------------------- Security: Q8604W120 Meeting Type: AGM Meeting Date: 27-May-2020 Ticker: ISIN: AU000000SKI7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF MR GREG MARTIN AS A DIRECTOR Mgmt For For OF SPARK INFRASTRUCTURE RE, SPARK HOLDINGS NO 1, SPARK HOLDINGS NO 2, SPARK HOLDINGS NO 3 AND SPARK HOLDINGS NO 4 3 ELECTION OF MR MILES GEORGE AS A DIRECTOR Mgmt For For OF SPARK INFRASTRUCTURE RE, SPARK HOLDINGS NO 1, SPARK HOLDINGS NO 2, SPARK HOLDINGS NO 3 AND SPARK HOLDINGS NO 4 4 GRANT OF PERFORMANCE RIGHTS TO MR RICK Mgmt For For FRANCIS 5 CHANGE OF NOTE TRUSTEE: THAT SUBJECT TO Mgmt For For APPROVAL OF MELBOURNE SECURITIES CORPORATION LIMITED ACN 160 326 545 ("MSC TRUSTEES") AS A TRUSTEE UNDER SECTION 283AC (1)(F) OF THE CORPORATIONS ACT, 2001 (CTH), MSC TRUSTEES BE APPROVED AS SUCCESSOR NOTE TRUSTEE TO AUSTRALIAN EXECUTOR TRUSTEES LIMITED ACN 007 869 794 IN ACCORDANCE WITH CLAUSE 13.5 OF THE NOTE TRUST DEED 6 ELECTION OF MS ALEXANDRA FINLEY AS A Mgmt For For DIRECTOR OF SPARK INFRASTRUCTURE HOLDINGS NO 6 7 ELECTION OF MR GERARD DOVER AS A DIRECTOR Mgmt For For OF SPARK INFRASTRUCTURE HOLDINGS NO 6 -------------------------------------------------------------------------------------------------------------------------- TRANSALTA RENEWABLES INC Agenda Number: 712303611 -------------------------------------------------------------------------------------------------------------------------- Security: 893463109 Meeting Type: AGM Meeting Date: 28-Apr-2020 Ticker: ISIN: CA8934631091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: DAVID W. DRINKWATER Mgmt For For 1.2 ELECTION OF DIRECTOR: BRETT M. GELLNER Mgmt Against Against 1.3 ELECTION OF DIRECTOR: ALLEN R. HAGERMAN Mgmt For For 1.4 ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For 1.5 ELECTION OF DIRECTOR: PAUL H.E. TAYLOR Mgmt Against Against 1.6 ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS Mgmt For For 2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Tortoise Essential Assets Income Term Fund By (Signature) /s/ P Bradley Adams Name P Bradley Adams Title President Date 08/28/2020