N-CSRS
1
rivernorth3212001-ncsrs.htm
CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number
811-23067
RiverNorth Marketplace Lending Corporation (Exact name of registrant as specified in charter)
325 North LaSalle Street, Suite 645,
Chicago, Illinois 60654 (Address of principal executive offices) (Zip code)
Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC 325 North LaSalle Street, Suite 645
Chicago, Illinois 60654 (Name and address of agent for service)
(312)832-1440 Registrant's telephone
number, including area code
Investment Adviser:
RiverNorth Capital Management, LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654
rivernorth.com
RiverNorth Marketplace Lending
Corporation
Table of
Contents
Disclosure of
Fund Expenses
2
Schedule of
Investments
3
Statement of
Assets and Liabilities
68
Statement of
Operations
69
Statement of
Changes in Net Assets
70
Statement of
Cash Flows
71
Financial
Highlights
72
Notes to
Financial Statements
73
Additional
Information
80
RiverNorth Marketplace Lending
Corporation
Disclosure of Fund
Expenses
December 31, 2016
(Unaudited)
Expense Example As a shareholder of the RiverNorth Marketplace Lending
Corporation (the “Fund”), you incur two types of costs: (1) transaction costs;
and (2) ongoing costs, including management fees, service fees on marketplace
loans and other Fund expenses. This example is intended to help you understand
your ongoing costs (in dollars) of investing in the Fund and to compare these
costs with the ongoing costs of investing in other mutual funds. The Example is
based on an investment of $1,000 invested at the beginning of the period,
September 22, 2016 and held through the period ended December 31,
2016.
Actual Expenses The first line of the table below provides information about
actual account values and actual expenses. You may use the information in this
line, together with the amount you invested, to estimate the expenses that you
paid over the period. Simply divide your account value by $1,000 (for example,
an $8,600 account value divided by $1,000 = 8.6), then multiply the result by
the number in the first line under the heading entitled “Expenses Paid During
Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison
Purposes The second line of the table
below provides information about hypothetical account values and hypothetical
expenses based on the Fund’s actual expense ratio and an assumed rate of return
of 5% per year before expenses, which is not the Fund’s actual return. The
hypothetical account values and expenses may not be used to estimate the actual
ending account balance or expenses you paid for the period. You may use this
information to compare the ongoing costs of investing in the Fund and other
funds. To do so, compare these 5% hypothetical examples with the 5% hypothetical
examples that appear in the shareholder reports of other funds.
Beginning
Ending
Expenses
Account
Value
Account
Value
Expense
Paid
During
09/22/2016(a)
12/31/2016
Ratio(b)
Period(c)
RiverNorth Marketplace Lending Corporation
Actual
$1,000.00
$1,014.20
2.89%
$8.05
Hypothetical
(5% return
before
expenses)
$1,000.00
$1,005.84
2.89%
$8.02
(a)
Commencement of operations
(b)
Annualized, based on the Fund’s most recent fiscal
period expenses.
(c)
Expenses are equal to the Fund’s annualized ratio
multiplied by the average account value over the period, multiplied by the
number of days in the most recent fiscal period (101), then divided by
365. Note this expense example is typically based on a six-month
period.
2
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
WHOLE LOANS -
76.19%
Consumer Loans -
44.01%
224565, 7.4%,
10/1/2023(a)
Sofi
10/21/2016
$
98,246
$
98,246
$
98,062
224570, 7.65%, 10/1/2021(a)
Sofi
10/25/2016
9,597
9,597
9,578
225203, 8.85%,
10/1/2023(a)
Sofi
10/21/2016
46,417
46,417
46,319
225680, 8.85%, 10/1/2023(a)
Sofi
10/21/2016
29,474
29,474
29,412
225731, 8.4%,
10/1/2023(a)
Sofi
10/21/2016
27,575
27,575
27,521
225868, 8.85%, 10/1/2023(a)
Sofi
10/21/2016
44,241
44,241
44,148
225883, 7.85%,
10/1/2021(a)
Sofi
10/21/2016
32,100
32,100
32,033
225895, 6.41%, 10/1/2021(a)
Sofi
10/25/2016
25,306
25,306
25,259
226395, 6.28%,
10/1/2019(a)
Sofi
10/25/2016
11,859
11,859
11,837
226435, 8.28%, 10/1/2023(a)
Sofi
10/25/2016
14,616
14,616
14,589
226454, 4.72%,
10/1/2021(a)
Sofi
10/25/2016
57,594
57,594
57,485
226552, 7.4%, 10/1/2023(a)
Sofi
10/25/2016
19,613
19,613
19,576
226600, 6.28%,
10/1/2019(a)
Sofi
10/25/2016
19,733
19,733
19,696
226606, 5.4%, 10/1/2019(a)
Sofi
10/21/2016
14,159
14,159
14,133
226654, 7.65%,
10/1/2021(a)
Sofi
10/21/2016
48,574
48,574
48,478
226686, 6.64%, 10/1/2019(a)
Sofi
10/25/2016
10,488
10,488
10,467
226744, 7.65%,
10/1/2021(a)
Sofi
10/25/2016
34,002
34,002
33,935
226753, 6.41%, 10/1/2021(a)
Sofi
10/21/2016
77,672
77,672
77,527
226927, 4.72%,
10/1/2021(a)
Sofi
10/25/2016
97,017
97,017
96,835
226958, 7.65%, 10/1/2021(a)
Sofi
10/25/2016
29,300
29,300
29,242
227105, 7.27%,
10/1/2021(a)
Sofi
10/25/2016
96,447
96,447
96,266
227112, 7.4%, 10/1/2023(a)
Sofi
10/25/2016
98,064
98,064
97,881
227153, 8.4%,
10/1/2023(a)
Sofi
10/25/2016
48,562
48,562
48,466
227217, 9.45%, 10/1/2023(a)
Sofi
10/21/2016
22,560
22,560
22,509
227278, 5.4%,
10/1/2019(a)
Sofi
10/21/2016
56,899
56,899
56,792
227533, 6.41%, 10/1/2021(a)
Sofi
10/21/2016
4,853
4,853
4,844
227552, 6.99%,
10/1/2019(a)
Sofi
10/25/2016
17,086
17,086
17,050
227562, 8.4%, 10/1/2023(a)
Sofi
10/25/2016
29,999
29,999
29,940
227567, 6.64%,
10/1/2019(a)
Sofi
10/21/2016
13,524
13,524
13,497
227680, 7.65%, 10/1/2021(a)
Sofi
10/21/2016
10,800
10,800
10,778
227722, 8.85%,
10/1/2023(a)
Sofi
10/21/2016
20,010
20,010
19,968
227729, 8.4%, 10/1/2023(a)
Sofi
10/25/2016
49,038
49,038
48,941
227730, 3.41%,
10/1/2019(a)
Sofi
10/21/2016
5,678
5,678
5,667
227818, 7.85%, 10/1/2021(a)
Sofi
10/21/2016
8,742
8,742
8,724
227824, 4.72%,
10/1/2021(a)
Sofi
10/21/2016
48,499
48,499
48,408
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
3
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
227869, 7.85%,
10/1/2021(a)
Sofi
10/21/2016
26,275
26,275
26,220
227951, 7.65%, 10/1/2021(a)
Sofi
10/21/2016
16,511
16,511
16,479
228172, 7.27%,
10/1/2021(a)
Sofi
10/21/2016
14,236
14,236
14,238
228276, 8.4%, 10/1/2023(a)
Sofi
10/21/2016
49,023
49,023
48,926
228294, 7.4%,
10/1/2023(a)
Sofi
10/21/2016
55,867
55,867
55,763
228373, 6.99%, 10/1/2019(a)
Sofi
10/21/2016
12,333
12,333
12,307
228424, 8.85%,
10/1/2023(a)
Sofi
10/21/2016
35,990
35,990
35,914
228433, 8.28%, 10/1/2023(a)
Sofi
10/21/2016
27,500
27,500
27,448
228468, 8.85%,
10/1/2023(a)
Sofi
10/21/2016
49,032
49,032
48,929
228479, 9.45%, 10/1/2023(a)
Sofi
10/21/2016
33,737
33,737
33,662
228944, 7.4%,
10/1/2023(a)
Sofi
10/21/2016
54,941
54,941
54,838
228957, 9.45%, 10/1/2023(a)
Sofi
10/21/2016
31,377
31,377
31,307
228994, 4.72%,
10/1/2021(a)
Sofi
10/21/2016
22,437
22,437
22,394
228996, 8.28%, 10/1/2023(a)
Sofi
10/21/2016
57,826
57,826
57,718
229020, 4.72%,
10/1/2021(a)
Sofi
10/21/2016
48,538
48,538
48,447
229153, 6.41%, 10/1/2021(a)
Sofi
10/21/2016
72,766
72,766
72,630
229200, 8.85%,
10/1/2023(a)
Sofi
10/21/2016
15,685
15,685
15,652
229252, 6.99%, 10/1/2019(a)
Sofi
10/21/2016
23,711
23,711
23,661
229323, 8.4%,
10/1/2023(a)
Sofi
10/21/2016
39,207
39,207
39,129
686620, 11.21%, 9/23/2021(a)
Prosper
09/24/2016
2,917
2,917
2,862
686626, 10.81%,
9/23/2019(a)
Prosper
09/24/2016
18,731
18,731
18,565
686629, 5.12%, 9/23/2019(a)
Prosper
09/24/2016
13,003
13,003
13,055
686833, 3.15%,
9/23/2019(a)
Prosper
09/24/2016
18,452
18,452
18,437
686848, 5.16%, 9/23/2019(a)
Prosper
09/24/2016
18,544
18,544
18,730
686854, 5.51%,
9/23/2019(a)
Prosper
09/24/2016
23,229
23,229
23,321
686866, 7.17%, 9/23/2021(a)
Prosper
09/24/2016
21,216
21,216
21,209
687025, 4.76%,
9/26/2019(a)
Prosper
09/27/2016
13,898
13,898
14,011
687286, 10.28%, 9/27/2019(a)
Prosper
09/28/2016
14,083
14,083
13,917
687664, 6.74%,
9/27/2019(a)
Prosper
09/28/2016
13,953
13,953
13,987
688204, 7.51%, 9/28/2019(a)
Prosper
09/29/2016
23,913
23,913
24,256
688785, 3.79%,
9/23/2021(a)
Prosper
09/24/2016
14,408
14,408
14,586
688788, 7.79%, 9/23/2019(a)
Prosper
09/24/2016
13,969
13,969
13,986
688977, 12.21%,
9/23/2021(a)
Prosper
09/24/2016
4,958
4,958
1,386
688986, 9.72%, 9/23/2019(a)
Prosper
09/24/2016
11,230
11,230
11,177
689010, 5.12%,
9/23/2019(a)
Prosper
09/24/2016
9,261
9,261
9,298
689069, 8.29%, 9/23/2021(a)
Prosper
09/24/2016
14,518
14,518
14,490
689071, 13.26%,
10/3/2021(a)
Prosper
10/04/2016
9,840
9,840
9,488
See Notes to Financial
Statements.
4
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
689072, 9.51%,
9/23/2021(a)
Prosper
09/24/2016
9,686
9,686
9,602
689083, 14.07%, 10/3/2021(a)
Prosper
10/04/2016
9,843
9,843
9,485
689086, 5.54%,
10/3/2019(a)
Prosper
10/04/2016
15,228
15,228
15,298
689119, 14.12%, 10/3/2021(a)
Prosper
10/04/2016
22,313
22,313
21,767
689122, 9.52%,
10/3/2021(a)
Prosper
10/04/2016
13,712
13,712
13,565
689125, 5.41%, 10/3/2019(a)
Prosper
10/04/2016
22,933
22,933
22,901
689128, 3.18%,
10/3/2019(a)
Prosper
10/04/2016
11,383
11,383
11,358
689134, 6.38%, 10/3/2019(a)
Prosper
10/04/2016
19,073
19,073
19,084
689137, 9.97%,
10/3/2021(a)
Prosper
10/04/2016
14,694
14,694
14,513
689140, 3.8%, 10/3/2019(a)
Prosper
10/04/2016
14,160
14,160
14,178
689143, 12.12%,
10/3/2021(a)
Prosper
10/04/2016
24,478
24,478
23,966
689146, 12.12%, 10/3/2021(a)
Prosper
10/04/2016
24,560
24,560
24,046
689149, 5.34%,
10/3/2021(a)
Prosper
10/04/2016
9,755
9,755
9,775
689152, 5.14%, 10/3/2021(a)
Prosper
10/04/2016
29,315
29,315
29,323
689155, 4.8%,
10/3/2019(a)
Prosper
10/04/2016
9,526
9,526
9,536
689158, 4.14%, 10/3/2019(a)
Prosper
10/04/2016
15,193
15,193
15,267
689161, 4.79%,
10/3/2019(a)
Prosper
10/04/2016
3,805
3,805
3,828
689164, 14.53%, 10/3/2019(a)
Prosper
10/04/2016
3,472
3,472
3,371
689167, 10.36%,
10/3/2019(a)
Prosper
10/04/2016
14,302
14,302
14,041
689170, 14.07%, 10/3/2021(a)
Prosper
10/04/2016
14,765
14,765
14,227
689173, 11.59%,
10/3/2019(a)
Prosper
10/04/2016
19,880
19,880
19,548
689176, 7.08%, 10/3/2019(a)
Prosper
10/04/2016
4,781
4,781
4,764
689179, 10.83%,
10/3/2019(a)
Prosper
10/04/2016
28,746
28,746
28,392
689182, 9.52%, 10/3/2021(a)
Prosper
10/04/2016
11,753
11,753
11,627
689185, 6.83%,
10/3/2021(a)
Prosper
10/04/2016
9,292
9,292
9,261
689188, 7.91%, 10/3/2019(a)
Prosper
10/04/2016
23,924
23,924
23,890
689191, 5.93%,
10/3/2019(a)
Prosper
10/04/2016
14,281
14,281
14,347
689194, 7.81%, 10/3/2019(a)
Prosper
10/04/2016
19,091
19,091
19,070
689200, 8.3%,
10/3/2021(a)
Prosper
10/04/2016
14,626
14,626
14,799
689265, 5.52%, 9/26/2019(a)
Prosper
09/27/2016
11,123
11,123
11,197
689267, 10.6%,
9/23/2021(a)
Prosper
09/24/2016
24,230
24,230
23,871
689272, 10.61%, 10/3/2021(a)
Prosper
10/04/2016
14,697
14,697
14,451
689281, 14.07%,
10/3/2021(a)
Prosper
10/04/2016
14,765
14,765
14,227
689311, 5.74%, 10/3/2021(a)
Prosper
10/04/2016
19,514
19,514
19,531
689314, 5.16%,
10/3/2019(a)
Prosper
10/04/2016
6,711
6,711
6,720
689338, 6.77%, 10/3/2019(a)
Prosper
10/04/2016
19,077
19,077
19,063
689344, 9.06%,
10/3/2019(a)
Prosper
10/04/2016
5,745
5,745
5,719
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
5
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
689347, 14.53%,
10/3/2019(a)
Prosper
10/04/2016
4,828
4,828
4,674
689356, 8.54%, 10/3/2019(a)
Prosper
10/04/2016
14,358
14,358
14,299
689380, 6.38%,
10/3/2019(a)
Prosper
10/04/2016
13,915
13,915
13,923
689386, 13.45%, 10/3/2019(a)
Prosper
10/04/2016
1,923
1,923
1,888
689432, 12.1%,
9/26/2021(a)
Prosper
09/27/2016
13,622
13,622
13,389
689434, 7.08%, 10/4/2019(a)
Prosper
10/05/2016
6,694
6,694
6,671
689435, 7.51%,
9/26/2019(a)
Prosper
09/27/2016
14,012
14,012
14,015
689695, 5.98%, 10/4/2019(a)
Prosper
10/05/2016
6,007
6,007
6,016
689701, 5.54%,
10/4/2019(a)
Prosper
10/05/2016
19,035
19,035
19,125
689710, 14.53%, 10/4/2019(a)
Prosper
10/05/2016
7,242
7,242
7,017
689740, 8.54%,
10/4/2019(a)
Prosper
10/05/2016
19,144
19,144
19,070
689821, 10.61%, 10/4/2021(a)
Prosper
10/05/2016
7,838
7,838
7,709
689860, 6.38%,
10/4/2019(a)
Prosper
10/05/2016
20,980
20,980
20,996
689868, 14.44%, 9/27/2019(a)
Prosper
09/28/2016
7,105
7,105
6,964
689920, 4.1%,
10/4/2019(a)
Prosper
10/05/2016
7,129
7,129
7,134
689923, 14.43%, 10/4/2019(a)
Prosper
10/05/2016
10,586
10,586
10,393
690015, 4.72%,
9/28/2019(a)
Prosper
09/29/2016
14,253
14,253
14,432
690217, 4.1%, 10/5/2019(a)
Prosper
10/06/2016
14,248
14,248
14,260
690397, 7.31%,
10/5/2021(a)
Prosper
10/06/2016
3,913
3,913
3,898
690406, 12.26%, 10/6/2021(a)
Prosper
10/07/2016
14,755
14,755
14,324
690472, 9.14%,
10/6/2021(a)
Prosper
10/07/2016
17,654
17,654
17,277
690475, 4.49%, 10/6/2019(a)
Prosper
10/07/2016
7,607
7,607
7,633
690478, 4.79%,
10/6/2019(a)
Prosper
10/07/2016
11,416
11,416
11,487
690580, 10.83%, 10/6/2019(a)
Prosper
10/07/2016
19,164
19,164
18,941
690634, 4.91%,
10/6/2021(a)
Prosper
10/07/2016
15,603
15,603
15,644
690684, 5.95%, 9/29/2019(a)
Prosper
09/30/2016
3,814
3,814
3,832
690697, 3.05%,
10/6/2021(a)
Prosper
10/07/2016
17,503
17,503
17,592
690733, 14.53%, 10/6/2019(a)
Prosper
10/07/2016
5,794
5,794
5,634
691054, 6.69%,
10/7/2021(a)
Prosper
10/08/2016
9,762
9,762
9,757
691156, 3.85%, 10/7/2019(a)
Prosper
10/08/2016
18,988
18,988
19,051
691359, 5.9%,
10/3/2019(a)
Prosper
10/04/2016
19,111
19,111
19,076
691365, 4.79%, 10/3/2019(a)
Prosper
10/04/2016
19,026
19,026
19,139
691395, 15%,
10/3/2021(a)
Prosper
10/04/2016
12,801
12,801
12,305
691413, 12.12%, 10/3/2021(a)
Prosper
10/04/2016
9,824
9,824
9,619
691422, 3.8%,
10/3/2019(a)
Prosper
10/04/2016
18,816
18,816
18,839
691425, 6.19%, 10/3/2021(a)
Prosper
10/04/2016
19,496
19,496
19,494
691428, 10.61%,
10/3/2021(a)
Prosper
10/04/2016
19,596
19,596
19,268
See Notes to Financial
Statements.
6
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
691431, 9.14%,
10/3/2021(a)
Prosper
10/04/2016
9,808
9,808
9,589
691434, 5.98%, 10/3/2019(a)
Prosper
10/04/2016
9,534
9,534
9,547
691437, 16.5%,
10/3/2021(a)
Prosper
10/04/2016
8,869
8,869
8,548
691440, 4.14%, 10/3/2019(a)
Prosper
10/04/2016
14,246
14,246
14,316
691443, 5.64%,
10/3/2021(a)
Prosper
10/04/2016
24,436
24,436
24,426
691446, 11.57%, 10/3/2019(a)
Prosper
10/04/2016
1,917
1,917
1,892
691449, 4.1%,
10/3/2019(a)
Prosper
10/04/2016
6,178
6,178
6,182
691452, 5.34%, 10/3/2021(a)
Prosper
10/04/2016
8,779
8,779
8,798
691455, 13.26%,
10/3/2021(a)
Prosper
10/04/2016
2,460
2,460
2,372
691458, 5.93%, 10/3/2019(a)
Prosper
10/04/2016
7,616
7,616
7,652
691461, 12.46%,
10/3/2019(a)
Prosper
10/04/2016
14,419
14,419
14,187
691464, 4.79%, 10/3/2019(a)
Prosper
10/04/2016
19,026
19,026
19,139
691467, 11.24%,
10/3/2021(a)
Prosper
10/04/2016
6,873
6,873
6,724
691470, 7.81%, 10/3/2019(a)
Prosper
10/04/2016
12,392
12,392
12,378
691473, 5.16%,
10/3/2019(a)
Prosper
10/04/2016
12,863
12,863
12,880
691476, 5.98%, 10/3/2019(a)
Prosper
10/04/2016
10,011
10,011
10,024
691479, 5.93%,
10/3/2019(a)
Prosper
10/04/2016
15,709
15,709
15,781
691482, 4.14%, 10/3/2019(a)
Prosper
10/04/2016
5,503
5,503
5,530
691485, 3.55%,
10/3/2019(a)
Prosper
10/04/2016
14,237
14,237
14,279
691496, 7.31%, 10/3/2021(a)
Prosper
10/04/2016
9,783
9,783
9,739
691499, 7.56%,
10/3/2019(a)
Prosper
10/04/2016
11,478
11,478
11,428
691538, 3.85%, 10/3/2019(a)
Prosper
10/04/2016
5,222
5,222
5,237
691539, 3.85%,
10/3/2019(a)
Prosper
10/04/2016
14,241
14,241
14,284
691542, 5.54%, 10/3/2019(a)
Prosper
10/04/2016
19,035
19,035
19,123
691544, 3.85%,
10/3/2019(a)
Prosper
10/04/2016
9,494
9,494
9,523
691547, 5.55%, 10/3/2019(a)
Prosper
10/04/2016
7,625
7,625
7,635
691550, 14.53%,
10/3/2019(a)
Prosper
10/04/2016
3,532
3,532
3,421
691553, 5.74%, 10/3/2021(a)
Prosper
10/04/2016
14,635
14,635
14,648
691559, 6.77%,
10/3/2019(a)
Prosper
10/04/2016
3,815
3,815
3,813
691562, 3.18%, 10/3/2019(a)
Prosper
10/04/2016
8,822
8,822
8,803
691565, 4.91%,
10/3/2021(a)
Prosper
10/04/2016
34,081
34,081
34,152
691568, 10%, 10/3/2021(a)
Prosper
10/04/2016
13,344
13,344
13,025
691569, 5.18%,
10/3/2019(a)
Prosper
10/04/2016
14,276
14,276
14,394
691571, 5.64%, 10/3/2021(a)
Prosper
10/04/2016
24,436
24,436
24,426
691574, 3.18%,
10/3/2019(a)
Prosper
10/04/2016
13,381
13,381
13,352
691577, 3.8%, 10/3/2019(a)
Prosper
10/04/2016
9,503
9,503
9,515
691580, 10.2%,
10/3/2019(a)
Prosper
10/04/2016
19,160
19,160
18,980
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
7
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
691583, 9.52%,
10/3/2021(a)
Prosper
10/04/2016
31,341
31,341
31,006
691586, 5.54%, 10/3/2019(a)
Prosper
10/04/2016
23,827
23,827
23,936
691589, 6.31%,
10/3/2019(a)
Prosper
10/04/2016
11,428
11,428
11,480
691590, 16.5%, 10/3/2021(a)
Prosper
10/04/2016
9,871
9,871
9,514
691592, 6.44%,
10/3/2019(a)
Prosper
10/04/2016
14,339
14,339
14,317
691595, 12.42%, 10/3/2019(a)
Prosper
10/04/2016
3,851
3,851
3,755
691598, 7.08%,
10/3/2019(a)
Prosper
10/04/2016
30,600
30,600
30,489
691601, 15.87%, 10/3/2019(a)
Prosper
10/04/2016
9,693
9,693
9,405
691604, 5.93%,
10/3/2019(a)
Prosper
10/04/2016
20,945
20,945
21,042
691607, 7.81%, 10/3/2019(a)
Prosper
10/04/2016
33,409
33,409
33,372
691611, 10.61%,
10/3/2021(a)
Prosper
10/04/2016
11,758
11,758
11,561
691614, 4.94%, 10/3/2021(a)
Prosper
10/04/2016
14,616
14,616
14,688
691617, 5.64%,
10/3/2021(a)
Prosper
10/04/2016
19,549
19,549
19,541
691620, 4.49%, 10/3/2019(a)
Prosper
10/04/2016
9,509
9,509
9,538
691623, 4.73%,
10/3/2019(a)
Prosper
10/04/2016
19,004
19,004
19,100
691626, 6.38%, 10/3/2019(a)
Prosper
10/04/2016
14,295
14,295
14,303
691668, 13.12%,
10/3/2021(a)
Prosper
10/04/2016
21,621
21,621
21,091
691677, 12.12%, 10/3/2021(a)
Prosper
10/04/2016
5,322
5,322
5,211
691679, 5.93%,
10/3/2019(a)
Prosper
10/04/2016
14,186
14,186
14,251
691683, 7.32%, 10/3/2019(a)
Prosper
10/04/2016
11,451
11,451
11,443
691689, 14.43%,
10/3/2019(a)
Prosper
10/04/2016
3,877
3,877
3,805
691692, 4.49%, 10/3/2019(a)
Prosper
10/04/2016
14,264
14,264
14,307
691695, 6.38%,
10/3/2019(a)
Prosper
10/04/2016
19,073
19,073
19,084
691742, 4.44%, 10/3/2019(a)
Prosper
10/04/2016
4,749
4,749
4,768
691745, 6.77%,
10/3/2019(a)
Prosper
10/04/2016
4,769
4,769
4,766
691748, 7.18%, 10/3/2021(a)
Prosper
10/04/2016
2,930
2,930
2,924
691751, 5.9%,
10/3/2019(a)
Prosper
10/04/2016
2,186
2,186
2,182
691754, 5.55%, 10/3/2019(a)
Prosper
10/04/2016
6,672
6,672
6,681
691757, 4.8%,
10/3/2019(a)
Prosper
10/04/2016
18,997
18,997
19,017
691760, 6.19%, 10/3/2021(a)
Prosper
10/04/2016
19,547
19,547
19,545
691769, 4.44%,
10/3/2019(a)
Prosper
10/04/2016
16,148
16,148
16,213
691772, 7.91%, 10/3/2019(a)
Prosper
10/04/2016
14,354
14,354
14,334
691775, 3.18%,
10/3/2019(a)
Prosper
10/04/2016
1,831
1,831
1,827
691781, 7.81%, 10/3/2019(a)
Prosper
10/04/2016
23,864
23,864
23,837
691784, 5.54%,
10/3/2019(a)
Prosper
10/04/2016
19,035
19,035
19,123
691790, 9.14%, 10/3/2021(a)
Prosper
10/04/2016
19,616
19,616
19,178
691793, 11.24%,
10/3/2021(a)
Prosper
10/04/2016
5,401
5,401
5,283
See Notes to Financial
Statements.
8
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
691796, 4.73%,
10/3/2019(a)
Prosper
10/04/2016
4,250
4,250
4,272
691799, 7.56%,
10/3/2019(a)
Prosper
10/04/2016
5,261
5,261
5,238
691808, 7.91%,
10/3/2019(a)
Prosper
10/04/2016
19,139
19,139
19,112
691814, 5.74%,
10/3/2021(a)
Prosper
10/04/2016
11,744
11,744
11,755
691817, 4.91%,
10/3/2021(a)
Prosper
10/04/2016
29,255
29,255
29,317
691820, 13.45%,
10/3/2019(a)
Prosper
10/04/2016
28,852
28,852
28,315
691838, 6.31%,
10/3/2019(a)
Prosper
10/04/2016
7,619
7,619
7,653
691856, 4.55%,
10/3/2021(a)
Prosper
10/04/2016
11,687
11,687
11,747
691865, 3.05%,
10/3/2021(a)
Prosper
10/04/2016
34,033
34,033
34,195
691868, 4.55%,
10/3/2021(a)
Prosper
10/04/2016
11,690
11,690
11,750
691914, 7.32%,
10/4/2019(a)
Prosper
10/05/2016
1,908
1,908
1,907
691974, 5.18%,
10/4/2019(a)
Prosper
10/05/2016
9,517
9,517
9,597
691983, 10.2%,
10/4/2019(a)
Prosper
10/05/2016
20,118
20,118
19,933
692013, 5.93%,
10/4/2019(a)
Prosper
10/05/2016
19,041
19,041
19,131
692025, 11.59%,
10/4/2019(a)
Prosper
10/05/2016
3,843
3,843
3,780
692046, 9.14%,
10/4/2021(a)
Prosper
10/05/2016
4,904
4,904
4,796
692061, 13.41%,
10/4/2019(a)
Prosper
10/05/2016
4,816
4,816
4,680
692172, 6.14%,
10/4/2021(a)
Prosper
10/05/2016
24,397
24,397
24,371
692187, 11.35%,
10/4/2021(a)
Prosper
10/05/2016
19,603
19,603
19,256
692207, 14.53%,
10/4/2019(a)
Prosper
10/05/2016
3,380
3,380
3,283
692231, 14.53%,
10/4/2019(a)
Prosper
10/05/2016
3,863
3,863
3,752
692237, 5.18%,
10/4/2019(a)
Prosper
10/05/2016
4,283
4,283
4,319
692303, 4.49%,
10/4/2019(a)
Prosper
10/05/2016
14,264
14,264
14,308
692345, 4.14%,
10/4/2019(a)
Prosper
10/05/2016
17,095
17,095
17,180
692357, 5.9%,
10/4/2019(a)
Prosper
10/05/2016
19,016
19,016
18,986
692402, 7.56%,
10/4/2019(a)
Prosper
10/05/2016
9,565
9,565
9,526
692484, 4.79%,
10/5/2019(a)
Prosper
10/06/2016
6,659
6,659
6,700
692490, 6.31%,
10/5/2019(a)
Prosper
10/06/2016
14,289
14,289
14,357
692653, 9.97%,
10/13/2021(a)
Prosper
10/14/2016
5,094
5,094
5,043
692656, 6.77%,
10/13/2019(a)
Prosper
10/14/2016
5,723
5,723
5,728
692665, 13.45%,
10/13/2019(a)
Prosper
10/14/2016
1,918
1,918
1,888
692668, 7.32%,
10/13/2019(a)
Prosper
10/14/2016
33,398
33,398
33,427
692671, 15.87%,
10/13/2019(a)
Prosper
10/14/2016
3,932
3,932
2,413
692674, 7.67%,
10/13/2021(a)
Prosper
10/14/2016
14,680
14,680
14,718
692677, 4.52%,
10/13/2021(a)
Prosper
10/14/2016
17,495
17,495
17,564
692680, 8.54%,
10/13/2019(a)
Prosper
10/14/2016
8,615
8,615
8,601
692683, 5.18%,
10/13/2019(a)
Prosper
10/14/2016
14,276
14,276
14,411
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
9
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
692686, 6.38%,
10/13/2019(a)
Prosper
10/14/2016
14,305
14,305
14,336
692700, 4.8%,
10/6/2019(a)
Prosper
10/07/2016
14,288
14,288
14,310
692722, 14.53%,
10/13/2019(a)
Prosper
10/14/2016
7,242
7,242
7,047
692827, 7.67%,
10/13/2021(a)
Prosper
10/14/2016
21,531
21,531
21,586
692833, 14.53%,
10/13/2019(a)
Prosper
10/14/2016
1,931
1,931
1,879
692838, 12.12%,
10/6/2021(a)
Prosper
10/07/2016
3,913
3,913
3,835
692847, 4.1%,
10/6/2019(a)
Prosper
10/07/2016
11,406
11,406
11,417
692848, 5.55%,
10/13/2019(a)
Prosper
10/14/2016
11,437
11,437
11,471
692857, 6.69%,
10/13/2021(a)
Prosper
10/14/2016
11,715
11,715
11,721
692866, 5.54%,
10/13/2019(a)
Prosper
10/14/2016
4,519
4,519
4,545
692890, 3.18%,
10/13/2019(a)
Prosper
10/14/2016
14,228
14,228
14,206
692893, 4.8%,
10/13/2019(a)
Prosper
10/14/2016
7,213
7,213
7,232
692899, 6.14%,
10/13/2021(a)
Prosper
10/14/2016
19,517
19,517
19,528
692920, 7.67%,
10/13/2021(a)
Prosper
10/14/2016
18,302
18,302
18,348
692929, 3.85%,
10/14/2019(a)
Prosper
10/15/2016
14,241
14,241
14,295
692942, 14.43%,
10/6/2019(a)
Prosper
10/07/2016
14,340
14,340
14,088
692943, 5.41%,
10/6/2019(a)
Prosper
10/07/2016
9,549
9,549
9,542
692954, 3.85%,
10/6/2019(a)
Prosper
10/07/2016
18,988
18,988
19,049
692985, 4.49%,
10/6/2019(a)
Prosper
10/07/2016
14,264
14,264
14,311
692997, 15.13%,
10/6/2019(a)
Prosper
10/07/2016
9,408
9,408
9,128
693042, 5.18%,
10/6/2019(a)
Prosper
10/07/2016
28,552
28,552
28,798
693057, 7.91%,
10/6/2019(a)
Prosper
10/07/2016
11,483
11,483
11,476
693080, 5.34%,
10/6/2021(a)
Prosper
10/07/2016
34,141
34,141
34,231
693108, 7.32%,
10/6/2019(a)
Prosper
10/07/2016
19,085
19,085
19,080
693111, 7.56%,
10/6/2019(a)
Prosper
10/07/2016
14,348
14,348
14,296
693155, 6.31%,
10/6/2019(a)
Prosper
10/07/2016
17,142
17,142
17,225
693163, 11.59%,
10/14/2019(a)
Prosper
10/15/2016
9,607
9,607
9,479
693209, 16.6%,
10/6/2019(a)
Prosper
10/07/2016
2,413
2,413
2,345
693290, 4.8%,
10/6/2019(a)
Prosper
10/07/2016
14,288
14,288
14,310
693296, 7.91%,
10/6/2019(a)
Prosper
10/07/2016
9,574
9,574
9,568
693302, 12.46%,
10/6/2019(a)
Prosper
10/07/2016
24,032
24,032
23,667
693316, 12.46%,
10/14/2019(a)
Prosper
10/15/2016
9,613
9,613
9,491
693491, 9.75%,
10/7/2019(a)
Prosper
10/08/2016
14,366
14,366
14,260
693530, 4.91%,
10/7/2021(a)
Prosper
10/08/2016
19,504
19,504
19,559
693556, 7.18%,
10/17/2021(a)
Prosper
10/18/2016
17,577
17,577
17,586
693631, 11.57%,
10/17/2019(a)
Prosper
10/18/2016
14,380
14,380
14,236
693649, 9.06%,
10/17/2019(a)
Prosper
10/18/2016
10,533
10,533
10,520
See Notes to Financial
Statements.
10
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
693729, 8.54%,
10/11/2019(a)
Prosper
10/11/2016
18,421
18,421
18,382
693827, 4.49%, 10/11/2019(a)
Prosper
10/11/2016
33,282
33,282
33,411
693857, 7.56%,
10/11/2019(a)
Prosper
10/11/2016
23,913
23,913
23,855
694006, 10%, 10/18/2021(a)
Prosper
10/19/2016
7,359
7,359
7,218
694296, 5.64%,
10/12/2021(a)
Prosper
10/13/2016
11,729
11,729
11,752
694334, 7.32%, 10/12/2019(a)
Prosper
10/13/2016
9,542
9,542
9,549
694402, 4.79%,
10/19/2019(a)
Prosper
10/20/2016
9,037
9,037
9,107
695115, 6.38%, 10/13/2019(a)
Prosper
10/14/2016
12,821
12,821
12,849
695121, 7.32%,
10/13/2019(a)
Prosper
10/14/2016
19,085
19,085
19,101
695124, 3.85%, 10/13/2019(a)
Prosper
10/14/2016
26,583
26,583
26,682
695127, 6.38%,
10/13/2019(a)
Prosper
10/14/2016
18,398
18,398
18,438
695130, 9.75%, 10/13/2019(a)
Prosper
10/14/2016
4,789
4,789
4,760
695144, 7.56%,
10/13/2019(a)
Prosper
10/14/2016
19,131
19,131
19,094
695147, 13.12%, 10/13/2021(a)
Prosper
10/14/2016
19,656
19,656
19,236
695150, 14.53%,
10/13/2019(a)
Prosper
10/14/2016
7,243
7,243
7,066
695154, 7.67%, 10/13/2021(a)
Prosper
10/14/2016
9,787
9,787
9,812
695156, 7.32%,
10/13/2019(a)
Prosper
10/14/2016
5,526
5,526
5,531
695159, 6.44%, 10/13/2019(a)
Prosper
10/14/2016
9,560
9,560
9,568
695162, 5.41%,
10/13/2019(a)
Prosper
10/14/2016
11,463
11,463
11,476
695168, 5.98%, 10/13/2019(a)
Prosper
10/14/2016
9,058
9,058
9,084
695171, 2.71%,
10/13/2021(a)
Prosper
10/14/2016
14,590
14,590
14,599
695174, 5.74%, 10/13/2021(a)
Prosper
10/14/2016
25,368
25,368
25,435
695180, 5.98%,
10/13/2019(a)
Prosper
10/14/2016
5,721
5,721
5,738
695183, 6.31%, 10/13/2019(a)
Prosper
10/14/2016
5,714
5,714
5,746
695186, 13.41%,
10/13/2019(a)
Prosper
10/14/2016
13,966
13,966
13,618
695189, 14.53%, 10/13/2019(a)
Prosper
10/14/2016
7,243
7,243
7,066
695195, 4.1%,
10/13/2019(a)
Prosper
10/14/2016
7,804
7,804
7,818
695198, 12.42%, 10/13/2019(a)
Prosper
10/14/2016
6,258
6,258
6,126
695201, 9.75%,
10/13/2019(a)
Prosper
10/14/2016
7,183
7,183
7,140
695219, 5.64%, 10/13/2021(a)
Prosper
10/14/2016
34,153
34,153
34,226
695258, 9.06%,
10/13/2019(a)
Prosper
10/14/2016
8,618
8,618
8,599
695307, 9.75%, 10/13/2019(a)
Prosper
10/14/2016
17,240
17,240
17,136
695310, 4.14%,
10/13/2019(a)
Prosper
10/14/2016
8,115
8,115
8,161
695322, 14.43%, 10/13/2019(a)
Prosper
10/14/2016
10,586
10,586
10,422
695331, 10.36%,
10/13/2019(a)
Prosper
10/14/2016
5,759
5,759
5,671
695337, 3.8%, 10/13/2019(a)
Prosper
10/14/2016
4,751
4,751
4,762
695340, 15.75%,
10/13/2021(a)
Prosper
10/14/2016
14,776
14,776
14,282
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
11
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
695346, 3.8%,
10/13/2021(a)
Prosper
10/14/2016
3,854
3,854
3,902
695352, 15%,
10/13/2021(a)
Prosper
10/14/2016
11,816
11,816
11,404
695367, 7.31%,
10/13/2021(a)
Prosper
10/14/2016
19,566
19,566
19,528
695376, 5.55%,
10/13/2019(a)
Prosper
10/14/2016
7,622
7,622
7,645
695382, 10.2%,
10/13/2019(a)
Prosper
10/14/2016
14,370
14,370
14,268
695393, 5.54%,
10/13/2019(a)
Prosper
10/14/2016
6,646
6,646
6,684
695396, 5.93%,
10/13/2019(a)
Prosper
10/14/2016
9,520
9,520
9,575
695402, 6.31%,
10/13/2019(a)
Prosper
10/14/2016
7,008
7,008
7,047
695408, 4.1%,
10/13/2019(a)
Prosper
10/14/2016
19,104
19,104
19,137
695420, 11.57%,
10/13/2019(a)
Prosper
10/14/2016
14,380
14,380
14,223
695423, 10.83%,
10/13/2019(a)
Prosper
10/14/2016
9,556
9,556
9,460
695426, 4.1%,
10/13/2019(a)
Prosper
10/14/2016
14,257
14,257
14,281
695435, 4.91%,
10/13/2021(a)
Prosper
10/14/2016
19,504
19,504
19,580
695459, 7.67%,
10/13/2021(a)
Prosper
10/14/2016
21,629
21,629
21,684
695541, 3.85%,
10/14/2019(a)
Prosper
10/15/2016
16,102
16,102
16,163
695558, 14.53%,
10/14/2019(a)
Prosper
10/15/2016
1,931
1,931
1,885
695679, 12.46%,
10/14/2019(a)
Prosper
10/15/2016
4,806
4,806
4,745
695693, 14.54%,
10/14/2019(a)
Prosper
10/15/2016
7,240
7,240
7,020
695724, 4.49%,
10/14/2019(a)
Prosper
10/15/2016
16,165
16,165
16,233
695766, 13.45%,
10/17/2019(a)
Prosper
10/18/2016
28,852
28,852
28,439
695973, 5.98%,
10/17/2019(a)
Prosper
10/18/2016
9,547
9,547
9,582
696605, 6.44%,
10/18/2019(a)
Prosper
10/19/2016
9,560
9,560
9,580
696623, 11.59%,
10/18/2019(a)
Prosper
10/19/2016
9,607
9,607
9,491
697037, 4.73%,
10/19/2019(a)
Prosper
10/20/2016
9,486
9,486
9,545
699673, 3.19%,
11/3/2019(a)
Prosper
11/04/2016
1,949
1,949
1,945
699676, 5.94%,
11/3/2019(a)
Prosper
11/04/2016
19,548
19,548
19,352
699682, 8.59%,
11/3/2019(a)
Prosper
11/04/2016
10,761
10,761
10,655
699688, 7.6%,
11/3/2019(a)
Prosper
11/04/2016
24,449
24,449
24,206
699691, 4.52%,
11/3/2019(a)
Prosper
11/04/2016
14,628
14,628
14,576
699712, 7.13%,
11/3/2019(a)
Prosper
11/04/2016
16,615
16,615
16,450
699724, 4.47%,
11/3/2019(a)
Prosper
11/04/2016
19,495
19,495
19,457
699730, 10.02%,
11/3/2021(a)
Prosper
11/04/2016
24,761
24,761
24,385
699739, 5.58%,
11/3/2019(a)
Prosper
11/04/2016
16,585
16,585
16,527
699748, 4.47%,
11/3/2019(a)
Prosper
11/04/2016
19,495
19,495
19,457
699754, 4.83%,
11/3/2019(a)
Prosper
11/04/2016
6,832
6,832
6,790
699760, 7.13%,
11/3/2019(a)
Prosper
11/04/2016
12,712
12,712
12,585
699769, 14.5%,
11/3/2019(a)
Prosper
11/04/2016
8,045
8,045
7,935
See Notes to Financial
Statements.
12
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
699775, 9.99%,
11/3/2021(a)
Prosper
11/04/2016
19,686
19,686
19,470
699778, 5.76%,
11/3/2021(a)
Prosper
11/04/2016
19,750
19,750
19,598
699787, 13.51%,
11/3/2019(a)
Prosper
11/04/2016
4,904
4,904
4,836
699793, 6.42%,
11/3/2019(a)
Prosper
11/04/2016
18,066
18,066
17,958
699799, 10.88%,
11/3/2019(a)
Prosper
11/04/2016
24,476
24,476
24,237
699811, 4.82%,
11/3/2019(a)
Prosper
11/04/2016
3,045
3,045
3,034
699814, 9.54%,
11/3/2021(a)
Prosper
11/04/2016
11,873
11,873
11,743
699823, 5.58%,
11/3/2019(a)
Prosper
11/04/2016
19,512
19,512
19,443
699829, 3.83%,
11/3/2019(a)
Prosper
11/04/2016
4,875
4,875
4,857
699937, 14.59%,
11/3/2019(a)
Prosper
11/04/2016
2,494
2,494
2,440
700048, 3.06%,
11/3/2021(a)
Prosper
11/04/2016
33,547
33,547
33,388
700168, 9.11%,
11/3/2019(a)
Prosper
11/04/2016
7,828
7,828
7,750
700231, 7.96%,
11/4/2019(a)
Prosper
11/05/2016
9,781
9,781
9,686
700234, 10.25%,
11/4/2019(a)
Prosper
11/05/2016
11,746
11,746
11,633
700273, 7.36%,
11/4/2019(a)
Prosper
11/05/2016
8,792
8,792
8,741
700282, 9.54%,
11/4/2021(a)
Prosper
11/05/2016
5,937
5,937
5,873
700288, 4.83%,
11/4/2019(a)
Prosper
11/05/2016
19,520
19,520
19,404
700483, 4.82%,
11/4/2019(a)
Prosper
11/05/2016
9,753
9,753
9,719
700498, 13.51%,
11/4/2019(a)
Prosper
11/05/2016
7,356
7,356
7,257
700510, 9.56%,
11/4/2019(a)
Prosper
11/05/2016
14,694
14,694
14,494
700513, 5.58%,
11/4/2019(a)
Prosper
11/05/2016
4,878
4,878
4,861
700516, 4.47%,
11/4/2019(a)
Prosper
11/05/2016
19,495
19,495
19,458
700528, 4.76%,
11/4/2019(a)
Prosper
11/05/2016
6,921
6,921
6,909
700534, 3.87%,
11/4/2019(a)
Prosper
11/05/2016
12,669
12,669
12,645
700540, 15.04%,
11/4/2021(a)
Prosper
11/05/2016
11,907
11,907
11,690
700543, 5.22%,
11/4/2019(a)
Prosper
11/05/2016
14,632
14,632
14,581
700549, 6.81%,
11/4/2019(a)
Prosper
11/05/2016
19,534
19,534
19,420
700567, 4.52%,
11/4/2019(a)
Prosper
11/05/2016
11,702
11,702
11,662
700585, 7.36%,
11/4/2019(a)
Prosper
11/05/2016
7,815
7,815
7,770
700603, 8.33%,
11/4/2021(a)
Prosper
11/05/2016
14,837
14,837
14,676
700609, 4.13%,
11/4/2019(a)
Prosper
11/05/2016
6,825
6,825
6,801
700627, 3.83%,
11/4/2019(a)
Prosper
11/05/2016
9,749
9,749
9,715
700630, 4.76%,
11/4/2019(a)
Prosper
11/05/2016
6,824
6,824
6,811
700753, 3.83%,
11/4/2019(a)
Prosper
11/05/2016
29,248
29,248
29,145
700801, 7.6%,
11/7/2019(a)
Prosper
11/08/2016
9,751
9,751
9,663
700804, 5.76%,
11/7/2021(a)
Prosper
11/08/2016
9,875
9,875
9,805
700822, 5.58%,
11/7/2019(a)
Prosper
11/08/2016
14,644
14,644
14,564
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
13
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
701521, 14.15%,
11/8/2021(a)
Prosper
11/09/2016
7,931
7,931
7,825
701548, 14.15%,
11/8/2021(a)
Prosper
11/09/2016
24,786
24,786
24,453
701662, 8.59%,
11/8/2019(a)
Prosper
11/09/2016
4,891
4,891
4,849
701983, 5.96%,
11/9/2019(a)
Prosper
11/10/2016
15,026
15,026
14,982
702232, 11.64%,
11/10/2019(a)
Prosper
11/11/2016
9,802
9,802
9,688
702294, 14.15%,
11/3/2021(a)
Prosper
11/04/2016
24,786
24,786
24,413
702297, 14.59%,
11/3/2019(a)
Prosper
11/04/2016
3,440
3,440
3,366
702300, 11.62%,
11/3/2019(a)
Prosper
11/04/2016
9,793
9,793
9,697
702309, 4.92%,
11/3/2021(a)
Prosper
11/04/2016
18,758
18,758
18,612
702312, 4.83%,
11/3/2019(a)
Prosper
11/04/2016
9,654
9,654
9,595
702321, 4.13%,
11/3/2019(a)
Prosper
11/04/2016
17,551
17,551
17,488
702345, 6.81%,
11/3/2019(a)
Prosper
11/04/2016
7,813
7,813
7,767
702351, 6.02%,
11/3/2019(a)
Prosper
11/04/2016
7,800
7,800
7,753
702370, 6.35%,
11/10/2019(a)
Prosper
11/11/2016
19,420
19,420
19,364
702381, 10.88%,
11/3/2019(a)
Prosper
11/04/2016
3,916
3,916
3,878
702408, 11.27%,
11/3/2021(a)
Prosper
11/04/2016
19,815
19,815
19,515
702438, 10.63%,
11/3/2021(a)
Prosper
11/04/2016
24,744
24,744
24,473
702441, 7.36%,
11/3/2019(a)
Prosper
11/04/2016
17,095
17,095
16,994
702444, 9.16%,
11/3/2021(a)
Prosper
11/04/2016
10,892
10,892
10,727
702471, 9.8%,
11/3/2019(a)
Prosper
11/04/2016
3,425
3,425
3,392
702486, 7.36%,
11/3/2019(a)
Prosper
11/04/2016
19,244
19,244
19,130
702489, 6.81%,
11/3/2019(a)
Prosper
11/04/2016
6,065
6,065
6,029
702497, 6.16%,
11/3/2021(a)
Prosper
11/04/2016
3,951
3,951
3,920
702503, 14.59%,
11/3/2019(a)
Prosper
11/04/2016
7,370
7,370
7,213
702515, 5.96%,
11/3/2019(a)
Prosper
11/04/2016
1,951
1,951
1,945
702533, 6.85%,
11/3/2021(a)
Prosper
11/04/2016
16,807
16,807
16,621
702551, 3.87%,
11/3/2019(a)
Prosper
11/04/2016
14,618
14,618
14,589
702557, 7.96%,
11/3/2019(a)
Prosper
11/04/2016
34,233
34,233
33,893
702587, 13.29%,
11/3/2021(a)
Prosper
11/04/2016
6,943
6,943
6,814
702605, 3.83%,
11/3/2019(a)
Prosper
11/04/2016
3,412
3,412
3,400
702620, 6.81%,
11/3/2019(a)
Prosper
11/04/2016
19,534
19,534
19,417
702626, 6.16%,
11/3/2021(a)
Prosper
11/04/2016
14,815
14,815
14,700
702674, 4.82%,
11/3/2019(a)
Prosper
11/04/2016
21,464
21,464
21,605
702852, 6.35%,
11/4/2019(a)
Prosper
11/05/2016
11,710
11,710
11,671
702861, 9.11%,
11/4/2019(a)
Prosper
11/05/2016
1,957
1,957
1,938
702885, 5.96%,
11/4/2019(a)
Prosper
11/05/2016
14,636
14,636
14,586
702924, 4.76%,
11/4/2019(a)
Prosper
11/05/2016
4,874
4,874
4,865
See Notes to Financial
Statements.
14
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
702936, 10.02%,
11/4/2021(a)
Prosper
11/05/2016
11,885
11,885
11,709
702971, 6.35%,
11/4/2019(a)
Prosper
11/05/2016
19,517
19,517
19,451
702983, 5.66%,
11/4/2021(a)
Prosper
11/05/2016
19,272
19,272
19,062
702989, 5.58%,
11/4/2019(a)
Prosper
11/05/2016
19,414
19,414
19,348
702995, 8.33%,
11/4/2021(a)
Prosper
11/05/2016
19,782
19,782
19,568
703004, 12.15%,
11/4/2021(a)
Prosper
11/05/2016
3,964
3,964
3,905
703007, 14.59%,
11/4/2019(a)
Prosper
11/05/2016
1,965
1,965
1,924
703016, 14.59%,
11/4/2019(a)
Prosper
11/05/2016
3,931
3,931
3,849
703059, 4.83%,
11/4/2019(a)
Prosper
11/05/2016
29,280
29,280
29,106
703083, 4.17%,
11/4/2021(a)
Prosper
11/05/2016
9,373
9,373
9,317
703084, 4.82%,
11/15/2019(a)
Prosper
11/16/2016
19,506
19,506
19,458
703087, 14.5%,
11/15/2019(a)
Prosper
11/16/2016
3,012
3,012
2,981
703139, 7.13%,
11/4/2019(a)
Prosper
11/05/2016
7,823
7,823
7,746
703149, 7.2%,
11/4/2021(a)
Prosper
11/05/2016
24,699
24,699
24,514
703155, 4.47%,
11/4/2019(a)
Prosper
11/05/2016
6,823
6,823
6,810
703157, 5.2%,
11/4/2019(a)
Prosper
11/05/2016
9,761
9,761
9,703
703167, 7.33%,
11/4/2021(a)
Prosper
11/05/2016
19,776
19,776
19,562
703179, 7.36%,
11/4/2019(a)
Prosper
11/05/2016
17,584
17,584
17,482
703194, 9.8%,
11/4/2019(a)
Prosper
11/05/2016
2,924
2,924
2,896
703197, 10.63%,
11/4/2021(a)
Prosper
11/05/2016
9,897
9,897
9,791
703203, 6.42%,
11/4/2019(a)
Prosper
11/05/2016
14,648
14,648
14,563
703216, 8.33%,
11/15/2021(a)
Prosper
11/16/2016
7,913
7,913
7,848
703224, 5.76%,
11/4/2021(a)
Prosper
11/05/2016
14,813
14,813
14,701
703227, 10.41%,
11/4/2019(a)
Prosper
11/05/2016
22,536
22,536
22,230
703230, 5.76%,
11/4/2021(a)
Prosper
11/05/2016
9,875
9,875
9,800
703233, 14.26%,
11/4/2019(a)
Prosper
11/05/2016
7,855
7,855
7,719
703239, 14.59%,
11/4/2019(a)
Prosper
11/05/2016
7,370
7,370
7,216
703241, 14.59%,
11/4/2019(a)
Prosper
11/05/2016
7,370
7,370
7,216
703251, 12.15%,
11/4/2021(a)
Prosper
11/05/2016
9,910
9,910
9,763
703256, 7.13%,
11/4/2019(a)
Prosper
11/05/2016
4,889
4,889
4,841
703260, 14.26%,
11/4/2019(a)
Prosper
11/05/2016
11,782
11,782
11,578
703262, 6.02%,
11/4/2019(a)
Prosper
11/05/2016
6,835
6,835
6,795
703266, 7.85%,
11/4/2019(a)
Prosper
11/05/2016
7,816
7,816
7,771
703272, 7.13%,
11/4/2019(a)
Prosper
11/05/2016
14,667
14,667
14,524
703283, 6.02%,
11/4/2019(a)
Prosper
11/05/2016
8,788
8,788
8,736
703286, 5.66%,
11/4/2021(a)
Prosper
11/05/2016
14,825
14,825
14,663
703295, 7.36%,
11/4/2019(a)
Prosper
11/05/2016
9,474
9,474
9,419
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
15
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
703296, 7.13%,
11/4/2019(a)
Prosper
11/05/2016
10,756
10,756
10,651
703328, 4.95%,
11/4/2021(a)
Prosper
11/05/2016
18,751
18,751
18,640
703331, 14.59%,
11/4/2019(a)
Prosper
11/05/2016
7,364
7,364
7,210
703337, 4.82%,
11/4/2019(a)
Prosper
11/05/2016
16,580
16,580
16,523
703356, 4.83%,
11/4/2019(a)
Prosper
11/05/2016
4,880
4,880
4,851
703368, 10.02%,
11/4/2021(a)
Prosper
11/05/2016
24,067
24,067
23,710
703385, 3.42%,
11/4/2021(a)
Prosper
11/05/2016
10,850
10,850
10,785
703395, 14.1%,
11/4/2021(a)
Prosper
11/05/2016
9,921
9,921
9,740
703419, 14.59%,
11/7/2019(a)
Prosper
11/08/2016
1,965
1,965
1,927
703424, 4.47%,
11/4/2019(a)
Prosper
11/05/2016
19,495
19,495
19,458
703449, 10.88%,
11/7/2019(a)
Prosper
11/08/2016
9,790
9,790
9,703
703454, 3.57%,
11/4/2019(a)
Prosper
11/05/2016
2,923
2,923
2,918
703475, 11.38%,
11/7/2021(a)
Prosper
11/08/2016
16,037
16,037
15,877
703536, 6.85%,
11/7/2021(a)
Prosper
11/08/2016
22,838
22,838
22,607
703635, 4.13%,
11/7/2019(a)
Prosper
11/08/2016
6,880
6,880
6,857
703647, 6.02%,
11/7/2019(a)
Prosper
11/08/2016
7,811
7,811
7,769
703680, 5.96%,
11/7/2019(a)
Prosper
11/08/2016
14,636
14,636
14,590
703710, 14.59%,
11/7/2019(a)
Prosper
11/08/2016
7,370
7,370
7,227
703823, 4.82%,
11/7/2019(a)
Prosper
11/08/2016
14,630
14,630
14,583
703869, 5.22%,
11/8/2019(a)
Prosper
11/09/2016
3,219
3,219
3,209
703919, 7.6%,
11/7/2019(a)
Prosper
11/08/2016
24,449
24,449
24,228
703958, 6.81%,
11/8/2019(a)
Prosper
11/09/2016
4,883
4,883
4,858
704011, 7.69%,
11/17/2021(a)
Prosper
11/18/2016
9,889
9,889
9,812
704014, 6.02%,
11/17/2019(a)
Prosper
11/18/2016
7,811
7,811
7,780
704094, 5.44%,
11/8/2019(a)
Prosper
11/09/2016
10,753
10,753
10,773
704103, 15.04%,
11/8/2021(a)
Prosper
11/09/2016
13,892
13,892
13,661
704109, 13.46%,
11/8/2019(a)
Prosper
11/09/2016
1,963
1,963
1,932
704117, 11.64%,
11/8/2019(a)
Prosper
11/09/2016
3,921
3,921
3,873
704147, 13.51%,
11/8/2019(a)
Prosper
11/09/2016
11,596
11,596
11,455
704169, 3.83%,
11/8/2019(a)
Prosper
11/09/2016
11,699
11,699
11,662
704178, 6.21%,
11/8/2021(a)
Prosper
11/09/2016
14,827
14,827
14,680
704204, 7.33%,
11/8/2021(a)
Prosper
11/09/2016
14,832
14,832
14,685
704327, 11.64%,
11/8/2019(a)
Prosper
11/09/2016
4,901
4,901
4,841
704391, 5.2%,
11/9/2019(a)
Prosper
11/10/2016
7,321
7,321
7,283
704451, 4.76%,
11/9/2019(a)
Prosper
11/10/2016
10,723
10,723
10,706
704577, 5.96%,
11/9/2019(a)
Prosper
11/10/2016
7,806
7,806
7,783
704583, 7.13%,
11/9/2019(a)
Prosper
11/10/2016
9,778
9,778
9,694
See Notes to Financial
Statements.
16
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
704654, 6.02%,
11/9/2019(a)
Prosper
11/10/2016
9,764
9,764
9,714
704662, 13.51%,
11/18/2019(a)
Prosper
11/19/2016
9,808
9,808
9,719
704665, 14.59%,
11/18/2019(a)
Prosper
11/19/2016
4,914
4,914
4,843
704789, 8.85%,
11/9/2021(a)
Prosper
11/10/2016
34,624
34,624
34,291
704801, 13.51%,
11/9/2019(a)
Prosper
11/10/2016
3,433
3,433
3,392
704898, 16.53%,
11/10/2021(a)
Prosper
11/11/2016
6,948
6,948
6,838
704928, 6.02%,
11/10/2019(a)
Prosper
11/11/2016
9,764
9,764
9,715
704943, 10.88%,
11/10/2019(a)
Prosper
11/11/2016
11,748
11,748
11,652
705200, 14.59%,
11/14/2019(a)
Prosper
11/12/2016
5,405
5,405
5,317
705213, 7.36%,
11/14/2019(a)
Prosper
11/12/2016
6,838
6,838
6,808
705225, 16.53%,
11/14/2021(a)
Prosper
11/12/2016
10,918
10,918
10,764
705590, 5.2%,
11/15/2019(a)
Prosper
11/16/2016
1,952
1,952
1,944
705738, 14.26%,
11/15/2019(a)
Prosper
11/16/2016
12,764
12,764
12,598
705741, 14.5%,
11/15/2019(a)
Prosper
11/16/2016
2,943
2,943
2,914
705779, 3.87%,
11/15/2019(a)
Prosper
11/16/2016
9,745
9,745
9,733
705782, 5.45%,
11/15/2019(a)
Prosper
11/16/2016
13,779
13,779
13,678
705785, 5.58%,
11/15/2019(a)
Prosper
11/16/2016
17,573
17,573
17,497
705788, 4.56%,
11/15/2021(a)
Prosper
11/16/2016
6,315
6,315
6,287
705816, 11.62%,
11/15/2019(a)
Prosper
11/16/2016
9,793
9,793
9,724
706176, 13.51%,
11/16/2019(a)
Prosper
11/17/2016
19,616
19,616
19,425
706662, 4.76%,
11/17/2019(a)
Prosper
11/18/2016
19,497
19,497
19,475
706665, 5.57%,
11/17/2019(a)
Prosper
11/18/2016
7,807
7,807
7,859
706671, 3.19%,
11/17/2019(a)
Prosper
11/18/2016
14,614
14,614
14,596
706718, 7.6%,
11/17/2019(a)
Prosper
11/18/2016
12,714
12,714
12,627
706739, 6.35%,
11/17/2019(a)
Prosper
11/18/2016
5,855
5,855
5,842
706742, 4.56%,
11/17/2021(a)
Prosper
11/18/2016
19,735
19,735
19,651
706745, 4.82%,
11/17/2019(a)
Prosper
11/18/2016
11,704
11,704
11,676
707017, 10.88%,
11/22/2019(a)
Prosper
11/23/2016
8,811
8,811
8,763
707313, 7.2%,
11/18/2021(a)
Prosper
11/19/2016
24,699
24,699
24,569
707369, 3.19%,
11/18/2019(a)
Prosper
11/19/2016
9,743
9,743
9,731
707372, 13.46%,
11/18/2019(a)
Prosper
11/19/2016
11,780
11,780
11,640
707375, 7.36%,
11/18/2019(a)
Prosper
11/19/2016
1,954
1,954
1,946
710083, 9.61%,
12/1/2019(a)
Prosper
12/02/2016
30,000
30,000
29,726
710086, 7.35%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,862
710089, 5.48%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,920
710092, 12.18%,
12/1/2021(a)
Prosper
12/02/2016
6,000
6,000
5,943
710095, 9.61%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,954
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
17
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
710104, 8.35%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,862
710107, 14.67%, 12/1/2019(a)
Prosper
12/02/2016
2,000
2,000
1,972
710128, 9.61%,
12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,927
710131, 5.61%, 12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,984
710134, 12.54%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,861
710137, 5.25%, 12/1/2019(a)
Prosper
12/02/2016
19,901
19,901
19,847
710140, 10.66%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,862
710143, 5.61%, 12/1/2019(a)
Prosper
12/02/2016
5,200
5,200
5,178
710146, 7.22%,
12/1/2021(a)
Prosper
12/02/2016
25,000
25,000
24,881
710149, 5.97%, 12/1/2019(a)
Prosper
12/02/2016
7,540
7,540
7,490
710152, 6.38%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,986
710155, 4.57%, 12/1/2021(a)
Prosper
12/02/2016
15,000
15,000
14,942
710158, 7.17%,
12/1/2019(a)
Prosper
12/02/2016
5,500
5,500
5,463
710161, 5.97%, 12/1/2019(a)
Prosper
12/02/2016
6,300
6,300
6,258
710164, 6.17%,
12/1/2021(a)
Prosper
12/02/2016
11,000
11,000
10,947
710167, 7.9%, 12/1/2019(a)
Prosper
12/02/2016
18,500
18,500
18,422
710170, 5.48%,
12/1/2019(a)
Prosper
12/02/2016
3,000
3,000
2,980
710173, 4.49%, 12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,966
710176, 4.85%,
12/1/2019(a)
Prosper
12/02/2016
16,000
16,000
15,932
710179, 9.85%, 12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,900
710182, 5.99%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,973
710185, 5.61%, 12/1/2019(a)
Prosper
12/02/2016
4,000
4,000
3,983
710188, 10.94%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,967
710194, 7.9%, 12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
710197, 4.85%,
12/1/2019(a)
Prosper
12/02/2016
7,700
7,700
7,679
710200, 7.4%, 12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,916
710203, 6.38%,
12/1/2019(a)
Prosper
12/02/2016
13,000
13,000
12,965
710206, 5.61%, 12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,986
710209, 4.79%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,983
710212, 3.85%, 12/1/2019(a)
Prosper
12/02/2016
4,859
4,859
4,846
710215, 4.55%,
12/1/2019(a)
Prosper
12/02/2016
9,000
9,000
8,976
710218, 3.85%, 12/1/2019(a)
Prosper
12/02/2016
32,000
32,000
31,914
710221, 3.89%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,980
710224, 3.89%, 12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,966
710227, 3.59%,
12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,974
710230, 4.79%, 12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,986
710233, 3.89%,
12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,966
See Notes to Financial
Statements.
18
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
710236, 3.21%,
12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,974
710323, 5.67%,
12/1/2021(a)
Prosper
12/02/2016
35,000
35,000
34,759
710356, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
710431, 16.01%,
12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,907
710455, 13.58%,
12/1/2019(a)
Prosper
12/02/2016
5,263
5,263
5,215
710528, 10.63%,
11/23/2021(a)
Prosper
11/24/2016
14,846
14,846
14,753
710720, 5.36%,
11/23/2021(a)
Prosper
11/24/2016
24,685
24,685
24,573
710848, 15.27%,
12/2/2019(a)
Prosper
12/03/2016
10,000
10,000
9,888
710851, 4.57%,
12/2/2021(a)
Prosper
12/03/2016
15,000
15,000
14,944
710854, 3.89%,
12/2/2019(a)
Prosper
12/03/2016
23,250
23,250
23,212
710857, 8.35%,
12/2/2021(a)
Prosper
12/03/2016
25,000
25,000
24,833
710935, 14.19%,
12/5/2021(a)
Prosper
12/06/2016
20,000
20,000
19,836
710950, 7.22%,
12/5/2021(a)
Prosper
12/06/2016
18,000
18,000
18,076
710962, 5.17%,
12/5/2021(a)
Prosper
12/06/2016
23,000
23,000
22,863
710971, 9.57%,
12/5/2021(a)
Prosper
12/06/2016
10,000
10,000
9,940
710974, 4.79%,
12/5/2019(a)
Prosper
12/06/2016
10,000
10,000
9,985
710977, 4.15%,
12/5/2019(a)
Prosper
12/06/2016
7,500
7,500
7,482
711058, 3.85%,
12/5/2019(a)
Prosper
12/06/2016
6,000
6,000
5,986
711097, 3.21%,
12/5/2019(a)
Prosper
12/06/2016
11,000
11,000
10,984
711142, 5.97%,
12/5/2019(a)
Prosper
12/06/2016
14,700
14,700
14,615
711151, 5.61%,
12/5/2019(a)
Prosper
12/06/2016
10,000
10,000
9,977
711160, 6.85%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,945
711172, 4.49%,
12/5/2019(a)
Prosper
12/06/2016
12,000
12,000
11,982
711181, 7.9%,
12/5/2019(a)
Prosper
12/06/2016
5,400
5,400
5,380
711184, 13.18%,
12/5/2021(a)
Prosper
12/06/2016
6,500
6,500
6,447
711190, 6.87%,
12/5/2021(a)
Prosper
12/06/2016
10,000
10,000
9,940
711193, 5.48%,
12/5/2019(a)
Prosper
12/06/2016
6,000
6,000
5,965
711199, 5.25%,
12/5/2019(a)
Prosper
12/06/2016
35,000
35,000
34,918
711202, 9.19%,
12/5/2021(a)
Prosper
12/06/2016
14,919
14,919
14,797
711214, 4.85%,
12/5/2019(a)
Prosper
12/06/2016
14,200
14,200
14,148
711217, 7.17%,
12/5/2019(a)
Prosper
12/06/2016
10,000
10,000
9,942
711220, 11.7%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,881
711539, 6.42%,
11/28/2019(a)
Prosper
11/29/2016
4,100
4,100
4,130
712021, 9.19%,
12/6/2021(a)
Prosper
12/07/2016
12,000
12,000
11,905
712033, 5.61%,
12/6/2019(a)
Prosper
12/07/2016
20,000
20,000
19,930
712306, 7.4%,
12/6/2019(a)
Prosper
12/07/2016
10,000
10,000
9,965
712392, 9.8%,
11/30/2019(a)
Prosper
12/01/2016
17,000
17,000
16,932
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
19
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
712471, 13.18%,
12/6/2021(a)
Prosper
12/07/2016
7,000
7,000
6,945
712510, 14.19%,
12/6/2021(a)
Prosper
12/07/2016
11,000
11,000
10,913
712549, 7.71%,
12/6/2021(a)
Prosper
12/07/2016
10,500
10,500
10,440
712570, 7.64%,
12/6/2019(a)
Prosper
12/07/2016
13,000
13,000
12,928
712576, 10.46%,
12/6/2019(a)
Prosper
12/07/2016
3,000
3,000
2,977
712591, 14.67%,
12/6/2019(a)
Prosper
12/07/2016
7,500
7,500
7,414
712639, 13.58%,
12/6/2019(a)
Prosper
12/07/2016
2,000
2,000
1,985
712642, 9.61%,
12/6/2019(a)
Prosper
12/07/2016
10,000
10,000
9,924
712897, 5.61%,
12/6/2019(a)
Prosper
12/07/2016
6,000
6,000
5,979
712907, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
712919, 10.46%,
12/1/2019(a)
Prosper
12/02/2016
2,500
2,500
2,477
712922, 5.48%,
12/1/2019(a)
Prosper
12/02/2016
8,214
8,214
8,159
712925, 13.53%,
12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,826
712926, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
712928, 4.93%,
12/1/2021(a)
Prosper
12/02/2016
18,000
18,000
17,914
712929, 12.54%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,861
712934, 6.17%,
12/1/2021(a)
Prosper
12/02/2016
35,000
35,000
34,833
712935, 9.61%,
12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,817
712937, 15.83%,
12/1/2021(a)
Prosper
12/02/2016
10,000
10,000
9,883
712938, 8.64%,
12/1/2019(a)
Prosper
12/02/2016
16,000
16,000
15,893
712940, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
712943, 13.53%,
12/1/2019(a)
Prosper
12/02/2016
9,000
9,000
8,896
712944, 9.19%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,811
712947, 10.3%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,920
712949, 13.53%,
12/1/2019(a)
Prosper
12/02/2016
3,000
3,000
2,965
712952, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
712953, 10.66%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,862
712955, 8%,
12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,900
712956, 6.72%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,905
712958, 4.15%,
12/1/2019(a)
Prosper
12/02/2016
9,990
9,990
9,963
712959, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,397
712961, 4.96%,
12/1/2021(a)
Prosper
12/02/2016
25,000
25,000
24,904
712964, 10.94%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,967
712965, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
2,000
2,000
1,972
712967, 4.79%,
12/1/2019(a)
Prosper
12/02/2016
19,980
19,980
19,946
712968, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
3,000
3,000
2,959
712969, 6.52%,
12/7/2019(a)
Prosper
12/08/2016
15,000
15,000
14,920
See Notes to Financial
Statements.
20
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
712970, 6.87%,
12/1/2021(a)
Prosper
12/02/2016
32,000
32,000
31,779
712971, 5.61%,
12/1/2019(a)
Prosper
12/02/2016
27,000
27,000
26,886
712973, 3.13%,
12/1/2021(a)
Prosper
12/02/2016
20,000
20,000
19,923
712976, 8.64%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,960
712977, 13.58%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,890
712979, 4.55%,
12/1/2019(a)
Prosper
12/02/2016
3,000
3,000
2,992
712980, 15.27%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,884
712982, 9.85%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,920
712985, 5.37%,
12/1/2021(a)
Prosper
12/02/2016
16,000
16,000
15,924
712986, 3%,
12/1/2021(a)
Prosper
12/02/2016
12,000
12,000
11,893
712988, 9.85%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,933
712989, 16.01%,
12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,907
712991, 4.19%,
12/1/2019(a)
Prosper
12/02/2016
19,600
19,600
19,567
712992, 13.53%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,861
712993, 12.18%,
12/7/2021(a)
Prosper
12/08/2016
15,000
15,000
14,886
712994, 6.72%,
12/1/2021(a)
Prosper
12/02/2016
12,000
12,000
11,943
712995, 5.17%,
12/1/2021(a)
Prosper
12/02/2016
35,000
35,000
34,759
712997, 6.72%,
12/1/2021(a)
Prosper
12/02/2016
32,800
32,800
32,643
712998, 12.18%,
12/1/2021(a)
Prosper
12/02/2016
3,800
3,800
3,764
712999, 7.35%,
12/7/2021(a)
Prosper
12/08/2016
15,000
15,000
14,917
713000, 5.37%,
12/1/2021(a)
Prosper
12/02/2016
15,000
15,000
14,928
713001, 5.67%,
12/1/2021(a)
Prosper
12/02/2016
24,400
24,400
24,232
713004, 16.01%,
12/1/2019(a)
Prosper
12/02/2016
2,000
2,000
1,977
713006, 4.85%,
12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,946
713007, 12.59%,
12/1/2019(a)
Prosper
12/02/2016
22,000
22,000
21,799
713010, 11.7%,
12/1/2019(a)
Prosper
12/02/2016
25,000
25,000
24,772
713012, 4.85%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
713013, 7.35%,
12/1/2021(a)
Prosper
12/02/2016
11,800
11,800
11,719
713015, 6.85%,
12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,966
713016, 12.59%,
12/1/2019(a)
Prosper
12/02/2016
8,900
8,900
8,819
713018, 6.45%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,979
713019, 6.85%,
12/1/2019(a)
Prosper
12/02/2016
8,000
8,000
7,966
713021, 6.05%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
713022, 4.15%,
12/1/2019(a)
Prosper
12/02/2016
9,000
9,000
8,976
713024, 5.99%,
12/1/2019(a)
Prosper
12/02/2016
18,000
18,000
17,951
713025, 8%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,967
713027, 5.22%,
12/1/2019(a)
Prosper
12/02/2016
25,000
25,000
24,894
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
21
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
713028, 6.87%,
12/1/2021(a)
Prosper
12/02/2016
11,500
11,500
11,421
713030, 4.57%,
12/1/2021(a)
Prosper
12/02/2016
15,000
15,000
14,942
713031, 10.94%,
12/1/2019(a)
Prosper
12/02/2016
7,500
7,500
7,450
713034, 6.72%,
12/1/2021(a)
Prosper
12/02/2016
15,000
15,000
14,928
713036, 4.96%,
12/1/2021(a)
Prosper
12/02/2016
24,900
24,900
24,804
713039, 5.25%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,984
713040, 4.15%,
12/1/2019(a)
Prosper
12/02/2016
10,800
10,800
10,771
713042, 5.25%,
12/1/2019(a)
Prosper
12/02/2016
20,000
20,000
19,946
713043, 5.61%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,968
713045, 13.58%,
12/1/2019(a)
Prosper
12/02/2016
10,700
10,700
10,602
713046, 8%,
12/1/2019(a)
Prosper
12/02/2016
25,000
25,000
24,834
713048, 4.49%,
12/1/2019(a)
Prosper
12/02/2016
25,000
25,000
24,957
713049, 7.64%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,933
713052, 9.16%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,960
713055, 4.19%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,983
713058, 4.17%,
12/1/2021(a)
Prosper
12/02/2016
30,000
30,000
29,857
713061, 4.54%,
12/1/2021(a)
Prosper
12/02/2016
4,600
4,600
4,578
713064, 4.85%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
713067, 5.22%,
12/1/2019(a)
Prosper
12/02/2016
25,000
25,000
24,894
713070, 5.99%,
12/1/2019(a)
Prosper
12/02/2016
35,000
35,000
34,905
713073, 6.05%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
713076, 7.9%,
12/1/2019(a)
Prosper
12/02/2016
4,000
4,000
3,983
713079, 3%,
12/1/2021(a)
Prosper
12/02/2016
5,000
5,000
4,928
713082, 4.96%,
12/1/2021(a)
Prosper
12/02/2016
12,000
12,000
11,954
713085, 5.99%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,986
713088, 3.89%,
12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,983
713091, 4.49%,
12/1/2019(a)
Prosper
12/02/2016
14,900
14,900
14,875
713094, 6.38%,
12/1/2019(a)
Prosper
12/02/2016
15,112
15,112
15,071
713097, 3.21%,
12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,974
713100, 3.21%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,990
713102, 3.85%,
12/1/2019(a)
Prosper
12/02/2016
35,000
35,000
34,906
713103, 4.55%,
12/1/2019(a)
Prosper
12/02/2016
9,743
9,743
9,717
713106, 3.89%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,980
713112, 11.69%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,960
713165, 5.37%,
12/1/2021(a)
Prosper
12/02/2016
19,000
19,000
18,909
713167, 10.94%,
12/7/2019(a)
Prosper
12/08/2016
9,500
9,500
9,449
713195, 6.45%,
12/1/2019(a)
Prosper
12/02/2016
6,000
6,000
5,975
See Notes to Financial
Statements.
22
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
713210, 14.67%,
12/1/2019(a)
Prosper
12/02/2016
5,000
5,000
4,931
713213, 6.05%, 12/1/2019(a)
Prosper
12/02/2016
10,000
10,000
9,958
713216, 7.4%,
12/1/2019(a)
Prosper
12/02/2016
12,000
12,000
11,949
713219, 4.55%, 12/1/2019(a)
Prosper
12/02/2016
15,000
15,000
14,959
713222, 6.22%,
12/1/2021(a)
Prosper
12/02/2016
15,000
15,000
14,897
713274, 3.07%, 12/1/2021(a)
Prosper
12/02/2016
25,000
25,000
24,923
713360, 7.9%,
12/2/2019(a)
Prosper
12/03/2016
15,000
15,000
14,939
713429, 4.85%, 12/2/2019(a)
Prosper
12/03/2016
10,000
10,000
9,974
713466, 4.54%,
12/2/2021(a)
Prosper
12/03/2016
7,500
7,500
7,465
713487, 7.64%, 12/2/2019(a)
Prosper
12/03/2016
2,600
2,600
2,583
713517, 5.48%,
12/2/2019(a)
Prosper
12/03/2016
5,000
5,000
4,968
713588, 14.67%, 12/2/2019(a)
Prosper
12/03/2016
5,000
5,000
4,933
713591, 12.18%,
12/2/2021(a)
Prosper
12/03/2016
10,000
10,000
9,908
713594, 11.41%, 12/2/2021(a)
Prosper
12/03/2016
9,500
9,500
9,437
713597, 5.22%,
12/2/2019(a)
Prosper
12/03/2016
7,000
7,000
6,971
713610, 4.55%, 12/2/2019(a)
Prosper
12/03/2016
20,000
20,000
19,948
713613, 3.59%,
12/2/2019(a)
Prosper
12/03/2016
13,000
13,000
12,979
713616, 6.45%, 12/2/2019(a)
Prosper
12/03/2016
20,000
20,000
19,918
713669, 5.61%,
12/2/2019(a)
Prosper
12/03/2016
35,000
35,000
34,909
713675, 3.82%, 12/2/2021(a)
Prosper
12/03/2016
24,000
24,000
23,911
713679, 14.67%,
12/2/2019(a)
Prosper
12/03/2016
7,500
7,500
7,400
713685, 10.94%, 12/2/2019(a)
Prosper
12/03/2016
10,000
10,000
9,936
713687, 4.85%,
12/2/2019(a)
Prosper
12/03/2016
22,000
22,000
21,943
713694, 10.02%, 12/2/2021(a)
Prosper
12/03/2016
20,000
20,000
19,867
713697, 4.85%,
12/2/2019(a)
Prosper
12/03/2016
20,000
20,000
19,918
713700, 6.17%, 12/2/2021(a)
Prosper
12/03/2016
8,000
8,000
7,963
713705, 6.85%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,945
713708, 4.15%, 12/5/2019(a)
Prosper
12/06/2016
11,000
11,000
10,974
713712, 11.69%,
12/5/2019(a)
Prosper
12/06/2016
5,000
5,000
4,971
713727, 12.18%, 12/5/2021(a)
Prosper
12/06/2016
25,000
25,000
24,795
713733, 13.53%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,850
713739, 3.21%, 12/5/2019(a)
Prosper
12/06/2016
8,353
8,353
8,341
713742, 3.89%,
12/5/2019(a)
Prosper
12/06/2016
3,000
3,000
2,996
713751, 5.61%, 12/5/2019(a)
Prosper
12/06/2016
24,265
24,265
24,176
713763, 4.57%,
12/5/2021(a)
Prosper
12/06/2016
20,000
20,000
19,933
713769, 13.58%, 12/5/2019(a)
Prosper
12/06/2016
4,478
4,478
4,442
713777, 7.4%,
12/5/2019(a)
Prosper
12/06/2016
12,500
12,500
12,454
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
23
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
713807, 4.18%,
12/5/2021(a)
Prosper
12/06/2016
7,475
7,475
7,450
713876, 3.85%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,965
713903, 8.87%,
12/5/2021(a)
Prosper
12/06/2016
12,000
12,000
11,928
713904, 12.18%,
12/5/2021(a)
Prosper
12/06/2016
15,000
15,000
14,877
713906, 6.72%,
12/5/2021(a)
Prosper
12/06/2016
22,500
22,500
22,407
713907, 3.59%,
12/5/2019(a)
Prosper
12/06/2016
35,000
35,000
34,948
713924, 5.25%,
12/5/2019(a)
Prosper
12/06/2016
6,000
6,000
5,986
713933, 5.61%,
12/5/2019(a)
Prosper
12/06/2016
6,800
6,800
6,775
713948, 7.17%,
12/5/2019(a)
Prosper
12/06/2016
7,500
7,500
7,457
713991, 7.9%,
12/5/2019(a)
Prosper
12/06/2016
10,000
10,000
9,963
714006, 5.77%,
12/5/2021(a)
Prosper
12/06/2016
26,600
26,600
26,490
714012, 5.61%,
12/5/2019(a)
Prosper
12/06/2016
8,000
8,000
7,971
714015, 14.58%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,881
714020, 3%,
12/5/2021(a)
Prosper
12/06/2016
9,500
9,500
9,420
714024, 7.35%,
12/5/2021(a)
Prosper
12/06/2016
31,500
31,500
31,312
714027, 3.89%,
12/5/2019(a)
Prosper
12/06/2016
6,100
6,100
6,091
714030, 5.25%,
12/5/2019(a)
Prosper
12/06/2016
20,000
20,000
19,953
714051, 4.49%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,978
714060, 5.61%,
12/5/2019(a)
Prosper
12/06/2016
30,000
30,000
29,930
714063, 7.9%,
12/5/2019(a)
Prosper
12/06/2016
4,200
4,200
4,185
714066, 4.57%,
12/5/2021(a)
Prosper
12/06/2016
4,000
4,000
3,987
714075, 4.49%,
12/5/2019(a)
Prosper
12/06/2016
2,000
2,000
1,997
714081, 5.25%,
12/5/2019(a)
Prosper
12/06/2016
12,256
12,256
12,228
714090, 10.94%,
12/5/2019(a)
Prosper
12/06/2016
8,000
8,000
7,954
714096, 5.61%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,945
714099, 12.59%,
12/5/2019(a)
Prosper
12/06/2016
15,000
15,000
14,881
714188, 4.55%,
12/5/2019(a)
Prosper
12/06/2016
20,000
20,000
19,953
714290, 12.59%,
12/5/2019(a)
Prosper
12/06/2016
20,000
20,000
19,842
714791, 14.19%,
12/6/2021(a)
Prosper
12/07/2016
15,000
15,000
14,882
714825, 9.19%,
12/5/2021(a)
Prosper
12/06/2016
8,000
8,000
7,934
714918, 7.71%,
12/5/2021(a)
Prosper
12/06/2016
20,000
20,000
19,881
714966, 3.89%,
12/6/2019(a)
Prosper
12/07/2016
17,000
17,000
16,976
715127, 8%,
12/6/2019(a)
Prosper
12/07/2016
30,000
30,000
29,834
715136, 3.21%,
12/6/2019(a)
Prosper
12/07/2016
21,000
21,000
20,970
715142, 5.99%,
12/6/2019(a)
Prosper
12/07/2016
15,000
15,000
14,966
715275, 9.16%,
12/6/2019(a)
Prosper
12/07/2016
15,000
15,000
14,917
715308, 4.85%,
12/6/2019(a)
Prosper
12/07/2016
10,000
10,000
9,965
See Notes to Financial
Statements.
24
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
715361, 4.93%,
12/6/2021(a)
Prosper
12/07/2016
10,000
10,000
9,960
715373, 11.41%,
12/6/2021(a)
Prosper
12/07/2016
20,000
20,000
19,885
715392, 14.67%,
12/6/2019(a)
Prosper
12/07/2016
7,500
7,500
7,414
715404, 4.15%,
12/6/2019(a)
Prosper
12/07/2016
8,000
8,000
7,982
715433, 10.02%,
12/6/2021(a)
Prosper
12/07/2016
25,000
25,000
24,856
715464, 5.25%,
12/6/2019(a)
Prosper
12/07/2016
5,000
5,000
4,989
715499, 6.05%,
12/6/2019(a)
Prosper
12/07/2016
15,000
15,000
14,947
715512, 3.85%,
12/6/2019(a)
Prosper
12/07/2016
6,000
6,000
5,987
715602, 5.99%,
12/6/2019(a)
Prosper
12/07/2016
2,000
2,000
1,995
715666, 4.49%,
12/13/2019(a)
Prosper
12/14/2016
32,000
32,000
31,967
715669, 3.85%,
12/13/2019(a)
Prosper
12/14/2016
17,300
17,300
17,272
715685, 12.32%,
12/7/2021(a)
Prosper
12/08/2016
4,000
4,000
3,962
715905, 4.85%,
12/7/2019(a)
Prosper
12/08/2016
10,000
10,000
9,978
715928, 8.87%,
12/7/2021(a)
Prosper
12/08/2016
4,000
4,000
3,978
715935, 6.45%,
12/7/2019(a)
Prosper
12/08/2016
25,000
25,000
24,916
715943, 7.4%,
12/7/2019(a)
Prosper
12/08/2016
20,701
20,701
20,631
716151, 7.71%,
12/7/2021(a)
Prosper
12/08/2016
20,000
20,000
19,890
716699, 6.85%,
12/8/2019(a)
Prosper
12/09/2016
12,000
12,000
11,961
717144, 11.69%,
12/8/2019(a)
Prosper
12/09/2016
5,200
5,200
5,173
717190, 14.19%,
12/16/2021(a)
Prosper
12/17/2016
25,000
25,000
24,882
717193, 14.67%,
12/16/2019(a)
Prosper
12/17/2016
2,200
2,200
2,185
717323, 16.01%,
12/9/2019(a)
Prosper
12/10/2016
5,800
5,800
5,751
717486, 6.38%,
12/9/2019(a)
Prosper
12/10/2016
15,000
15,000
14,970
717497, 7.9%,
12/12/2019(a)
Prosper
12/13/2016
10,000
10,000
9,973
717638, 15.07%,
12/12/2021(a)
Prosper
12/13/2016
7,000
7,000
6,948
717756, 3.07%,
12/9/2021(a)
Prosper
12/10/2016
25,000
25,000
24,944
717867, 14.67%,
12/12/2019(a)
Prosper
12/13/2016
3,800
3,800
3,767
717916, 15.27%,
12/20/2019(a)
Prosper
12/21/2016
6,000
6,000
5,975
717919, 4.49%,
12/20/2019(a)
Prosper
12/21/2016
10,000
10,000
9,994
718042, 7.4%,
12/20/2019(a)
Prosper
12/21/2016
6,000
6,000
5,991
718093, 13.58%,
12/20/2019(a)
Prosper
12/21/2016
10,000
10,000
9,967
718198, 11.41%,
12/20/2021(a)
Prosper
12/21/2016
20,000
20,000
19,949
718271, 7.35%,
12/13/2021(a)
Prosper
12/14/2016
4,000
4,000
3,984
718307, 3.89%,
12/13/2019(a)
Prosper
12/14/2016
10,000
10,000
9,990
718581, 13.18%,
12/13/2021(a)
Prosper
12/14/2016
3,000
3,000
2,983
718709, 4.85%,
12/14/2019(a)
Prosper
12/15/2016
7,000
7,000
6,989
718833, 5.37%,
12/13/2021(a)
Prosper
12/14/2016
15,000
15,000
14,957
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
25
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
719031, 10.3%,
12/14/2019(a)
Prosper
12/15/2016
10,000
10,000
9,962
719872, 5.77%,
12/27/2021(a)
Prosper
12/28/2016
20,000
20,000
19,988
719918, 9.61%,
12/16/2019(a)
Prosper
12/17/2016
10,000
10,000
9,955
719980, 4.79%,
12/27/2019(a)
Prosper
12/28/2016
20,000
20,000
19,995
719986, 5.22%,
12/27/2019(a)
Prosper
12/28/2016
7,000
7,000
6,996
719989, 4.85%,
12/27/2019(a)
Prosper
12/28/2016
15,000
15,000
14,995
719993, 4.15%,
12/16/2019(a)
Prosper
12/17/2016
27,000
27,000
26,964
720007, 7.22%,
12/27/2021(a)
Prosper
12/28/2016
22,000
22,000
21,986
720028, 5.67%,
12/27/2021(a)
Prosper
12/29/2016
20,000
20,000
19,983
720067, 10.05%,
12/27/2021(a)
Prosper
12/29/2016
30,000
30,000
29,965
720370, 3.85%,
12/28/2019(a)
Prosper
12/29/2016
17,000
17,000
16,996
720399, 3.21%,
12/16/2019(a)
Prosper
12/17/2016
20,000
20,000
19,983
720448, 6.45%,
12/28/2019(a)
Prosper
12/29/2016
9,000
9,000
8,996
720614, 9.61%,
12/20/2019(a)
Prosper
12/21/2016
20,000
20,000
19,934
720617, 6.52%,
12/20/2019(a)
Prosper
12/21/2016
20,000
20,000
19,952
720761, 5.99%,
12/20/2019(a)
Prosper
12/21/2016
11,000
11,000
10,989
721203, 12.54%,
12/20/2019(a)
Prosper
12/21/2016
10,000
10,000
9,958
721383, 5.61%,
12/20/2019(a)
Prosper
12/21/2016
20,000
20,000
19,969
721682, 14.67%,
12/22/2019(a)
Prosper
12/23/2016
7,500
7,500
7,470
721817, 9.61%,
12/22/2019(a)
Prosper
12/23/2016
9,000
9,000
8,976
721866, 14.67%,
12/21/2019(a)
Prosper
12/22/2016
3,600
3,600
3,584
722621, 4.85%,
12/27/2019(a)
Prosper
12/28/2016
10,000
10,000
9,996
722720, 6.05%,
12/27/2019(a)
Prosper
12/28/2016
22,000
22,000
21,988
722765, 4.49%,
12/27/2019(a)
Prosper
12/28/2016
5,700
5,700
5,699
722780, 6.38%,
12/27/2019(a)
Prosper
12/29/2016
28,000
28,000
27,989
722840, 9.61%,
12/27/2019(a)
Prosper
12/29/2016
20,000
20,000
19,978
723216, 5.61%,
12/27/2019(a)
Prosper
12/28/2016
15,000
15,000
14,992
723267, 9.57%,
12/27/2021(a)
Prosper
12/28/2016
18,000
18,000
17,984
723306, 6.22%,
12/27/2021(a)
Prosper
12/28/2016
15,000
15,000
14,987
723351, 3.21%,
12/27/2019(a)
Prosper
12/28/2016
9,000
9,000
8,998
723369, 5.67%,
12/27/2021(a)
Prosper
12/29/2016
25,000
25,000
24,979
723521, 4.96%,
12/29/2021(a)
Prosper
12/30/2016
10,000
10,000
9,995
723584, 5.99%,
12/29/2019(a)
Prosper
12/30/2016
4,500
4,500
4,498
723656, 5.22%,
12/29/2019(a)
Prosper
12/30/2016
23,300
23,300
23,288
723777, 7.35%,
12/28/2021(a)
Prosper
12/29/2016
25,000
25,000
24,984
724083, 5.97%,
12/29/2019(a)
Prosper
12/30/2016
35,000
35,000
34,974
725007, 15.07%,
12/30/2021(a)
Prosper
12/31/2016
2,500
2,500
2,498
Total
Consumer Loans
12,904,153
12,842,183
See Notes to Financial
Statements.
26
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
Small Business Loans -
32.18%
439640, 9.75%,
3/20/2018(a)(b)
Square
09/23/2016
848
795
790
439641, 16.41%,
3/20/2018(a)(b)
Square
09/23/2016
1,769
1,629
1,462
439643, 15.23%,
3/20/2018(a)(b)
Square
09/23/2016
1,056
973
986
439644, 14.01%,
3/20/2018(a)(b)
Square
09/23/2016
46,198
42,738
43,317
439646, 27.86%,
3/20/2018(a)(b)
Square
09/23/2016
245
220
237
439647, 22.73%,
3/20/2018(a)(b)
Square
09/23/2016
876
789
834
439648, 9.23%,
3/20/2018(a)(b)
Square
09/23/2016
9,617
9,036
8,828
439649, 9.08%,
3/20/2018(a)(b)
Square
09/23/2016
2,546
2,393
2,398
439650, 22.31%,
3/20/2018(a)(b)
Square
09/23/2016
3,626
3,268
3,351
439651, 7.08%,
3/20/2018(a)(b)
Square
09/23/2016
3,633
3,437
3,453
439652, 15.29%,
3/20/2018(a)(b)
Square
09/23/2016
2,852
2,627
2,664
439653, 4.47%,
3/20/2018(a)(b)
Square
09/23/2016
4,505
4,301
4,325
439654, 22.75%,
3/20/2018(a)(b)
Square
09/23/2016
1,466
1,321
1,117
439655, 9.75%,
3/20/2018(a)(b)
Square
09/23/2016
736
690
703
439656, 15.29%,
3/20/2018(a)(b)
Square
09/23/2016
3,363
3,098
1,762
439658, 9.14%,
3/20/2018(a)(b)
Square
09/23/2016
278
261
267
439659, 22.51%,
3/20/2018(a)(b)
Square
09/23/2016
705
636
671
439660, 22.37%,
3/20/2018(a)(b)
Square
09/23/2016
1,708
1,539
1,469
439664, 4.21%,
3/20/2018(a)(b)
Square
09/23/2016
9,228
8,809
8,891
439754, 22.49%,
3/20/2018(a)(b)
Square
09/23/2016
911
821
847
439757, 22.4%,
3/20/2018(a)(b)
Square
09/23/2016
570
514
540
439759, 12.77%,
3/20/2018(a)(b)
Square
09/23/2016
921
855
866
439771, 16.27%,
3/20/2018(a)(b)
Square
09/23/2016
3,062
2,821
2,392
439803, 22.56%,
3/20/2018(a)(b)
Square
09/23/2016
12,291
11,078
11,587
439914, 22.38%,
3/20/2018(a)(b)
Square
09/23/2016
4,145
3,736
3,965
439978, 14.41%,
3/20/2018(a)(b)
Square
09/23/2016
2,461
2,276
2,274
439988, 22.67%,
3/20/2018(a)(b)
Square
09/23/2016
600
541
571
439991, 16.2%,
3/20/2018(a)(b)
Square
09/23/2016
1,493
1,375
1,415
440012, 27.03%,
3/20/2018(a)(b)
Square
09/23/2016
2,502
2,255
2,325
440048, 22.75%,
3/20/2018(a)(b)
Square
09/23/2016
844
761
453
440054, 22.75%,
3/20/2018(a)(b)
Square
09/23/2016
12,273
11,061
11,367
440111, 16.62%,
3/20/2018(a)(b)
Square
09/23/2016
3,042
2,801
2,793
440128, 22.37%,
3/20/2018(a)(b)
Square
09/23/2016
2,888
2,603
2,677
440185, 15.54%,
3/20/2018(a)(b)
Square
09/23/2016
530
489
502
440210, 26.25%,
3/21/2018(a)(b)
Square
09/24/2016
5,484
4,943
5,082
440247, 18.12%,
3/21/2018(a)(b)
Square
09/24/2016
34,971
31,930
32,449
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
27
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
440420, 15.35%,
3/21/2018(a)(b)
Square
09/24/2016
4,610
4,246
4,303
440477, 12.46%,
3/21/2018(a)(b)
Square
09/24/2016
5,366
4,986
5,062
440557, 4.48%,
3/21/2018(a)(b)
Square
09/24/2016
7,854
7,497
7,488
440643, 27.17%,
3/21/2018(a)(b)
Square
09/24/2016
2,951
2,660
2,767
440708, 22.79%,
3/21/2018(a)(b)
Square
09/24/2016
3,299
2,973
2,193
440710, 9.86%,
3/21/2018(a)(b)
Square
09/24/2016
1,455
1,364
1,380
440723, 18.34%,
3/21/2018(a)(b)
Square
09/24/2016
3,339
3,048
2,945
440745, 22.65%,
3/21/2018(a)(b)
Square
09/24/2016
3,996
3,602
3,023
440749, 4.54%,
3/21/2018(a)(b)
Square
09/24/2016
2,713
2,590
2,594
440764, 27.26%,
3/21/2018(a)(b)
Square
09/24/2016
1,785
1,608
1,369
440768, 13.92%,
3/21/2018(a)(b)
Square
09/24/2016
1,425
1,318
1,315
440771, 22.4%,
3/21/2018(a)(b)
Square
09/24/2016
5,367
4,837
4,323
440812, 11.08%,
3/21/2018(a)(b)
Square
09/24/2016
704
658
669
440816, 22.37%,
3/21/2018(a)(b)
Square
09/24/2016
648
584
620
440817, 18.12%,
3/21/2018(a)(b)
Square
09/24/2016
12,340
11,267
11,543
440934, 22.49%,
3/21/2018(a)(b)
Square
09/24/2016
617
556
587
440937, 12.92%,
3/21/2018(a)(b)
Square
09/24/2016
1,514
1,407
1,426
440946, 22.67%,
3/21/2018(a)(b)
Square
09/24/2016
188
169
180
440947, 12.66%,
3/21/2018(a)(b)
Square
09/24/2016
30,288
28,144
28,547
441071, 18.26%,
3/21/2018(a)(b)
Square
09/24/2016
640
584
615
441091, 26.3%,
3/21/2018(a)(b)
Square
09/24/2016
1,269
1,143
1,099
441094, 18.05%,
3/21/2018(a)(b)
Square
09/24/2016
730
667
605
441096, 22.65%,
3/21/2018(a)(b)
Square
09/24/2016
1,243
1,120
1,167
441109, 4.5%,
3/21/2018(a)(b)
Square
09/24/2016
1,163
1,110
1,121
441110, 22.62%,
3/21/2018(a)(b)
Square
09/24/2016
1,285
1,158
1,099
441112, 18.19%,
3/21/2018(a)(b)
Square
09/24/2016
777
710
744
441116, 9.13%,
3/21/2018(a)(b)
Square
09/24/2016
4,023
3,780
3,853
441137, 7.08%,
3/21/2018(a)(b)
Square
09/24/2016
6,353
6,009
6,075
446130, 22.73%,
3/27/2018(a)(b)
Square
09/30/2016
536
483
498
446131, 11.14%,
3/27/2018(a)(b)
Square
09/30/2016
901
841
851
446132, 14.01%,
3/27/2018(a)(b)
Square
09/30/2016
29,457
27,251
27,227
446133, 4.52%,
3/27/2018(a)(b)
Square
09/30/2016
1,872
1,787
1,800
446134, 22.54%,
3/27/2018(a)(b)
Square
09/30/2016
1,910
1,721
1,578
446135, 22.65%,
3/27/2018(a)(b)
Square
09/30/2016
1,244
1,121
1,155
446136, 9.9%,
3/27/2018(a)(b)
Square
09/30/2016
2,944
2,760
2,805
446137, 22.42%,
3/27/2018(a)(b)
Square
09/30/2016
1,219
1,099
1,138
446140, 9.08%,
3/27/2018(a)(b)
Square
09/30/2016
912
857
875
See Notes to Financial
Statements.
28
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
446141, 22.37%,
3/27/2018(a)(b)
Square
09/30/2016
2,847
2,566
2,663
446142, 18.19%,
3/27/2018(a)(b)
Square
09/30/2016
2,747
2,508
2,575
446143, 22.57%,
3/27/2018(a)(b)
Square
09/30/2016
5,456
4,917
4,989
446144, 12.71%,
3/27/2018(a)(b)
Square
09/30/2016
4,443
4,128
4,114
446145, 22.48%,
3/27/2018(a)(b)
Square
09/30/2016
7,229
6,515
6,538
446146, 12.56%,
3/27/2018(a)(b)
Square
09/30/2016
21,014
19,526
19,123
446148, 22.65%,
3/27/2018(a)(b)
Square
09/30/2016
2,320
2,091
2,110
446149, 12.51%,
3/27/2018(a)(b)
Square
09/30/2016
3,493
3,246
3,297
446152, 15.35%,
3/27/2018(a)(b)
Square
09/30/2016
2,619
2,412
2,226
446153, 22.37%,
3/27/2018(a)(b)
Square
09/30/2016
503
453
478
446154, 4.52%,
3/27/2018(a)(b)
Square
09/30/2016
41,644
39,751
39,859
446157, 22.81%,
3/27/2018(a)(b)
Square
09/30/2016
882
795
813
446158, 22.56%,
3/27/2018(a)(b)
Square
09/30/2016
2,616
2,358
2,412
446159, 15.41%,
3/27/2018(a)(b)
Square
09/30/2016
2,618
2,412
2,493
446160, 19.13%,
3/27/2018(a)(b)
Square
09/30/2016
2,598
2,372
2,443
446162, 14.11%,
3/27/2018(a)(b)
Square
09/30/2016
8,376
7,749
7,707
446163, 13.9%,
3/27/2018(a)(b)
Square
09/30/2016
13,051
12,074
12,316
446164, 22.53%,
3/27/2018(a)(b)
Square
09/30/2016
1,673
1,508
1,554
446165, 22.47%,
3/27/2018(a)(b)
Square
09/30/2016
784
707
736
446167, 9.2%,
3/27/2018(a)(b)
Square
09/30/2016
5,624
5,284
5,300
446168, 7.14%,
3/27/2018(a)(b)
Square
09/30/2016
4,983
4,714
4,556
446169, 22.65%,
3/27/2018(a)(b)
Square
09/30/2016
2,411
2,173
2,279
446170, 22.75%,
3/27/2018(a)(b)
Square
09/30/2016
1,274
1,148
1,212
446175, 22.68%,
3/27/2018(a)(b)
Square
09/30/2016
2,463
2,220
2,356
446183, 18.05%,
3/27/2018(a)(b)
Square
09/30/2016
676
618
643
446497, 22.47%,
3/28/2018(a)(b)
Square
10/01/2016
2,237
2,016
1,680
446532, 18.5%,
3/28/2018(a)(b)
Square
10/01/2016
1,073
980
997
446542, 7.08%,
3/28/2018(a)(b)
Square
10/01/2016
2,931
2,772
2,804
446554, 22.65%,
3/28/2018(a)(b)
Square
10/01/2016
609
549
574
446555, 4.47%,
3/28/2018(a)(b)
Square
10/01/2016
74,526
71,138
71,075
446911, 22.46%,
3/28/2018(a)(b)
Square
10/01/2016
9,485
8,549
8,051
446925, 11.23%,
3/28/2018(a)(b)
Square
10/01/2016
3,615
3,374
3,398
446931, 4.54%,
3/28/2018(a)(b)
Square
10/01/2016
2,112
2,016
2,010
446936, 13.91%,
3/28/2018(a)(b)
Square
10/01/2016
6,492
6,006
6,141
446951, 22.65%,
3/28/2018(a)(b)
Square
10/01/2016
7,005
6,313
6,619
447016, 22.37%,
3/28/2018(a)(b)
Square
10/01/2016
2,737
2,466
1,861
447054, 9.82%,
3/28/2018(a)(b)
Square
10/01/2016
69,495
65,152
64,699
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
29
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
447449, 22.87%,
3/28/2018(a)(b)
Square
10/01/2016
2,701
2,435
2,563
447498, 22.5%, 3/28/2018(a)(b)
Square
10/01/2016
3,039
2,739
2,862
447511, 15.29%,
3/28/2018(a)(b)
Square
10/01/2016
2,096
1,930
1,893
447913, 22.84%, 3/29/2018(a)(b)
Square
10/04/2016
1,320
1,189
728
447919, 9.1%,
3/29/2018(a)(b)
Square
10/04/2016
2,098
1,971
1,970
448008, 13.95%, 3/29/2018(a)(b)
Square
10/04/2016
8,442
7,810
7,219
448089, 14.78%,
3/29/2018(a)(b)
Square
10/04/2016
19,423
17,968
18,235
448180, 7.17%, 3/29/2018(a)(b)
Square
10/04/2016
2,901
2,744
2,765
448187, 4.5%,
3/29/2018(a)(b)
Square
10/04/2016
2,574
2,457
2,474
448190, 13.95%, 3/29/2018(a)(b)
Square
10/04/2016
1,598
1,478
1,324
448195, 15.23%,
3/29/2018(a)(b)
Square
10/04/2016
15,002
13,818
14,246
448298, 22.65%, 3/29/2018(a)(b)
Square
10/04/2016
1,410
1,271
1,286
448305, 12.66%,
3/29/2018(a)(b)
Square
10/04/2016
3,456
3,212
3,286
448316, 22.57%, 3/29/2018(a)(b)
Square
10/04/2016
699
630
639
448323, 22.37%,
3/29/2018(a)(b)
Square
10/04/2016
1,189
1,071
1,136
448330, 22.58%, 3/29/2018(a)(b)
Square
10/04/2016
1,378
1,241
535
448384, 22.66%,
3/29/2018(a)(b)
Square
10/04/2016
16,255
14,650
14,807
448489, 9.79%, 3/29/2018(a)(b)
Square
10/04/2016
812
761
774
448493, 7.19%,
3/29/2018(a)(b)
Square
10/04/2016
2,092
1,979
2,002
448499, 22.85%, 3/29/2018(a)(b)
Square
10/04/2016
6,849
6,173
6,392
448520, 22.81%,
3/29/2018(a)(b)
Square
10/04/2016
1,401
1,263
1,136
448543, 22.32%, 3/29/2018(a)(b)
Square
10/04/2016
1,966
1,771
1,867
448550, 15.48%,
3/29/2018(a)(b)
Square
10/04/2016
8,540
7,865
7,757
448625, 22.6%, 3/29/2018(a)(b)
Square
10/04/2016
2,550
2,298
2,191
448636, 12.66%,
3/29/2018(a)(b)
Square
10/04/2016
2,069
1,923
1,962
448656, 22.37%, 3/29/2018(a)(b)
Square
10/04/2016
19,240
17,341
7,984
448742, 22.37%,
3/29/2018(a)(b)
Square
10/04/2016
505
455
480
448746, 22.5%, 3/29/2018(a)(b)
Square
10/04/2016
2,887
2,602
2,707
448758, 9.9%,
3/29/2018(a)(b)
Square
10/04/2016
10,378
9,730
8,861
448776, 19.13%, 3/29/2018(a)(b)
Square
10/04/2016
8,011
7,315
7,704
448952, 22.61%,
3/29/2018(a)(b)
Square
10/04/2016
924
832
864
448955, 22.65%, 3/29/2018(a)(b)
Square
10/04/2016
1,822
1,642
1,692
448975, 15.29%,
3/29/2018(a)(b)
Square
10/04/2016
529
487
502
448980, 22.72%, 3/29/2018(a)(b)
Square
10/04/2016
843
759
730
448981, 22.47%,
3/29/2018(a)(b)
Square
10/04/2016
376
339
359
448983, 4.5%, 3/29/2018(a)(b)
Square
10/04/2016
6,816
6,506
6,416
449071, 22.39%,
3/30/2018(a)(b)
Square
10/05/2016
9,215
8,305
5,912
See Notes to Financial
Statements.
30
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
449106, 22.5%,
3/30/2018(a)(b)
Square
10/05/2016
2,968
2,675
2,356
449115, 26.25%, 3/30/2018(a)(b)
Square
10/05/2016
28,410
25,605
26,320
449340, 22.5%,
3/30/2018(a)(b)
Square
10/05/2016
2,299
2,072
2,123
449348, 12.51%, 3/30/2018(a)(b)
Square
10/05/2016
2,107
1,958
1,985
449375, 22.41%,
3/30/2018(a)(b)
Square
10/05/2016
1,615
1,455
1,490
449378, 22.37%, 3/30/2018(a)(b)
Square
10/05/2016
1,830
1,650
1,690
449381, 18.27%,
3/30/2018(a)(b)
Square
10/05/2016
2,392
2,184
2,228
449418, 13.95%, 3/30/2018(a)(b)
Square
10/05/2016
925
855
869
449422, 22.43%,
3/30/2018(a)(b)
Square
10/05/2016
1,841
1,659
1,699
449468, 22.34%, 3/30/2018(a)(b)
Square
10/05/2016
1,099
991
1,015
449474, 22.56%,
3/30/2018(a)(b)
Square
10/05/2016
3,172
2,859
2,929
449513, 12.51%, 3/30/2018(a)(b)
Square
10/05/2016
14,537
13,508
13,699
449602, 18.05%,
3/30/2018(a)(b)
Square
10/05/2016
1,837
1,677
1,711
449608, 4.54%, 3/30/2018(a)(b)
Square
10/05/2016
813
776
780
449609, 15.29%,
3/30/2018(a)(b)
Square
10/05/2016
2,433
2,241
2,279
449612, 12.47%, 3/30/2018(a)(b)
Square
10/05/2016
1,924
1,788
1,803
449675, 11.13%,
3/30/2018(a)(b)
Square
10/05/2016
1,407
1,313
1,329
449683, 22.62%, 3/30/2018(a)(b)
Square
10/05/2016
1,516
1,366
1,400
449691, 22.56%,
3/30/2018(a)(b)
Square
10/05/2016
3,816
3,439
3,523
449715, 22.56%, 3/30/2018(a)(b)
Square
10/05/2016
1,057
953
976
449747, 13.92%,
3/30/2018(a)(b)
Square
10/05/2016
3,787
3,503
3,558
449779, 4.48%, 3/30/2018(a)(b)
Square
10/05/2016
10,575
10,094
10,147
449842, 22.56%,
3/30/2018(a)(b)
Square
10/05/2016
3,137
2,828
2,796
449853, 22.5%, 3/30/2018(a)(b)
Square
10/05/2016
957
863
884
449854, 22.37%,
3/30/2018(a)(b)
Square
10/05/2016
7,044
6,348
6,501
449872, 18.12%, 3/30/2018(a)(b)
Square
10/05/2016
1,269
1,159
1,151
449874, 22.59%,
3/30/2018(a)(b)
Square
10/05/2016
1,738
1,566
1,604
449882, 22.65%, 3/30/2018(a)(b)
Square
10/05/2016
10,334
9,314
9,541
449904, 4.47%,
3/30/2018(a)(b)
Square
10/05/2016
2,412
2,303
2,315
449912, 22.47%, 3/30/2018(a)(b)
Square
10/05/2016
2,191
1,975
2,022
449946, 22.46%,
3/30/2018(a)(b)
Square
10/05/2016
5,531
4,985
5,106
449993, 22.47%, 3/30/2018(a)(b)
Square
10/05/2016
15,117
13,624
13,796
450108, 22.89%,
3/30/2018(a)(b)
Square
10/05/2016
2,924
2,635
2,578
450113, 22.68%, 3/30/2018(a)(b)
Square
10/05/2016
2,886
2,601
2,664
450139, 22.6%,
3/30/2018(a)(b)
Square
10/05/2016
1,116
1,006
1,031
450141, 9.15%, 3/30/2018(a)(b)
Square
10/05/2016
6,852
6,438
6,505
450156, 15.29%,
3/30/2018(a)(b)
Square
10/05/2016
9,524
8,772
8,921
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
31
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
450213, 4.47%,
3/30/2018(a)(b)
Square
10/05/2016
1,855
1,771
1,780
450215, 22.73%, 3/30/2018(a)(b)
Square
10/05/2016
4,523
4,077
4,176
450226, 27.22%,
3/30/2018(a)(b)
Square
10/05/2016
701
632
647
450439, 22.4%, 4/1/2018(a)(b)
Square
10/06/2016
979
883
904
450446, 12.66%,
3/30/2018(a)(b)
Square
10/06/2016
2,468
2,293
2,325
450467, 22.75%, 4/1/2018(a)(b)
Square
10/06/2016
2,201
1,983
1,558
450473, 22.56%,
4/1/2018(a)(b)
Square
10/06/2016
824
743
761
450477, 22.47%, 4/1/2018(a)(b)
Square
10/06/2016
689
621
620
450480, 9.86%,
4/1/2018(a)(b)
Square
10/06/2016
7,081
6,638
6,712
450507, 4.47%, 4/1/2018(a)(b)
Square
10/06/2016
3,658
3,492
3,510
450525, 7.11%,
4/1/2018(a)(b)
Square
10/06/2016
2,614
2,473
2,493
450539, 14.14%, 4/1/2018(a)(b)
Square
10/06/2016
1,287
1,191
1,209
450545, 18.13%,
4/1/2018(a)(b)
Square
10/06/2016
12,219
11,156
8,949
450573, 9.86%, 4/1/2018(a)(b)
Square
10/06/2016
2,617
2,454
2,481
450586, 22.66%,
4/2/2018(a)(b)
Square
10/06/2016
463
418
428
450591, 11.15%, 4/2/2018(a)(b)
Square
10/06/2016
10,529
9,827
9,950
450646, 9.75%,
4/2/2018(a)(b)
Square
10/06/2016
4,462
4,184
4,230
450664, 11.16%, 4/2/2018(a)(b)
Square
10/06/2016
1,660
1,549
1,568
450672, 4.48%,
4/2/2018(a)(b)
Square
10/06/2016
1,371
1,309
1,316
450674, 22.49%, 4/2/2018(a)(b)
Square
10/06/2016
908
818
838
450679, 22.61%,
4/2/2018(a)(b)
Square
10/06/2016
2,546
2,294
2,350
450690, 22.52%, 4/2/2018(a)(b)
Square
10/06/2016
1,801
1,623
1,662
450739, 22.65%,
4/3/2018(a)(b)
Square
10/06/2016
11,758
10,597
10,853
450882, 22.75%, 4/3/2018(a)(b)
Square
10/06/2016
7,472
6,734
6,897
450912, 22.47%,
4/3/2018(a)(b)
Square
10/06/2016
801
722
739
450930, 22.56%, 4/3/2018(a)(b)
Square
10/06/2016
1,722
1,552
1,589
450946, 15.48%,
4/3/2018(a)(b)
Square
10/06/2016
852
785
799
450950, 4.5%, 4/3/2018(a)(b)
Square
10/06/2016
6,453
6,159
6,192
450990, 12.61%,
4/3/2018(a)(b)
Square
10/06/2016
16,548
15,377
15,593
451049, 22.46%, 4/3/2018(a)(b)
Square
10/06/2016
4,386
3,953
4,047
451064, 4.52%,
4/3/2018(a)(b)
Square
10/06/2016
1,795
1,713
1,722
451068, 4.55%, 4/3/2018(a)(b)
Square
10/06/2016
1,953
1,864
1,874
451075, 22.65%,
4/3/2018(a)(b)
Square
10/06/2016
37,791
34,060
34,882
451210, 22.53%, 4/3/2018(a)(b)
Square
10/06/2016
1,134
1,022
924
451214, 22.52%,
4/3/2018(a)(b)
Square
10/06/2016
1,639
1,477
1,513
451222, 22.75%, 4/3/2018(a)(b)
Square
10/06/2016
744
671
647
451224, 7.14%,
4/3/2018(a)(b)
Square
10/06/2016
10,963
10,370
10,455
See Notes to Financial
Statements.
32
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
451289, 22.65%,
4/3/2018(a)(b)
Square
10/06/2016
4,262
3,841
3,934
451317, 9.1%, 4/3/2018(a)(b)
Square
10/06/2016
3,750
3,523
3,560
451325, 9.9%,
4/3/2018(a)(b)
Square
10/06/2016
19,316
18,108
18,311
451368, 22.61%, 4/3/2018(a)(b)
Square
10/06/2016
2,330
2,100
2,150
451880, 22.34%,
4/4/2018(a)(b)
Square
10/07/2016
1,816
1,636
1,675
451920, 22.56%, 4/4/2018(a)(b)
Square
10/07/2016
706
636
648
451928, 4.48%,
4/4/2018(a)(b)
Square
10/07/2016
2,262
2,160
2,171
451932, 15.23%, 4/4/2018(a)(b)
Square
10/07/2016
1,173
1,081
1,099
451935, 11.24%,
4/4/2018(a)(b)
Square
10/07/2016
2,424
2,262
2,291
451944, 15.35%, 4/4/2018(a)(b)
Square
10/07/2016
1,082
997
978
451954, 22.54%,
4/4/2018(a)(b)
Square
10/07/2016
427
385
360
451965, 15.41%, 4/4/2018(a)(b)
Square
10/07/2016
2,108
1,941
1,974
451980, 9.79%,
4/4/2018(a)(b)
Square
10/07/2016
10,614
9,951
10,060
452006, 11.24%, 4/4/2018(a)(b)
Square
10/07/2016
1,358
1,267
1,283
452014, 22.66%,
4/4/2018(a)(b)
Square
10/07/2016
568
512
524
452019, 4.54%, 4/4/2018(a)(b)
Square
10/07/2016
1,001
956
961
452027, 7.14%,
4/4/2018(a)(b)
Square
10/07/2016
2,488
2,353
2,373
452037, 22.51%, 4/4/2018(a)(b)
Square
10/07/2016
3,467
3,124
2,825
452045, 22.4%,
4/4/2018(a)(b)
Square
10/07/2016
1,740
1,568
1,605
452078, 15.23%, 4/4/2018(a)(b)
Square
10/07/2016
2,147
1,978
2,011
452084, 23.04%,
4/4/2018(a)(b)
Square
10/07/2016
923
831
829
452088, 22.65%, 4/4/2018(a)(b)
Square
10/07/2016
2,254
2,032
2,080
452106, 22.47%,
4/4/2018(a)(b)
Square
10/07/2016
1,080
974
997
452121, 11.22%, 4/4/2018(a)(b)
Square
10/07/2016
958
895
906
452124, 11.1%,
4/4/2018(a)(b)
Square
10/07/2016
1,501
1,401
1,410
452129, 22.49%, 4/4/2018(a)(b)
Square
10/07/2016
3,884
3,500
3,518
452156, 22.62%,
4/4/2018(a)(b)
Square
10/07/2016
1,774
1,598
1,636
452159, 4.52%, 4/4/2018(a)(b)
Square
10/07/2016
1,442
1,376
1,384
452216, 22.55%,
4/4/2018(a)(b)
Square
10/07/2016
7,274
6,556
6,712
452235, 18.39%, 4/4/2018(a)(b)
Square
10/07/2016
582
531
541
452236, 22.65%,
4/4/2018(a)(b)
Square
10/07/2016
1,835
1,654
1,693
452241, 18.05%, 4/4/2018(a)(b)
Square
10/07/2016
3,904
3,565
3,634
452250, 15.35%,
4/4/2018(a)(b)
Square
10/07/2016
6,264
5,769
5,866
452258, 22.56%, 4/4/2018(a)(b)
Square
10/07/2016
325
293
300
452260, 22.75%,
4/4/2018(a)(b)
Square
10/07/2016
766
690
707
452262, 15.29%, 4/4/2018(a)(b)
Square
10/07/2016
3,001
2,764
2,810
452265, 9.2%,
4/4/2018(a)(b)
Square
10/07/2016
2,750
2,584
2,610
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
33
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
452280, 16.27%,
4/4/2018(a)(b)
Square
10/07/2016
3,453
3,180
3,237
452284, 22.53%, 4/4/2018(a)(b)
Square
10/07/2016
1,784
1,608
1,334
452290, 22.43%,
4/4/2018(a)(b)
Square
10/07/2016
617
556
569
452293, 22.46%, 4/4/2018(a)(b)
Square
10/07/2016
6,996
6,305
6,454
452313, 22.71%,
4/4/2018(a)(b)
Square
10/07/2016
1,803
1,625
1,664
452394, 9.79%, 4/4/2018(a)(b)
Square
10/07/2016
3,477
3,260
3,295
452418, 22.56%,
4/4/2018(a)(b)
Square
10/07/2016
467
421
431
452423, 15.35%, 4/4/2018(a)(b)
Square
10/07/2016
912
840
854
452425, 22.51%,
4/4/2018(a)(b)
Square
10/07/2016
827
746
763
452439, 13.86%, 4/4/2018(a)(b)
Square
10/07/2016
7,782
7,199
7,308
452473, 7.11%,
4/4/2018(a)(b)
Square
10/07/2016
1,604
1,518
1,530
452479, 22.37%, 4/4/2018(a)(b)
Square
10/07/2016
3,362
3,030
3,102
452497, 22.75%,
4/4/2018(a)(b)
Square
10/07/2016
4,404
3,969
4,064
452509, 15.29%, 4/4/2018(a)(b)
Square
10/07/2016
1,251
1,152
1,158
452830, 15.23%,
4/4/2018(a)(b)
Square
10/07/2016
25,513
23,499
23,889
452999, 15.41%, 4/4/2018(a)(b)
Square
10/07/2016
7,603
7,003
7,120
453005, 15.48%,
4/4/2018(a)(b)
Square
10/07/2016
5,115
4,712
4,791
453017, 22.4%, 4/4/2018(a)(b)
Square
10/07/2016
4,538
4,089
4,186
453037, 18.34%,
4/4/2018(a)(b)
Square
10/07/2016
1,140
1,041
1,061
453190, 11.74%, 4/4/2018(a)(b)
Square
10/07/2016
337
314
318
453279, 22.37%,
4/5/2018(a)(b)
Square
10/08/2016
801
722
739
453289, 22.75%, 4/5/2018(a)(b)
Square
10/08/2016
936
844
864
453298, 22.45%,
4/5/2018(a)(b)
Square
10/08/2016
1,005
905
927
453308, 22.56%, 4/5/2018(a)(b)
Square
10/08/2016
2,078
1,872
1,916
453320, 22.51%,
4/5/2018(a)(b)
Square
10/08/2016
1,697
1,529
1,565
453372, 4.48%, 4/5/2018(a)(b)
Square
10/08/2016
11,390
10,872
10,928
453407, 22.57%,
4/5/2018(a)(b)
Square
10/08/2016
16,977
15,301
15,660
453554, 13.87%, 4/5/2018(a)(b)
Square
10/08/2016
1,819
1,683
1,708
453574, 22.57%,
4/5/2018(a)(b)
Square
10/08/2016
4,936
4,449
4,553
453680, 22.47%, 4/5/2018(a)(b)
Square
10/08/2016
2,609
2,352
2,407
453731, 22.8%,
4/5/2018(a)(b)
Square
10/08/2016
1,326
1,194
1,223
453735, 22.8%, 4/5/2018(a)(b)
Square
10/08/2016
802
723
740
453739, 22.66%,
4/5/2018(a)(b)
Square
10/08/2016
6,140
5,534
5,664
453808, 22.4%, 4/5/2018(a)(b)
Square
10/08/2016
646
582
596
453811, 22.37%,
4/5/2018(a)(b)
Square
10/08/2016
1,681
1,515
1,551
453816, 22.41%, 4/5/2018(a)(b)
Square
10/08/2016
2,248
2,026
2,073
453824, 18.27%,
4/5/2018(a)(b)
Square
10/08/2016
419
382
390
See Notes to Financial
Statements.
34
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
453828, 22.84%,
4/5/2018(a)(b)
Square
10/08/2016
605
545
558
453829, 22.56%, 4/5/2018(a)(b)
Square
10/08/2016
1,184
1,067
1,092
453841, 22.37%,
4/5/2018(a)(b)
Square
10/08/2016
2,450
2,208
2,248
453885, 22.59%, 4/5/2018(a)(b)
Square
10/08/2016
2,340
2,109
2,011
453891, 22.65%,
4/5/2018(a)(b)
Square
10/08/2016
2,784
2,509
2,418
453899, 22.37%, 4/5/2018(a)(b)
Square
10/08/2016
3,994
3,600
3,683
453915, 4.55%,
4/5/2018(a)(b)
Square
10/08/2016
1,077
1,028
1,034
453917, 13.95%, 4/5/2018(a)(b)
Square
10/08/2016
4,208
3,893
3,952
453926, 22.71%,
4/5/2018(a)(b)
Square
10/08/2016
1,706
1,538
1,574
453947, 7.16%, 4/5/2018(a)(b)
Square
10/08/2016
6,179
5,845
5,892
453969, 13.84%,
4/5/2018(a)(b)
Square
10/08/2016
1,833
1,696
1,721
453977, 22.64%, 4/5/2018(a)(b)
Square
10/08/2016
5,206
4,692
4,803
454029, 22.58%,
4/5/2018(a)(b)
Square
10/08/2016
729
658
673
454030, 15.23%, 4/5/2018(a)(b)
Square
10/08/2016
11,400
10,500
10,672
454058, 7.11%,
4/5/2018(a)(b)
Square
10/08/2016
2,610
2,469
2,489
454073, 22.88%, 4/5/2018(a)(b)
Square
10/08/2016
890
802
821
454075, 22.37%,
4/5/2018(a)(b)
Square
10/08/2016
2,047
1,845
962
454083, 22.65%, 4/5/2018(a)(b)
Square
10/08/2016
1,759
1,585
1,622
454114, 22.75%,
4/5/2018(a)(b)
Square
10/08/2016
1,515
1,366
1,398
454117, 22.56%, 4/5/2018(a)(b)
Square
10/08/2016
9,190
8,283
8,477
454177, 22.62%,
4/5/2018(a)(b)
Square
10/08/2016
726
654
662
454181, 4.54%, 4/5/2018(a)(b)
Square
10/08/2016
5,569
5,315
5,314
454191, 22.75%,
4/5/2018(a)(b)
Square
10/08/2016
7,461
6,725
6,884
454216, 22.51%, 4/5/2018(a)(b)
Square
10/08/2016
1,259
1,135
1,131
454240, 22.57%,
4/5/2018(a)(b)
Square
10/08/2016
7,550
6,804
6,784
454261, 22.47%, 4/5/2018(a)(b)
Square
10/08/2016
16,138
14,545
14,885
454877, 15.29%,
4/6/2018(a)(b)
Square
10/12/2016
4,001
3,685
3,743
454892, 22.65%, 4/6/2018(a)(b)
Square
10/12/2016
631
569
542
454898, 22.68%,
4/6/2018(a)(b)
Square
10/12/2016
3,094
2,788
2,851
454916, 22.74%, 4/6/2018(a)(b)
Square
10/12/2016
5,695
5,133
5,249
454928, 22.82%,
4/6/2018(a)(b)
Square
10/12/2016
1,812
1,632
1,669
454932, 22.75%, 4/6/2018(a)(b)
Square
10/12/2016
2,762
2,489
2,545
454978, 4.48%,
4/6/2018(a)(b)
Square
10/12/2016
966
922
926
454980, 15.29%, 4/6/2018(a)(b)
Square
10/12/2016
1,264
1,164
1,182
454983, 23.04%,
4/6/2018(a)(b)
Square
10/12/2016
4,202
3,787
3,873
454995, 22.65%, 4/6/2018(a)(b)
Square
10/12/2016
2,902
2,615
2,674
455001, 22.62%,
4/6/2018(a)(b)
Square
10/12/2016
1,616
1,457
1,489
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
35
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
455003, 18.44%,
4/6/2018(a)(b)
Square
10/12/2016
1,093
998
1,016
455012, 22.47%,
4/6/2018(a)(b)
Square
10/12/2016
2,248
2,026
2,071
455031, 22.59%,
4/6/2018(a)(b)
Square
10/12/2016
2,846
2,565
2,622
455058, 7.17%,
4/6/2018(a)(b)
Square
10/12/2016
22,340
21,133
21,295
455208, 22.47%,
4/6/2018(a)(b)
Square
10/12/2016
1,071
965
975
455214, 22.75%,
4/6/2018(a)(b)
Square
10/12/2016
4,264
3,843
3,929
455234, 22.75%,
4/6/2018(a)(b)
Square
10/12/2016
4,624
4,167
4,261
455248, 22.47%,
4/6/2018(a)(b)
Square
10/12/2016
1,367
1,232
1,259
455255, 14.01%,
4/6/2018(a)(b)
Square
10/12/2016
4,691
4,340
4,402
455273, 22.58%,
4/6/2018(a)(b)
Square
10/12/2016
500
450
460
455274, 22.4%,
4/6/2018(a)(b)
Square
10/12/2016
2,352
2,119
2,166
455279, 9.9%,
4/6/2018(a)(b)
Square
10/12/2016
2,222
2,083
2,105
455284, 11.24%,
4/6/2018(a)(b)
Square
10/12/2016
1,415
1,321
1,336
455304, 15.29%,
4/6/2018(a)(b)
Square
10/12/2016
4,703
4,331
4,399
455376, 4.47%,
4/6/2018(a)(b)
Square
10/12/2016
2,859
2,729
2,743
455406, 15.35%,
4/6/2018(a)(b)
Square
10/12/2016
19,699
18,143
18,429
455699, 4.5%,
4/6/2018(a)(b)
Square
10/12/2016
4,259
4,066
4,086
455805, 22.52%,
4/6/2018(a)(b)
Square
10/12/2016
2,577
2,322
2,374
455808, 13.84%,
4/6/2018(a)(b)
Square
10/12/2016
3,323
3,074
3,118
455817, 22.37%,
4/6/2018(a)(b)
Square
10/12/2016
2,475
2,231
2,280
455830, 22.56%,
4/6/2018(a)(b)
Square
10/12/2016
3,289
2,964
3,030
455835, 22.52%,
4/6/2018(a)(b)
Square
10/12/2016
1,520
1,370
1,400
455854, 23.17%,
4/6/2018(a)(b)
Square
10/12/2016
4,952
4,463
3,402
455860, 18.42%,
4/6/2018(a)(b)
Square
10/12/2016
1,177
1,075
1,094
455863, 22.56%,
4/6/2018(a)(b)
Square
10/12/2016
877
790
808
455869, 18.27%,
4/6/2018(a)(b)
Square
10/12/2016
1,071
977
995
455888, 22.48%,
4/6/2018(a)(b)
Square
10/12/2016
12,132
10,934
11,177
455951, 22.75%,
4/6/2018(a)(b)
Square
10/12/2016
3,525
3,177
3,249
455966, 18.05%,
4/6/2018(a)(b)
Square
10/12/2016
14,611
13,340
13,584
456013, 9.86%,
4/6/2018(a)(b)
Square
10/12/2016
2,464
2,310
2,334
456017, 12.56%,
4/6/2018(a)(b)
Square
10/12/2016
18,241
16,949
17,170
456106, 22.78%,
4/6/2018(a)(b)
Square
10/12/2016
2,122
1,913
1,934
456109, 14.08%,
4/6/2018(a)(b)
Square
10/12/2016
1,342
1,242
1,260
456112, 22.61%,
4/6/2018(a)(b)
Square
10/12/2016
1,766
1,592
1,627
456115, 7.14%,
4/6/2018(a)(b)
Square
10/12/2016
1,687
1,595
1,608
456120, 4.5%,
4/6/2018(a)(b)
Square
10/12/2016
62,909
60,050
60,343
456309, 15.29%,
4/7/2018(a)(b)
Square
10/13/2016
2,764
2,546
2,585
See Notes to Financial
Statements.
36
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
456337, 4.52%,
4/7/2018(a)(b)
Square
10/13/2016
50,083
47,806
48,037
456597, 22.75%, 4/7/2018(a)(b)
Square
10/13/2016
3,579
3,226
3,298
456611, 22.38%,
4/7/2018(a)(b)
Square
10/13/2016
331
298
305
456631, 22.61%, 4/7/2018(a)(b)
Square
10/13/2016
2,927
2,637
2,696
456636, 22.42%,
4/7/2018(a)(b)
Square
10/13/2016
1,550
1,397
1,428
456640, 22.61%, 4/7/2018(a)(b)
Square
10/13/2016
751
677
692
456644, 22.81%,
4/7/2018(a)(b)
Square
10/13/2016
1,177
1,061
1,084
456653, 22.75%, 4/7/2018(a)(b)
Square
10/13/2016
3,623
3,265
3,338
456666, 22.52%,
4/7/2018(a)(b)
Square
10/13/2016
2,007
1,809
1,848
456671, 22.72%, 4/7/2018(a)(b)
Square
10/13/2016
459
413
422
456674, 22.68%,
4/7/2018(a)(b)
Square
10/13/2016
1,155
1,041
906
456676, 22.78%, 4/7/2018(a)(b)
Square
10/13/2016
4,009
3,613
3,652
456745, 22.65%,
4/7/2018(a)(b)
Square
10/13/2016
1,779
1,604
1,639
456758, 18.12%, 4/7/2018(a)(b)
Square
10/13/2016
24,829
22,670
23,080
456857, 22.37%,
4/7/2018(a)(b)
Square
10/13/2016
2,246
2,025
2,069
456877, 22.37%, 4/7/2018(a)(b)
Square
10/13/2016
1,884
1,698
1,735
456909, 22.47%,
4/7/2018(a)(b)
Square
10/13/2016
1,959
1,766
1,805
456915, 15.41%, 4/7/2018(a)(b)
Square
10/13/2016
2,358
2,171
1,877
456917, 18.05%,
4/7/2018(a)(b)
Square
10/13/2016
798
728
741
456919, 22.81%, 4/7/2018(a)(b)
Square
10/13/2016
1,908
1,719
1,757
456921, 22.56%,
4/7/2018(a)(b)
Square
10/13/2016
1,330
1,198
1,225
456923, 22.71%, 4/7/2018(a)(b)
Square
10/13/2016
1,419
1,279
1,308
456924, 22.42%,
4/7/2018(a)(b)
Square
10/13/2016
2,409
2,171
2,219
456926, 22.59%, 4/7/2018(a)(b)
Square
10/13/2016
721
650
647
456927, 7.08%,
4/7/2018(a)(b)
Square
10/13/2016
731
691
696
456928, 12.51%, 4/7/2018(a)(b)
Square
10/13/2016
1,229
1,142
1,157
456941, 22.37%,
4/7/2018(a)(b)
Square
10/13/2016
1,147
1,034
1,009
456945, 4.5%, 4/7/2018(a)(b)
Square
10/13/2016
1,313
1,253
1,259
456948, 22.47%,
4/7/2018(a)(b)
Square
10/13/2016
716
645
659
456949, 15.23%, 4/7/2018(a)(b)
Square
10/13/2016
2,374
2,187
2,220
456991, 14.13%,
4/7/2018(a)(b)
Square
10/13/2016
983
910
923
456996, 22.51%, 4/7/2018(a)(b)
Square
10/13/2016
1,236
1,114
1,139
457020, 22.4%,
4/7/2018(a)(b)
Square
10/13/2016
4,623
4,166
4,258
457045, 11.18%, 4/7/2018(a)(b)
Square
10/13/2016
1,694
1,581
1,599
457049, 4.54%,
4/7/2018(a)(b)
Square
10/13/2016
848
810
814
457066, 12.61%, 4/7/2018(a)(b)
Square
10/13/2016
2,872
2,669
2,634
457076, 9.21%,
4/7/2018(a)(b)
Square
10/13/2016
1,776
1,669
1,685
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
37
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
457078, 22.57%,
4/7/2018(a)(b)
Square
10/13/2016
6,192
5,581
5,704
457116, 22.68%, 4/7/2018(a)(b)
Square
10/13/2016
6,494
5,852
5,982
457173, 22.56%,
4/7/2018(a)(b)
Square
10/13/2016
1,739
1,567
1,479
457179, 22.79%, 4/7/2018(a)(b)
Square
10/13/2016
3,644
3,284
3,357
457186, 22.37%,
4/7/2018(a)(b)
Square
10/13/2016
1,978
1,782
1,821
457187, 4.5%, 4/7/2018(a)(b)
Square
10/13/2016
1,707
1,630
1,637
457189, 22.47%,
4/7/2018(a)(b)
Square
10/13/2016
1,560
1,406
1,436
457200, 22.37%, 4/7/2018(a)(b)
Square
10/13/2016
1,240
1,118
1,142
457236, 22.65%,
4/7/2018(a)(b)
Square
10/13/2016
2,809
2,532
2,316
457242, 22.71%, 4/7/2018(a)(b)
Square
10/13/2016
1,592
1,435
1,467
457253, 11.1%,
4/7/2018(a)(b)
Square
10/13/2016
1,274
1,189
1,203
457255, 22.65%, 4/7/2018(a)(b)
Square
10/13/2016
2,637
2,376
1,838
457272, 22.66%,
4/7/2018(a)(b)
Square
10/14/2016
3,643
3,283
3,354
457284, 22.47%, 4/10/2018(a)(b)
Square
10/14/2016
27,702
24,967
25,509
457317, 22.65%,
4/10/2018(a)(b)
Square
10/14/2016
11,389
10,265
10,489
457325, 23.14%, 4/10/2018(a)(b)
Square
10/14/2016
978
881
901
457326, 15.8%,
4/10/2018(a)(b)
Square
10/14/2016
4,501
4,145
4,211
457331, 4.54%, 4/10/2018(a)(b)
Square
10/14/2016
1,379
1,317
1,323
457336, 22.36%,
4/10/2018(a)(b)
Square
10/14/2016
7,280
6,562
6,704
457346, 9.86%, 4/10/2018(a)(b)
Square
10/14/2016
3,212
3,011
2,963
457347, 22.41%,
4/10/2018(a)(b)
Square
10/14/2016
940
847
850
457349, 16.2%, 4/10/2018(a)(b)
Square
10/14/2016
3,827
3,525
3,582
457355, 12.56%,
4/10/2018(a)(b)
Square
10/14/2016
11,449
10,638
10,773
457376, 9.05%, 4/8/2018(a)(b)
Square
10/14/2016
1,345
1,264
1,276
457381, 4.98%,
4/10/2018(a)(b)
Square
10/14/2016
11,318
10,804
10,860
457399, 9.75%, 4/8/2018(a)(b)
Square
10/14/2016
776
727
734
457402, 15.41%,
4/8/2018(a)(b)
Square
10/14/2016
2,968
2,734
2,776
457410, 7.17%, 4/8/2018(a)(b)
Square
10/14/2016
2,883
2,727
2,733
457418, 22.37%,
4/10/2018(a)(b)
Square
10/14/2016
2,037
1,836
1,875
457427, 22.45%, 4/8/2018(a)(b)
Square
10/14/2016
821
740
756
457431, 4.52%,
4/10/2018(a)(b)
Square
10/14/2016
2,329
2,223
2,234
457439, 22.41%, 4/10/2018(a)(b)
Square
10/14/2016
3,087
2,782
2,842
457449, 22.64%,
4/10/2018(a)(b)
Square
10/14/2016
629
567
579
457451, 13.91%, 4/8/2018(a)(b)
Square
10/14/2016
9,833
9,096
9,223
457478, 10.06%,
4/10/2018(a)(b)
Square
10/14/2016
245
230
232
457481, 4.48%, 4/8/2018(a)(b)
Square
10/14/2016
2,537
2,421
2,433
457493, 7.19%,
4/8/2018(a)(b)
Square
10/14/2016
1,230
1,163
1,172
See Notes to Financial
Statements.
38
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
457499, 15.48%,
4/8/2018(a)(b)
Square
10/14/2016
1,424
1,311
1,331
457503, 22.37%, 4/8/2018(a)(b)
Square
10/14/2016
1,354
1,220
820
457510, 11.11%,
4/10/2018(a)(b)
Square
10/14/2016
1,400
1,306
1,314
457515, 22.5%, 4/8/2018(a)(b)
Square
10/14/2016
1,708
1,539
1,555
457521, 22.37%,
4/10/2018(a)(b)
Square
10/14/2016
1,265
1,140
1,165
457526, 18.19%, 4/8/2018(a)(b)
Square
10/14/2016
2,685
2,451
2,495
457532, 22.77%,
4/8/2018(a)(b)
Square
10/14/2016
5,149
4,641
4,742
457545, 22.67%, 4/8/2018(a)(b)
Square
10/14/2016
8,086
7,287
7,447
457565, 22.37%,
4/10/2018(a)(b)
Square
10/14/2016
17,961
16,188
16,538
457609, 11.15%, 4/10/2018(a)(b)
Square
10/14/2016
13,270
12,385
12,526
457652, 22.78%,
4/9/2018(a)(b)
Square
10/14/2016
2,760
2,487
2,513
457661, 18.27%, 4/9/2018(a)(b)
Square
10/14/2016
2,303
2,103
2,141
457669, 4.48%,
4/9/2018(a)(b)
Square
10/14/2016
2,402
2,293
2,304
457674, 22.47%, 4/10/2018(a)(b)
Square
10/14/2016
1,122
1,011
1,033
457678, 22.35%,
4/9/2018(a)(b)
Square
10/14/2016
1,842
1,660
1,696
457685, 15.41%, 4/10/2018(a)(b)
Square
10/14/2016
5,574
5,134
5,213
457699, 22.56%,
4/10/2018(a)(b)
Square
10/14/2016
2,164
1,950
1,993
457707, 9.75%, 4/10/2018(a)(b)
Square
10/14/2016
1,420
1,331
1,345
457715, 9.14%,
4/10/2018(a)(b)
Square
10/14/2016
1,828
1,717
1,733
457722, 22.56%, 4/10/2018(a)(b)
Square
10/14/2016
895
806
824
457724, 22.59%,
4/10/2018(a)(b)
Square
10/14/2016
2,033
1,832
1,872
457731, 4.48%, 4/10/2018(a)(b)
Square
10/14/2016
2,413
2,304
2,315
457740, 4.54%,
4/10/2018(a)(b)
Square
10/14/2016
7,007
6,689
6,721
457757, 22.37%, 4/10/2018(a)(b)
Square
10/14/2016
2,340
2,109
2,155
457766, 22.37%,
4/10/2018(a)(b)
Square
10/14/2016
1,725
1,555
1,588
457772, 22.47%, 4/10/2018(a)(b)
Square
10/14/2016
952
858
877
457774, 22.63%,
4/10/2018(a)(b)
Square
10/14/2016
1,823
1,643
1,679
457776, 22.6%, 4/10/2018(a)(b)
Square
10/14/2016
1,425
1,284
1,312
457779, 22.44%,
4/10/2018(a)(b)
Square
10/14/2016
1,306
1,177
1,196
457786, 18.33%, 4/10/2018(a)(b)
Square
10/14/2016
2,080
1,899
1,933
457793, 22.56%,
4/10/2018(a)(b)
Square
10/14/2016
6,923
6,240
5,831
457809, 14.11%, 4/10/2018(a)(b)
Square
10/14/2016
2,309
2,136
2,166
457817, 9.79%,
4/10/2018(a)(b)
Square
10/14/2016
3,092
2,899
2,928
457828, 22.65%, 4/10/2018(a)(b)
Square
10/14/2016
3,449
3,109
2,763
457840, 11.13%,
4/10/2018(a)(b)
Square
10/14/2016
1,630
1,522
1,539
457849, 22.75%, 4/10/2018(a)(b)
Square
10/14/2016
2,015
1,816
1,823
457863, 22.67%,
4/10/2018(a)(b)
Square
10/14/2016
864
779
796
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
39
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
457865, 18.39%,
4/10/2018(a)(b)
Square
10/14/2016
887
810
824
457869, 22.73%, 4/10/2018(a)(b)
Square
10/14/2016
874
787
804
457882, 22.42%,
4/11/2018(a)(b)
Square
10/14/2016
1,568
1,413
1,443
457886, 22.75%, 4/11/2018(a)(b)
Square
10/14/2016
3,298
2,973
3,038
457891, 22.75%,
4/11/2018(a)(b)
Square
10/14/2016
3,164
2,851
2,608
457902, 22.47%, 4/11/2018(a)(b)
Square
10/14/2016
29,893
26,942
27,527
457966, 22.47%,
4/11/2018(a)(b)
Square
10/14/2016
9,274
8,358
8,539
458006, 11.2%, 4/11/2018(a)(b)
Square
10/14/2016
9,962
9,297
9,403
458034, 22.31%,
4/11/2018(a)(b)
Square
10/14/2016
1,008
909
886
458036, 15.35%, 4/11/2018(a)(b)
Square
10/14/2016
1,871
1,724
1,750
458039, 22.65%,
4/11/2018(a)(b)
Square
10/14/2016
1,447
1,303
1,332
458041, 22.56%, 4/11/2018(a)(b)
Square
10/14/2016
688
620
634
458042, 9.18%,
4/11/2018(a)(b)
Square
10/14/2016
3,877
3,643
3,677
458048, 22.83%, 4/11/2018(a)(b)
Square
10/14/2016
560
505
516
458049, 22.69%,
4/11/2018(a)(b)
Square
10/14/2016
2,947
2,655
2,714
458065, 7.19%, 4/11/2018(a)(b)
Square
10/14/2016
3,660
3,462
3,488
458070, 22.83%,
4/11/2018(a)(b)
Square
10/14/2016
1,723
1,553
1,587
458075, 7.19%, 4/11/2018(a)(b)
Square
10/14/2016
1,373
1,299
1,308
458079, 22.82%,
4/11/2018(a)(b)
Square
10/14/2016
1,856
1,673
1,709
458085, 22.37%, 4/11/2018(a)(b)
Square
10/14/2016
619
558
570
458087, 22.3%,
4/11/2018(a)(b)
Square
10/14/2016
311
281
287
459112, 15.35%, 4/12/2018(a)(b)
Square
10/15/2016
20,638
19,008
19,296
459218, 15.29%,
4/12/2018(a)(b)
Square
10/15/2016
2,904
2,675
2,715
459222, 22.4%, 4/12/2018(a)(b)
Square
10/15/2016
3,141
2,831
2,694
459241, 22.79%,
4/12/2018(a)(b)
Square
10/15/2016
2,518
2,269
2,259
459251, 22.47%, 4/12/2018(a)(b)
Square
10/15/2016
13,800
12,437
12,704
459272, 9.94%,
4/12/2018(a)(b)
Square
10/15/2016
2,433
2,281
2,304
459280, 22.77%, 4/12/2018(a)(b)
Square
10/15/2016
5,243
4,725
4,802
459303, 9.82%,
4/12/2018(a)(b)
Square
10/15/2016
6,723
6,303
6,366
459318, 22.47%, 4/12/2018(a)(b)
Square
10/15/2016
2,944
2,653
2,503
459349, 22.69%,
4/12/2018(a)(b)
Square
10/15/2016
423
381
389
459350, 22.75%, 4/12/2018(a)(b)
Square
10/15/2016
2,878
2,594
2,650
459369, 22.79%,
4/12/2018(a)(b)
Square
10/15/2016
738
665
679
459392, 22.6%, 4/12/2018(a)(b)
Square
10/15/2016
1,644
1,482
1,514
459393, 13.87%,
4/12/2018(a)(b)
Square
10/15/2016
1,595
1,475
1,495
459400, 18.07%, 4/12/2018(a)(b)
Square
10/15/2016
7,059
6,445
6,558
459438, 22.65%,
4/12/2018(a)(b)
Square
10/15/2016
1,524
1,374
1,403
See Notes to Financial
Statements.
40
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
459455, 4.48%,
4/12/2018(a)(b)
Square
10/15/2016
29,169
27,843
27,973
459600, 13.95%, 4/12/2018(a)(b)
Square
10/15/2016
3,880
3,589
3,639
459628, 13.84%,
4/12/2018(a)(b)
Square
10/15/2016
4,209
3,894
3,903
459643, 13.9%, 4/12/2018(a)(b)
Square
10/15/2016
2,405
2,225
2,123
459651, 15.48%,
4/12/2018(a)(b)
Square
10/15/2016
316
291
296
459657, 22.56%, 4/12/2018(a)(b)
Square
10/15/2016
2,334
2,103
2,124
459666, 12.48%,
4/12/2018(a)(b)
Square
10/15/2016
9,780
9,087
9,201
459703, 9.17%, 4/12/2018(a)(b)
Square
10/15/2016
4,841
4,549
4,591
459753, 13.98%,
4/12/2018(a)(b)
Square
10/15/2016
3,965
3,668
3,651
459775, 22.44%, 4/12/2018(a)(b)
Square
10/15/2016
2,198
1,980
2,023
459786, 22.56%,
4/12/2018(a)(b)
Square
10/15/2016
6,146
5,539
4,283
459833, 22.56%, 4/12/2018(a)(b)
Square
10/15/2016
2,789
2,514
2,568
459861, 22.6%,
4/12/2018(a)(b)
Square
10/15/2016
1,318
1,187
1,213
459867, 22.45%, 4/12/2018(a)(b)
Square
10/15/2016
658
593
605
459868, 22.66%,
4/12/2018(a)(b)
Square
10/15/2016
251
226
231
459870, 22.47%, 4/12/2018(a)(b)
Square
10/15/2016
2,916
2,628
2,685
459875, 22.33%,
4/12/2018(a)(b)
Square
10/15/2016
1,141
1,028
1,050
459882, 15.35%, 4/12/2018(a)(b)
Square
10/15/2016
18,332
16,885
17,140
459911, 4.52%,
4/12/2018(a)(b)
Square
10/15/2016
1,463
1,397
1,403
459917, 22.65%, 4/12/2018(a)(b)
Square
10/15/2016
1,434
1,292
895
459922, 22.37%,
4/12/2018(a)(b)
Square
10/15/2016
1,370
1,235
1,261
459925, 13.91%, 4/12/2018(a)(b)
Square
10/15/2016
9,711
8,983
9,058
459946, 27.13%,
4/12/2018(a)(b)
Square
10/15/2016
538
484
497
459948, 12.46%, 4/12/2018(a)(b)
Square
10/15/2016
1,386
1,288
1,304
459953, 22.56%,
4/12/2018(a)(b)
Square
10/15/2016
17,024
15,344
15,674
460012, 22.82%, 4/12/2018(a)(b)
Square
10/15/2016
587
529
540
460071, 22.66%,
4/12/2018(a)(b)
Square
10/15/2016
935
843
779
472811, 18.11%, 4/27/2018(a)(b)
Square
11/01/2016
2,313
2,111
2,140
472812, 22.47%,
4/27/2018(a)(b)
Square
11/01/2016
613
553
562
472816, 22.66%, 4/27/2018(a)(b)
Square
11/01/2016
4,475
4,034
4,101
472817, 22.37%,
4/27/2018(a)(b)
Square
11/01/2016
4,425
3,988
3,981
472818, 15.48%, 4/27/2018(a)(b)
Square
11/01/2016
3,807
3,506
3,548
472819, 22.49%,
4/27/2018(a)(b)
Square
11/01/2016
598
539
548
472820, 22.6%, 4/27/2018(a)(b)
Square
11/01/2016
1,185
1,068
622
472821, 22.42%,
4/27/2018(a)(b)
Square
11/01/2016
973
877
892
472822, 15.35%, 4/27/2018(a)(b)
Square
11/01/2016
2,460
2,266
2,293
472825, 22.47%,
4/27/2018(a)(b)
Square
11/01/2016
3,679
3,316
3,371
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
41
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
472837, 22.66%,
4/27/2018(a)(b)
Square
11/01/2016
13,627
12,282
12,488
472840, 24.05%, 4/27/2018(a)(b)
Square
11/01/2016
549
495
503
472841, 13.91%,
4/27/2018(a)(b)
Square
11/01/2016
6,199
5,735
5,796
472878, 22.66%, 4/27/2018(a)(b)
Square
11/01/2016
6,497
5,856
5,954
472970, 22.47%,
4/27/2018(a)(b)
Square
11/01/2016
1,902
1,714
1,577
473013, 22.75%, 4/27/2018(a)(b)
Square
11/01/2016
517
466
474
473087, 15.29%,
4/27/2018(a)(b)
Square
11/01/2016
10,426
9,603
9,716
473225, 18.17%, 4/27/2018(a)(b)
Square
11/01/2016
1,100
1,004
1,018
473226, 22.56%,
4/27/2018(a)(b)
Square
11/01/2016
635
572
582
473229, 18.12%, 4/27/2018(a)(b)
Square
11/01/2016
2,131
1,945
1,972
473239, 22.84%,
4/27/2018(a)(b)
Square
11/01/2016
755
680
692
473283, 12.51%, 4/27/2018(a)(b)
Square
11/01/2016
32,914
30,584
30,883
473430, 22.47%,
4/28/2018(a)(b)
Square
11/02/2016
751
677
688
473433, 11.11%, 4/28/2018(a)(b)
Square
11/02/2016
22,303
20,816
20,994
473560, 22.71%,
4/28/2018(a)(b)
Square
11/02/2016
1,891
1,704
1,701
473577, 22.36%, 4/28/2018(a)(b)
Square
11/02/2016
4,475
4,033
4,099
473598, 4.78%,
4/28/2018(a)(b)
Square
11/02/2016
824
786
789
473601, 18.27%, 4/28/2018(a)(b)
Square
11/02/2016
8,479
7,742
7,848
473620, 13.9%,
4/28/2018(a)(b)
Square
11/02/2016
13,755
12,725
12,414
473719, 22.4%, 4/28/2018(a)(b)
Square
11/02/2016
5,187
4,674
4,751
473764, 18.27%,
4/28/2018(a)(b)
Square
11/02/2016
2,478
2,263
2,293
473769, 22.69%, 4/28/2018(a)(b)
Square
11/02/2016
1,142
1,029
1,046
473784, 18.26%,
4/28/2018(a)(b)
Square
11/02/2016
689
629
637
473791, 9.86%, 4/28/2018(a)(b)
Square
11/02/2016
5,599
5,249
5,289
473820, 22.63%,
4/28/2018(a)(b)
Square
11/02/2016
1,850
1,667
1,695
473859, 22.59%, 4/28/2018(a)(b)
Square
11/02/2016
4,115
3,709
3,770
473889, 22.37%,
4/28/2018(a)(b)
Square
11/02/2016
3,208
2,891
2,938
473921, 15.48%, 4/28/2018(a)(b)
Square
11/02/2016
1,857
1,711
1,629
473937, 22.65%,
4/28/2018(a)(b)
Square
11/02/2016
5,006
4,512
2,939
473983, 4.47%, 4/28/2018(a)(b)
Square
11/02/2016
14,184
13,539
13,588
474115, 9.08%,
4/28/2018(a)(b)
Square
11/02/2016
1,194
1,122
1,130
474119, 22.72%, 4/28/2018(a)(b)
Square
11/02/2016
840
757
769
474120, 14.06%,
4/28/2018(a)(b)
Square
11/02/2016
3,059
2,830
2,860
474139, 22.48%, 4/28/2018(a)(b)
Square
11/02/2016
8,655
7,801
7,929
474184, 15.23%,
4/28/2018(a)(b)
Square
11/02/2016
13,353
12,299
12,441
474232, 22.75%, 4/28/2018(a)(b)
Square
11/02/2016
11,766
10,604
10,780
474305, 22.61%,
4/28/2018(a)(b)
Square
11/02/2016
1,073
967
983
See Notes to Financial
Statements.
42
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
474315, 14%,
4/28/2018(a)(b)
Square
11/02/2016
1,524
1,409
1,154
474321, 22.65%, 4/28/2018(a)(b)
Square
11/02/2016
1,598
1,440
1,378
474325, 15.48%,
4/28/2018(a)(b)
Square
11/02/2016
1,613
1,486
1,503
474328, 18.34%, 4/28/2018(a)(b)
Square
11/02/2016
3,268
2,984
3,025
474343, 22.84%,
4/28/2018(a)(b)
Square
11/02/2016
710
640
651
474344, 9.75%, 4/28/2018(a)(b)
Square
11/02/2016
25,403
23,815
23,996
474514, 18.05%,
4/28/2018(a)(b)
Square
11/02/2016
1,696
1,548
1,551
474519, 22.69%, 4/28/2018(a)(b)
Square
11/02/2016
1,982
1,786
1,816
474542, 18.13%,
4/29/2018(a)(b)
Square
11/03/2016
1,659
1,514
1,534
474545, 22.56%, 4/29/2018(a)(b)
Square
11/03/2016
7,340
6,615
6,548
474594, 12.56%,
4/29/2018(a)(b)
Square
11/03/2016
4,085
3,796
3,832
474609, 22.56%, 4/29/2018(a)(b)
Square
11/03/2016
3,758
3,387
3,442
474636, 22.65%,
4/29/2018(a)(b)
Square
11/03/2016
1,128
1,017
1,033
474647, 22.85%, 4/29/2018(a)(b)
Square
11/03/2016
1,421
1,281
1,225
474652, 22.65%,
4/29/2018(a)(b)
Square
11/03/2016
1,151
1,037
1,054
474658, 22.44%, 4/29/2018(a)(b)
Square
11/03/2016
1,732
1,561
1,586
474663, 22.65%,
4/29/2018(a)(b)
Square
11/03/2016
2,020
1,821
1,850
474673, 22.75%, 4/30/2018(a)(b)
Square
11/03/2016
2,513
2,265
2,302
474685, 22.47%,
4/30/2018(a)(b)
Square
11/03/2016
3,728
3,360
3,414
474710, 22.7%, 4/30/2018(a)(b)
Square
11/03/2016
1,331
1,200
1,219
474717, 15.35%,
4/30/2018(a)(b)
Square
11/03/2016
2,531
2,331
2,358
474726, 22.47%, 4/30/2018(a)(b)
Square
11/03/2016
666
600
610
474741, 22.52%,
4/30/2018(a)(b)
Square
11/03/2016
1,109
999
1,015
474750, 22.7%, 4/30/2018(a)(b)
Square
11/03/2016
1,567
1,413
1,020
474772, 15.54%,
4/30/2018(a)(b)
Square
11/03/2016
4,839
4,457
4,509
474913, 18.34%, 4/30/2018(a)(b)
Square
11/03/2016
1,696
1,548
1,569
474963, 11.27%,
4/30/2018(a)(b)
Square
11/03/2016
1,582
1,476
1,489
474976, 7.35%, 4/30/2018(a)(b)
Square
11/03/2016
757
716
720
475015, 22.69%,
4/30/2018(a)(b)
Square
11/03/2016
1,701
1,533
1,558
475026, 22.37%, 4/30/2018(a)(b)
Square
11/03/2016
614
554
552
475028, 7.08%,
4/30/2018(a)(b)
Square
11/03/2016
2,140
2,024
2,035
475045, 22.36%, 4/30/2018(a)(b)
Square
11/03/2016
4,795
4,322
4,391
475067, 4.52%,
4/30/2018(a)(b)
Square
11/03/2016
10,126
9,666
9,700
475142, 22.42%, 4/30/2018(a)(b)
Square
11/03/2016
1,315
1,185
1,204
475146, 25.73%,
4/30/2018(a)(b)
Square
11/03/2016
361
325
331
475149, 12.71%, 4/30/2018(a)(b)
Square
11/03/2016
1,778
1,653
1,668
475169, 11.15%,
4/30/2018(a)(b)
Square
11/03/2016
1,287
1,201
1,211
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
43
RiverNorth Marketplace Lending
Corporation
Schedule of Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
475174, 4.47%,
4/30/2018(a)(b)
Square
11/03/2016
3,423
3,268
3,279
475211, 4.61%, 4/30/2018(a)(b)
Square
11/03/2016
22,048
21,046
21,123
475297, 22.62%,
4/30/2018(a)(b)
Square
11/03/2016
1,883
1,697
1,607
475299, 22.75%, 4/30/2018(a)(b)
Square
11/03/2016
12,113
10,917
11,096
475346, 22.47%,
4/30/2018(a)(b)
Square
11/03/2016
1,070
964
979
475354, 7.17%, 4/30/2018(a)(b)
Square
11/03/2016
49,716
47,029
47,291
475630, 22.66%,
4/30/2018(a)(b)
Square
11/03/2016
931
840
853
475637, 22.68%, 4/30/2018(a)(b)
Square
11/03/2016
5,143
4,635
4,710
475652, 7.08%,
4/30/2018(a)(b)
Square
11/03/2016
1,860
1,759
1,769
475703, 22.45%, 4/30/2018(a)(b)
Square
11/03/2016
1,605
1,447
1,470
475712, 9.75%,
4/30/2018(a)(b)
Square
11/03/2016
15,288
14,332
14,439
475758, 22.75%, 4/30/2018(a)(b)
Square
11/03/2016
2,854
2,572
2,585
475773, 22.69%,
4/30/2018(a)(b)
Square
11/03/2016
1,706
1,538
1,563
475774, 7.58%, 4/30/2018(a)(b)
Square
11/03/2016
2,326
2,201
2,213
475779, 22.65%,
4/30/2018(a)(b)
Square
11/03/2016
11,836
10,667
10,841
475825, 22.6%, 4/30/2018(a)(b)
Square
11/03/2016
1,310
1,181
1,200
476059, 9.82%,
5/1/2018(a)(b)
Square
11/04/2016
2,930
2,747
2,767
476074, 13.84%, 5/1/2018(a)(b)
Square
11/04/2016
1,637
1,514
1,530
476085, 22.59%,
5/1/2018(a)(b)
Square
11/04/2016
3,412
3,075
3,124
476104, 18.19%, 5/1/2018(a)(b)
Square
11/04/2016
3,761
3,434
3,479
476129, 22.26%,
5/1/2018(a)(b)
Square
11/04/2016
411
370
376
476130, 22.56%, 5/1/2018(a)(b)
Square
11/04/2016
1,682
1,516
1,540
476135, 22.37%,
5/1/2018(a)(b)
Square
11/04/2016
1,823
1,643
1,669
476143, 22.53%, 5/1/2018(a)(b)
Square
11/04/2016
2,148
1,935
1,966
476150, 22.84%,
5/1/2018(a)(b)
Square
11/04/2016
2,876
2,592
2,634
476154, 7.17%, 5/1/2018(a)(b)
Square
11/04/2016
2,090
1,977
1,988
476158, 18.05%,
5/1/2018(a)(b)
Square
11/04/2016
4,821
4,402
4,459
476182, 4.55%, 5/1/2018(a)(b)
Square
11/04/2016
1,775
1,695
1,701
476187, 22.75%,
5/1/2018(a)(b)
Square
11/04/2016
2,517
2,269
2,263
476207, 15.29%, 5/1/2018(a)(b)
Square
11/04/2016
898
827
836
476210, 22.47%,
5/1/2018(a)(b)
Square
11/04/2016
1,194
1,076
1,093
476218, 22.52%, 5/1/2018(a)(b)
Square
11/04/2016
1,298
1,170
1,188
476235, 4.48%,
5/1/2018(a)(b)
Square
11/04/2016
3,275
3,127
3,137
476238, 15.23%, 5/1/2018(a)(b)
Square
11/04/2016
2,403
2,213
2,085
476259, 22.47%,
5/1/2018(a)(b)
Square
11/04/2016
4,292
3,868
3,929
476452, 9.15%, 5/1/2018(a)(b)
Square
11/04/2016
3,415
3,209
3,213
476456, 14.04%,
5/1/2018(a)(b)
Square
11/04/2016
3,670
3,395
3,430
See Notes to Financial
Statements.
44
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
476485, 7.17%,
5/1/2018(a)(b)
Square
11/04/2016
4,316
4,082
4,105
476531, 22.6%, 5/1/2018(a)(b)
Square
11/04/2016
898
809
822
476535, 22.63%,
5/1/2018(a)(b)
Square
11/04/2016
522
470
478
476546, 15.35%, 5/1/2018(a)(b)
Square
11/04/2016
7,522
6,928
7,006
476585, 11.14%,
5/1/2018(a)(b)
Square
11/04/2016
13,334
12,445
12,549
476702, 9.17%, 5/1/2018(a)(b)
Square
11/04/2016
3,178
2,987
3,007
476850, 22.65%,
5/1/2018(a)(b)
Square
11/04/2016
5,466
4,927
5,006
476906, 9.86%, 5/1/2018(a)(b)
Square
11/04/2016
2,327
2,181
2,197
476918, 22.33%,
5/1/2018(a)(b)
Square
11/04/2016
1,505
1,356
1,378
476928, 22.47%, 5/1/2018(a)(b)
Square
11/04/2016
3,386
3,052
3,100
476937, 18.19%,
5/1/2018(a)(b)
Square
11/04/2016
4,725
4,315
4,371
476951, 9.75%, 5/1/2018(a)(b)
Square
11/04/2016
4,895
4,589
4,623
477012, 22.37%,
5/1/2018(a)(b)
Square
11/04/2016
2,000
1,803
1,768
477019, 22.63%, 5/1/2018(a)(b)
Square
11/04/2016
885
797
810
477021, 4.47%,
5/1/2018(a)(b)
Square
11/04/2016
1,273
1,215
1,219
477022, 22.37%, 5/1/2018(a)(b)
Square
11/04/2016
36,000
32,446
32,959
477228, 7.16%,
5/2/2018(a)(b)
Square
11/05/2016
5,610
5,307
5,335
477251, 18.23%, 5/2/2018(a)(b)
Square
11/05/2016
1,168
1,066
1,080
477253, 22.49%,
5/2/2018(a)(b)
Square
11/05/2016
5,124
4,618
4,690
477261, 15.23%, 5/2/2018(a)(b)
Square
11/05/2016
6,157
5,671
5,733
477281, 15.29%,
5/2/2018(a)(b)
Square
11/05/2016
2,964
2,730
1,425
477295, 15.23%, 5/2/2018(a)(b)
Square
11/05/2016
4,050
3,730
3,771
477425, 22.64%,
5/2/2018(a)(b)
Square
11/05/2016
1,885
1,698
1,725
477427, 22.52%, 5/2/2018(a)(b)
Square
11/05/2016
2,228
2,008
2,040
477430, 15.23%,
5/2/2018(a)(b)
Square
11/05/2016
5,010
4,614
4,665
477454, 22.34%, 5/2/2018(a)(b)
Square
11/05/2016
1,518
1,368
1,390
477461, 15.48%,
5/2/2018(a)(b)
Square
11/05/2016
2,893
2,665
2,694
477475, 22.39%, 5/2/2018(a)(b)
Square
11/05/2016
5,292
4,769
4,843
477501, 11.4%,
5/2/2018(a)(b)
Square
11/05/2016
3,826
3,571
3,601
477535, 18.19%, 5/2/2018(a)(b)
Square
11/05/2016
1,221
1,114
1,129
477554, 22.37%,
5/2/2018(a)(b)
Square
11/05/2016
3,275
2,952
2,998
477582, 22.34%, 5/2/2018(a)(b)
Square
11/05/2016
1,675
1,510
1,534
477610, 18.12%,
5/2/2018(a)(b)
Square
11/05/2016
2,838
2,592
2,625
477613, 22.34%, 5/2/2018(a)(b)
Square
11/05/2016
1,717
1,548
1,572
477618, 15.35%,
5/2/2018(a)(b)
Square
11/05/2016
1,975
1,819
1,805
477691, 22.56%, 5/2/2018(a)(b)
Square
11/05/2016
1,758
1,585
1,515
477698, 22.69%,
5/2/2018(a)(b)
Square
11/05/2016
3,023
2,724
2,767
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
45
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
477705, 22.81%,
5/2/2018(a)(b)
Square
11/05/2016
2,421
2,182
2,216
477709, 22.37%,
5/2/2018(a)(b)
Square
11/05/2016
4,659
4,199
4,265
477732, 22.43%,
5/2/2018(a)(b)
Square
11/05/2016
1,573
1,418
743
477740, 22.94%,
5/2/2018(a)(b)
Square
11/05/2016
736
663
673
477741, 15.35%,
5/2/2018(a)(b)
Square
11/05/2016
2,221
2,046
2,069
477744, 22.38%,
5/2/2018(a)(b)
Square
11/05/2016
10,077
9,082
9,223
477787, 22.52%,
5/2/2018(a)(b)
Square
11/05/2016
2,784
2,509
2,548
477827, 11.24%,
5/2/2018(a)(b)
Square
11/05/2016
13,885
12,959
13,066
478009, 7.17%,
5/2/2018(a)(b)
Square
11/05/2016
2,764
2,615
2,629
478015, 18.07%,
5/2/2018(a)(b)
Square
11/05/2016
6,003
5,480
5,550
478046, 22.32%,
5/2/2018(a)(b)
Square
11/05/2016
1,310
1,180
1,073
478049, 15.48%,
5/2/2018(a)(b)
Square
11/05/2016
2,849
2,624
2,653
478108, 22.56%,
5/2/2018(a)(b)
Square
11/05/2016
882
795
807
478120, 22.56%,
5/2/2018(a)(b)
Square
11/05/2016
3,222
2,904
2,949
478124, 13.9%,
5/2/2018(a)(b)
Square
11/05/2016
27,507
25,447
25,703
478211, 15.41%,
5/2/2018(a)(b)
Square
11/05/2016
3,425
3,155
3,190
478212, 22.5%,
5/2/2018(a)(b)
Square
11/05/2016
2,411
2,173
2,207
478227, 15.41%,
5/2/2018(a)(b)
Square
11/05/2016
3,041
2,801
2,832
478249, 22.52%,
5/2/2018(a)(b)
Square
11/05/2016
1,348
1,215
1,038
478585, 18.05%,
5/3/2018(a)(b)
Square
11/08/2016
39,361
35,938
36,373
478870, 15.41%,
5/3/2018(a)(b)
Square
11/08/2016
2,298
2,117
2,139
478896, 18.36%,
5/3/2018(a)(b)
Square
11/08/2016
9,453
8,630
8,737
478999, 9.75%,
5/3/2018(a)(b)
Square
11/08/2016
12,429
11,652
11,043
479155, 22.75%,
5/3/2018(a)(b)
Square
11/08/2016
1,003
904
907
479175, 22.36%,
5/3/2018(a)(b)
Square
11/08/2016
3,521
3,174
3,220
479296, 13.93%,
5/3/2018(a)(b)
Square
11/08/2016
1,428
1,320
1,333
479353, 11.15%,
5/3/2018(a)(b)
Square
11/08/2016
11,596
10,822
10,906
479508, 18.12%,
5/3/2018(a)(b)
Square
11/08/2016
4,250
3,880
3,907
479531, 9.15%,
5/3/2018(a)(b)
Square
11/08/2016
26,619
25,011
25,172
479730, 22.78%,
5/3/2018(a)(b)
Square
11/08/2016
2,103
1,895
1,924
479755, 15.23%,
5/3/2018(a)(b)
Square
11/08/2016
23,695
21,824
22,051
479774, 22.56%,
5/4/2018(a)(b)
Square
11/09/2016
2,493
2,247
2,279
479826, 9.9%,
5/4/2018(a)(b)
Square
11/09/2016
13,275
12,445
12,530
480098, 22.37%,
5/4/2018(a)(b)
Square
11/09/2016
1,946
1,754
1,779
480117, 22.56%,
5/4/2018(a)(b)
Square
11/09/2016
2,847
2,566
2,603
480157, 18.48%,
5/4/2018(a)(b)
Square
11/09/2016
1,009
921
932
480159, 22.65%,
5/4/2018(a)(b)
Square
11/09/2016
3,492
3,147
3,193
See Notes to Financial
Statements.
46
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
480177, 15.41%,
5/4/2018(a)(b)
Square
11/09/2016
7,608
7,008
7,080
480245, 4.63%,
5/4/2018(a)(b)
Square
11/09/2016
867
828
830
480258, 22.79%,
5/4/2018(a)(b)
Square
11/09/2016
3,516
3,169
3,215
480336, 22.65%,
5/4/2018(a)(b)
Square
11/09/2016
2,627
2,368
2,403
480413, 22.52%,
5/4/2018(a)(b)
Square
11/09/2016
2,114
1,905
1,933
480432, 22.44%,
5/4/2018(a)(b)
Square
11/09/2016
1,118
1,007
1,022
480454, 4.47%,
5/4/2018(a)(b)
Square
11/09/2016
4,098
3,911
3,903
480464, 9.06%,
5/4/2018(a)(b)
Square
11/09/2016
3,332
3,131
2,936
480472, 22.43%,
5/4/2018(a)(b)
Square
11/09/2016
1,165
1,050
1,065
480476, 22.5%,
5/4/2018(a)(b)
Square
11/09/2016
4,200
3,785
3,840
480494, 22.38%,
5/4/2018(a)(b)
Square
11/09/2016
1,411
1,271
1,289
480514, 22.75%,
5/4/2018(a)(b)
Square
11/09/2016
723
652
662
480515, 22.64%,
5/4/2018(a)(b)
Square
11/09/2016
1,343
1,210
1,099
480529, 23.1%,
5/4/2018(a)(b)
Square
11/09/2016
1,746
1,574
1,597
480533, 22.38%,
5/4/2018(a)(b)
Square
11/09/2016
754
680
682
480534, 22.37%,
5/4/2018(a)(b)
Square
11/09/2016
3,401
3,065
3,109
480540, 13.94%,
5/4/2018(a)(b)
Square
11/09/2016
9,412
8,707
8,789
480562, 13.91%,
5/4/2018(a)(b)
Square
11/09/2016
1,579
1,461
1,475
480580, 12.46%,
5/4/2018(a)(b)
Square
11/09/2016
1,120
1,040
1,049
480595, 22.84%,
5/4/2018(a)(b)
Square
11/09/2016
697
628
637
480597, 4.52%,
5/4/2018(a)(b)
Square
11/09/2016
4,445
4,243
4,257
480644, 22.78%,
5/4/2018(a)(b)
Square
11/09/2016
4,293
3,869
3,926
480655, 18.05%,
5/4/2018(a)(b)
Square
11/09/2016
662
604
611
480670, 7.17%,
5/4/2018(a)(b)
Square
11/09/2016
1,102
1,043
1,048
480671, 22.44%,
5/4/2018(a)(b)
Square
11/09/2016
1,546
1,393
1,413
480676, 13.84%,
5/4/2018(a)(b)
Square
11/09/2016
572
529
534
480679, 18.19%,
5/4/2018(a)(b)
Square
11/09/2016
1,538
1,404
1,421
480705, 22.65%,
5/4/2018(a)(b)
Square
11/09/2016
2,772
2,498
2,535
480766, 15.41%,
5/4/2018(a)(b)
Square
11/09/2016
1,089
1,003
1,014
480779, 22.6%,
5/4/2018(a)(b)
Square
11/09/2016
1,011
911
924
480805, 22.47%,
5/4/2018(a)(b)
Square
11/09/2016
3,488
3,143
3,189
480811, 22.68%,
5/4/2018(a)(b)
Square
11/09/2016
3,185
2,870
2,912
480872, 13.9%,
5/4/2018(a)(b)
Square
11/09/2016
1,415
1,309
1,322
480901, 22.75%,
5/4/2018(a)(b)
Square
11/09/2016
2,830
2,551
2,588
480939, 22.51%,
5/4/2018(a)(b)
Square
11/09/2016
384
346
351
480944, 4.47%,
5/4/2018(a)(b)
Square
11/09/2016
33,347
31,831
31,932
480965, 14.15%,
5/5/2018(a)(b)
Square
11/10/2016
2,502
2,315
1,624
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
47
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
480982, 4.5%,
5/5/2018(a)(b)
Square
11/10/2016
827
789
792
480984, 14.15%,
5/5/2018(a)(b)
Square
11/10/2016
1,538
1,423
1,436
480987, 15.29%,
5/5/2018(a)(b)
Square
11/10/2016
12,286
11,316
11,429
481041, 18.19%,
5/5/2018(a)(b)
Square
11/10/2016
3,042
2,778
2,810
481061, 22.75%,
5/5/2018(a)(b)
Square
11/10/2016
2,156
1,943
1,971
481069, 15.35%,
5/5/2018(a)(b)
Square
11/10/2016
4,452
4,101
4,142
481085, 18.27%,
5/5/2018(a)(b)
Square
11/10/2016
8,370
7,642
7,732
481128, 22.47%,
5/6/2018(a)(b)
Square
11/10/2016
1,245
1,122
1,117
481130, 9.79%,
5/6/2018(a)(b)
Square
11/10/2016
902
845
851
481133, 15.48%,
5/6/2018(a)(b)
Square
11/10/2016
7,529
6,934
7,005
481172, 22.37%,
5/6/2018(a)(b)
Square
11/10/2016
786
709
719
481176, 4.48%,
5/6/2018(a)(b)
Square
11/10/2016
3,767
3,595
3,607
481196, 8.98%,
5/6/2018(a)(b)
Square
11/10/2016
952
895
901
481205, 4.54%,
5/6/2018(a)(b)
Square
11/10/2016
821
784
786
481211, 22.37%,
5/6/2018(a)(b)
Square
11/10/2016
1,107
998
1,012
481215, 22.69%,
5/6/2018(a)(b)
Square
11/10/2016
1,257
1,133
1,149
481235, 22.41%,
5/6/2018(a)(b)
Square
11/10/2016
3,657
3,296
3,343
481275, 22.84%,
5/7/2018(a)(b)
Square
11/10/2016
3,658
3,297
3,345
481316, 15.23%,
5/7/2018(a)(b)
Square
11/10/2016
1,828
1,683
1,700
481330, 14.23%,
5/7/2018(a)(b)
Square
11/10/2016
1,064
984
993
481339, 9.08%,
5/7/2018(a)(b)
Square
11/10/2016
3,529
3,316
3,336
481385, 9.08%,
5/7/2018(a)(b)
Square
11/10/2016
1,018
957
963
481406, 22.37%,
5/7/2018(a)(b)
Square
11/10/2016
1,454
1,311
1,329
481430, 22.75%,
5/7/2018(a)(b)
Square
11/10/2016
1,929
1,739
1,764
481447, 22.69%,
5/7/2018(a)(b)
Square
11/10/2016
4,638
4,180
4,240
481502, 4.55%,
5/7/2018(a)(b)
Square
11/10/2016
4,469
4,266
4,279
481518, 9.13%,
5/7/2018(a)(b)
Square
11/10/2016
4,279
4,021
4,046
481555, 22.57%,
5/7/2018(a)(b)
Square
11/10/2016
728
657
666
481562, 12.46%,
5/7/2018(a)(b)
Square
11/10/2016
20,139
18,713
18,869
481674, 15.41%,
5/7/2018(a)(b)
Square
11/10/2016
4,416
4,067
4,108
481723, 11.24%,
5/7/2018(a)(b)
Square
11/10/2016
1,121
1,046
1,054
481741, 22.49%,
5/7/2018(a)(b)
Square
11/10/2016
5,016
4,521
4,533
481748, 22.47%,
5/7/2018(a)(b)
Square
11/10/2016
3,447
3,106
3,115
481760, 22.55%,
5/7/2018(a)(b)
Square
11/10/2016
1,822
1,642
1,665
481763, 22.69%,
5/7/2018(a)(b)
Square
11/10/2016
2,781
2,506
2,542
481779, 22.45%,
5/7/2018(a)(b)
Square
11/10/2016
1,766
1,591
1,572
481781, 9.79%,
5/7/2018(a)(b)
Square
11/10/2016
1,609
1,508
1,518
See Notes to Financial
Statements.
48
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
481806, 22.79%,
5/7/2018(a)(b)
Square
11/10/2016
2,851
2,569
2,606
481811, 22.59%,
5/7/2018(a)(b)
Square
11/10/2016
1,662
1,498
1,519
481817, 22.51%,
5/7/2018(a)(b)
Square
11/10/2016
833
750
761
481822, 22.83%,
5/7/2018(a)(b)
Square
11/10/2016
1,779
1,603
1,626
481826, 22.42%,
5/7/2018(a)(b)
Square
11/10/2016
3,183
2,868
2,909
481841, 22.65%,
5/7/2018(a)(b)
Square
11/10/2016
6,305
5,683
5,764
481884, 15.35%,
5/7/2018(a)(b)
Square
11/10/2016
6,822
6,283
6,346
481912, 22.58%,
5/7/2018(a)(b)
Square
11/10/2016
857
772
783
481916, 22.66%,
5/7/2018(a)(b)
Square
11/10/2016
1,303
1,174
1,191
481921, 7.22%,
5/7/2018(a)(b)
Square
11/10/2016
2,380
2,251
2,262
481930, 22.65%,
5/7/2018(a)(b)
Square
11/10/2016
2,000
1,803
1,829
481942, 15.23%,
5/7/2018(a)(b)
Square
11/10/2016
1,377
1,269
1,281
481947, 18.12%,
5/7/2018(a)(b)
Square
11/10/2016
967
883
893
481956, 12.56%,
5/7/2018(a)(b)
Square
11/10/2016
4,500
4,181
4,216
481982, 4.47%,
5/7/2018(a)(b)
Square
11/10/2016
1,532
1,462
1,467
481996, 18.41%,
5/7/2018(a)(b)
Square
11/10/2016
1,839
1,679
1,699
482035, 22.56%,
5/7/2018(a)(b)
Square
11/10/2016
4,493
4,050
4,107
482049, 22.56%,
5/7/2018(a)(b)
Square
11/10/2016
1,130
1,018
1,021
482054, 22.65%,
5/7/2018(a)(b)
Square
11/10/2016
2,152
1,939
1,967
482066, 15.29%,
5/7/2018(a)(b)
Square
11/10/2016
1,319
1,215
1,227
482072, 22.62%,
5/7/2018(a)(b)
Square
11/10/2016
2,086
1,880
1,906
482083, 9.79%,
5/7/2018(a)(b)
Square
11/10/2016
10,990
10,303
10,371
482136, 22.47%,
5/7/2018(a)(b)
Square
11/10/2016
2,505
2,258
2,290
482141, 22.53%,
5/7/2018(a)(b)
Square
11/10/2016
693
624
633
482160, 15.35%,
5/7/2018(a)(b)
Square
11/10/2016
25,230
23,238
23,472
482312, 22.37%,
5/8/2018(a)(b)
Square
11/11/2016
2,784
2,509
2,544
482347, 9.94%,
5/8/2018(a)(b)
Square
11/11/2016
2,424
2,273
2,287
482363, 22.37%,
5/8/2018(a)(b)
Square
11/11/2016
2,840
2,559
2,595
482375, 22.6%,
5/8/2018(a)(b)
Square
11/11/2016
1,931
1,740
1,764
482421, 22.65%,
5/8/2018(a)(b)
Square
11/11/2016
1,237
1,114
1,130
482425, 22.47%,
5/8/2018(a)(b)
Square
11/11/2016
1,345
1,212
1,229
482426, 12.56%,
5/8/2018(a)(b)
Square
11/11/2016
9,902
9,201
9,277
482445, 22.59%,
5/8/2018(a)(b)
Square
11/11/2016
3,865
3,483
3,492
482463, 9.13%,
5/8/2018(a)(b)
Square
11/11/2016
6,461
6,071
6,108
482502, 22.71%,
5/8/2018(a)(b)
Square
11/11/2016
677
610
618
482504, 22.69%,
5/8/2018(a)(b)
Square
11/11/2016
1,063
958
914
482506, 22.42%,
5/8/2018(a)(b)
Square
11/11/2016
3,188
2,873
2,913
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
49
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
482510, 14.06%,
5/8/2018(a)(b)
Square
11/11/2016
1,052
974
982
482513, 18.27%, 5/8/2018(a)(b)
Square
11/11/2016
2,501
2,284
2,310
482517, 4.47%,
5/8/2018(a)(b)
Square
11/11/2016
2,246
2,144
2,150
482530, 22.84%, 5/8/2018(a)(b)
Square
11/11/2016
4,661
4,201
4,260
482553, 22.68%,
5/8/2018(a)(b)
Square
11/11/2016
5,272
4,752
4,818
482585, 22.56%, 5/8/2018(a)(b)
Square
11/11/2016
9,525
8,585
8,194
482638, 7.22%,
5/8/2018(a)(b)
Square
11/11/2016
6,364
6,019
6,049
482670, 13.95%, 5/8/2018(a)(b)
Square
11/11/2016
1,093
1,011
1,020
482688, 22.89%,
5/8/2018(a)(b)
Square
11/11/2016
2,697
2,431
2,465
482699, 4.55%, 5/8/2018(a)(b)
Square
11/11/2016
2,335
2,229
2,236
482702, 18.2%,
5/8/2018(a)(b)
Square
11/11/2016
1,476
1,347
1,363
482719, 22.57%, 5/8/2018(a)(b)
Square
11/11/2016
13,421
12,096
12,265
482861, 22.37%,
5/8/2018(a)(b)
Square
11/11/2016
2,774
2,500
2,535
482883, 22.84%, 5/8/2018(a)(b)
Square
11/11/2016
7,180
6,471
6,528
482893, 18.12%,
5/8/2018(a)(b)
Square
11/11/2016
2,186
1,996
2,019
482981, 22.81%, 5/8/2018(a)(b)
Square
11/11/2016
1,967
1,772
1,797
482987, 22.7%,
5/8/2018(a)(b)
Square
11/11/2016
2,618
2,360
2,393
482992, 22.67%, 5/8/2018(a)(b)
Square
11/11/2016
8,643
7,790
7,899
483017, 22.44%,
5/8/2018(a)(b)
Square
11/11/2016
972
876
888
483020, 4.47%, 5/8/2018(a)(b)
Square
11/11/2016
926
884
887
483025, 13.95%,
5/8/2018(a)(b)
Square
11/11/2016
2,582
2,388
2,397
483056, 15.48%, 5/8/2018(a)(b)
Square
11/11/2016
2,964
2,730
2,757
483063, 15.41%,
5/8/2018(a)(b)
Square
11/11/2016
2,527
2,328
2,351
483075, 15.23%, 5/8/2018(a)(b)
Square
11/11/2016
8,472
7,803
7,879
483119, 7.22%,
5/8/2018(a)(b)
Square
11/11/2016
1,457
1,379
1,385
483123, 22.45%, 5/8/2018(a)(b)
Square
11/11/2016
6,481
5,842
5,923
483142, 15.29%,
5/8/2018(a)(b)
Square
11/11/2016
26,103
24,043
24,279
483262, 9.82%, 5/8/2018(a)(b)
Square
11/11/2016
3,655
3,427
3,449
483318, 22.55%,
5/8/2018(a)(b)
Square
11/11/2016
1,748
1,575
1,579
483325, 13.95%, 5/8/2018(a)(b)
Square
11/11/2016
895
828
764
483328, 7.14%,
5/8/2018(a)(b)
Square
11/11/2016
1,251
1,184
1,189
483333, 22.75%, 5/8/2018(a)(b)
Square
11/11/2016
703
634
643
483339, 22.47%,
5/8/2018(a)(b)
Square
11/11/2016
1,040
938
951
484319, 22.72%, 5/9/2018(a)(b)
Square
11/15/2016
805
725
735
484335, 22.56%,
5/9/2018(a)(b)
Square
11/15/2016
816
735
688
484337, 18.05%, 5/9/2018(a)(b)
Square
11/15/2016
1,143
1,043
1,054
484378, 15.29%,
5/9/2018(a)(b)
Square
11/15/2016
2,039
1,878
1,895
See Notes to Financial
Statements.
50
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
484448, 14.09%,
5/9/2018(a)(b)
Square
11/15/2016
2,115
1,956
1,972
484464, 14.01%, 5/9/2018(a)(b)
Square
11/15/2016
3,630
3,358
3,386
484672, 18.12%,
5/9/2018(a)(b)
Square
11/15/2016
5,613
5,125
5,179
484731, 9.15%, 5/9/2018(a)(b)
Square
11/15/2016
1,024
962
968
484739, 4.5%,
5/9/2018(a)(b)
Square
11/15/2016
2,494
2,381
2,388
484756, 15.48%, 5/9/2018(a)(b)
Square
11/15/2016
2,539
2,339
2,360
484844, 11.1%,
5/9/2018(a)(b)
Square
11/15/2016
3,170
2,958
2,978
485049, 14%, 5/9/2018(a)(b)
Square
11/15/2016
1,281
1,185
1,195
485148, 4.48%,
5/9/2018(a)(b)
Square
11/15/2016
1,642
1,568
1,572
485181, 9.75%, 5/9/2018(a)(b)
Square
11/15/2016
2,179
2,043
2,055
485200, 22.75%,
5/9/2018(a)(b)
Square
11/15/2016
1,932
1,742
1,764
485204, 12.46%, 5/9/2018(a)(b)
Square
11/15/2016
9,643
8,960
9,027
485374, 22.37%,
5/9/2018(a)(b)
Square
11/15/2016
2,761
2,488
2,327
485384, 22.88%, 5/9/2018(a)(b)
Square
11/15/2016
949
855
866
485386, 12.51%,
5/9/2018(a)(b)
Square
11/15/2016
2,044
1,900
1,914
485392, 15.23%, 5/9/2018(a)(b)
Square
11/15/2016
24,340
22,419
22,621
485692, 9.79%,
5/10/2018(a)(b)
Square
11/16/2016
48,742
45,695
45,962
486845, 22.49%, 5/11/2018(a)(b)
Square
11/17/2016
5,699
5,136
5,199
488157, 7.19%,
5/14/2018(a)(b)
Square
11/17/2016
4,425
4,186
4,204
488159, 22.7%, 5/14/2018(a)(b)
Square
11/17/2016
3,521
3,173
3,212
488161, 15.29%,
5/14/2018(a)(b)
Square
11/17/2016
4,472
4,119
3,967
488164, 9.79%, 5/14/2018(a)(b)
Square
11/17/2016
5,727
5,369
5,400
488172, 22.46%,
5/14/2018(a)(b)
Square
11/17/2016
5,948
5,361
5,427
488183, 18.05%, 5/14/2018(a)(b)
Square
11/17/2016
30,436
27,790
28,070
488194, 4.5%,
5/14/2018(a)(b)
Square
11/17/2016
3,054
2,916
2,923
488198, 22.88%, 5/14/2018(a)(b)
Square
11/17/2016
691
623
627
488199, 22.51%,
5/14/2018(a)(b)
Square
11/17/2016
3,481
3,137
3,175
488201, 22.51%, 5/14/2018(a)(b)
Square
11/17/2016
4,131
3,722
2,852
488202, 22.37%,
5/14/2018(a)(b)
Square
11/17/2016
6,997
6,306
6,383
488203, 22.51%, 5/14/2018(a)(b)
Square
11/17/2016
1,623
1,462
1,480
488204, 22.5%,
5/14/2018(a)(b)
Square
11/17/2016
1,981
1,785
1,807
488205, 11.19%, 5/14/2018(a)(b)
Square
11/17/2016
2,830
2,641
2,659
488206, 22.64%,
5/14/2018(a)(b)
Square
11/17/2016
2,089
1,882
1,905
488208, 22.44%, 5/14/2018(a)(b)
Square
11/17/2016
1,070
964
976
488209, 22.65%,
5/14/2018(a)(b)
Square
11/17/2016
2,571
2,317
2,319
488210, 9.79%, 5/14/2018(a)(b)
Square
11/17/2016
2,840
2,662
2,677
488211, 12.56%,
5/14/2018(a)(b)
Square
11/17/2016
1,378
1,280
1,290
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
51
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
488213, 22.56%,
5/14/2018(a)(b)
Square
11/17/2016
2,229
2,009
2,033
488215, 4.47%,
5/14/2018(a)(b)
Square
11/17/2016
1,888
1,802
1,807
488218, 13.9%,
5/14/2018(a)(b)
Square
11/17/2016
6,808
6,298
6,348
488220, 9.15%,
5/14/2018(a)(b)
Square
11/17/2016
13,449
12,637
12,704
488225, 22.56%,
5/14/2018(a)(b)
Square
11/17/2016
980
883
889
488226, 18.19%,
5/14/2018(a)(b)
Square
11/17/2016
2,569
2,345
2,369
488227, 7.19%,
5/14/2018(a)(b)
Square
11/17/2016
4,244
4,014
4,031
488229, 22.42%,
5/14/2018(a)(b)
Square
11/17/2016
2,882
2,597
2,629
488231, 7.17%,
5/14/2018(a)(b)
Square
11/17/2016
3,055
2,890
2,902
488232, 15.48%,
5/14/2018(a)(b)
Square
11/17/2016
14,041
12,933
13,046
488243, 18.05%,
5/14/2018(a)(b)
Square
11/17/2016
2,067
1,887
1,906
488244, 15.29%,
5/14/2018(a)(b)
Square
11/17/2016
3,055
2,814
2,838
488247, 22.55%,
5/14/2018(a)(b)
Square
11/17/2016
1,518
1,368
1,385
488249, 22.84%,
5/14/2018(a)(b)
Square
11/17/2016
2,816
2,538
2,570
488250, 18.42%,
5/14/2018(a)(b)
Square
11/17/2016
747
682
689
488251, 22.65%,
5/14/2018(a)(b)
Square
11/17/2016
1,882
1,696
1,698
488252, 22.75%,
5/14/2018(a)(b)
Square
11/17/2016
1,131
1,019
1,032
488253, 22.38%,
5/14/2018(a)(b)
Square
11/17/2016
726
655
659
502588, 15.41%,
5/29/2018(a)(b)
Square
12/02/2016
1,441
1,327
1,327
502589, 22.61%,
5/29/2018(a)(b)
Square
12/02/2016
1,745
1,573
1,586
502592, 22.56%,
5/29/2018(a)(b)
Square
12/02/2016
3,096
2,790
2,813
502593, 15.48%,
5/29/2018(a)(b)
Square
12/02/2016
10,348
9,531
9,586
502597, 15.23%,
5/29/2018(a)(b)
Square
12/02/2016
2,935
2,703
2,719
502598, 18.21%,
5/29/2018(a)(b)
Square
12/02/2016
12,679
11,576
11,654
502603, 15.23%,
5/29/2018(a)(b)
Square
12/02/2016
4,683
4,313
4,338
502606, 18.19%,
5/29/2018(a)(b)
Square
12/02/2016
6,361
5,808
5,847
502609, 22.66%,
5/29/2018(a)(b)
Square
12/02/2016
11,703
10,548
10,635
502615, 14%,
5/29/2018(a)(b)
Square
12/02/2016
8,613
7,968
8,010
502621, 22.42%,
5/29/2018(a)(b)
Square
12/02/2016
1,870
1,685
1,461
502622, 22.65%,
5/29/2018(a)(b)
Square
12/02/2016
2,082
1,877
1,892
502624, 22.46%,
5/29/2018(a)(b)
Square
12/02/2016
11,462
10,331
10,415
502665, 7.25%,
5/29/2018(a)(b)
Square
12/02/2016
2,644
2,501
2,508
502666, 22.75%,
5/29/2018(a)(b)
Square
12/02/2016
3,495
3,150
2,435
502675, 22.56%,
5/29/2018(a)(b)
Square
12/02/2016
2,742
2,471
2,491
502677, 15.35%,
5/29/2018(a)(b)
Square
12/02/2016
12,845
11,831
11,900
502686, 22.56%,
5/29/2018(a)(b)
Square
12/02/2016
5,074
4,573
4,610
502694, 22.37%,
5/29/2018(a)(b)
Square
12/02/2016
2,031
1,830
1,845
See Notes to Financial
Statements.
52
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
502696, 18.22%,
5/29/2018(a)(b)
Square
12/02/2016
829
756
762
502697, 22.37%, 5/29/2018(a)(b)
Square
12/02/2016
1,174
1,058
1,067
502700, 18.12%,
5/29/2018(a)(b)
Square
12/02/2016
1,184
1,081
1,089
502703, 18.19%, 5/29/2018(a)(b)
Square
12/02/2016
6,443
5,883
5,923
502708, 22.49%,
5/29/2018(a)(b)
Square
12/02/2016
6,288
5,667
5,276
502716, 9.75%, 5/29/2018(a)(b)
Square
12/02/2016
32,656
30,615
30,731
502767, 18.37%,
5/29/2018(a)(b)
Square
12/02/2016
1,496
1,365
1,375
502769, 14.1%, 5/29/2018(a)(b)
Square
12/02/2016
3,645
3,372
3,390
502779, 22.68%,
5/29/2018(a)(b)
Square
12/02/2016
1,046
943
951
502907, 7.11%, 5/30/2018(a)(b)
Square
12/03/2016
2,806
2,654
2,661
502927, 15.23%,
5/30/2018(a)(b)
Square
12/03/2016
48,358
44,541
44,788
503188, 4.48%, 5/30/2018(a)(b)
Square
12/03/2016
5,956
5,685
5,695
503260, 22.92%,
5/30/2018(a)(b)
Square
12/03/2016
981
884
891
503267, 11.12%, 5/30/2018(a)(b)
Square
12/03/2016
1,079
1,007
1,011
503278, 22.47%,
5/30/2018(a)(b)
Square
12/03/2016
3,552
3,201
3,226
503293, 15.23%, 5/30/2018(a)(b)
Square
12/03/2016
1,385
1,276
1,283
503305, 22.65%,
5/30/2018(a)(b)
Square
12/03/2016
1,436
1,294
1,305
503306, 22.69%, 5/30/2018(a)(b)
Square
12/03/2016
4,263
3,841
3,872
503311, 22.71%,
5/30/2018(a)(b)
Square
12/03/2016
2,006
1,808
1,822
503315, 4.52%, 5/30/2018(a)(b)
Square
12/03/2016
17,917
17,102
17,132
503374, 11.23%,
5/30/2018(a)(b)
Square
12/03/2016
4,468
4,170
4,187
503398, 22.85%, 5/30/2018(a)(b)
Square
12/03/2016
13,817
12,453
12,553
503471, 7.19%,
5/30/2018(a)(b)
Square
12/03/2016
4,787
4,528
4,540
503488, 22.66%, 5/30/2018(a)(b)
Square
12/03/2016
19,894
17,930
17,745
503547, 4.48%,
5/30/2018(a)(b)
Square
12/03/2016
1,599
1,526
1,529
503565, 22.62%, 5/30/2018(a)(b)
Square
12/03/2016
2,232
2,011
1,935
503577, 22.75%,
5/30/2018(a)(b)
Square
12/03/2016
824
743
749
503580, 22.75%, 5/30/2018(a)(b)
Square
12/03/2016
4,991
4,498
4,534
503603, 22.72%,
5/30/2018(a)(b)
Square
12/03/2016
2,301
2,074
2,090
503624, 4.5%, 5/30/2018(a)(b)
Square
12/03/2016
2,148
2,050
2,054
503629, 22.65%,
5/30/2018(a)(b)
Square
12/03/2016
4,115
3,709
3,739
503647, 22.39%, 5/30/2018(a)(b)
Square
12/03/2016
8,414
7,583
6,916
503685, 22.46%,
5/30/2018(a)(b)
Square
12/03/2016
6,631
5,976
6,023
503707, 22.37%, 5/30/2018(a)(b)
Square
12/03/2016
2,824
2,545
2,565
503731, 9.13%,
5/30/2018(a)(b)
Square
12/03/2016
1,695
1,592
1,598
503904, 13.8%, 6/1/2018(a)(b)
Square
12/06/2016
1,578
1,460
1,466
503927, 22.68%,
6/1/2018(a)(b)
Square
12/06/2016
5,865
5,286
5,323
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
53
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
503995, 22.81%,
6/1/2018(a)(b)
Square
12/06/2016
2,359
2,126
2,141
504016, 4.5%, 6/1/2018(a)(b)
Square
12/06/2016
2,583
2,465
2,469
504094, 18.21%,
6/1/2018(a)(b)
Square
12/06/2016
1,735
1,584
1,593
504106, 22.57%, 6/1/2018(a)(b)
Square
12/06/2016
10,019
9,030
9,094
504182, 22.49%,
6/1/2018(a)(b)
Square
12/06/2016
1,300
1,171
1,179
504188, 4.54%, 6/1/2018(a)(b)
Square
12/06/2016
1,674
1,598
1,600
504197, 22.71%,
6/1/2018(a)(b)
Square
12/06/2016
1,412
1,273
1,282
504206, 18.14%, 6/1/2018(a)(b)
Square
12/06/2016
9,285
8,477
7,874
504245, 22.37%,
6/1/2018(a)(b)
Square
12/06/2016
2,954
2,662
2,681
504283, 22.42%, 6/1/2018(a)(b)
Square
12/06/2016
3,021
2,722
2,742
504324, 22.7%,
6/1/2018(a)(b)
Square
12/06/2016
1,490
1,343
1,352
504333, 7.19%, 6/1/2018(a)(b)
Square
12/06/2016
2,333
2,207
2,212
504425, 15.29%,
6/2/2018(a)(b)
Square
12/07/2016
1,968
1,812
1,821
504431, 15.29%, 6/2/2018(a)(b)
Square
12/07/2016
3,857
3,552
3,569
504436, 4.47%,
6/2/2018(a)(b)
Square
12/07/2016
1,128
1,076
1,078
504441, 22.75%, 6/2/2018(a)(b)
Square
12/07/2016
15,101
13,611
13,704
504472, 22.75%,
6/2/2018(a)(b)
Square
12/07/2016
5,763
5,194
5,230
504521, 7.19%, 6/2/2018(a)(b)
Square
12/07/2016
3,624
3,428
3,436
504543, 22.71%,
6/2/2018(a)(b)
Square
12/07/2016
2,371
2,137
2,152
504547, 13.91%, 6/2/2018(a)(b)
Square
12/07/2016
1,526
1,412
1,418
504548, 7.31%,
6/2/2018(a)(b)
Square
12/07/2016
2,727
2,579
2,586
504554, 22.56%, 6/2/2018(a)(b)
Square
12/07/2016
4,075
3,673
3,698
504568, 13.92%,
6/2/2018(a)(b)
Square
12/07/2016
1,927
1,783
1,791
504575, 22.56%, 6/2/2018(a)(b)
Square
12/07/2016
2,071
1,866
1,879
504586, 18.12%,
6/2/2018(a)(b)
Square
12/07/2016
2,522
2,303
2,316
504599, 4.47%, 6/2/2018(a)(b)
Square
12/07/2016
1,395
1,332
1,334
504615, 22.37%,
6/2/2018(a)(b)
Square
12/07/2016
3,714
3,347
3,370
504646, 22.62%, 6/2/2018(a)(b)
Square
12/07/2016
2,913
2,625
2,172
504671, 18.47%,
6/2/2018(a)(b)
Square
12/07/2016
1,210
1,105
1,111
504674, 22.37%, 6/2/2018(a)(b)
Square
12/07/2016
4,430
3,993
4,020
504699, 9.9%,
6/3/2018(a)(b)
Square
12/08/2016
8,349
7,827
7,851
504711, 4.59%, 6/3/2018(a)(b)
Square
12/08/2016
101,696
97,074
97,216
508074, 4.54%,
6/7/2018(a)(b)
Square
12/10/2016
1,330
1,270
1,272
508080, 22.37%, 6/7/2018(a)(b)
Square
12/10/2016
6,182
5,572
5,605
508098, 9.34%,
6/7/2018(a)(b)
Square
12/10/2016
2,993
2,812
2,820
508104, 18.12%, 6/7/2018(a)(b)
Square
12/10/2016
4,030
3,680
3,698
508120, 15.29%,
6/7/2018(a)(b)
Square
12/10/2016
2,725
2,510
2,520
See Notes to Financial
Statements.
54
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
508234, 22.42%,
6/7/2018(a)(b)
Square
12/10/2016
2,026
1,826
1,827
508237, 15.23%, 6/7/2018(a)(b)
Square
12/10/2016
2,287
2,106
2,115
508401, 22.69%,
6/7/2018(a)(b)
Square
12/10/2016
1,767
1,592
1,602
508402, 22.5%, 6/7/2018(a)(b)
Square
12/10/2016
2,282
2,056
2,069
508404, 22.59%,
6/7/2018(a)(b)
Square
12/10/2016
5,093
4,590
4,617
508420, 22.57%, 6/7/2018(a)(b)
Square
12/10/2016
937
845
850
508421, 22.37%,
6/7/2018(a)(b)
Square
12/10/2016
15,435
13,911
13,994
508470, 18.12%, 6/7/2018(a)(b)
Square
12/10/2016
3,650
3,332
3,349
508483, 7.11%,
6/7/2018(a)(b)
Square
12/10/2016
40,095
37,928
38,006
508674, 18.12%, 6/7/2018(a)(b)
Square
12/10/2016
5,049
4,610
4,632
508692, 22.47%,
6/7/2018(a)(b)
Square
12/10/2016
4,560
4,110
4,134
508706, 22.66%, 6/7/2018(a)(b)
Square
12/10/2016
7,763
6,997
7,039
508749, 18.42%,
6/7/2018(a)(b)
Square
12/10/2016
2,720
2,483
2,495
508753, 22.75%, 6/7/2018(a)(b)
Square
12/10/2016
12,352
11,132
11,140
508787, 22.75%,
6/7/2018(a)(b)
Square
12/10/2016
10,117
9,118
9,174
508817, 22.67%, 6/7/2018(a)(b)
Square
12/10/2016
11,646
10,496
10,559
508852, 9.9%,
6/7/2018(a)(b)
Square
12/10/2016
43,507
40,787
40,902
509074, 9.62%, 6/7/2018(a)(b)
Square
12/10/2016
979
920
922
509098, 22.65%,
6/7/2018(a)(b)
Square
12/10/2016
5,720
5,155
5,186
509113, 12.56%, 6/7/2018(a)(b)
Square
12/10/2016
2,831
2,631
2,640
509129, 4.54%,
6/7/2018(a)(b)
Square
12/10/2016
1,284
1,226
1,228
509131, 22.79%, 6/7/2018(a)(b)
Square
12/10/2016
1,077
971
976
509143, 13.9%,
6/7/2018(a)(b)
Square
12/10/2016
25,629
23,710
23,802
509236, 22.36%, 6/7/2018(a)(b)
Square
12/10/2016
8,336
7,513
7,558
509284, 22.47%,
6/7/2018(a)(b)
Square
12/10/2016
1,768
1,593
1,574
509293, 22.65%, 6/7/2018(a)(b)
Square
12/10/2016
731
659
663
509298, 4.52%,
6/7/2018(a)(b)
Square
12/10/2016
2,620
2,500
2,504
509316, 9.11%, 6/7/2018(a)(b)
Square
12/10/2016
1,246
1,170
1,173
509333, 22.57%,
6/7/2018(a)(b)
Square
12/10/2016
12,919
11,644
11,713
509371, 11.19%, 6/7/2018(a)(b)
Square
12/10/2016
2,724
2,543
2,551
509380, 22.41%,
6/7/2018(a)(b)
Square
12/10/2016
4,084
3,681
3,703
509397, 18.19%, 6/7/2018(a)(b)
Square
12/10/2016
21,650
19,767
19,865
509468, 22.94%,
6/7/2018(a)(b)
Square
12/10/2016
1,025
924
930
509470, 15.29%, 6/7/2018(a)(b)
Square
12/10/2016
1,759
1,620
1,627
509477, 15.41%,
6/7/2018(a)(b)
Square
12/10/2016
3,672
3,382
3,397
509509, 12.56%, 6/7/2018(a)(b)
Square
12/10/2016
7,399
6,876
6,900
509571, 15.23%,
6/7/2018(a)(b)
Square
12/10/2016
8,430
7,765
7,798
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
55
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
509585, 18.34%,
6/7/2018(a)(b)
Square
12/10/2016
2,544
2,322
2,321
509595, 22.49%, 6/7/2018(a)(b)
Square
12/10/2016
970
875
880
509598, 22.49%,
6/7/2018(a)(b)
Square
12/10/2016
5,822
5,247
5,279
509619, 22.75%, 6/7/2018(a)(b)
Square
12/10/2016
9,855
8,883
8,936
509659, 18.44%,
6/7/2018(a)(b)
Square
12/10/2016
853
778
782
509662, 22.94%, 6/7/2018(a)(b)
Square
12/10/2016
1,054
950
955
509667, 15.35%,
6/7/2018(a)(b)
Square
12/10/2016
1,438
1,324
1,330
509674, 22.75%, 6/7/2018(a)(b)
Square
12/10/2016
3,686
3,322
3,343
509688, 22.51%,
6/7/2018(a)(b)
Square
12/10/2016
3,800
3,424
3,445
509696, 15.41%, 6/7/2018(a)(b)
Square
12/10/2016
2,873
2,646
2,657
509703, 22.75%,
6/7/2018(a)(b)
Square
12/10/2016
1,559
1,405
1,377
509706, 22.88%, 6/7/2018(a)(b)
Square
12/10/2016
1,117
1,006
1,012
509710, 9.71%,
6/7/2018(a)(b)
Square
12/10/2016
1,504
1,414
1,418
509718, 22.53%, 6/7/2018(a)(b)
Square
12/10/2016
1,153
1,039
1,045
509727, 13.95%,
6/7/2018(a)(b)
Square
12/10/2016
22,033
20,383
20,462
509825, 9.1%, 6/7/2018(a)(b)
Square
12/10/2016
5,621
5,282
5,296
509832, 22.33%,
6/7/2018(a)(b)
Square
12/10/2016
1,984
1,788
1,799
509833, 18.19%, 6/7/2018(a)(b)
Square
12/10/2016
5,916
5,401
5,428
509838, 22.32%,
6/7/2018(a)(b)
Square
12/10/2016
1,606
1,448
1,456
509840, 22.61%, 6/7/2018(a)(b)
Square
12/10/2016
1,656
1,493
1,494
509841, 15.23%,
6/7/2018(a)(b)
Square
12/10/2016
21,503
19,805
19,889
509869, 4.47%, 6/7/2018(a)(b)
Square
12/10/2016
8,606
8,215
8,226
509878, 18.27%,
6/7/2018(a)(b)
Square
12/10/2016
3,769
3,441
3,458
509883, 22.54%, 6/7/2018(a)(b)
Square
12/10/2016
935
842
847
509914, 22.57%,
6/7/2018(a)(b)
Square
12/10/2016
915
825
830
511749, 22.37%, 6/8/2018(a)(b)
Square
12/13/2016
8,155
7,350
6,526
511800, 22.77%,
6/8/2018(a)(b)
Square
12/13/2016
1,173
1,058
1,063
511805, 9.9%, 6/8/2018(a)(b)
Square
12/13/2016
3,662
3,433
3,441
511813, 22.75%,
6/8/2018(a)(b)
Square
12/13/2016
24,902
22,444
22,561
511973, 22.57%, 6/8/2018(a)(b)
Square
12/13/2016
9,623
8,673
8,718
512096, 22.75%,
6/8/2018(a)(b)
Square
12/13/2016
15,497
13,967
14,040
512620, 22.75%, 6/8/2018(a)(b)
Square
12/13/2016
2,993
2,698
2,681
512635, 22.37%,
6/8/2018(a)(b)
Square
12/13/2016
4,194
3,780
3,356
512750, 15.29%, 6/8/2018(a)(b)
Square
12/13/2016
1,591
1,465
1,471
512783, 14.33%,
6/8/2018(a)(b)
Square
12/13/2016
3,640
3,367
3,379
513006, 22.75%, 6/8/2018(a)(b)
Square
12/13/2016
844
761
765
513029, 22.69%,
6/8/2018(a)(b)
Square
12/13/2016
2,211
1,993
2,003
See Notes to Financial
Statements.
56
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
513163, 22.42%,
6/9/2018(a)(b)
Square
12/14/2016
1,883
1,697
1,696
513191, 22.44%, 6/9/2018(a)(b)
Square
12/14/2016
2,386
2,151
2,161
513212, 18.05%,
6/9/2018(a)(b)
Square
12/14/2016
3,856
3,521
3,535
513270, 22.47%, 6/9/2018(a)(b)
Square
12/14/2016
2,193
1,976
1,986
513305, 22.43%,
6/9/2018(a)(b)
Square
12/14/2016
2,322
2,093
2,103
513307, 15.41%, 6/9/2018(a)(b)
Square
12/14/2016
3,553
3,273
3,284
513335, 22.51%,
6/9/2018(a)(b)
Square
12/14/2016
3,943
3,554
3,571
513435, 18.34%, 6/9/2018(a)(b)
Square
12/14/2016
7,613
6,951
6,980
513450, 12.51%,
6/9/2018(a)(b)
Square
12/14/2016
5,277
4,903
4,917
513461, 11.36%, 6/9/2018(a)(b)
Square
12/14/2016
1,525
1,424
1,427
513472, 18.36%,
6/9/2018(a)(b)
Square
12/14/2016
10,568
9,649
9,636
513607, 22.79%, 6/9/2018(a)(b)
Square
12/14/2016
1,628
1,467
1,466
513637, 22.4%,
6/9/2018(a)(b)
Square
12/14/2016
6,684
6,024
6,053
514069, 4.54%, 6/9/2018(a)(b)
Square
12/14/2016
4,862
4,641
4,646
514101, 22.47%,
6/9/2018(a)(b)
Square
12/14/2016
23,538
21,214
20,353
514232, 23.04%, 6/9/2018(a)(b)
Square
12/14/2016
2,007
1,809
1,818
514242, 22.56%,
6/9/2018(a)(b)
Square
12/14/2016
13,980
12,600
11,334
514308, 9.13%, 6/9/2018(a)(b)
Square
12/14/2016
6,783
6,374
6,388
514340, 18.19%,
6/9/2018(a)(b)
Square
12/14/2016
3,918
3,578
3,592
514362, 22.46%, 6/9/2018(a)(b)
Square
12/14/2016
8,440
7,607
7,644
514429, 7.22%,
6/10/2018(a)(b)
Square
12/15/2016
41,302
39,069
39,132
514654, 4.48%, 6/10/2018(a)(b)
Square
12/15/2016
3,411
3,256
3,259
514670, 11.14%,
6/11/2018(a)(b)
Square
12/15/2016
3,949
3,686
3,695
514702, 4.54%, 6/11/2018(a)(b)
Square
12/15/2016
5,151
4,917
4,922
514731, 15.41%,
6/11/2018(a)(b)
Square
12/15/2016
2,445
2,252
2,259
514761, 22.65%, 6/11/2018(a)(b)
Square
12/15/2016
2,281
2,056
2,065
514775, 9.18%,
6/11/2018(a)(b)
Square
12/15/2016
4,150
3,899
3,907
514798, 9.13%, 6/11/2018(a)(b)
Square
12/15/2016
5,174
4,861
4,871
514907, 18.33%,
6/12/2018(a)(b)
Square
12/15/2016
2,630
2,401
2,410
514944, 4.47%, 6/12/2018(a)(b)
Square
12/15/2016
1,656
1,581
1,582
514947, 22.65%,
6/12/2018(a)(b)
Square
12/15/2016
10,002
9,015
9,057
515170, 4.47%, 6/12/2018(a)(b)
Square
12/15/2016
5,958
5,688
5,693
515240, 22.56%,
6/12/2018(a)(b)
Square
12/15/2016
6,137
5,531
5,557
515278, 14.01%, 6/12/2018(a)(b)
Square
12/15/2016
1,358
1,256
1,259
515283, 13.9%,
6/12/2018(a)(b)
Square
12/15/2016
78,923
73,012
73,230
515671, 22.5%, 6/12/2018(a)(b)
Square
12/15/2016
5,204
4,690
4,712
515690, 15.29%,
6/12/2018(a)(b)
Square
12/15/2016
1,592
1,467
1,471
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
57
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
515692, 4.48%,
6/12/2018(a)(b)
Square
12/15/2016
2,074
1,980
1,982
515696, 15.41%, 6/12/2018(a)(b)
Square
12/15/2016
2,655
2,445
2,453
515699, 15.41%,
6/12/2018(a)(b)
Square
12/15/2016
861
793
796
515704, 22.56%, 6/12/2018(a)(b)
Square
12/15/2016
4,918
4,432
4,453
515712, 22.44%,
6/12/2018(a)(b)
Square
12/15/2016
2,645
2,384
2,395
515720, 22.47%, 6/12/2018(a)(b)
Square
12/15/2016
1,060
956
960
516091, 12.61%,
6/13/2018(a)(b)
Square
12/16/2016
3,011
2,798
2,805
516120, 12.61%, 6/13/2018(a)(b)
Square
12/16/2016
3,151
2,928
2,935
516156, 4.54%,
6/13/2018(a)(b)
Square
12/16/2016
3,071
2,932
2,934
516208, 22.65%, 6/13/2018(a)(b)
Square
12/16/2016
4,107
3,702
3,718
516219, 18.41%,
6/13/2018(a)(b)
Square
12/16/2016
1,092
997
1,000
516232, 22.59%, 6/13/2018(a)(b)
Square
12/16/2016
1,866
1,682
1,689
516243, 22.59%,
6/13/2018(a)(b)
Square
12/16/2016
5,218
4,702
4,723
516258, 22.65%, 6/13/2018(a)(b)
Square
12/16/2016
4,805
4,330
4,349
516339, 15.23%,
6/13/2018(a)(b)
Square
12/16/2016
1,190
1,096
1,100
516341, 22.46%, 6/13/2018(a)(b)
Square
12/16/2016
12,252
11,043
11,091
516439, 13.9%,
6/13/2018(a)(b)
Square
12/16/2016
1,641
1,518
1,523
516448, 22.69%, 6/13/2018(a)(b)
Square
12/16/2016
1,261
1,136
1,141
516497, 22.38%,
6/13/2018(a)(b)
Square
12/16/2016
15,970
14,393
14,455
516828, 22.65%, 6/13/2018(a)(b)
Square
12/16/2016
19,473
17,551
17,628
516990, 18.05%,
6/13/2018(a)(b)
Square
12/16/2016
2,509
2,291
2,299
517006, 11.15%, 6/13/2018(a)(b)
Square
12/16/2016
2,202
2,055
2,060
517018, 22.56%,
6/13/2018(a)(b)
Square
12/16/2016
3,219
2,901
2,914
517198, 22.71%, 6/13/2018(a)(b)
Square
12/16/2016
1,894
1,708
1,715
517213, 13.9%,
6/13/2018(a)(b)
Square
12/16/2016
2,329
2,155
2,161
517296, 9.06%, 6/13/2018(a)(b)
Square
12/16/2016
2,405
2,260
2,264
517360, 9.22%,
6/13/2018(a)(b)
Square
12/16/2016
24,754
23,259
23,303
517491, 9.26%, 6/14/2018(a)(b)
Square
12/17/2016
23,969
22,521
22,562
517724, 22.4%,
6/14/2018(a)(b)
Square
12/17/2016
7,060
6,363
6,389
517851, 22.59%, 6/14/2018(a)(b)
Square
12/17/2016
1,311
1,182
1,187
517861, 22.37%,
6/14/2018(a)(b)
Square
12/17/2016
2,184
1,968
1,976
517915, 22.75%, 6/14/2018(a)(b)
Square
12/17/2016
13,234
11,928
11,977
518133, 4.54%,
6/14/2018(a)(b)
Square
12/17/2016
6,371
6,081
6,087
518250, 11.11%, 6/14/2018(a)(b)
Square
12/17/2016
8,263
7,712
7,729
518333, 22.46%,
6/14/2018(a)(b)
Square
12/17/2016
1,809
1,630
1,637
518334, 15.23%, 6/14/2018(a)(b)
Square
12/17/2016
4,727
4,354
4,366
518407, 22.34%,
6/14/2018(a)(b)
Square
12/17/2016
2,274
2,050
2,021
See Notes to Financial
Statements.
58
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
518469, 18.12%,
6/14/2018(a)(b)
Square
12/17/2016
5,756
5,255
5,273
518934, 15.48%, 6/15/2018(a)(b)
Square
12/20/2016
5,664
5,217
5,229
518996, 18.12%,
6/15/2018(a)(b)
Square
12/20/2016
1,571
1,434
1,438
519018, 22.62%, 6/15/2018(a)(b)
Square
12/20/2016
2,601
2,344
2,352
519023, 22.45%,
6/15/2018(a)(b)
Square
12/20/2016
1,924
1,734
1,739
519027, 15.23%, 6/15/2018(a)(b)
Square
12/20/2016
7,832
7,213
7,230
519060, 22.47%,
6/15/2018(a)(b)
Square
12/20/2016
1,522
1,372
1,376
519080, 12.46%, 6/15/2018(a)(b)
Square
12/20/2016
4,465
4,149
4,157
519091, 22.62%,
6/15/2018(a)(b)
Square
12/20/2016
2,835
2,555
2,563
519170, 18.05%, 6/15/2018(a)(b)
Square
12/20/2016
4,120
3,761
3,771
519219, 4.55%,
6/15/2018(a)(b)
Square
12/20/2016
2,523
2,409
2,410
519231, 15.35%, 6/15/2018(a)(b)
Square
12/20/2016
11,170
10,288
10,312
519399, 17.99%,
6/15/2018(a)(b)
Square
12/20/2016
7,785
7,107
7,126
519490, 22.4%, 6/15/2018(a)(b)
Square
12/20/2016
2,644
2,383
2,364
519507, 22.56%,
6/15/2018(a)(b)
Square
12/20/2016
3,606
3,250
3,261
519709, 22.4%, 6/15/2018(a)(b)
Square
12/20/2016
2,590
2,334
2,342
519781, 22.47%,
6/15/2018(a)(b)
Square
12/20/2016
1,503
1,355
1,359
519796, 22.56%, 6/15/2018(a)(b)
Square
12/20/2016
2,090
1,884
1,890
519808, 22.37%,
6/15/2018(a)(b)
Square
12/20/2016
5,197
4,684
4,699
519850, 22.72%, 6/15/2018(a)(b)
Square
12/20/2016
1,028
926
930
519863, 22.75%,
6/15/2018(a)(b)
Square
12/20/2016
2,346
2,114
2,121
519906, 22.56%, 6/15/2018(a)(b)
Square
12/20/2016
3,961
3,570
3,420
519913, 22.75%,
6/15/2018(a)(b)
Square
12/20/2016
4,860
4,380
4,395
519977, 22.56%, 6/15/2018(a)(b)
Square
12/20/2016
5,006
4,512
4,475
520036, 22.56%,
6/15/2018(a)(b)
Square
12/20/2016
2,296
2,069
2,076
520040, 22.6%, 6/15/2018(a)(b)
Square
12/20/2016
1,507
1,358
1,362
520046, 22.73%,
6/15/2018(a)(b)
Square
12/20/2016
1,067
961
964
520049, 22.81%, 6/15/2018(a)(b)
Square
12/20/2016
1,233
1,111
1,114
520068, 22.59%,
6/15/2018(a)(b)
Square
12/20/2016
4,454
4,014
4,027
520121, 22.4%, 6/15/2018(a)(b)
Square
12/20/2016
5,797
5,224
5,241
520258, 7.08%,
6/16/2018(a)(b)
Square
12/21/2016
14,958
14,150
14,164
520411, 22.41%, 6/16/2018(a)(b)
Square
12/21/2016
4,777
4,305
4,168
520496, 12.46%,
6/16/2018(a)(b)
Square
12/21/2016
9,029
8,389
8,404
520643, 22.68%, 6/16/2018(a)(b)
Square
12/21/2016
1,113
1,004
995
520647, 22.37%,
6/16/2018(a)(b)
Square
12/21/2016
3,262
2,940
2,847
520694, 15.23%, 6/16/2018(a)(b)
Square
12/21/2016
2,021
1,862
1,866
520698, 22.75%,
6/16/2018(a)(b)
Square
12/21/2016
15,685
14,137
14,180
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
59
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
520819, 22.69%,
6/16/2018(a)(b)
Square
12/21/2016
2,404
2,167
2,173
520827, 15.48%,
6/16/2018(a)(b)
Square
12/21/2016
8,066
7,429
7,445
520883, 18.24%,
6/16/2018(a)(b)
Square
12/21/2016
1,389
1,267
1,271
520928, 22.69%,
6/16/2018(a)(b)
Square
12/21/2016
2,021
1,821
1,817
520948, 12.51%,
6/16/2018(a)(b)
Square
12/21/2016
16,355
15,197
15,223
521408, 22.37%,
6/16/2018(a)(b)
Square
12/21/2016
8,014
7,223
7,244
521501, 22.78%,
6/17/2018(a)(b)
Square
12/22/2016
4,651
4,192
4,203
521507, 22.53%,
6/16/2018(a)(b)
Square
12/22/2016
2,798
2,522
2,514
521510, 22.73%,
6/17/2018(a)(b)
Square
12/22/2016
6,443
5,807
5,823
521528, 13.95%,
6/17/2018(a)(b)
Square
12/22/2016
4,325
4,001
4,008
521549, 12.61%,
6/17/2018(a)(b)
Square
12/22/2016
2,977
2,766
2,770
521568, 22.32%,
6/17/2018(a)(b)
Square
12/22/2016
1,594
1,437
1,441
521577, 18.05%,
6/17/2018(a)(b)
Square
12/22/2016
4,473
4,084
4,093
521618, 18.12%,
6/17/2018(a)(b)
Square
12/22/2016
4,007
3,659
3,667
521642, 4.55%,
6/17/2018(a)(b)
Square
12/22/2016
3,036
2,898
2,900
521664, 22.56%,
6/17/2018(a)(b)
Square
12/22/2016
5,318
4,793
4,806
521684, 4.48%,
6/18/2018(a)(b)
Square
12/22/2016
3,834
3,660
3,662
521712, 22.56%,
6/18/2018(a)(b)
Square
12/22/2016
1,864
1,680
1,641
521735, 22.61%,
6/18/2018(a)(b)
Square
12/22/2016
2,029
1,829
1,834
521744, 18.05%,
6/18/2018(a)(b)
Square
12/22/2016
6,292
5,745
5,608
521764, 22.47%,
6/18/2018(a)(b)
Square
12/22/2016
8,789
7,921
7,943
521804, 13.9%,
6/18/2018(a)(b)
Square
12/22/2016
1,496
1,384
1,386
521806, 13.88%,
6/18/2018(a)(b)
Square
12/22/2016
1,006
931
932
521809, 9.9%,
6/18/2018(a)(b)
Square
12/22/2016
5,740
5,381
5,388
521835, 22.61%,
6/18/2018(a)(b)
Square
12/22/2016
2,848
2,567
2,574
521856, 22.8%,
6/18/2018(a)(b)
Square
12/22/2016
1,442
1,299
1,303
521883, 22.85%,
6/19/2018(a)(b)
Square
12/22/2016
1,748
1,575
1,538
521936, 22.65%,
6/19/2018(a)(b)
Square
12/22/2016
2,736
2,466
2,473
522008, 22.51%,
6/19/2018(a)(b)
Square
12/22/2016
1,260
1,135
1,132
522056, 22.44%,
6/19/2018(a)(b)
Square
12/22/2016
1,257
1,133
1,136
522062, 22.55%,
6/19/2018(a)(b)
Square
12/22/2016
7,864
7,088
7,107
522081, 15.29%,
6/19/2018(a)(b)
Square
12/22/2016
6,567
6,049
6,060
522271, 18.21%,
6/19/2018(a)(b)
Square
12/22/2016
1,878
1,714
1,718
522312, 22.72%,
6/19/2018(a)(b)
Square
12/22/2016
2,527
2,277
2,283
522325, 15.23%,
6/19/2018(a)(b)
Square
12/22/2016
2,565
2,363
2,367
522331, 22.48%,
6/19/2018(a)(b)
Square
12/22/2016
12,740
11,482
11,513
522440, 22.48%,
6/19/2018(a)(b)
Square
12/22/2016
12,598
11,354
11,385
See Notes to Financial
Statements.
60
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
522546, 22.57%,
6/19/2018(a)(b)
Square
12/22/2016
16,455
14,831
14,871
522653, 22.47%, 6/19/2018(a)(b)
Square
12/22/2016
3,287
2,963
2,971
522830, 22.84%,
6/19/2018(a)(b)
Square
12/22/2016
2,002
1,805
1,810
522874, 22.3%, 6/19/2018(a)(b)
Square
12/22/2016
1,223
1,103
1,077
522878, 22.47%,
6/19/2018(a)(b)
Square
12/22/2016
1,331
1,200
1,203
522891, 18.34%, 6/19/2018(a)(b)
Square
12/22/2016
12,969
11,841
11,805
522988, 22.85%,
6/20/2018(a)(b)
Square
12/23/2016
1,748
1,575
1,550
522994, 4.52%, 6/20/2018(a)(b)
Square
12/23/2016
2,395
2,286
2,287
523027, 15.35%,
6/20/2018(a)(b)
Square
12/23/2016
6,697
6,169
6,179
523051, 22.41%, 6/20/2018(a)(b)
Square
12/23/2016
4,991
4,497
4,508
523153, 22.51%,
6/20/2018(a)(b)
Square
12/23/2016
1,731
1,560
1,564
523163, 22.68%, 6/20/2018(a)(b)
Square
12/23/2016
6,186
5,575
5,589
523180, 11.2%,
6/20/2018(a)(b)
Square
12/23/2016
2,704
2,524
2,527
523182, 15.35%, 6/20/2018(a)(b)
Square
12/23/2016
865
797
798
523193, 22.41%,
6/20/2018(a)(b)
Square
12/23/2016
1,689
1,523
1,499
523198, 14.06%, 6/20/2018(a)(b)
Square
12/23/2016
3,281
3,035
3,040
523210, 22.61%,
6/20/2018(a)(b)
Square
12/23/2016
1,429
1,288
1,291
523213, 22.61%, 6/20/2018(a)(b)
Square
12/23/2016
1,994
1,797
1,802
523230, 13.97%,
6/20/2018(a)(b)
Square
12/23/2016
2,379
2,201
2,205
523233, 22.47%, 6/20/2018(a)(b)
Square
12/23/2016
10,956
9,874
9,898
523261, 15.41%,
6/20/2018(a)(b)
Square
12/23/2016
4,032
3,714
3,720
523264, 22.47%, 6/20/2018(a)(b)
Square
12/23/2016
2,482
2,237
2,243
523273, 14.06%,
6/20/2018(a)(b)
Square
12/23/2016
11,344
10,494
10,511
523292, 22.37%, 6/20/2018(a)(b)
Square
12/23/2016
4,867
4,387
4,397
523300, 22.56%,
6/20/2018(a)(b)
Square
12/23/2016
5,657
5,098
5,111
523318, 18.27%, 6/20/2018(a)(b)
Square
12/23/2016
3,691
3,370
3,377
523327, 22.45%,
6/20/2018(a)(b)
Square
12/23/2016
1,093
985
987
523328, 22.41%, 6/20/2018(a)(b)
Square
12/23/2016
4,675
4,213
4,223
523341, 9.94%,
6/20/2018(a)(b)
Square
12/23/2016
13,104
12,285
12,299
523408, 22.4%, 6/20/2018(a)(b)
Square
12/23/2016
7,521
6,778
6,795
523483, 22.56%,
6/20/2018(a)(b)
Square
12/23/2016
842
759
760
523501, 14%, 6/20/2018(a)(b)
Square
12/23/2016
12,909
11,942
11,961
523802, 18.12%,
6/20/2018(a)(b)
Square
12/23/2016
4,140
3,780
3,719
523815, 9.14%, 6/20/2018(a)(b)
Square
12/23/2016
2,311
2,171
2,173
523853, 22.45%,
6/20/2018(a)(b)
Square
12/23/2016
7,093
6,393
6,408
523861, 22.65%, 6/20/2018(a)(b)
Square
12/23/2016
1,778
1,602
1,606
523865, 22.52%,
6/20/2018(a)(b)
Square
12/23/2016
1,489
1,342
1,345
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
61
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
523866, 22.69%,
6/20/2018(a)(b)
Square
12/23/2016
1,419
1,279
1,282
523868, 22.41%, 6/20/2018(a)(b)
Square
12/23/2016
1,456
1,313
1,292
523877, 12.51%,
6/20/2018(a)(b)
Square
12/23/2016
35,018
32,538
32,585
523993, 22.64%, 6/20/2018(a)(b)
Square
12/23/2016
1,982
1,786
1,791
523999, 18.27%,
6/20/2018(a)(b)
Square
12/23/2016
2,125
1,941
1,945
524016, 4.54%, 6/20/2018(a)(b)
Square
12/23/2016
8,028
7,663
7,667
524063, 22.68%,
6/20/2018(a)(b)
Square
12/23/2016
6,849
6,173
6,188
524098, 4.48%, 6/20/2018(a)(b)
Square
12/23/2016
3,009
2,873
2,874
524116, 22.73%,
6/20/2018(a)(b)
Square
12/23/2016
998
899
902
524117, 22.47%, 6/20/2018(a)(b)
Square
12/23/2016
971
875
877
524126, 12.61%,
6/20/2018(a)(b)
Square
12/23/2016
30,663
28,492
28,533
524300, 22.75%, 6/20/2018(a)(b)
Square
12/23/2016
1,159
1,044
1,047
524303, 22.54%,
6/20/2018(a)(b)
Square
12/23/2016
2,214
1,995
1,964
524362, 4.54%, 6/20/2018(a)(b)
Square
12/23/2016
1,964
1,875
1,876
524368, 18.27%,
6/20/2018(a)(b)
Square
12/23/2016
6,607
6,032
6,045
524506, 7.18%, 6/21/2018(a)(b)
Square
12/24/2016
9,713
9,188
9,091
524574, 15.29%,
6/21/2018(a)(b)
Square
12/24/2016
16,534
15,229
15,252
524726, 22.34%, 6/21/2018(a)(b)
Square
12/24/2016
2,759
2,487
2,492
524734, 23.04%,
6/21/2018(a)(b)
Square
12/24/2016
562
506
507
524743, 15.48%, 6/21/2018(a)(b)
Square
12/24/2016
1,074
990
991
524750, 22.43%,
6/21/2018(a)(b)
Square
12/24/2016
2,869
2,585
2,591
524756, 22.65%, 6/21/2018(a)(b)
Square
12/24/2016
1,504
1,356
1,359
524761, 11.13%,
6/21/2018(a)(b)
Square
12/24/2016
4,573
4,267
4,272
524781, 12.66%, 6/21/2018(a)(b)
Square
12/24/2016
21,056
19,565
19,590
524942, 18.97%,
6/21/2018(a)(b)
Square
12/24/2016
4,475
4,086
4,093
524998, 22.66%, 6/21/2018(a)(b)
Square
12/24/2016
14,117
12,723
12,751
525101, 15.23%,
6/21/2018(a)(b)
Square
12/24/2016
3,207
2,954
2,958
525214, 22.75%, 6/21/2018(a)(b)
Square
12/24/2016
875
789
791
525217, 9.98%,
6/21/2018(a)(b)
Square
12/24/2016
1,666
1,562
1,564
525233, 22.78%, 6/21/2018(a)(b)
Square
12/24/2016
4,416
3,980
3,989
525259, 22.86%,
6/21/2018(a)(b)
Square
12/24/2016
1,496
1,348
1,351
525264, 13.91%, 6/21/2018(a)(b)
Square
12/24/2016
9,273
8,578
8,590
526197, 7.17%,
6/22/2018(a)(b)
Square
12/28/2016
815
771
771
526226, 22.84%, 6/22/2018(a)(b)
Square
12/28/2016
5,199
4,685
4,690
526238, 22.43%,
6/22/2018(a)(b)
Square
12/28/2016
2,913
2,625
2,628
526243, 22.65%, 6/22/2018(a)(b)
Square
12/28/2016
1,146
1,033
1,034
526245, 22.41%,
6/22/2018(a)(b)
Square
12/28/2016
4,711
4,245
4,250
See Notes to Financial
Statements.
62
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule of
Investments
December 31, 2016
(Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
526262, 22.38%,
6/22/2018(a)(b)
Square
12/28/2016
27,378
24,675
24,702
526476, 22.52%, 6/22/2018(a)(b)
Square
12/28/2016
3,314
2,987
2,990
526514, 22.75%,
6/22/2018(a)(b)
Square
12/28/2016
2,330
2,100
2,102
526528, 4.5%, 6/22/2018(a)(b)
Square
12/28/2016
1,463
1,396
1,397
526536, 4.5%,
6/22/2018(a)(b)
Square
12/28/2016
1,817
1,734
1,735
526539, 11.28%, 6/22/2018(a)(b)
Square
12/28/2016
5,362
5,004
5,007
526584, 22.52%,
6/22/2018(a)(b)
Square
12/28/2016
2,123
1,913
1,915
526591, 13.95%, 6/22/2018(a)(b)
Square
12/28/2016
641
593
594
526594, 13.84%,
6/22/2018(a)(b)
Square
12/28/2016
21,399
19,796
19,810
526897, 4.52%, 6/22/2018(a)(b)
Square
12/28/2016
6,814
6,504
6,506
526928, 22.71%,
6/22/2018(a)(b)
Square
12/28/2016
2,836
2,555
2,558
526939, 15.41%, 6/22/2018(a)(b)
Square
12/28/2016
3,585
3,302
3,305
526952, 4.54%,
6/22/2018(a)(b)
Square
12/28/2016
3,190
3,045
3,046
526987, 22.57%, 6/22/2018(a)(b)
Square
12/28/2016
966
871
872
526988, 22.34%,
6/22/2018(a)(b)
Square
12/28/2016
2,822
2,543
2,546
527003, 22.37%, 6/22/2018(a)(b)
Square
12/28/2016
19,380
17,467
17,486
527117, 15.35%,
6/22/2018(a)(b)
Square
12/28/2016
19,627
18,077
18,091
527256, 22.42%, 6/22/2018(a)(b)
Square
12/28/2016
1,806
1,628
1,629
527274, 22.56%,
6/22/2018(a)(b)
Square
12/28/2016
3,866
3,484
3,488
527286, 15.35%, 6/22/2018(a)(b)
Square
12/28/2016
2,429
2,237
2,239
527289, 7.1%,
6/22/2018(a)(b)
Square
12/28/2016
8,463
8,005
8,008
527354, 15.35%, 6/22/2018(a)(b)
Square
12/28/2016
986
908
909
527361, 4.47%,
6/22/2018(a)(b)
Square
12/28/2016
1,702
1,625
1,625
527377, 22.47%, 6/22/2018(a)(b)
Square
12/28/2016
2,282
2,057
2,059
527380, 22.75%,
6/22/2018(a)(b)
Square
12/28/2016
1,398
1,260
1,261
527429, 22.48%, 6/23/2018(a)(b)
Square
12/29/2016
6,562
5,914
5,919
527503, 4.52%,
6/23/2018(a)(b)
Square
12/29/2016
39,196
37,415
37,421
527628, 9.15%, 6/23/2018(a)(b)
Square
12/29/2016
60,182
56,547
56,567
528321, 22.56%,
6/23/2018(a)(b)
Square
12/29/2016
10,485
9,450
9,458
528518, 22.7%, 6/26/2018(a)(b)
Square
12/30/2016
3,596
3,241
3,242
528523, 18.12%,
6/26/2018(a)(b)
Square
12/30/2016
572
522
523
528525, 22.54%, 6/24/2018(a)(b)
Square
12/30/2016
2,214
1,995
1,996
528533, 15.23%,
6/24/2018(a)(b)
Square
12/30/2016
7,280
6,706
6,708
528566, 22.75%, 6/24/2018(a)(b)
Square
12/30/2016
11,342
10,222
10,227
528591, 22.37%,
6/24/2018(a)(b)
Square
12/30/2016
1,864
1,680
1,681
528599, 22.42%, 6/24/2018(a)(b)
Square
12/30/2016
4,048
3,648
3,650
528623, 22.65%,
6/26/2018(a)(b)
Square
12/30/2016
5,020
4,525
4,527
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016
63
RiverNorth Marketplace Lending
Corporation
Schedule
of Investments
December 31, 2016 (Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
528634, 7.08%, 6/26/2018(a)(b)
Square
12/30/2016
3,535
3,344
3,345
528645, 13.97%,
6/24/2018(a)(b)
Square
12/30/2016
1,249
1,155
1,155
528647, 22.47%, 6/26/2018(a)(b)
Square
12/30/2016
4,152
3,742
3,744
528678, 22.75%,
6/26/2018(a)(b)
Square
12/30/2016
5,733
5,167
5,170
528699, 24.15%, 6/26/2018(a)(b)
Square
12/30/2016
583
525
525
528702, 13.91%,
6/24/2018(a)(b)
Square
12/30/2016
12,931
11,962
11,966
528744, 22.72%, 6/25/2018(a)(b)
Square
12/30/2016
2,799
2,523
2,525
528760, 22.62%,
6/25/2018(a)(b)
Square
12/30/2016
2,846
2,565
2,567
528768, 22.56%, 6/26/2018(a)(b)
Square
12/30/2016
8,037
7,244
7,248
528817, 22.54%,
6/25/2018(a)(b)
Square
12/30/2016
2,447
2,205
2,206
528843, 15.41%, 6/25/2018(a)(b)
Square
12/30/2016
4,332
3,990
3,992
528871, 15.23%,
6/25/2018(a)(b)
Square
12/30/2016
1,077
992
992
528875, 22.48%, 6/26/2018(a)(b)
Square
12/30/2016
11,647
10,496
10,502
528896, 22.61%,
6/26/2018(a)(b)
Square
12/30/2016
1,562
1,408
1,409
528898, 22.37%, 6/26/2018(a)(b)
Square
12/30/2016
12,815
11,550
11,556
528928, 22.56%,
6/26/2018(a)(b)
Square
12/30/2016
3,961
3,570
3,572
528986, 18.12%, 6/26/2018(a)(b)
Square
12/30/2016
7,891
7,205
7,208
529007, 18.21%,
6/26/2018(a)(b)
Square
12/30/2016
8,277
7,557
7,560
529036, 22.76%, 6/26/2018(a)(b)
Square
12/30/2016
7,864
7,088
7,091
529089, 22.43%,
6/26/2018(a)(b)
Square
12/30/2016
2,621
2,363
2,364
529094, 18.05%, 6/26/2018(a)(b)
Square
12/30/2016
1,035
945
945
529110, 12.71%,
6/26/2018(a)(b)
Square
12/30/2016
1,054
979
979
529121, 22.39%, 6/26/2018(a)(b)
Square
12/30/2016
11,990
10,806
10,812
529153, 22.42%,
6/26/2018(a)(b)
Square
12/30/2016
3,548
3,197
3,199
529155, 22.75%, 6/26/2018(a)(b)
Square
12/30/2016
3,495
3,150
3,152
529180, 15.29%,
6/26/2018(a)(b)
Square
12/30/2016
7,023
6,468
6,471
529899, 18.59%, 6/27/2018(a)(b)
Square
12/30/2016
960
876
876
529905, 4.48%,
6/27/2018(a)(b)
Square
12/30/2016
5,060
4,830
4,831
530033, 22.45%, 6/27/2018(a)(b)
Square
12/30/2016
1,107
998
998
530034, 13.98%,
6/27/2018(a)(b)
Square
12/30/2016
6,171
5,708
5,710
530126, 15.41%, 6/27/2018(a)(b)
Square
12/30/2016
5,586
5,145
5,147
530137, 22.67%,
6/27/2018(a)(b)
Square
12/30/2016
8,738
7,875
7,879
530243, 22.41%, 6/27/2018(a)(b)
Square
12/30/2016
4,598
4,144
4,146
0c86b211-cd0c-4f5b-9fe1-
4332c63c4abe, 6.33%,
12/23/2018(a)
FundingCircle
12/27/2016
250,000
250,000
249,670
See Notes to Financial
Statements.
64
(888) 848-7569 |
www.rivernorth.com
RiverNorth Marketplace Lending
Corporation
Schedule
of Investments
December 31, 2016 (Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
0e8f4e54-b8db-49ce-b6ac-
4418f9754ef5, 8.26%,
12/14/2021(a)
FundingCircle
12/16/2016
300,000
300,000
299,407
10624d57-a0c4-4a4e-8855-
78817f62a1ca, 8.97%,
12/12/2019(a)
FundingCircle
12/14/2016
25,000
25,000
24,871
14c7bc2f-29de-4db0-bb96-
9fafc0bdf359, 8.7%,
12/20/2021(a)
FundingCircle
12/22/2016
75,000
75,000
74,845
1588cc1a-c0e7-41c7-a633-
341c525cbea4,
10.95%,
12/20/2021(a)
FundingCircle
12/22/2016
170,000
170,000
169,509
1b03de7f-931e-42c7-8c7c-
89d0e2e9bc6e, 6.33%,
12/15/2018(a)
FundingCircle
12/19/2016
75,000
75,000
74,788
24e1992b-4584-49e5-b5b8-
9803da910034, 7.77%,
12/12/2017(a)
FundingCircle
12/14/2016
100,000
100,000
99,598
261c4c33-7eba-4a27-a4e5-
e77106ac5c44, 8.7%,
12/16/2021(a)
FundingCircle
12/19/2016
76,000
76,000
75,781
280cbe47-5690-4d7f-ae0b-
e41478843f15, 6.77%,
12/20/2019(a)
FundingCircle
12/22/2016
100,000
100,000
99,877
3f8f7705-b08f-4b8f-bdff-
f30eab7935c0, 6.77%,
12/16/2019(a)
FundingCircle
12/19/2016
50,000
50,000
49,914
4161e91a-16ae-427e-a200-
7eb05803d520, 7.7%,
12/13/2020(a)
FundingCircle
12/15/2016
45,000
45,000
44,843
4f8216cd-fbdd-4a83-a3d2-
8506e0b33edc, 6.09%,
12/13/2019(a)
FundingCircle
12/15/2016
56,000
56,000
55,923
6d003d7b-e8c4-44a0-83d5-
7f74aaa329e9, 8.26%,
12/14/2021(a)
FundingCircle
12/16/2016
50,000
50,000
49,901
6f2a7fa7-9b7e-4946-a683-
9f28ede21285,
10.95%,
12/22/2021(a)
FundingCircle
12/27/2016
80,000
80,000
79,815
74738cb0-6a8c-469c-b820-
15bc6e60d5e0, 7.7%,
12/14/2020(a)
FundingCircle
12/16/2016
35,000
35,000
34,885
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016
65
RiverNorth Marketplace Lending
Corporation
Schedule
of Investments
December 31, 2016 (Unaudited)
Original
Acquisition
Principal
Platform
Date
Amount
Cost
Market Value
83c884cd-af5d-4fe0-ab5a-
0506ddbc2159, 8.7%,
12/19/2021(a)
FundingCircle
12/21/2016
250,000
250,000
249,433
997f0a91-50f3-4e9c-9063-
a384f0858ec7, 8.97%,
12/15/2019(a)
FundingCircle
12/19/2016
100,000
100,000
99,569
a0225378-eefe-4c66-887d-
c860ec5590ba, 6.77%,
12/23/2019(a)
FundingCircle
12/27/2016
25,000
25,000
24,978
a50c4825-8a89-456b-b66e-
ca664e2d9ea5, 8.26%,
12/23/2021(a)
FundingCircle
12/27/2016
50,000
50,000
49,957
b2ee02e9-1b81-4c1a-8505-
3d723fb507e7, 3.44%,
12/22/2017(a)
FundingCircle
12/27/2016
50,000
50,000
49,977
b983ae47-9f00-453c-86fe-
fd5ae33dcda2, 6.89%,
12/22/2020(a)
FundingCircle
12/27/2016
25,000
25,000
24,984
c0f56bdc-5836-4177-80bd-
54724a5e1ffc,
10.95%,
12/21/2021(a)
FundingCircle
12/23/2016
75,000
75,000
74,805
d6bbac89-d83c-42a9-a0c0-
b496ef714bb5, 6.77%,
12/22/2019(a)
FundingCircle
12/27/2016
195,000
195,000
194,807
e5c7bd74-3836-4453-ac66-
e3372264d262, 5.51%,
12/22/2018(a)
FundingCircle
12/27/2016
25,000
25,000
24,986
ebf7f52a-4ff0-49da-9bb0-
cfe93f4a85d6, 5.51%,
12/21/2018(a)
FundingCircle
12/23/2016
25,000
25,000
24,984
efaf0d00-2da2-4de7-8aa9-
ba381dda0a72,
10.95%,
12/23/2021(a)
FundingCircle
12/27/2016
125,000
125,000
124,747
f59087de-e6f8-4516-8dac-
a7b0026275fd, 6.77%,
12/21/2019(a)
FundingCircle
12/23/2016
180,000
180,000
179,800
f75477b1-9d52-40aa-a75f-
9e60234d8de3, 7.58%,
12/16/2021(a)
FundingCircle
12/19/2016
200,000
200,000
199,773
fa1c655b-793c-4746-b2cc-
6957187697d9, 6.09%,
12/14/2019(a)
FundingCircle
12/16/2016
75,000
75,000
74,903
See Notes to Financial
Statements.
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RiverNorth Marketplace Lending
Corporation
Schedule
of Investments
December 31, 2016 (Unaudited)
Platform
Original Acquisition Date
Principal Amount
Cost
Market
Value
fe10f7cb-21c0-4296-9c8d-
cbd4654d9f86,
10.95%,
12/12/2021(a)
FundingCircle
12/14/2016
104,000
104,000
103,461
Total
Small Business Loans
9,393,808
9,389,462
TOTAL WHOLE LOANS
22,297,960
22,231,645
TOTAL INVESTMENTS - 76.19%
22,297,960
22,231,645
OTHER ASSETS IN EXCESS OF LIABILITIES - 23.81%
6,946,107
TOTAL NET ASSETS - 100.00%
$
29,177,752
(a)
Security may be deemed illiquid. The aggregate value of these
securities is $22,231,645, which represents 76.19% of net
assets.
(b)
Rate of return to the Fund is implied based on an 18-month final
maturity. The actual maturity will be less due to expected
prepayments.
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016
67
RiverNorth Marketplace Lending
Corporation
Statement of Assets and Liabilities
December 31, 2016 (Unaudited)
ASSETS:
Investment in
securities:
At cost
$
22,297,960
At value
$
22,231,645
Cash
6,454,639
Receivable for fund shares sold
883,946
Deferred
offering costs
580,806
Interest and other income receivable
156,322
Receivable for principal
repayments
89,721
Total Assets
30,397,079
LIABILITIES:
Payable for fund
investments purchased
189,085
Distribution payable
398,532
Payable to
Investment adviser
361,763
Payable for administration and fund accounting fees
21,421
Payable for
audit fees
105,357
Payable for legal fees
10,959
Payable for
custodian fees
12,759
Accrued loan service fees
49,800
Other accrued expenses
69,651
Total Liabilities
1,219,327
Net Assets
$
29,177,752
NET ASSETS CONSIST OF:
Paid-in capital
29,262,285
Distributions in excess of net investment income
(18,218)
Net unrealized depreciation on
investments
(66,315)
Net Assets
$
29,177,752
PRICING OF SHARES:
Shares of beneficial interest outstanding (40,000,000
shares
authorized, $0.0001 par
value)
1,158,045
Net Asset Value Per
Share
$
25.20
See Notes to Financial
Statements.
68
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RiverNorth Marketplace Lending
Corporation
Statement
of Operations
For the period from
September 22, 2016(1)
through
December 31, 2016
(Unaudited)
INVESTMENT INCOME:
Interest
income
$
449,938
Other income
56,172
Total Investment
Income
506,110
EXPENSES:
Offering costs
219,172
Audit expenses
105,357
Valuation expenses
58,100
Loan service fees
54,767
Investment adviser fee
53,809
Trustee expenses
24,863
Accounting and administration fee
21,421
Transfer agency expenses
12,781
Custodian expenses
12,760
Legal expenses
10,959
Printing expenses
10,714
Other expenses
33,117
Total expenses before Investment adviser waiver
617,820
Expenses waived or reimbursed by
Investment adviser (see Note 4)
(492,024)
Net Expenses
125,796
Net Investment
Income
380,314
UNREALIZED GAIN/(LOSS):
Net change in unrealized
depreciation on investments
(66,315)
Net Increase in Net Assets
Resulting from Operations
$
313,999
(1)
Commencement of operations.
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016
69
RiverNorth Marketplace Lending
Corporation
Statements of Changes in Net
Assets
Period from
September 22, 2016(1)
through
December 31, 2016
(Unaudited)
NET INCREASE/(DECREASE) IN NET ASSETS FROM OPERATIONS:
Net investment
income
$
380,314
Net change in unrealized
depreciation on investments
(66,315)
Net increase in net assets resulting
from operations
313,999
DISTRIBUTIONS TO SHAREHOLDERS:
From net investment
income
(398,532)
Net decrease in net assets from
distributions to shareholders
(398,532)
CAPITAL SHARE TRANSACTIONS:
Proceeds from issuance of common
shares
29,162,285
Net increase in net assets from
capital stock transactions
29,162,285
Net Increase in Net Assets
29,077,752
NET ASSETS:
Beginning of period
100,000
End of period (including distributions in excess of
net investment income of
$18,218)
$
29,177,752
(1)
Commencement of operations.
See Notes to Financial
Statements.
70
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RiverNorth Marketplace Lending
Corporation
Statement
of Cash Flows
For the Period from
September 22, 2016(1)
through
December 31, 2016
(Unaudited)
CASH FLOWS USED IN OPERATING ACTIVITIES:
Net increase in
net assets resulting from operations
$
313,999
Adjustments to reconcile the change in net assets from operations
to
net cash used in operating activities:
Purchases of long term
investments
(24,677,286)
Proceeds from principal
paydowns
2,379,326
Amortization of deferred
offering costs
219,172
Net change in unrealized
depreciation on investments
66,315
Increase in:
Interest and other income receivable
(156,322)
Receivable for principal paydowns
(89,721)
Increase (decrease)
in:
Payable for Fund investments purchased
189,085
Payable to investment adviser
(438,215)
Accrued loan service fees
49,800
Other accrued expenses
69,651
Administration, fund accounting and custodian fees payable
34,180
Professional fees payable
116,316
Net cash used in operating
activities
(21,923,700)
CASH FLOWS PROVIDED BY FINANCING ACTIVITIES:
Issuance of common stock
28,278,339
Net cash provided by financing
activities
28,278,339
NET CHANGE IN CASH:
6,354,639
Cash at beginning of period
100,000
Cash at end of period
$
6,454,639
(1)
Commencement of operations.
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016
71
RiverNorth Marketplace Lending
Corporation
Financial
Highlights
Period from
September 22, 2016(a)
through
December 31, 2016
(Unaudited)
Net asset value - beginning of period
$
25.00
Income from
investment operations:
Net investment income
0.34
Net unrealized gain on
investments(b)
0.21
Total income from investment
operations
0.55
Less distributions:
From net investment income
(0.35)
Total distributions
(0.35)
Net increase in net asset
value
0.20
Net asset value - end of
period
$25.20
Total Return(c)
2.22%
Ratios/Supplemental Data:
Net assets, end of period (in thousands)
$29,178
Ratio of expenses to average net assets excluding fee
waivers and
reimbursements(d)
14.21%
Ratio of expenses to average net assets including fee
waivers and
reimbursements(d)
2.89%
Ratio of net investment income to average net assets
excluding fee waivers and
reimbursements(d)
(2.57)%
Ratio of net investment income to average net assets
including fee waivers and
reimbursements(d)
8.75%
Portfolio turnover rate(e)
20.52%
(a)
Commencement of operations.
(b)
Due to timing of sales of capital shares, the net unrealized gain
per share does not correlate with the Fund's net unrealized gain for the
period.
(c)
Not annualized. Total return in the above table represents the rate
that the investor would have earned or lost on an investment in the Fund,
assuming reinvestment of dividends.
(d)
Annualized.
(e)
Not
annualized.
See Notes to Financial
Statements.
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RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016 (Unaudited)
1.
ORGANIZATION
RiverNorth Marketplace Lending
Corporation (the “Fund”) was organized as a Maryland corporation on June 9,
2015, and is registered under the Investment Company Act of 1940, as amended
(the “1940 Act”), as a non-diversified closed-end management investment company.
The investment adviser to the Fund is RiverNorth Capital Management, LLC (the
“Adviser”).
Prior to the Funds commencement of
operations on September 22, 2016, the only activity of the Fund was the sale and
issuance of 4,000 shares for $100,000 to the Adviser. The proceeds in the Fund
were held in cash.
The investment objective of the Fund is
to seek a high level of current income. The Fund will seek to achieve its
investment objective by investing, directly or indirectly, at least 80% of its
Managed Assets (the total assets of the Fund, including assets attributable to
leverage, minus liabilities (other than debt representing leverage and any
preferred stock that may be outstanding)) in marketplace lending investments.
2. SIGNIFICANT
ACCOUNTING POLICIES
The following is a summary of
significant accounting policies followed by the Fund in preparation of its
financial statements. The policies are in conformity with accounting principles
generally accepted in the United States of America (“U.S. GAAP”). The Fund is an
investment company and, accordingly, follows the investment company accounting
and reporting guidance of the Financial Accounting Standards Board Accounting
Standards Codification Topic 946.
Use of Estimates: The preparation of the financial statements in accordance
with U.S. GAAP requires management to make estimates and assumptions that affect
the reported amounts of assets and liabilities at the date of the financial
statements. The Fund believes that these estimates utilized in preparing the
financial statements are reasonable and prudent; however, actual results could
differ from these estimates. In the normal course of business, the Fund enters
into contracts that contain a variety of representations which provide general
indemnifications. The Fund’s maximum exposure under these arrangements is
unknown as this would involve future claims that may be made against the Fund
that have not yet occurred. However, the Fund expects the risk of loss to be
remote
Principal Investment
Risks: All investment companies carry a
certain amount of risk. For more information on the related risks of investing
in the Fund please refer to the prospectus.
Federal Income
Taxes: The Fund intends to elect to be
treated as, and to qualify each year for special tax treatment afforded to, a
regulated investment company (“RIC”) under Subchapter M of the Internal Revenue
Code (“IRC”). In order to qualify as a RIC, the Fund must, among other things,
satisfy income, asset diversification and distribution requirements. As long as
it so qualifies, the Fund will not be subject to U.S. federal income tax to the
extent that it distributes annually its investment company taxable income (which
includes ordinary income and the excess of net short-term capital gain over net
long-term capital loss) and its “net capital gain” (i.e., the excess of net
long-term capital gain over net short-term capital loss). The Fund intends to
distribute at least annually substantially all of such income and gain. If the
Fund retains any investment company taxable income or net capital gain, it will
be subject to U.S. federal income tax on the retained amount at regular
corporate tax rates. In addition, if the Fund fails to qualify as a RIC for any
taxable year, it will be subject to U.S. federal income tax on all of its income
and gains at regular corporate tax rates.
Semi-Annual Report |
December 31, 2016
73
RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
Distributions to
Shareholders: Distributions to shareholders,
which are determined in accordance with income tax regulations, are recorded on
the ex-dividend date. The treatment for financial reporting purposes of
distributions made to shareholders during the year from net investment income or
net realized capital gains may differ from their ultimate treatment for federal
income tax purposes. These differences are caused primarily by differences in
the timing of recognition of certain components of income, expense or realized
capital gain for federal income tax purposes. Where such differences are
permanent in nature, they are reclassified in the components of the net assets
based on their ultimate characterization for federal income tax purposes. Any
such reclassification will have no effect on net assets, results of operations
or net asset values per share of the Fund.
Marketplace Lending: Marketplace lending, which is sometimes referred to as
peer-to-peer lending, online lending or alternative lending, is a method of
financing in which a marketplace lending platform facilitates the borrowing and
lending of money while generally not relying on deposits for capital to fund
loans. It is considered an alternative to more traditional debt financing done
through a bank. There are several different models of marketplace lending but,
very generally, a platform typically matches consumers, small or medium-sized
businesses or other types of borrowers with investors that are interested in
gaining investment exposure to the loans made to such borrowers. Prospective
borrowers must disclose or otherwise make available to the platform operator
certain financial and other information including, for example, the borrower’s
credit score (as determined by a credit reporting agency), income,
debt-to-income ratio, credit utilization, employment status, homeownership
status, number of existing credit lines, intended use of funds and the number
and/ or amount of recent payment defaults and delinquencies, certain of which
information is then made available to prospective lenders. Often, platforms
charge fees to borrowers to cover these screening and administrative costs.
Based on this and other relevant supplemental information, the platform usually
assigns its own credit rating to the borrower and sets the interest rate for the
requested borrowing. The platform uses the information provided by the borrower
(along with other relevant data such as the characteristics of the loan) to
assign its own credit rating (in the case of most consumer platforms) and the
interest rate for the requested loan. In some cases, a platform partners with a
bank to originate a loan to a borrower, after which the bank sells the loan to
the platform; alternatively, some platforms may originate loans themselves. Some
investors, including the Fund, may not review the particular characteristics of
the loans in which they invest at the time of investment, but rather negotiate
in advance with platforms the general criteria of the investments.
Platforms may set minimum eligibility
standards for borrowers to participate in marketplace lending arrangements and
may limit the maximum permitted borrowings. Depending on the purpose and nature
of the loan, its term may, for example, be as short as six months or shorter, or
as long as five years. Set forth below is additional information about some of
the Fund’s marketplace lending-related investments.
Whole Loans: When the Fund invests directly or indirectly in whole loans,
it will typically purchase all rights, title and interest in the loans pursuant
to a loan purchase agreement directly from the platform or its affiliate. The
platform or a third-party servicer typically continues to service the loans,
collecting payments and distributing them to investors, less any servicing fees
assessed against the Fund, and the servicing entity typically will make all
decisions regarding acceleration or enforcement of the loans following any
default by a borrower. The Fund expects to have a backup servicer in case any
platform or affiliate of the platform ceases or fails to perform these servicing
functions. The Fund, as an investor in a whole loan, would be entitled to
receive payment only from the borrower
74
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RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
and/or any guarantor, and would not be
able to recover any deficiency from the platform, except under very narrow
circumstances, which may include fraud by the borrower in some cases. As
described above, the whole loans in which the Fund may invest may be secured or
unsecured.
Investment Income: Dividend income is recognized on the ex-dividend date. Other
income includes incentive payments received by the Fund with respect to the
purchase of loans. Aggregate incentive payments were calculated based on volume
of loans purchased over a fixed period of time. Interest income is recognized on
an accrual basis to the extent that such amounts are expected to be collected
and include amortization/ accretion of premiums or discounts. The Adviser
generally deems a whole loan to have defaulted if the borrower has not made a
payment sixty days from the last scheduled payment date.
Investment
Transactions: Investment transactions are
recorded on the trade date.
Offering Costs: Offering costs are amortized to expense over a 12 month
period on a straight-line basis.
New Accounting
Pronouncements: In October 2016, the U.S.
Securities and Exchange Commission adopted new rules and amended existing rules
(together, “final rules”) intended to modernize the reporting and disclosure of
information by registered investment companies. In part, the final rules amend
Regulation S-X and require standardized, enhanced disclosure about derivatives
in investment company financial statements, as well as other amendments. The
compliance date for the amendments to Regulation S-X is August 1, 2017.
Management is currently evaluating the impact that the adoption of the
amendments to Regulation S-X will have on the financial statements and related
disclosures.
3. SECURITIES VALUATION AND FAIR VALUE
MEASUREMENTS
Fair value is defined as the price that
a Fund might reasonably expect to receive upon selling an investment in a timely
transaction to an independent buyer in the principal or most advantageous market
of the investment. US GAAP establishes a three-tier hierarchy to maximize the
use of observable market data and minimize the use of unobservable inputs and to
establish classification of fair value measurements for disclosure
purposes.
Inputs refer broadly to the assumptions
that market participants would use in pricing the asset or liability, including
assumptions about risk, for example, the risk inherent in a particular valuation
technique used to measure fair value including using such a pricing model and/or
the risk inherent in the inputs to the valuation technique. Inputs may be
observable or unobservable. Observable inputs are inputs that reflect the
assumptions market participants would use in pricing the asset or liability
developed based on market data obtained from sources independent of the
reporting entity. Unobservable inputs are inputs that reflect the reporting
entity’s own assumptions about the assumptions market participants would use in
pricing the asset or liability developed based on the best information available
in the circumstances.
Various inputs are used in determining
the value of the Fund’s investments. These inputs are summarized in the three
broad levels listed below.
●
Level 1 – Unadjusted quoted
prices in active markets for identical, unrestricted assets or liabilities
that the Fund has the ability to access at the measurement
date;
Semi-Annual Report | December 31,
2016
75
RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
●
Level 2 – Quoted prices which are
not active, quoted prices for similar assets or liabilities in active
markets or inputs other than quoted prices that are observable (either
directly or indirectly) for substantially the full term of the asset or
liability; and
●
Level 3 – Significant
unobservable prices or inputs (including the Fund’s own assumptions in
determining the fair value of investments) where there is little or no
market activity for the asset or liability at the measurement
date.
The inputs used to measure fair value
may fall into different levels of the fair value hierarchy. In such cases, for
disclosure purposes, the level in the fair value hierarchy within which the fair
value measurement falls in its entirety, is determined based on the lowest level
input that is significant to the fair value measurement in its
entirety.
Marketplace loans, as an asset class,
are not presently traded on a developed secondary market. Therefore, market
quotations are not available. Accordingly, all marketplace loans are fair valued
as determined in good faith by the Adviser or Valuation Committee (the
“Committee”) pursuant to policies and procedures approved by the Board of
Directors (the “Board”) and subject to the Board’s oversight. A discounted cash
flow model is used to arrive at a value for each marketplace loan held in the
Fund’s portfolio. Discounted cash flow is a valuation technique that provides an
estimation of the fair value of an asset based on expectations about cash flows
that a marketplace loan would generate over time. A discounted cash flow model
begins with an estimation of periodic cash flows expected to be generated over a
discrete period of time (generally the time remaining until maturity of the
loan). The estimated cash flows for each interval period (generally monthly) are
then converted to their present value equivalent using a rate of return
appropriate for the risk of achieving projected cash flows. Although not
exhaustive, discounted cash flow models factor in borrower level data. Loans
made to small businesses may incorporate different factors.
The Adviser or the Committee will
generate its own models in addition to relying on good faith opinions on
valuation supplied by a third party pricing service. Any inconsistencies in the
models or the resulting prices outside established tolerances are resolved by
the Adviser or the Committee and the Adviser or the Committee ultimately
determines the value of each loan daily under supervision of the Board and
pursuant to policies and procedures approved by the Board. The Adviser or the
Committee may escalate unresolved or material differences in valuation estimates
or matters not covered by these valuation procedures to the Board for a
determination of the appropriate process.
The Board will initially and
periodically review the inputs, methods, models and assumptions used by the
Adviser or the Committee or the third-party pricing service in determining if
the processes are suitable for marketplace loans. The Board will further
consider how changes in the markets may affect the factors utilized in the
models and the frequency of reevaluation.
The following is a summary of the
inputs used at December 31, 2016 involving the Fund’s assets and
liabilities:
Valuation Inputs
Investments in Securities at Value*
Level
1
Level 2
Level 3
Total
Whole Loans
Consumer
Loans
$
–
$
–
$
12,842,183
$
12,842,183
Small Business
Loans
–
–
9,389,462
9,389,462
Total
$
–
$
–
$
22,231,645
$
22,231,645
*
Refer to the Fund’s Schedule
of Investments for a listing of securities by
type.
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RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
The changes of the fair value of
investments for which the Fund has used Level 3 inputs to determine the fair
value are as follows:
Net Change
in
Unrealized
Appreciation/
(Depreciation)
Included in
the
Statement
of
Operations
Attributable
to Level
3
Change
in
Balance
Investments
Balance as
of
Accrued
Realized
Unrealized
Transfer
Transfer
as of
Held
at
Investments
in
September
22,
Discount/
Gain/
Appreciation/
Paydown
Sales
into
out
of
December
31,
December
31,
Securities
2016(a)
Premium
(Loss)
(Depreciation)
Purchases
Proceeds
Proceeds
Level 3
Level 3
2016
2016
Marketplace
Loans
$
–
$
–
$
–
$
(66,315
)
$
24,677,286
$
(2,379,326
)
$
–
$
–
$
–
$
22,231,645
$
(66,315
)
Total
$
–
$
–
$
–
$
(66,315
)
$
24,677,286
$
(2,379,326
)
$
–
$
–
$
–
$
22,231,645
$
(66,315
)
(a)
Commencement of
operations.
The table below provides additional
information about the Level 3 Fair Value Measurements as of December 31,
2016:
Quantitative Information about Level
3 Fair Value Measurements
Fair Value
at
Type of
December
31,
Valuation
Unobservable
Weighted
Security
Industry
2016
Techniques
Inputs
Range
Average
Consumer Loans
Financial
$
12,842,183
Discounted
Loss-Adjusted
2.71%-16.60%;
7.36
%;
Services
Cash Flow
Discount Rate;
Projected Loss
0.98%-79.19%
8.01
%
Rate
Small Business
Financial
$
9,389,462
Discounted
Loss-Adjusted
3.44%-27.86%;
13.54
%;
Loans
Services
Cash Flow
Discount Rate;
Projected Loss
0.44%-22.20%
4.64
%
Rate
It is the Fund’s policy to recognize
transfers into and out of all levels at the end of the reporting
period.
There were no transfers into and out of
Levels 1, 2, and 3 during the current period presented.
4. INVESTMENT ADVISORY FEE AND OTHER TRANSACTIONS WITH
AFFILIATES
The Adviser serves as the investment
adviser to the Fund. For its services under the Investment Advisory Agreement,
the Fund pays the Adviser a monthly management fee computed at the annual rate
of 1.25% of the average monthly Managed Assets. The Adviser has agreed to waive
a portion of such management fee for the first two years of the Investment
Advisory Agreement and, therefore, the Fund will pay a monthly management fee
computed at an annual rate of 0.95% of the average monthly Managed Assets for
such two year period. “Managed Assets” means the total assets of the Fund,
including assets attributable to leverage, minus liabilities (other than debt
representing leverage and any preferred stock that may be outstanding). In
addition to the
Semi-Annual Report | December 31,
2016
77
RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
monthly advisory fee, the Fund pays all
other costs and expenses of its operations, including, but not limited to,
compensation of its directors (other than those affiliated with the Adviser),
custodial expenses, transfer agency and dividend disbursing expenses, legal
fees, expenses of independent auditors, expenses of repurchasing shares,
expenses of any leverage, expenses of preparing, printing and distributing
prospectuses, shareholder reports, notices, proxy statements and reports to
governmental agencies, and taxes, if any. In addition, the Adviser has agreed to
waive or reimburse expenses of the Fund (other than brokerage fees and
commissions; loan servicing fees; borrowing costs such as (i) interest and (ii)
dividends on securities sold short; taxes; indirect expenses incurred by the
underlying funds in which the Fund may invest; the cost of leverage; and
extraordinary expenses) to the extent necessary to limit the Fund’s total annual
operating expenses at 1.95% of the average daily Managed Assets for that period.
The Adviser may recover from the Fund expenses reimbursed for three years after
the date of the payment or waiver if the Fund’s operating expenses, including
the recovered expenses, falls below the expense cap. As of December 31, 2016,
the Adviser has $670,569 in total organizational and operating expenses subject
to recoupment.
U.S. Bancorp Fund Services, LLC
(“USBFS”) provides the Fund with fund administration and fund accounting
services.
DST Systems, Inc. serves as transfer,
dividend paying and shareholder servicing agent for the Fund (“Transfer
Agent”).
Officers of the Fund and Directors who
are “interested persons” of the Fund or the Adviser received no salary or fees
from the Fund. Each Director who is not an “interested person” received a fee of
$16,500 per year plus $1,500 per meeting attended. In addition, the lead
Independent Director receives $250 annually, the Chair of the Audit Committee
receives $500 annually, and the Chair of the Nominating and Corporate Governance
Committee receives $250 annually. The Fund reimburses each Director and Officer
for his or her travel and other expenses relating to the attendance at such
meetings.
5. FEDERAL INCOME TAXES
It is the Fund’s policy to meet the
requirements of the Internal Revenue Code applicable to regulated investment
companies, and to distribute all of their taxable net income to their
shareholders. In addition, the Fund intends to pay distributions as required to
avoid imposition of excise tax. Therefore, no federal income tax provision is
required.
The amount and character of income and
capital gain distributions to be paid, if any, are determined in accordance with
federal income tax regulations, which may differ from U.S. generally accepted
accounting principles. These differences are primarily due to difference in the
timing and recognition of gains or losses on investments. Permanent book and tax
basis differences, if any, may result in reclassifications to undistributed net
investment income (loss), undistributed net realized gain (loss) and additional
paid-in capital.
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RiverNorth Marketplace Lending
Corporation
Notes to Financial Statements
December 31, 2016
(Unaudited)
As of December 31, 2016, net unrealized
appreciation (depreciation) of investments based on federal tax costs was as
follows:
Net
Unrealized
Gross
Appreciation
Gross Depreciation
(excess
Appreciation/
Cost of Investments
for
(excess of value over tax)
of tax cost over value)
(Depreciation)
Income Tax Purposes
$60,794
$(127,109)
$(66,315)
$22,297,960
6. INVESTMENT TRANSACTIONS
Investment transactions for the period
ended December 31, 2016, excluding U.S. Government Obligations and short-term
investments, were as follows:
Purchases of Securities
Proceeds from Sales of
Securities
$24,677,286
$2,379,326
7. INDEMNIFICATIONS
Under the Fund’s organizational
documents, its officers and Directors are indemnified against certain liability
arising out of the performance of their duties to the Fund. Additionally, in the
normal course of business, the Fund enters into contracts with service providers
that may contain general indemnification clauses. The Fund’s maximum exposure
under these arrangements is unknown, as this would involve future claims that
may be made against the Fund that have not yet occurred.
8. CAPITAL SHARE
TRANSACTIONS
Period
Ended
December 31, 2016(1)
Shares sold
1,154,045
Shares issued to holders in reinvestment of
dividends
–
Shares redeemed
–
Net increase in shares
1,154,045
Shares
outstanding:
Beginning of period
4,000
End of period
1,158,045
(1)
The Fund commenced operations
on September 22, 2016.
9. SUBSEQUENT EVENTS
The Fund issued a tender offer on
December 12, 2016. Shareholder tenders amounted to approximately $120,226,
redeemable at the January 11, 2017 net asset value, payable on January 12,
2017.
The Fund has performed an evaluation of
subsequent events through the date the financial statements were issued and has
determined that no additional items require recognition or
disclosure.
Semi-Annual Report | December 31,
2016
79
RiverNorth Marketplace Lending
Corporation
Additional
Information
December 31, 2016
(Unaudited)
BOARD APPROVAL OF INVESTMENT MANAGEMENT
AGREEMENT
At an in-person meeting of the Board,
held on September 24, 2015 and called expressly for that purpose, the Board,
including a majority of the Trustees who are not “interested persons” (as
defined in the 1940 Act (the “Independent Trustees”)), considered the approval
of the Management Agreement between the Adviser and the Fund. The Board received
materials compiled by the Adviser and the Fund’s administrator including a copy
of the Management Agreement, the Adviser’s response to a questionnaire regarding
the Adviser’s profitability, management and operations, a copy of the Adviser’s
Form ADV, and certifications regarding the Adviser’s compliance programs. In its
consideration of the Management Agreement, the Board considered information and
materials furnished by the Adviser in advance of and at the meetings and was
afforded the opportunity to request additional information and to ask questions
of the Adviser to obtain information that it believed to be reasonably necessary
to evaluate the terms of the Management Agreement. The Board considered the
following factors, among others, in reaching its determination to approve the
Management Agreement: (i) the nature, extent and quality of the services
provided by the Adviser to the Funds, (ii) the fees and expenses relative to
comparable funds and accounts managed by the Adviser, (iii) the extent to which
economies of scale will be realized by each Fund as it grows, and (iv) the costs
of the services provided and the profits to be realized by the Adviser and any
of its affiliates from the relationship with the Fund.
The Board did not consider any single
factor as controlling in determining whether or not to approve the Management
Agreement.
The Board reviewed and considered the
nature and extent of the investment advisory services proposed to be provided by
the Adviser to the Fund under the Management Agreement. The Board considered the
Fund’s investment objective and policies, and the types of investments to be
made. The Board also reviewed and considered the qualifications of the portfolio
managers, and other key personnel who provide the investment advisory services
to the Fund. The Board determined that the portfolio managers and key personnel
are well qualified by education and/or training and experience to perform the
services in an efficient and professional manner. The Board also took into
account the Adviser’s investment advisory services to be rendered to the Fund,
including the manner in which investment decisions are to be made and executed.
The Board noted that the Fund is new and therefore has no performance history.
The Board concluded that the overall quality of the advisory services to be
provided by the Adviser was satisfactory.
The Board reviewed the advisory fee
rates and expected total expense ratio of the Fund versus advisory fees charged
to other comparative investment vehicles and accounts managed by the Adviser.
The Board noted that the management fee to be charged to the Fund was higher
than the contractual management fee paid by a majority of the comparative funds
without taking into consideration the performance fees assessed on several of
the comparative funds. It was noted that the Fund was one of the first of its
kind to be registered under the 1940 Act and that the comparative funds were not
identical in structure and investment type but were provided as a relative
comparison. The Board noted that the Adviser had also proposed a contractual fee
waiver with respect to the Fund. The Board concluded that the advisory fees to
be paid by the Fund were reasonable and satisfactory in light of the services
proposed to be provided to the Fund.
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RiverNorth Marketplace Lending
Corporation
Additional
Information
December 31, 2016
(Unaudited)
The Board reviewed a profitability
analysis prepared by the Adviser at various assets levels with respect to
management of the Fund and concluded that the expected profit margin of the
Adviser with respect to its management of the Fund was reasonable. The Board
also reviewed the structure of the investment management fees, noting that the
Fund is new, and therefore the Adviser could not determine when or if economies
of scale may be achieved.
Based upon such information as they
considered necessary to the exercise of their reasonable business judgment, the
Trustees, including all of the Independent Trustees, concluded that it was in
the best interests of the Fund to enter into the Management Agreement with the
Adviser for two-year period.
PROXY VOTING POLICY
The Board of Directors of the Fund has
delegated the voting of proxies for Fund securities to the Adviser pursuant to
the Adviser’s proxy voting policies and procedures. Under these policies and
procedures, the Adviser will vote proxies related to Fund securities in the best
interest of the Fund and its shareholders.
The Fund has not yet been required to
file a Form N-PX disclosing its proxy voting record. Once the Fund has made that
initial filing for the period ending June 30, 2017, it will be required to make
such filings on an annual basis and information regarding how the Fund voted
proxies will be available without charge by (1) calling the Fund at (888)
848-7569 and (2) from Form N-PX filed by the Fund with the Securities and
Exchange Commission (“SEC”) on the SEC’s website at www.sec.gov.
Semi-Annual Report | December 31,
2016
81
RiverNorth Marketplace Lending
Corporation
Additional
Information
December 31, 2016
(Unaudited)
PORTFOLIO HOLDINGS DISCLOSURE
POLICY
The Fund files a complete schedule of
investments with the SEC for the first and third quarter of each fiscal year on
Form N-Q. The Fund’s first and third quarters end on March 31 and September 30.
The Form N-Q filing must be made within 60 days of the end of the quarter, and
the Fund’s first Form N-Q was filed with the SEC on November 29, 2016. The
Fund’s Form N-Q are available on the SEC’s website at www.sec.gov, or they may
be reviewed and copied at the SEC’s Public Reference Room in Washington, DC
(call 1-800-732-0330 for information on the operations of the Public Reference
Room). You may also obtain copies by calling the Fund at
1-888-848-7569.
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www.rivernorth.com
Board of Directors Patrick W. Galley, CFA, Chairman James G. Kelley John S.
Oakes Fred G.
Steingraber John K. Carter
Investment
Adviser RiverNorth Capital
Management, LLC
Fund
Administrator US Bancorp Fund
Services, LLC
Transfer
Agent DST Systems,
Inc.
Valuation
Agent Duff &
Phelps
Auditor KPMG
LLP
Custodians Millennium Trust Company U.S.
Bancorp Fund Services, LLC
Distributor Quasar
Distributors, LLC
This
report is provided for the general information of the shareholders of
RiverNorth Marketplace Lending Corporation. This report is not intended
for distribution to prospective investors in the Fund, unless preceded or
accompanied by an effective
prospectus.
Item 2. Code of
Ethics.
A copy of the registrant’s Code of Ethics is
filed herewith.
Item 3. Audit Committee Financial
Expert.
Not applicable for semi-annual reports.
Item 4. Principal Accountant Fees
and Services.
Not applicable for semi-annual reports.
Item 5. Audit Committee of Listed
Registrants.
Not applicable for semi-annual reports.
Item 6.
Investments.
(a)
Schedule of Investments is included as
part of the report to shareholders filed under Item 1 of this Form.
(b)
Not applicable.
Item 7. Disclosure of Proxy Voting
Policies and Procedures for Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 8. Portfolio Managers of
Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 9. Purchases of Equity
Securities by Closed-End Management Investment Company
and Affiliated
Purchasers.
Period
(a)
Total Number of
Shares (or Units)
Purchased
(b)
Average Price Paid per Share (or Unit)
(c)
Total Number of
Shares (or Units)
Purchased as Part
of Publicly
Announced Plans
or Programs
(d)
Maximum Number
(or Approximate
Dollar Value) of
Shares (or Units)
that May Yet Be
Purchased Under
the Plans or
Programs
Month #1
0
0
0
0
9/22/16 – 9/30/16
Month #2
0
0
0
0
10/1/16 – 10/31/16
Month #3
0
0
0
0
11/1/16 – 11/30/16
Month #4
0
0
0
0
12/1/16 – 12/31/16
Total
0
0
0
0
2
Item 10. Submission of Matters to a
Vote of Security Holders.
None.
Item 11. Controls and
Procedures.
(a)
The Registrant’s President and Chief Financial Officer
have reviewed the Registrant's disclosure controls and procedures (as
defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the
“Act”)) as of a date within 90 days of the filing of this report, as
required by Rule 30a-3(b) under the Act and Rules 13a-15(b) or 15d-15(b)
under the Securities Exchange Act of 1934. Based on their review, such
officers have concluded that the disclosure controls and procedures are
effective in ensuring that information required to be disclosed in this
report is appropriately recorded, processed, summarized and reported and
made known to them by others within the Registrant and by the Registrant’s
service provider.
(b)
There were no changes in the Registrant's internal
control over financial reporting (as defined in Rule 30a-3(d) under the
Act) that occurred during the second fiscal quarter of the period covered
by this report that has materially affected, or is reasonably likely to
materially affect, the Registrant's internal control over financial
reporting.
Item 12.
Exhibits.
(a)
(1) Any code of ethics or amendment thereto, that is the subject of the
disclosure required by Item 2, to the extent that the Registrant intends
to satisfy Item 2 requirements through filing of an exhibit.
Filed herewith.
(2) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of
2002. Filed herewith.
(3) Any written solicitation to purchase securities under Rule 23c-1
under the Act sent or given during the period covered by the report by or
on behalf of the Registrant to 10 or more persons. None.
(b)
Certification pursuant to Section
906 of the Sarbanes-Oxley Act of 2002. Furnished herewith.
3
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934 and the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant)
RiverNorth Marketplace Lending Corporation
By (Signature and Title)
/s/ Patrick W. Galley
Patrick W. Galley,
President
Date
March 10, 2017
Pursuant to the requirements of the
Securities Exchange Act of 1934 and the Investment Company Act of 1940, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
By (Signature and Title)
/s/ Patrick W. Galley
Patrick W. Galley,
President
Date
March 10, 2017
By (Signature and Title)
/s/ Jonathan M. Mohrhardt
Jonathan M. Mohrhardt, Chief Financial
Officer and Treasurer
