FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/12/2016 |
3. Issuer Name and Ticker or Trading Symbol
IHS Markit Ltd. [ INFO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 16,897 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (1) | 04/15/2019 | Common Shares | 50,000 | $22.57 | D | |
Stock Option (right to buy) | (2) | 12/31/2019 | Common Shares | 50,000 | $24.46 | D | |
Stock Option (right to buy) | (3) | 07/31/2020 | Common Shares | 150,000 | $26.7 | D | |
Stock Option (right to buy) | (4) | 02/24/2023 | Common Shares | 150,000 | $27.61 | D |
Explanation of Responses: |
1. 20,000 stock options vested in two equal installments on April 16, 2013 and 2014; 30,000 stock options vested in one installment on June 18, 2014 due to the Markit IPO acceleration; all are fully vested. |
2. 20,000 stock options vested in two equal installments on April 1, 2014 and June 18, 2014 due to the Markit IPO acceleration; 30,000 stock options vested in one installment on June 19, 2016; all are fully vested. |
3. The stock options will vest in three equal annual installments beginning on June 19, 2017. |
4. The stock options will vest in five equal annual installments beginning on February 24, 2017. |
Remarks: |
As a foreign private issuer, IHS Markit securities are currently exempt from Section 16 pursuant to Rule 3a12-3(b) of the Exchange Act. As such, this is an informational and voluntary report which shall not be deemed an admission that, as of the date hereof, the filing person is required to report beneficial ownership of IHS Markit securities registered under Section 12 of the Exchange Act. |
/s/ Julio Martin, Attorney-in-Fact on Behalf of Reporting Person | 07/14/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |