UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF
REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number
811-23067
RiverNorth Marketplace Lending Corporation
(Exact name of registrant as specified in charter)
325 North LaSalle Street, Suite 645,
Chicago, Illinois 60654
(Address of principal executive offices) (Zip code)
Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
(Name and address of agent for service)
(312)832-1440
Registrant's telephone
number, including area code
Date of fiscal year end:
June 30, 2017
Date of reporting period:
December 31, 2016
Item 1. Reports to
Stockholders.
OPPORTUNISTIC INVESTMENT
STRATEGIES |

|
Semi-Annual Report RIVERNORTH MARKETPLACE LENDING
CORPORATION
RMPLX
|
Investment Adviser:
RiverNorth Capital Management, LLC 325 N. LaSalle Street, Suite 645 Chicago, IL 60654
rivernorth.com |
 |
RiverNorth Marketplace Lending
Corporation |
Table of
Contents |
|
|
|
|
Disclosure of
Fund Expenses |
2 |
|
|
|
|
Schedule of
Investments |
3 |
|
|
|
|
Statement of
Assets and Liabilities |
68 |
|
|
|
|
Statement of
Operations |
69 |
|
|
|
|
Statement of
Changes in Net Assets |
70 |
|
|
|
|
Statement of
Cash Flows |
71 |
|
|
|
|
Financial
Highlights |
72 |
|
|
|
|
Notes to
Financial Statements |
73 |
|
|
|
|
Additional
Information |
80 |
RiverNorth Marketplace Lending
Corporation |
Disclosure of Fund
Expenses |
|
December 31, 2016
(Unaudited) |
Expense Example
As a shareholder of the RiverNorth Marketplace Lending
Corporation (the Fund), you incur two types of costs: (1) transaction costs;
and (2) ongoing costs, including management fees, service fees on marketplace
loans and other Fund expenses. This example is intended to help you understand
your ongoing costs (in dollars) of investing in the Fund and to compare these
costs with the ongoing costs of investing in other mutual funds. The Example is
based on an investment of $1,000 invested at the beginning of the period,
September 22, 2016 and held through the period ended December 31,
2016.
Actual Expenses
The first line of the table below provides information about
actual account values and actual expenses. You may use the information in this
line, together with the amount you invested, to estimate the expenses that you
paid over the period. Simply divide your account value by $1,000 (for example,
an $8,600 account value divided by $1,000 = 8.6), then multiply the result by
the number in the first line under the heading entitled Expenses Paid During
Period to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison
Purposes
The second line of the table
below provides information about hypothetical account values and hypothetical
expenses based on the Funds actual expense ratio and an assumed rate of return
of 5% per year before expenses, which is not the Funds actual return. The
hypothetical account values and expenses may not be used to estimate the actual
ending account balance or expenses you paid for the period. You may use this
information to compare the ongoing costs of investing in the Fund and other
funds. To do so, compare these 5% hypothetical examples with the 5% hypothetical
examples that appear in the shareholder reports of other funds.
|
|
Beginning |
|
Ending |
|
|
|
Expenses |
|
|
Account
Value |
|
Account
Value |
|
Expense |
|
Paid
During |
|
|
09/22/2016(a) |
|
12/31/2016 |
|
Ratio(b) |
|
Period(c) |
RiverNorth Marketplace Lending Corporation |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$1,014.20 |
|
2.89% |
|
$8.05 |
Hypothetical
(5% return |
|
|
|
|
|
|
|
|
before
expenses) |
|
$1,000.00 |
|
$1,005.84 |
|
2.89% |
|
$8.02 |
(a) |
Commencement of operations |
(b) |
Annualized, based on the Funds most recent fiscal
period expenses. |
(c) |
Expenses are equal to the Funds annualized ratio
multiplied by the average account value over the period, multiplied by the
number of days in the most recent fiscal period (101), then divided by
365. Note this expense example is typically based on a six-month
period. |
2 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
WHOLE LOANS -
76.19% |
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Loans -
44.01% |
|
|
|
|
|
|
|
|
|
|
|
|
|
224565, 7.4%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
$ |
98,246 |
|
$ |
98,246 |
|
$ |
98,062 |
224570, 7.65%, 10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
9,597 |
|
|
9,597 |
|
|
9,578 |
225203, 8.85%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
46,417 |
|
|
46,417 |
|
|
46,319 |
225680, 8.85%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
29,474 |
|
|
29,474 |
|
|
29,412 |
225731, 8.4%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
27,575 |
|
|
27,575 |
|
|
27,521 |
225868, 8.85%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
44,241 |
|
|
44,241 |
|
|
44,148 |
225883, 7.85%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
32,100 |
|
|
32,100 |
|
|
32,033 |
225895, 6.41%, 10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
25,306 |
|
|
25,306 |
|
|
25,259 |
226395, 6.28%,
10/1/2019(a) |
|
Sofi |
|
10/25/2016 |
|
|
11,859 |
|
|
11,859 |
|
|
11,837 |
226435, 8.28%, 10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
14,616 |
|
|
14,616 |
|
|
14,589 |
226454, 4.72%,
10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
57,594 |
|
|
57,594 |
|
|
57,485 |
226552, 7.4%, 10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
19,613 |
|
|
19,613 |
|
|
19,576 |
226600, 6.28%,
10/1/2019(a) |
|
Sofi |
|
10/25/2016 |
|
|
19,733 |
|
|
19,733 |
|
|
19,696 |
226606, 5.4%, 10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
|
14,159 |
|
|
14,159 |
|
|
14,133 |
226654, 7.65%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
48,574 |
|
|
48,574 |
|
|
48,478 |
226686, 6.64%, 10/1/2019(a) |
|
Sofi |
|
10/25/2016 |
|
|
10,488 |
|
|
10,488 |
|
|
10,467 |
226744, 7.65%,
10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
34,002 |
|
|
34,002 |
|
|
33,935 |
226753, 6.41%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
77,672 |
|
|
77,672 |
|
|
77,527 |
226927, 4.72%,
10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
97,017 |
|
|
97,017 |
|
|
96,835 |
226958, 7.65%, 10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
29,300 |
|
|
29,300 |
|
|
29,242 |
227105, 7.27%,
10/1/2021(a) |
|
Sofi |
|
10/25/2016 |
|
|
96,447 |
|
|
96,447 |
|
|
96,266 |
227112, 7.4%, 10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
98,064 |
|
|
98,064 |
|
|
97,881 |
227153, 8.4%,
10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
48,562 |
|
|
48,562 |
|
|
48,466 |
227217, 9.45%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
22,560 |
|
|
22,560 |
|
|
22,509 |
227278, 5.4%,
10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
|
56,899 |
|
|
56,899 |
|
|
56,792 |
227533, 6.41%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
4,853 |
|
|
4,853 |
|
|
4,844 |
227552, 6.99%,
10/1/2019(a) |
|
Sofi |
|
10/25/2016 |
|
|
17,086 |
|
|
17,086 |
|
|
17,050 |
227562, 8.4%, 10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
29,999 |
|
|
29,999 |
|
|
29,940 |
227567, 6.64%,
10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
|
13,524 |
|
|
13,524 |
|
|
13,497 |
227680, 7.65%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
10,800 |
|
|
10,800 |
|
|
10,778 |
227722, 8.85%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
|
20,010 |
|
|
20,010 |
|
|
19,968 |
227729, 8.4%, 10/1/2023(a) |
|
Sofi |
|
10/25/2016 |
|
|
49,038 |
|
|
49,038 |
|
|
48,941 |
227730, 3.41%,
10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
|
5,678 |
|
|
5,678 |
|
|
5,667 |
227818, 7.85%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
8,742 |
|
|
8,742 |
|
|
8,724 |
227824, 4.72%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
|
48,499 |
|
|
48,499 |
|
|
48,408 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
3 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
227869, 7.85%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
26,275 |
|
26,275 |
|
26,220 |
227951, 7.65%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
16,511 |
|
16,511 |
|
16,479 |
228172, 7.27%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
14,236 |
|
14,236 |
|
14,238 |
228276, 8.4%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
49,023 |
|
49,023 |
|
48,926 |
228294, 7.4%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
55,867 |
|
55,867 |
|
55,763 |
228373, 6.99%, 10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
12,333 |
|
12,333 |
|
12,307 |
228424, 8.85%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
35,990 |
|
35,990 |
|
35,914 |
228433, 8.28%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
27,500 |
|
27,500 |
|
27,448 |
228468, 8.85%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
49,032 |
|
49,032 |
|
48,929 |
228479, 9.45%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
33,737 |
|
33,737 |
|
33,662 |
228944, 7.4%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
54,941 |
|
54,941 |
|
54,838 |
228957, 9.45%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
31,377 |
|
31,377 |
|
31,307 |
228994, 4.72%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
22,437 |
|
22,437 |
|
22,394 |
228996, 8.28%, 10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
57,826 |
|
57,826 |
|
57,718 |
229020, 4.72%,
10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
48,538 |
|
48,538 |
|
48,447 |
229153, 6.41%, 10/1/2021(a) |
|
Sofi |
|
10/21/2016 |
|
72,766 |
|
72,766 |
|
72,630 |
229200, 8.85%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
15,685 |
|
15,685 |
|
15,652 |
229252, 6.99%, 10/1/2019(a) |
|
Sofi |
|
10/21/2016 |
|
23,711 |
|
23,711 |
|
23,661 |
229323, 8.4%,
10/1/2023(a) |
|
Sofi |
|
10/21/2016 |
|
39,207 |
|
39,207 |
|
39,129 |
686620, 11.21%, 9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
2,917 |
|
2,917 |
|
2,862 |
686626, 10.81%,
9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
18,731 |
|
18,731 |
|
18,565 |
686629, 5.12%, 9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
13,003 |
|
13,003 |
|
13,055 |
686833, 3.15%,
9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
18,452 |
|
18,452 |
|
18,437 |
686848, 5.16%, 9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
18,544 |
|
18,544 |
|
18,730 |
686854, 5.51%,
9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
23,229 |
|
23,229 |
|
23,321 |
686866, 7.17%, 9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
21,216 |
|
21,216 |
|
21,209 |
687025, 4.76%,
9/26/2019(a) |
|
Prosper |
|
09/27/2016 |
|
13,898 |
|
13,898 |
|
14,011 |
687286, 10.28%, 9/27/2019(a) |
|
Prosper |
|
09/28/2016 |
|
14,083 |
|
14,083 |
|
13,917 |
687664, 6.74%,
9/27/2019(a) |
|
Prosper |
|
09/28/2016 |
|
13,953 |
|
13,953 |
|
13,987 |
688204, 7.51%, 9/28/2019(a) |
|
Prosper |
|
09/29/2016 |
|
23,913 |
|
23,913 |
|
24,256 |
688785, 3.79%,
9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
14,408 |
|
14,408 |
|
14,586 |
688788, 7.79%, 9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
13,969 |
|
13,969 |
|
13,986 |
688977, 12.21%,
9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
4,958 |
|
4,958 |
|
1,386 |
688986, 9.72%, 9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
11,230 |
|
11,230 |
|
11,177 |
689010, 5.12%,
9/23/2019(a) |
|
Prosper |
|
09/24/2016 |
|
9,261 |
|
9,261 |
|
9,298 |
689069, 8.29%, 9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
14,518 |
|
14,518 |
|
14,490 |
689071, 13.26%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,840 |
|
9,840 |
|
9,488 |
See Notes to Financial
Statements.
4 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
689072, 9.51%,
9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
9,686 |
|
9,686 |
|
9,602 |
689083, 14.07%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,843 |
|
9,843 |
|
9,485 |
689086, 5.54%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
15,228 |
|
15,228 |
|
15,298 |
689119, 14.12%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
22,313 |
|
22,313 |
|
21,767 |
689122, 9.52%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
13,712 |
|
13,712 |
|
13,565 |
689125, 5.41%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
22,933 |
|
22,933 |
|
22,901 |
689128, 3.18%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
11,383 |
|
11,383 |
|
11,358 |
689134, 6.38%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,073 |
|
19,073 |
|
19,084 |
689137, 9.97%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,694 |
|
14,694 |
|
14,513 |
689140, 3.8%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,160 |
|
14,160 |
|
14,178 |
689143, 12.12%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
24,478 |
|
24,478 |
|
23,966 |
689146, 12.12%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
24,560 |
|
24,560 |
|
24,046 |
689149, 5.34%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,755 |
|
9,755 |
|
9,775 |
689152, 5.14%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
29,315 |
|
29,315 |
|
29,323 |
689155, 4.8%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,526 |
|
9,526 |
|
9,536 |
689158, 4.14%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
15,193 |
|
15,193 |
|
15,267 |
689161, 4.79%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,805 |
|
3,805 |
|
3,828 |
689164, 14.53%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,472 |
|
3,472 |
|
3,371 |
689167, 10.36%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,302 |
|
14,302 |
|
14,041 |
689170, 14.07%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,765 |
|
14,765 |
|
14,227 |
689173, 11.59%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,880 |
|
19,880 |
|
19,548 |
689176, 7.08%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
4,781 |
|
4,781 |
|
4,764 |
689179, 10.83%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
28,746 |
|
28,746 |
|
28,392 |
689182, 9.52%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
11,753 |
|
11,753 |
|
11,627 |
689185, 6.83%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,292 |
|
9,292 |
|
9,261 |
689188, 7.91%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
23,924 |
|
23,924 |
|
23,890 |
689191, 5.93%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,281 |
|
14,281 |
|
14,347 |
689194, 7.81%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,091 |
|
19,091 |
|
19,070 |
689200, 8.3%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,626 |
|
14,626 |
|
14,799 |
689265, 5.52%, 9/26/2019(a) |
|
Prosper |
|
09/27/2016 |
|
11,123 |
|
11,123 |
|
11,197 |
689267, 10.6%,
9/23/2021(a) |
|
Prosper |
|
09/24/2016 |
|
24,230 |
|
24,230 |
|
23,871 |
689272, 10.61%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,697 |
|
14,697 |
|
14,451 |
689281, 14.07%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,765 |
|
14,765 |
|
14,227 |
689311, 5.74%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,514 |
|
19,514 |
|
19,531 |
689314, 5.16%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
6,711 |
|
6,711 |
|
6,720 |
689338, 6.77%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,077 |
|
19,077 |
|
19,063 |
689344, 9.06%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
5,745 |
|
5,745 |
|
5,719 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
5 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
689347, 14.53%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
4,828 |
|
4,828 |
|
4,674 |
689356, 8.54%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,358 |
|
14,358 |
|
14,299 |
689380, 6.38%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
13,915 |
|
13,915 |
|
13,923 |
689386, 13.45%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
1,923 |
|
1,923 |
|
1,888 |
689432, 12.1%,
9/26/2021(a) |
|
Prosper |
|
09/27/2016 |
|
13,622 |
|
13,622 |
|
13,389 |
689434, 7.08%, 10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
6,694 |
|
6,694 |
|
6,671 |
689435, 7.51%,
9/26/2019(a) |
|
Prosper |
|
09/27/2016 |
|
14,012 |
|
14,012 |
|
14,015 |
689695, 5.98%, 10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
6,007 |
|
6,007 |
|
6,016 |
689701, 5.54%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
19,035 |
|
19,035 |
|
19,125 |
689710, 14.53%, 10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
7,242 |
|
7,242 |
|
7,017 |
689740, 8.54%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
19,144 |
|
19,144 |
|
19,070 |
689821, 10.61%, 10/4/2021(a) |
|
Prosper |
|
10/05/2016 |
|
7,838 |
|
7,838 |
|
7,709 |
689860, 6.38%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
20,980 |
|
20,980 |
|
20,996 |
689868, 14.44%, 9/27/2019(a) |
|
Prosper |
|
09/28/2016 |
|
7,105 |
|
7,105 |
|
6,964 |
689920, 4.1%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
7,129 |
|
7,129 |
|
7,134 |
689923, 14.43%, 10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
10,586 |
|
10,586 |
|
10,393 |
690015, 4.72%,
9/28/2019(a) |
|
Prosper |
|
09/29/2016 |
|
14,253 |
|
14,253 |
|
14,432 |
690217, 4.1%, 10/5/2019(a) |
|
Prosper |
|
10/06/2016 |
|
14,248 |
|
14,248 |
|
14,260 |
690397, 7.31%,
10/5/2021(a) |
|
Prosper |
|
10/06/2016 |
|
3,913 |
|
3,913 |
|
3,898 |
690406, 12.26%, 10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
14,755 |
|
14,755 |
|
14,324 |
690472, 9.14%,
10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
17,654 |
|
17,654 |
|
17,277 |
690475, 4.49%, 10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
7,607 |
|
7,607 |
|
7,633 |
690478, 4.79%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
11,416 |
|
11,416 |
|
11,487 |
690580, 10.83%, 10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
19,164 |
|
19,164 |
|
18,941 |
690634, 4.91%,
10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
15,603 |
|
15,603 |
|
15,644 |
690684, 5.95%, 9/29/2019(a) |
|
Prosper |
|
09/30/2016 |
|
3,814 |
|
3,814 |
|
3,832 |
690697, 3.05%,
10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
17,503 |
|
17,503 |
|
17,592 |
690733, 14.53%, 10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
5,794 |
|
5,794 |
|
5,634 |
691054, 6.69%,
10/7/2021(a) |
|
Prosper |
|
10/08/2016 |
|
9,762 |
|
9,762 |
|
9,757 |
691156, 3.85%, 10/7/2019(a) |
|
Prosper |
|
10/08/2016 |
|
18,988 |
|
18,988 |
|
19,051 |
691359, 5.9%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,111 |
|
19,111 |
|
19,076 |
691365, 4.79%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,026 |
|
19,026 |
|
19,139 |
691395, 15%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
12,801 |
|
12,801 |
|
12,305 |
691413, 12.12%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,824 |
|
9,824 |
|
9,619 |
691422, 3.8%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
18,816 |
|
18,816 |
|
18,839 |
691425, 6.19%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,496 |
|
19,496 |
|
19,494 |
691428, 10.61%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,596 |
|
19,596 |
|
19,268 |
See Notes to Financial
Statements.
6 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
691431, 9.14%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,808 |
|
9,808 |
|
9,589 |
691434, 5.98%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,534 |
|
9,534 |
|
9,547 |
691437, 16.5%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
8,869 |
|
8,869 |
|
8,548 |
691440, 4.14%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,246 |
|
14,246 |
|
14,316 |
691443, 5.64%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
24,436 |
|
24,436 |
|
24,426 |
691446, 11.57%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
1,917 |
|
1,917 |
|
1,892 |
691449, 4.1%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
6,178 |
|
6,178 |
|
6,182 |
691452, 5.34%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
8,779 |
|
8,779 |
|
8,798 |
691455, 13.26%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
2,460 |
|
2,460 |
|
2,372 |
691458, 5.93%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
7,616 |
|
7,616 |
|
7,652 |
691461, 12.46%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,419 |
|
14,419 |
|
14,187 |
691464, 4.79%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,026 |
|
19,026 |
|
19,139 |
691467, 11.24%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
6,873 |
|
6,873 |
|
6,724 |
691470, 7.81%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
12,392 |
|
12,392 |
|
12,378 |
691473, 5.16%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
12,863 |
|
12,863 |
|
12,880 |
691476, 5.98%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
10,011 |
|
10,011 |
|
10,024 |
691479, 5.93%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
15,709 |
|
15,709 |
|
15,781 |
691482, 4.14%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
5,503 |
|
5,503 |
|
5,530 |
691485, 3.55%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,237 |
|
14,237 |
|
14,279 |
691496, 7.31%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,783 |
|
9,783 |
|
9,739 |
691499, 7.56%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
11,478 |
|
11,478 |
|
11,428 |
691538, 3.85%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
5,222 |
|
5,222 |
|
5,237 |
691539, 3.85%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,241 |
|
14,241 |
|
14,284 |
691542, 5.54%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,035 |
|
19,035 |
|
19,123 |
691544, 3.85%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,494 |
|
9,494 |
|
9,523 |
691547, 5.55%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
7,625 |
|
7,625 |
|
7,635 |
691550, 14.53%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,532 |
|
3,532 |
|
3,421 |
691553, 5.74%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,635 |
|
14,635 |
|
14,648 |
691559, 6.77%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,815 |
|
3,815 |
|
3,813 |
691562, 3.18%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
8,822 |
|
8,822 |
|
8,803 |
691565, 4.91%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
34,081 |
|
34,081 |
|
34,152 |
691568, 10%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
13,344 |
|
13,344 |
|
13,025 |
691569, 5.18%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,276 |
|
14,276 |
|
14,394 |
691571, 5.64%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
24,436 |
|
24,436 |
|
24,426 |
691574, 3.18%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
13,381 |
|
13,381 |
|
13,352 |
691577, 3.8%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,503 |
|
9,503 |
|
9,515 |
691580, 10.2%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,160 |
|
19,160 |
|
18,980 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
7 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
691583, 9.52%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
31,341 |
|
31,341 |
|
31,006 |
691586, 5.54%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
23,827 |
|
23,827 |
|
23,936 |
691589, 6.31%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
11,428 |
|
11,428 |
|
11,480 |
691590, 16.5%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
9,871 |
|
9,871 |
|
9,514 |
691592, 6.44%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,339 |
|
14,339 |
|
14,317 |
691595, 12.42%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,851 |
|
3,851 |
|
3,755 |
691598, 7.08%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
30,600 |
|
30,600 |
|
30,489 |
691601, 15.87%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,693 |
|
9,693 |
|
9,405 |
691604, 5.93%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
20,945 |
|
20,945 |
|
21,042 |
691607, 7.81%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
33,409 |
|
33,409 |
|
33,372 |
691611, 10.61%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
11,758 |
|
11,758 |
|
11,561 |
691614, 4.94%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
14,616 |
|
14,616 |
|
14,688 |
691617, 5.64%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,549 |
|
19,549 |
|
19,541 |
691620, 4.49%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
9,509 |
|
9,509 |
|
9,538 |
691623, 4.73%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,004 |
|
19,004 |
|
19,100 |
691626, 6.38%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,295 |
|
14,295 |
|
14,303 |
691668, 13.12%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
21,621 |
|
21,621 |
|
21,091 |
691677, 12.12%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
5,322 |
|
5,322 |
|
5,211 |
691679, 5.93%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,186 |
|
14,186 |
|
14,251 |
691683, 7.32%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
11,451 |
|
11,451 |
|
11,443 |
691689, 14.43%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
3,877 |
|
3,877 |
|
3,805 |
691692, 4.49%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,264 |
|
14,264 |
|
14,307 |
691695, 6.38%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,073 |
|
19,073 |
|
19,084 |
691742, 4.44%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
4,749 |
|
4,749 |
|
4,768 |
691745, 6.77%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
4,769 |
|
4,769 |
|
4,766 |
691748, 7.18%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
2,930 |
|
2,930 |
|
2,924 |
691751, 5.9%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
2,186 |
|
2,186 |
|
2,182 |
691754, 5.55%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
6,672 |
|
6,672 |
|
6,681 |
691757, 4.8%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
18,997 |
|
18,997 |
|
19,017 |
691760, 6.19%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,547 |
|
19,547 |
|
19,545 |
691769, 4.44%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
16,148 |
|
16,148 |
|
16,213 |
691772, 7.91%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
14,354 |
|
14,354 |
|
14,334 |
691775, 3.18%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
1,831 |
|
1,831 |
|
1,827 |
691781, 7.81%, 10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
23,864 |
|
23,864 |
|
23,837 |
691784, 5.54%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,035 |
|
19,035 |
|
19,123 |
691790, 9.14%, 10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
19,616 |
|
19,616 |
|
19,178 |
691793, 11.24%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
5,401 |
|
5,401 |
|
5,283 |
See Notes to Financial
Statements.
8 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
691796, 4.73%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
4,250 |
|
4,250 |
|
4,272 |
691799, 7.56%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
5,261 |
|
5,261 |
|
5,238 |
691808, 7.91%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
19,139 |
|
19,139 |
|
19,112 |
691814, 5.74%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
11,744 |
|
11,744 |
|
11,755 |
691817, 4.91%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
29,255 |
|
29,255 |
|
29,317 |
691820, 13.45%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
28,852 |
|
28,852 |
|
28,315 |
691838, 6.31%,
10/3/2019(a) |
|
Prosper |
|
10/04/2016 |
|
7,619 |
|
7,619 |
|
7,653 |
691856, 4.55%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
11,687 |
|
11,687 |
|
11,747 |
691865, 3.05%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
34,033 |
|
34,033 |
|
34,195 |
691868, 4.55%,
10/3/2021(a) |
|
Prosper |
|
10/04/2016 |
|
11,690 |
|
11,690 |
|
11,750 |
691914, 7.32%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
1,908 |
|
1,908 |
|
1,907 |
691974, 5.18%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
9,517 |
|
9,517 |
|
9,597 |
691983, 10.2%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
20,118 |
|
20,118 |
|
19,933 |
692013, 5.93%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
19,041 |
|
19,041 |
|
19,131 |
692025, 11.59%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
3,843 |
|
3,843 |
|
3,780 |
692046, 9.14%,
10/4/2021(a) |
|
Prosper |
|
10/05/2016 |
|
4,904 |
|
4,904 |
|
4,796 |
692061, 13.41%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
4,816 |
|
4,816 |
|
4,680 |
692172, 6.14%,
10/4/2021(a) |
|
Prosper |
|
10/05/2016 |
|
24,397 |
|
24,397 |
|
24,371 |
692187, 11.35%,
10/4/2021(a) |
|
Prosper |
|
10/05/2016 |
|
19,603 |
|
19,603 |
|
19,256 |
692207, 14.53%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
3,380 |
|
3,380 |
|
3,283 |
692231, 14.53%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
3,863 |
|
3,863 |
|
3,752 |
692237, 5.18%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
4,283 |
|
4,283 |
|
4,319 |
692303, 4.49%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
14,264 |
|
14,264 |
|
14,308 |
692345, 4.14%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
17,095 |
|
17,095 |
|
17,180 |
692357, 5.9%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
19,016 |
|
19,016 |
|
18,986 |
692402, 7.56%,
10/4/2019(a) |
|
Prosper |
|
10/05/2016 |
|
9,565 |
|
9,565 |
|
9,526 |
692484, 4.79%,
10/5/2019(a) |
|
Prosper |
|
10/06/2016 |
|
6,659 |
|
6,659 |
|
6,700 |
692490, 6.31%,
10/5/2019(a) |
|
Prosper |
|
10/06/2016 |
|
14,289 |
|
14,289 |
|
14,357 |
692653, 9.97%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
5,094 |
|
5,094 |
|
5,043 |
692656, 6.77%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
5,723 |
|
5,723 |
|
5,728 |
692665, 13.45%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
1,918 |
|
1,918 |
|
1,888 |
692668, 7.32%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
33,398 |
|
33,398 |
|
33,427 |
692671, 15.87%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
3,932 |
|
3,932 |
|
2,413 |
692674, 7.67%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
14,680 |
|
14,680 |
|
14,718 |
692677, 4.52%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
17,495 |
|
17,495 |
|
17,564 |
692680, 8.54%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
8,615 |
|
8,615 |
|
8,601 |
692683, 5.18%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,276 |
|
14,276 |
|
14,411 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
9 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
692686, 6.38%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,305 |
|
14,305 |
|
14,336 |
692700, 4.8%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
14,288 |
|
14,288 |
|
14,310 |
692722, 14.53%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,242 |
|
7,242 |
|
7,047 |
692827, 7.67%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
21,531 |
|
21,531 |
|
21,586 |
692833, 14.53%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
1,931 |
|
1,931 |
|
1,879 |
692838, 12.12%,
10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
3,913 |
|
3,913 |
|
3,835 |
692847, 4.1%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
11,406 |
|
11,406 |
|
11,417 |
692848, 5.55%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
11,437 |
|
11,437 |
|
11,471 |
692857, 6.69%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
11,715 |
|
11,715 |
|
11,721 |
692866, 5.54%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
4,519 |
|
4,519 |
|
4,545 |
692890, 3.18%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,228 |
|
14,228 |
|
14,206 |
692893, 4.8%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,213 |
|
7,213 |
|
7,232 |
692899, 6.14%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
19,517 |
|
19,517 |
|
19,528 |
692920, 7.67%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
18,302 |
|
18,302 |
|
18,348 |
692929, 3.85%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
14,241 |
|
14,241 |
|
14,295 |
692942, 14.43%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
14,340 |
|
14,340 |
|
14,088 |
692943, 5.41%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
9,549 |
|
9,549 |
|
9,542 |
692954, 3.85%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
18,988 |
|
18,988 |
|
19,049 |
692985, 4.49%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
14,264 |
|
14,264 |
|
14,311 |
692997, 15.13%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
9,408 |
|
9,408 |
|
9,128 |
693042, 5.18%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
28,552 |
|
28,552 |
|
28,798 |
693057, 7.91%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
11,483 |
|
11,483 |
|
11,476 |
693080, 5.34%,
10/6/2021(a) |
|
Prosper |
|
10/07/2016 |
|
34,141 |
|
34,141 |
|
34,231 |
693108, 7.32%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
19,085 |
|
19,085 |
|
19,080 |
693111, 7.56%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
14,348 |
|
14,348 |
|
14,296 |
693155, 6.31%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
17,142 |
|
17,142 |
|
17,225 |
693163, 11.59%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
9,607 |
|
9,607 |
|
9,479 |
693209, 16.6%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
2,413 |
|
2,413 |
|
2,345 |
693290, 4.8%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
14,288 |
|
14,288 |
|
14,310 |
693296, 7.91%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
9,574 |
|
9,574 |
|
9,568 |
693302, 12.46%,
10/6/2019(a) |
|
Prosper |
|
10/07/2016 |
|
24,032 |
|
24,032 |
|
23,667 |
693316, 12.46%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
9,613 |
|
9,613 |
|
9,491 |
693491, 9.75%,
10/7/2019(a) |
|
Prosper |
|
10/08/2016 |
|
14,366 |
|
14,366 |
|
14,260 |
693530, 4.91%,
10/7/2021(a) |
|
Prosper |
|
10/08/2016 |
|
19,504 |
|
19,504 |
|
19,559 |
693556, 7.18%,
10/17/2021(a) |
|
Prosper |
|
10/18/2016 |
|
17,577 |
|
17,577 |
|
17,586 |
693631, 11.57%,
10/17/2019(a) |
|
Prosper |
|
10/18/2016 |
|
14,380 |
|
14,380 |
|
14,236 |
693649, 9.06%,
10/17/2019(a) |
|
Prosper |
|
10/18/2016 |
|
10,533 |
|
10,533 |
|
10,520 |
See Notes to Financial
Statements.
10 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
693729, 8.54%,
10/11/2019(a) |
|
Prosper |
|
10/11/2016 |
|
18,421 |
|
18,421 |
|
18,382 |
693827, 4.49%, 10/11/2019(a) |
|
Prosper |
|
10/11/2016 |
|
33,282 |
|
33,282 |
|
33,411 |
693857, 7.56%,
10/11/2019(a) |
|
Prosper |
|
10/11/2016 |
|
23,913 |
|
23,913 |
|
23,855 |
694006, 10%, 10/18/2021(a) |
|
Prosper |
|
10/19/2016 |
|
7,359 |
|
7,359 |
|
7,218 |
694296, 5.64%,
10/12/2021(a) |
|
Prosper |
|
10/13/2016 |
|
11,729 |
|
11,729 |
|
11,752 |
694334, 7.32%, 10/12/2019(a) |
|
Prosper |
|
10/13/2016 |
|
9,542 |
|
9,542 |
|
9,549 |
694402, 4.79%,
10/19/2019(a) |
|
Prosper |
|
10/20/2016 |
|
9,037 |
|
9,037 |
|
9,107 |
695115, 6.38%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
12,821 |
|
12,821 |
|
12,849 |
695121, 7.32%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
19,085 |
|
19,085 |
|
19,101 |
695124, 3.85%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
26,583 |
|
26,583 |
|
26,682 |
695127, 6.38%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
18,398 |
|
18,398 |
|
18,438 |
695130, 9.75%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
4,789 |
|
4,789 |
|
4,760 |
695144, 7.56%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
19,131 |
|
19,131 |
|
19,094 |
695147, 13.12%, 10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
19,656 |
|
19,656 |
|
19,236 |
695150, 14.53%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,243 |
|
7,243 |
|
7,066 |
695154, 7.67%, 10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
9,787 |
|
9,787 |
|
9,812 |
695156, 7.32%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
5,526 |
|
5,526 |
|
5,531 |
695159, 6.44%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
9,560 |
|
9,560 |
|
9,568 |
695162, 5.41%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
11,463 |
|
11,463 |
|
11,476 |
695168, 5.98%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
9,058 |
|
9,058 |
|
9,084 |
695171, 2.71%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
14,590 |
|
14,590 |
|
14,599 |
695174, 5.74%, 10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
25,368 |
|
25,368 |
|
25,435 |
695180, 5.98%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
5,721 |
|
5,721 |
|
5,738 |
695183, 6.31%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
5,714 |
|
5,714 |
|
5,746 |
695186, 13.41%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
13,966 |
|
13,966 |
|
13,618 |
695189, 14.53%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,243 |
|
7,243 |
|
7,066 |
695195, 4.1%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,804 |
|
7,804 |
|
7,818 |
695198, 12.42%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
6,258 |
|
6,258 |
|
6,126 |
695201, 9.75%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,183 |
|
7,183 |
|
7,140 |
695219, 5.64%, 10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
34,153 |
|
34,153 |
|
34,226 |
695258, 9.06%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
8,618 |
|
8,618 |
|
8,599 |
695307, 9.75%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
17,240 |
|
17,240 |
|
17,136 |
695310, 4.14%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
8,115 |
|
8,115 |
|
8,161 |
695322, 14.43%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
10,586 |
|
10,586 |
|
10,422 |
695331, 10.36%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
5,759 |
|
5,759 |
|
5,671 |
695337, 3.8%, 10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
4,751 |
|
4,751 |
|
4,762 |
695340, 15.75%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
14,776 |
|
14,776 |
|
14,282 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
11 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
695346, 3.8%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
3,854 |
|
3,854 |
|
3,902 |
695352, 15%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
11,816 |
|
11,816 |
|
11,404 |
695367, 7.31%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
19,566 |
|
19,566 |
|
19,528 |
695376, 5.55%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,622 |
|
7,622 |
|
7,645 |
695382, 10.2%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,370 |
|
14,370 |
|
14,268 |
695393, 5.54%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
6,646 |
|
6,646 |
|
6,684 |
695396, 5.93%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
9,520 |
|
9,520 |
|
9,575 |
695402, 6.31%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
7,008 |
|
7,008 |
|
7,047 |
695408, 4.1%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
19,104 |
|
19,104 |
|
19,137 |
695420, 11.57%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,380 |
|
14,380 |
|
14,223 |
695423, 10.83%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
9,556 |
|
9,556 |
|
9,460 |
695426, 4.1%,
10/13/2019(a) |
|
Prosper |
|
10/14/2016 |
|
14,257 |
|
14,257 |
|
14,281 |
695435, 4.91%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
19,504 |
|
19,504 |
|
19,580 |
695459, 7.67%,
10/13/2021(a) |
|
Prosper |
|
10/14/2016 |
|
21,629 |
|
21,629 |
|
21,684 |
695541, 3.85%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
16,102 |
|
16,102 |
|
16,163 |
695558, 14.53%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
1,931 |
|
1,931 |
|
1,885 |
695679, 12.46%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
4,806 |
|
4,806 |
|
4,745 |
695693, 14.54%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
7,240 |
|
7,240 |
|
7,020 |
695724, 4.49%,
10/14/2019(a) |
|
Prosper |
|
10/15/2016 |
|
16,165 |
|
16,165 |
|
16,233 |
695766, 13.45%,
10/17/2019(a) |
|
Prosper |
|
10/18/2016 |
|
28,852 |
|
28,852 |
|
28,439 |
695973, 5.98%,
10/17/2019(a) |
|
Prosper |
|
10/18/2016 |
|
9,547 |
|
9,547 |
|
9,582 |
696605, 6.44%,
10/18/2019(a) |
|
Prosper |
|
10/19/2016 |
|
9,560 |
|
9,560 |
|
9,580 |
696623, 11.59%,
10/18/2019(a) |
|
Prosper |
|
10/19/2016 |
|
9,607 |
|
9,607 |
|
9,491 |
697037, 4.73%,
10/19/2019(a) |
|
Prosper |
|
10/20/2016 |
|
9,486 |
|
9,486 |
|
9,545 |
699673, 3.19%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
1,949 |
|
1,949 |
|
1,945 |
699676, 5.94%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,548 |
|
19,548 |
|
19,352 |
699682, 8.59%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
10,761 |
|
10,761 |
|
10,655 |
699688, 7.6%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
24,449 |
|
24,449 |
|
24,206 |
699691, 4.52%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
14,628 |
|
14,628 |
|
14,576 |
699712, 7.13%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
16,615 |
|
16,615 |
|
16,450 |
699724, 4.47%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,495 |
|
19,495 |
|
19,457 |
699730, 10.02%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
24,761 |
|
24,761 |
|
24,385 |
699739, 5.58%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
16,585 |
|
16,585 |
|
16,527 |
699748, 4.47%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,495 |
|
19,495 |
|
19,457 |
699754, 4.83%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
6,832 |
|
6,832 |
|
6,790 |
699760, 7.13%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
12,712 |
|
12,712 |
|
12,585 |
699769, 14.5%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
8,045 |
|
8,045 |
|
7,935 |
See Notes to Financial
Statements.
12 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
699775, 9.99%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
19,686 |
|
19,686 |
|
19,470 |
699778, 5.76%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
19,750 |
|
19,750 |
|
19,598 |
699787, 13.51%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
4,904 |
|
4,904 |
|
4,836 |
699793, 6.42%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
18,066 |
|
18,066 |
|
17,958 |
699799, 10.88%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
24,476 |
|
24,476 |
|
24,237 |
699811, 4.82%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
3,045 |
|
3,045 |
|
3,034 |
699814, 9.54%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
11,873 |
|
11,873 |
|
11,743 |
699823, 5.58%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,512 |
|
19,512 |
|
19,443 |
699829, 3.83%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
4,875 |
|
4,875 |
|
4,857 |
699937, 14.59%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
2,494 |
|
2,494 |
|
2,440 |
700048, 3.06%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
33,547 |
|
33,547 |
|
33,388 |
700168, 9.11%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
7,828 |
|
7,828 |
|
7,750 |
700231, 7.96%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
9,781 |
|
9,781 |
|
9,686 |
700234, 10.25%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
11,746 |
|
11,746 |
|
11,633 |
700273, 7.36%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
8,792 |
|
8,792 |
|
8,741 |
700282, 9.54%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
5,937 |
|
5,937 |
|
5,873 |
700288, 4.83%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,520 |
|
19,520 |
|
19,404 |
700483, 4.82%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
9,753 |
|
9,753 |
|
9,719 |
700498, 13.51%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,356 |
|
7,356 |
|
7,257 |
700510, 9.56%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
14,694 |
|
14,694 |
|
14,494 |
700513, 5.58%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
4,878 |
|
4,878 |
|
4,861 |
700516, 4.47%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,495 |
|
19,495 |
|
19,458 |
700528, 4.76%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
6,921 |
|
6,921 |
|
6,909 |
700534, 3.87%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
12,669 |
|
12,669 |
|
12,645 |
700540, 15.04%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
11,907 |
|
11,907 |
|
11,690 |
700543, 5.22%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
14,632 |
|
14,632 |
|
14,581 |
700549, 6.81%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,534 |
|
19,534 |
|
19,420 |
700567, 4.52%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
11,702 |
|
11,702 |
|
11,662 |
700585, 7.36%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,815 |
|
7,815 |
|
7,770 |
700603, 8.33%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
14,837 |
|
14,837 |
|
14,676 |
700609, 4.13%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
6,825 |
|
6,825 |
|
6,801 |
700627, 3.83%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
9,749 |
|
9,749 |
|
9,715 |
700630, 4.76%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
6,824 |
|
6,824 |
|
6,811 |
700753, 3.83%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
29,248 |
|
29,248 |
|
29,145 |
700801, 7.6%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
9,751 |
|
9,751 |
|
9,663 |
700804, 5.76%,
11/7/2021(a) |
|
Prosper |
|
11/08/2016 |
|
9,875 |
|
9,875 |
|
9,805 |
700822, 5.58%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
14,644 |
|
14,644 |
|
14,564 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
13 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
701521, 14.15%,
11/8/2021(a) |
|
Prosper |
|
11/09/2016 |
|
7,931 |
|
7,931 |
|
7,825 |
701548, 14.15%,
11/8/2021(a) |
|
Prosper |
|
11/09/2016 |
|
24,786 |
|
24,786 |
|
24,453 |
701662, 8.59%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
4,891 |
|
4,891 |
|
4,849 |
701983, 5.96%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
15,026 |
|
15,026 |
|
14,982 |
702232, 11.64%,
11/10/2019(a) |
|
Prosper |
|
11/11/2016 |
|
9,802 |
|
9,802 |
|
9,688 |
702294, 14.15%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
24,786 |
|
24,786 |
|
24,413 |
702297, 14.59%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
3,440 |
|
3,440 |
|
3,366 |
702300, 11.62%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
9,793 |
|
9,793 |
|
9,697 |
702309, 4.92%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
18,758 |
|
18,758 |
|
18,612 |
702312, 4.83%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
9,654 |
|
9,654 |
|
9,595 |
702321, 4.13%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
17,551 |
|
17,551 |
|
17,488 |
702345, 6.81%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
7,813 |
|
7,813 |
|
7,767 |
702351, 6.02%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
7,800 |
|
7,800 |
|
7,753 |
702370, 6.35%,
11/10/2019(a) |
|
Prosper |
|
11/11/2016 |
|
19,420 |
|
19,420 |
|
19,364 |
702381, 10.88%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
3,916 |
|
3,916 |
|
3,878 |
702408, 11.27%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
19,815 |
|
19,815 |
|
19,515 |
702438, 10.63%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
24,744 |
|
24,744 |
|
24,473 |
702441, 7.36%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
17,095 |
|
17,095 |
|
16,994 |
702444, 9.16%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
10,892 |
|
10,892 |
|
10,727 |
702471, 9.8%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
3,425 |
|
3,425 |
|
3,392 |
702486, 7.36%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,244 |
|
19,244 |
|
19,130 |
702489, 6.81%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
6,065 |
|
6,065 |
|
6,029 |
702497, 6.16%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
3,951 |
|
3,951 |
|
3,920 |
702503, 14.59%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
7,370 |
|
7,370 |
|
7,213 |
702515, 5.96%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
1,951 |
|
1,951 |
|
1,945 |
702533, 6.85%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
16,807 |
|
16,807 |
|
16,621 |
702551, 3.87%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
14,618 |
|
14,618 |
|
14,589 |
702557, 7.96%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
34,233 |
|
34,233 |
|
33,893 |
702587, 13.29%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
6,943 |
|
6,943 |
|
6,814 |
702605, 3.83%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
3,412 |
|
3,412 |
|
3,400 |
702620, 6.81%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
19,534 |
|
19,534 |
|
19,417 |
702626, 6.16%,
11/3/2021(a) |
|
Prosper |
|
11/04/2016 |
|
14,815 |
|
14,815 |
|
14,700 |
702674, 4.82%,
11/3/2019(a) |
|
Prosper |
|
11/04/2016 |
|
21,464 |
|
21,464 |
|
21,605 |
702852, 6.35%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
11,710 |
|
11,710 |
|
11,671 |
702861, 9.11%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
1,957 |
|
1,957 |
|
1,938 |
702885, 5.96%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
14,636 |
|
14,636 |
|
14,586 |
702924, 4.76%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
4,874 |
|
4,874 |
|
4,865 |
See Notes to Financial
Statements.
14 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
702936, 10.02%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
11,885 |
|
11,885 |
|
11,709 |
702971, 6.35%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,517 |
|
19,517 |
|
19,451 |
702983, 5.66%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
19,272 |
|
19,272 |
|
19,062 |
702989, 5.58%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,414 |
|
19,414 |
|
19,348 |
702995, 8.33%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
19,782 |
|
19,782 |
|
19,568 |
703004, 12.15%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
3,964 |
|
3,964 |
|
3,905 |
703007, 14.59%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
1,965 |
|
1,965 |
|
1,924 |
703016, 14.59%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
3,931 |
|
3,931 |
|
3,849 |
703059, 4.83%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
29,280 |
|
29,280 |
|
29,106 |
703083, 4.17%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
9,373 |
|
9,373 |
|
9,317 |
703084, 4.82%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
19,506 |
|
19,506 |
|
19,458 |
703087, 14.5%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
3,012 |
|
3,012 |
|
2,981 |
703139, 7.13%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,823 |
|
7,823 |
|
7,746 |
703149, 7.2%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
24,699 |
|
24,699 |
|
24,514 |
703155, 4.47%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
6,823 |
|
6,823 |
|
6,810 |
703157, 5.2%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
9,761 |
|
9,761 |
|
9,703 |
703167, 7.33%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
19,776 |
|
19,776 |
|
19,562 |
703179, 7.36%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
17,584 |
|
17,584 |
|
17,482 |
703194, 9.8%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
2,924 |
|
2,924 |
|
2,896 |
703197, 10.63%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
9,897 |
|
9,897 |
|
9,791 |
703203, 6.42%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
14,648 |
|
14,648 |
|
14,563 |
703216, 8.33%,
11/15/2021(a) |
|
Prosper |
|
11/16/2016 |
|
7,913 |
|
7,913 |
|
7,848 |
703224, 5.76%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
14,813 |
|
14,813 |
|
14,701 |
703227, 10.41%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
22,536 |
|
22,536 |
|
22,230 |
703230, 5.76%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
9,875 |
|
9,875 |
|
9,800 |
703233, 14.26%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,855 |
|
7,855 |
|
7,719 |
703239, 14.59%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,370 |
|
7,370 |
|
7,216 |
703241, 14.59%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,370 |
|
7,370 |
|
7,216 |
703251, 12.15%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
9,910 |
|
9,910 |
|
9,763 |
703256, 7.13%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
4,889 |
|
4,889 |
|
4,841 |
703260, 14.26%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
11,782 |
|
11,782 |
|
11,578 |
703262, 6.02%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
6,835 |
|
6,835 |
|
6,795 |
703266, 7.85%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,816 |
|
7,816 |
|
7,771 |
703272, 7.13%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
14,667 |
|
14,667 |
|
14,524 |
703283, 6.02%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
8,788 |
|
8,788 |
|
8,736 |
703286, 5.66%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
14,825 |
|
14,825 |
|
14,663 |
703295, 7.36%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
9,474 |
|
9,474 |
|
9,419 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
15 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
703296, 7.13%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
10,756 |
|
10,756 |
|
10,651 |
703328, 4.95%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
18,751 |
|
18,751 |
|
18,640 |
703331, 14.59%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
7,364 |
|
7,364 |
|
7,210 |
703337, 4.82%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
16,580 |
|
16,580 |
|
16,523 |
703356, 4.83%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
4,880 |
|
4,880 |
|
4,851 |
703368, 10.02%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
24,067 |
|
24,067 |
|
23,710 |
703385, 3.42%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
10,850 |
|
10,850 |
|
10,785 |
703395, 14.1%,
11/4/2021(a) |
|
Prosper |
|
11/05/2016 |
|
9,921 |
|
9,921 |
|
9,740 |
703419, 14.59%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
1,965 |
|
1,965 |
|
1,927 |
703424, 4.47%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
19,495 |
|
19,495 |
|
19,458 |
703449, 10.88%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
9,790 |
|
9,790 |
|
9,703 |
703454, 3.57%,
11/4/2019(a) |
|
Prosper |
|
11/05/2016 |
|
2,923 |
|
2,923 |
|
2,918 |
703475, 11.38%,
11/7/2021(a) |
|
Prosper |
|
11/08/2016 |
|
16,037 |
|
16,037 |
|
15,877 |
703536, 6.85%,
11/7/2021(a) |
|
Prosper |
|
11/08/2016 |
|
22,838 |
|
22,838 |
|
22,607 |
703635, 4.13%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
6,880 |
|
6,880 |
|
6,857 |
703647, 6.02%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
7,811 |
|
7,811 |
|
7,769 |
703680, 5.96%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
14,636 |
|
14,636 |
|
14,590 |
703710, 14.59%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
7,370 |
|
7,370 |
|
7,227 |
703823, 4.82%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
14,630 |
|
14,630 |
|
14,583 |
703869, 5.22%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
3,219 |
|
3,219 |
|
3,209 |
703919, 7.6%,
11/7/2019(a) |
|
Prosper |
|
11/08/2016 |
|
24,449 |
|
24,449 |
|
24,228 |
703958, 6.81%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
4,883 |
|
4,883 |
|
4,858 |
704011, 7.69%,
11/17/2021(a) |
|
Prosper |
|
11/18/2016 |
|
9,889 |
|
9,889 |
|
9,812 |
704014, 6.02%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
7,811 |
|
7,811 |
|
7,780 |
704094, 5.44%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
10,753 |
|
10,753 |
|
10,773 |
704103, 15.04%,
11/8/2021(a) |
|
Prosper |
|
11/09/2016 |
|
13,892 |
|
13,892 |
|
13,661 |
704109, 13.46%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
1,963 |
|
1,963 |
|
1,932 |
704117, 11.64%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
3,921 |
|
3,921 |
|
3,873 |
704147, 13.51%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
11,596 |
|
11,596 |
|
11,455 |
704169, 3.83%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
11,699 |
|
11,699 |
|
11,662 |
704178, 6.21%,
11/8/2021(a) |
|
Prosper |
|
11/09/2016 |
|
14,827 |
|
14,827 |
|
14,680 |
704204, 7.33%,
11/8/2021(a) |
|
Prosper |
|
11/09/2016 |
|
14,832 |
|
14,832 |
|
14,685 |
704327, 11.64%,
11/8/2019(a) |
|
Prosper |
|
11/09/2016 |
|
4,901 |
|
4,901 |
|
4,841 |
704391, 5.2%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
7,321 |
|
7,321 |
|
7,283 |
704451, 4.76%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
10,723 |
|
10,723 |
|
10,706 |
704577, 5.96%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
7,806 |
|
7,806 |
|
7,783 |
704583, 7.13%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
9,778 |
|
9,778 |
|
9,694 |
See Notes to Financial
Statements.
16 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
704654, 6.02%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
9,764 |
|
9,764 |
|
9,714 |
704662, 13.51%,
11/18/2019(a) |
|
Prosper |
|
11/19/2016 |
|
9,808 |
|
9,808 |
|
9,719 |
704665, 14.59%,
11/18/2019(a) |
|
Prosper |
|
11/19/2016 |
|
4,914 |
|
4,914 |
|
4,843 |
704789, 8.85%,
11/9/2021(a) |
|
Prosper |
|
11/10/2016 |
|
34,624 |
|
34,624 |
|
34,291 |
704801, 13.51%,
11/9/2019(a) |
|
Prosper |
|
11/10/2016 |
|
3,433 |
|
3,433 |
|
3,392 |
704898, 16.53%,
11/10/2021(a) |
|
Prosper |
|
11/11/2016 |
|
6,948 |
|
6,948 |
|
6,838 |
704928, 6.02%,
11/10/2019(a) |
|
Prosper |
|
11/11/2016 |
|
9,764 |
|
9,764 |
|
9,715 |
704943, 10.88%,
11/10/2019(a) |
|
Prosper |
|
11/11/2016 |
|
11,748 |
|
11,748 |
|
11,652 |
705200, 14.59%,
11/14/2019(a) |
|
Prosper |
|
11/12/2016 |
|
5,405 |
|
5,405 |
|
5,317 |
705213, 7.36%,
11/14/2019(a) |
|
Prosper |
|
11/12/2016 |
|
6,838 |
|
6,838 |
|
6,808 |
705225, 16.53%,
11/14/2021(a) |
|
Prosper |
|
11/12/2016 |
|
10,918 |
|
10,918 |
|
10,764 |
705590, 5.2%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
1,952 |
|
1,952 |
|
1,944 |
705738, 14.26%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
12,764 |
|
12,764 |
|
12,598 |
705741, 14.5%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
2,943 |
|
2,943 |
|
2,914 |
705779, 3.87%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
9,745 |
|
9,745 |
|
9,733 |
705782, 5.45%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
13,779 |
|
13,779 |
|
13,678 |
705785, 5.58%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
17,573 |
|
17,573 |
|
17,497 |
705788, 4.56%,
11/15/2021(a) |
|
Prosper |
|
11/16/2016 |
|
6,315 |
|
6,315 |
|
6,287 |
705816, 11.62%,
11/15/2019(a) |
|
Prosper |
|
11/16/2016 |
|
9,793 |
|
9,793 |
|
9,724 |
706176, 13.51%,
11/16/2019(a) |
|
Prosper |
|
11/17/2016 |
|
19,616 |
|
19,616 |
|
19,425 |
706662, 4.76%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
19,497 |
|
19,497 |
|
19,475 |
706665, 5.57%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
7,807 |
|
7,807 |
|
7,859 |
706671, 3.19%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
14,614 |
|
14,614 |
|
14,596 |
706718, 7.6%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
12,714 |
|
12,714 |
|
12,627 |
706739, 6.35%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
5,855 |
|
5,855 |
|
5,842 |
706742, 4.56%,
11/17/2021(a) |
|
Prosper |
|
11/18/2016 |
|
19,735 |
|
19,735 |
|
19,651 |
706745, 4.82%,
11/17/2019(a) |
|
Prosper |
|
11/18/2016 |
|
11,704 |
|
11,704 |
|
11,676 |
707017, 10.88%,
11/22/2019(a) |
|
Prosper |
|
11/23/2016 |
|
8,811 |
|
8,811 |
|
8,763 |
707313, 7.2%,
11/18/2021(a) |
|
Prosper |
|
11/19/2016 |
|
24,699 |
|
24,699 |
|
24,569 |
707369, 3.19%,
11/18/2019(a) |
|
Prosper |
|
11/19/2016 |
|
9,743 |
|
9,743 |
|
9,731 |
707372, 13.46%,
11/18/2019(a) |
|
Prosper |
|
11/19/2016 |
|
11,780 |
|
11,780 |
|
11,640 |
707375, 7.36%,
11/18/2019(a) |
|
Prosper |
|
11/19/2016 |
|
1,954 |
|
1,954 |
|
1,946 |
710083, 9.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
30,000 |
|
30,000 |
|
29,726 |
710086, 7.35%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,862 |
710089, 5.48%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,920 |
710092, 12.18%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,943 |
710095, 9.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,954 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
17 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
710104, 8.35%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,862 |
710107, 14.67%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
2,000 |
|
2,000 |
|
1,972 |
710128, 9.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,927 |
710131, 5.61%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,984 |
710134, 12.54%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,861 |
710137, 5.25%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
19,901 |
|
19,901 |
|
19,847 |
710140, 10.66%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,862 |
710143, 5.61%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,200 |
|
5,200 |
|
5,178 |
710146, 7.22%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,881 |
710149, 5.97%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,540 |
|
7,540 |
|
7,490 |
710152, 6.38%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,986 |
710155, 4.57%, 12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,942 |
710158, 7.17%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,500 |
|
5,500 |
|
5,463 |
710161, 5.97%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,300 |
|
6,300 |
|
6,258 |
710164, 6.17%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
11,000 |
|
11,000 |
|
10,947 |
710167, 7.9%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
18,500 |
|
18,500 |
|
18,422 |
710170, 5.48%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
3,000 |
|
3,000 |
|
2,980 |
710173, 4.49%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,966 |
710176, 4.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
16,000 |
|
16,000 |
|
15,932 |
710179, 9.85%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,900 |
710182, 5.99%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,973 |
710185, 5.61%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
4,000 |
|
4,000 |
|
3,983 |
710188, 10.94%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,967 |
710194, 7.9%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
710197, 4.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,700 |
|
7,700 |
|
7,679 |
710200, 7.4%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,916 |
710203, 6.38%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
13,000 |
|
13,000 |
|
12,965 |
710206, 5.61%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,986 |
710209, 4.79%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,983 |
710212, 3.85%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
4,859 |
|
4,859 |
|
4,846 |
710215, 4.55%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
9,000 |
|
9,000 |
|
8,976 |
710218, 3.85%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
32,000 |
|
32,000 |
|
31,914 |
710221, 3.89%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,980 |
710224, 3.89%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,966 |
710227, 3.59%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,974 |
710230, 4.79%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,986 |
710233, 3.89%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,966 |
See Notes to Financial
Statements.
18 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
710236, 3.21%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,974 |
710323, 5.67%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
35,000 |
|
35,000 |
|
34,759 |
710356, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
710431, 16.01%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,907 |
710455, 13.58%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,263 |
|
5,263 |
|
5,215 |
710528, 10.63%,
11/23/2021(a) |
|
Prosper |
|
11/24/2016 |
|
14,846 |
|
14,846 |
|
14,753 |
710720, 5.36%,
11/23/2021(a) |
|
Prosper |
|
11/24/2016 |
|
24,685 |
|
24,685 |
|
24,573 |
710848, 15.27%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
10,000 |
|
10,000 |
|
9,888 |
710851, 4.57%,
12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
15,000 |
|
15,000 |
|
14,944 |
710854, 3.89%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
23,250 |
|
23,250 |
|
23,212 |
710857, 8.35%,
12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
25,000 |
|
25,000 |
|
24,833 |
710935, 14.19%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,836 |
710950, 7.22%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
18,000 |
|
18,000 |
|
18,076 |
710962, 5.17%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
23,000 |
|
23,000 |
|
22,863 |
710971, 9.57%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,940 |
710974, 4.79%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,985 |
710977, 4.15%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
7,500 |
|
7,500 |
|
7,482 |
711058, 3.85%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
6,000 |
|
6,000 |
|
5,986 |
711097, 3.21%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
11,000 |
|
11,000 |
|
10,984 |
711142, 5.97%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
14,700 |
|
14,700 |
|
14,615 |
711151, 5.61%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,977 |
711160, 6.85%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,945 |
711172, 4.49%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
12,000 |
|
12,000 |
|
11,982 |
711181, 7.9%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
5,400 |
|
5,400 |
|
5,380 |
711184, 13.18%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
6,500 |
|
6,500 |
|
6,447 |
711190, 6.87%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,940 |
711193, 5.48%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
6,000 |
|
6,000 |
|
5,965 |
711199, 5.25%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
35,000 |
|
35,000 |
|
34,918 |
711202, 9.19%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
14,919 |
|
14,919 |
|
14,797 |
711214, 4.85%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
14,200 |
|
14,200 |
|
14,148 |
711217, 7.17%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,942 |
711220, 11.7%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,881 |
711539, 6.42%,
11/28/2019(a) |
|
Prosper |
|
11/29/2016 |
|
4,100 |
|
4,100 |
|
4,130 |
712021, 9.19%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
12,000 |
|
12,000 |
|
11,905 |
712033, 5.61%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
20,000 |
|
20,000 |
|
19,930 |
712306, 7.4%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
10,000 |
|
10,000 |
|
9,965 |
712392, 9.8%,
11/30/2019(a) |
|
Prosper |
|
12/01/2016 |
|
17,000 |
|
17,000 |
|
16,932 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
19 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
712471, 13.18%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
7,000 |
|
7,000 |
|
6,945 |
712510, 14.19%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
11,000 |
|
11,000 |
|
10,913 |
712549, 7.71%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
10,500 |
|
10,500 |
|
10,440 |
712570, 7.64%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
13,000 |
|
13,000 |
|
12,928 |
712576, 10.46%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
3,000 |
|
3,000 |
|
2,977 |
712591, 14.67%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
7,500 |
|
7,500 |
|
7,414 |
712639, 13.58%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
2,000 |
|
2,000 |
|
1,985 |
712642, 9.61%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
10,000 |
|
10,000 |
|
9,924 |
712897, 5.61%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
6,000 |
|
6,000 |
|
5,979 |
712907, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
712919, 10.46%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
2,500 |
|
2,500 |
|
2,477 |
712922, 5.48%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,214 |
|
8,214 |
|
8,159 |
712925, 13.53%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,826 |
712926, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
712928, 4.93%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
18,000 |
|
18,000 |
|
17,914 |
712929, 12.54%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,861 |
712934, 6.17%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
35,000 |
|
35,000 |
|
34,833 |
712935, 9.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,817 |
712937, 15.83%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,883 |
712938, 8.64%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
16,000 |
|
16,000 |
|
15,893 |
712940, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
712943, 13.53%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
9,000 |
|
9,000 |
|
8,896 |
712944, 9.19%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,811 |
712947, 10.3%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,920 |
712949, 13.53%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
3,000 |
|
3,000 |
|
2,965 |
712952, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
712953, 10.66%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,862 |
712955, 8%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,900 |
712956, 6.72%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,905 |
712958, 4.15%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
9,990 |
|
9,990 |
|
9,963 |
712959, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,397 |
712961, 4.96%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,904 |
712964, 10.94%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,967 |
712965, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
2,000 |
|
2,000 |
|
1,972 |
712967, 4.79%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
19,980 |
|
19,980 |
|
19,946 |
712968, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
3,000 |
|
3,000 |
|
2,959 |
712969, 6.52%,
12/7/2019(a) |
|
Prosper |
|
12/08/2016 |
|
15,000 |
|
15,000 |
|
14,920 |
See Notes to Financial
Statements.
20 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
712970, 6.87%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
32,000 |
|
32,000 |
|
31,779 |
712971, 5.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
27,000 |
|
27,000 |
|
26,886 |
712973, 3.13%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,923 |
712976, 8.64%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,960 |
712977, 13.58%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,890 |
712979, 4.55%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
3,000 |
|
3,000 |
|
2,992 |
712980, 15.27%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,884 |
712982, 9.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,920 |
712985, 5.37%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
16,000 |
|
16,000 |
|
15,924 |
712986, 3%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,893 |
712988, 9.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,933 |
712989, 16.01%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,907 |
712991, 4.19%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
19,600 |
|
19,600 |
|
19,567 |
712992, 13.53%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,861 |
712993, 12.18%,
12/7/2021(a) |
|
Prosper |
|
12/08/2016 |
|
15,000 |
|
15,000 |
|
14,886 |
712994, 6.72%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,943 |
712995, 5.17%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
35,000 |
|
35,000 |
|
34,759 |
712997, 6.72%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
32,800 |
|
32,800 |
|
32,643 |
712998, 12.18%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
3,800 |
|
3,800 |
|
3,764 |
712999, 7.35%,
12/7/2021(a) |
|
Prosper |
|
12/08/2016 |
|
15,000 |
|
15,000 |
|
14,917 |
713000, 5.37%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,928 |
713001, 5.67%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
24,400 |
|
24,400 |
|
24,232 |
713004, 16.01%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
2,000 |
|
2,000 |
|
1,977 |
713006, 4.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,946 |
713007, 12.59%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
22,000 |
|
22,000 |
|
21,799 |
713010, 11.7%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,772 |
713012, 4.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
713013, 7.35%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
11,800 |
|
11,800 |
|
11,719 |
713015, 6.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,966 |
713016, 12.59%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,900 |
|
8,900 |
|
8,819 |
713018, 6.45%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,979 |
713019, 6.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
8,000 |
|
8,000 |
|
7,966 |
713021, 6.05%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
713022, 4.15%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
9,000 |
|
9,000 |
|
8,976 |
713024, 5.99%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
18,000 |
|
18,000 |
|
17,951 |
713025, 8%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,967 |
713027, 5.22%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,894 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
21 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
713028, 6.87%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
11,500 |
|
11,500 |
|
11,421 |
713030, 4.57%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,942 |
713031, 10.94%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
7,500 |
|
7,500 |
|
7,450 |
713034, 6.72%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,928 |
713036, 4.96%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
24,900 |
|
24,900 |
|
24,804 |
713039, 5.25%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,984 |
713040, 4.15%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,800 |
|
10,800 |
|
10,771 |
713042, 5.25%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
20,000 |
|
20,000 |
|
19,946 |
713043, 5.61%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,968 |
713045, 13.58%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,700 |
|
10,700 |
|
10,602 |
713046, 8%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,834 |
713048, 4.49%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,957 |
713049, 7.64%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,933 |
713052, 9.16%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,960 |
713055, 4.19%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,983 |
713058, 4.17%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
30,000 |
|
30,000 |
|
29,857 |
713061, 4.54%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
4,600 |
|
4,600 |
|
4,578 |
713064, 4.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
713067, 5.22%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,894 |
713070, 5.99%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
35,000 |
|
35,000 |
|
34,905 |
713073, 6.05%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
713076, 7.9%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
4,000 |
|
4,000 |
|
3,983 |
713079, 3%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,928 |
713082, 4.96%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,954 |
713085, 5.99%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,986 |
713088, 3.89%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,983 |
713091, 4.49%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
14,900 |
|
14,900 |
|
14,875 |
713094, 6.38%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,112 |
|
15,112 |
|
15,071 |
713097, 3.21%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,974 |
713100, 3.21%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,990 |
713102, 3.85%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
35,000 |
|
35,000 |
|
34,906 |
713103, 4.55%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
9,743 |
|
9,743 |
|
9,717 |
713106, 3.89%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,980 |
713112, 11.69%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,960 |
713165, 5.37%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
19,000 |
|
19,000 |
|
18,909 |
713167, 10.94%,
12/7/2019(a) |
|
Prosper |
|
12/08/2016 |
|
9,500 |
|
9,500 |
|
9,449 |
713195, 6.45%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
6,000 |
|
6,000 |
|
5,975 |
See Notes to Financial
Statements.
22 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
713210, 14.67%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
5,000 |
|
5,000 |
|
4,931 |
713213, 6.05%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
713216, 7.4%,
12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
12,000 |
|
12,000 |
|
11,949 |
713219, 4.55%, 12/1/2019(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,959 |
713222, 6.22%,
12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
15,000 |
|
15,000 |
|
14,897 |
713274, 3.07%, 12/1/2021(a) |
|
Prosper |
|
12/02/2016 |
|
25,000 |
|
25,000 |
|
24,923 |
713360, 7.9%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
15,000 |
|
15,000 |
|
14,939 |
713429, 4.85%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
10,000 |
|
10,000 |
|
9,974 |
713466, 4.54%,
12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
7,500 |
|
7,500 |
|
7,465 |
713487, 7.64%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
2,600 |
|
2,600 |
|
2,583 |
713517, 5.48%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
5,000 |
|
5,000 |
|
4,968 |
713588, 14.67%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
5,000 |
|
5,000 |
|
4,933 |
713591, 12.18%,
12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
10,000 |
|
10,000 |
|
9,908 |
713594, 11.41%, 12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
9,500 |
|
9,500 |
|
9,437 |
713597, 5.22%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
7,000 |
|
7,000 |
|
6,971 |
713610, 4.55%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
20,000 |
|
20,000 |
|
19,948 |
713613, 3.59%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
13,000 |
|
13,000 |
|
12,979 |
713616, 6.45%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
20,000 |
|
20,000 |
|
19,918 |
713669, 5.61%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
35,000 |
|
35,000 |
|
34,909 |
713675, 3.82%, 12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
24,000 |
|
24,000 |
|
23,911 |
713679, 14.67%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
7,500 |
|
7,500 |
|
7,400 |
713685, 10.94%, 12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
10,000 |
|
10,000 |
|
9,936 |
713687, 4.85%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
22,000 |
|
22,000 |
|
21,943 |
713694, 10.02%, 12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
20,000 |
|
20,000 |
|
19,867 |
713697, 4.85%,
12/2/2019(a) |
|
Prosper |
|
12/03/2016 |
|
20,000 |
|
20,000 |
|
19,918 |
713700, 6.17%, 12/2/2021(a) |
|
Prosper |
|
12/03/2016 |
|
8,000 |
|
8,000 |
|
7,963 |
713705, 6.85%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,945 |
713708, 4.15%, 12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
11,000 |
|
11,000 |
|
10,974 |
713712, 11.69%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
5,000 |
|
5,000 |
|
4,971 |
713727, 12.18%, 12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
25,000 |
|
25,000 |
|
24,795 |
713733, 13.53%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,850 |
713739, 3.21%, 12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
8,353 |
|
8,353 |
|
8,341 |
713742, 3.89%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
3,000 |
|
3,000 |
|
2,996 |
713751, 5.61%, 12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
24,265 |
|
24,265 |
|
24,176 |
713763, 4.57%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,933 |
713769, 13.58%, 12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
4,478 |
|
4,478 |
|
4,442 |
713777, 7.4%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
12,500 |
|
12,500 |
|
12,454 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
23 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
713807, 4.18%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
7,475 |
|
7,475 |
|
7,450 |
713876, 3.85%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,965 |
713903, 8.87%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
12,000 |
|
12,000 |
|
11,928 |
713904, 12.18%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,877 |
713906, 6.72%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
22,500 |
|
22,500 |
|
22,407 |
713907, 3.59%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
35,000 |
|
35,000 |
|
34,948 |
713924, 5.25%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
6,000 |
|
6,000 |
|
5,986 |
713933, 5.61%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
6,800 |
|
6,800 |
|
6,775 |
713948, 7.17%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
7,500 |
|
7,500 |
|
7,457 |
713991, 7.9%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
10,000 |
|
10,000 |
|
9,963 |
714006, 5.77%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
26,600 |
|
26,600 |
|
26,490 |
714012, 5.61%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
8,000 |
|
8,000 |
|
7,971 |
714015, 14.58%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,881 |
714020, 3%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
9,500 |
|
9,500 |
|
9,420 |
714024, 7.35%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
31,500 |
|
31,500 |
|
31,312 |
714027, 3.89%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
6,100 |
|
6,100 |
|
6,091 |
714030, 5.25%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,953 |
714051, 4.49%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,978 |
714060, 5.61%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
30,000 |
|
30,000 |
|
29,930 |
714063, 7.9%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
4,200 |
|
4,200 |
|
4,185 |
714066, 4.57%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
4,000 |
|
4,000 |
|
3,987 |
714075, 4.49%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
2,000 |
|
2,000 |
|
1,997 |
714081, 5.25%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
12,256 |
|
12,256 |
|
12,228 |
714090, 10.94%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
8,000 |
|
8,000 |
|
7,954 |
714096, 5.61%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,945 |
714099, 12.59%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
15,000 |
|
15,000 |
|
14,881 |
714188, 4.55%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,953 |
714290, 12.59%,
12/5/2019(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,842 |
714791, 14.19%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
15,000 |
|
15,000 |
|
14,882 |
714825, 9.19%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
8,000 |
|
8,000 |
|
7,934 |
714918, 7.71%,
12/5/2021(a) |
|
Prosper |
|
12/06/2016 |
|
20,000 |
|
20,000 |
|
19,881 |
714966, 3.89%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
17,000 |
|
17,000 |
|
16,976 |
715127, 8%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
30,000 |
|
30,000 |
|
29,834 |
715136, 3.21%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
21,000 |
|
21,000 |
|
20,970 |
715142, 5.99%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
15,000 |
|
15,000 |
|
14,966 |
715275, 9.16%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
15,000 |
|
15,000 |
|
14,917 |
715308, 4.85%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
10,000 |
|
10,000 |
|
9,965 |
See Notes to Financial
Statements.
24 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
715361, 4.93%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
10,000 |
|
10,000 |
|
9,960 |
715373, 11.41%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
20,000 |
|
20,000 |
|
19,885 |
715392, 14.67%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
7,500 |
|
7,500 |
|
7,414 |
715404, 4.15%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
8,000 |
|
8,000 |
|
7,982 |
715433, 10.02%,
12/6/2021(a) |
|
Prosper |
|
12/07/2016 |
|
25,000 |
|
25,000 |
|
24,856 |
715464, 5.25%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
5,000 |
|
5,000 |
|
4,989 |
715499, 6.05%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
15,000 |
|
15,000 |
|
14,947 |
715512, 3.85%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
6,000 |
|
6,000 |
|
5,987 |
715602, 5.99%,
12/6/2019(a) |
|
Prosper |
|
12/07/2016 |
|
2,000 |
|
2,000 |
|
1,995 |
715666, 4.49%,
12/13/2019(a) |
|
Prosper |
|
12/14/2016 |
|
32,000 |
|
32,000 |
|
31,967 |
715669, 3.85%,
12/13/2019(a) |
|
Prosper |
|
12/14/2016 |
|
17,300 |
|
17,300 |
|
17,272 |
715685, 12.32%,
12/7/2021(a) |
|
Prosper |
|
12/08/2016 |
|
4,000 |
|
4,000 |
|
3,962 |
715905, 4.85%,
12/7/2019(a) |
|
Prosper |
|
12/08/2016 |
|
10,000 |
|
10,000 |
|
9,978 |
715928, 8.87%,
12/7/2021(a) |
|
Prosper |
|
12/08/2016 |
|
4,000 |
|
4,000 |
|
3,978 |
715935, 6.45%,
12/7/2019(a) |
|
Prosper |
|
12/08/2016 |
|
25,000 |
|
25,000 |
|
24,916 |
715943, 7.4%,
12/7/2019(a) |
|
Prosper |
|
12/08/2016 |
|
20,701 |
|
20,701 |
|
20,631 |
716151, 7.71%,
12/7/2021(a) |
|
Prosper |
|
12/08/2016 |
|
20,000 |
|
20,000 |
|
19,890 |
716699, 6.85%,
12/8/2019(a) |
|
Prosper |
|
12/09/2016 |
|
12,000 |
|
12,000 |
|
11,961 |
717144, 11.69%,
12/8/2019(a) |
|
Prosper |
|
12/09/2016 |
|
5,200 |
|
5,200 |
|
5,173 |
717190, 14.19%,
12/16/2021(a) |
|
Prosper |
|
12/17/2016 |
|
25,000 |
|
25,000 |
|
24,882 |
717193, 14.67%,
12/16/2019(a) |
|
Prosper |
|
12/17/2016 |
|
2,200 |
|
2,200 |
|
2,185 |
717323, 16.01%,
12/9/2019(a) |
|
Prosper |
|
12/10/2016 |
|
5,800 |
|
5,800 |
|
5,751 |
717486, 6.38%,
12/9/2019(a) |
|
Prosper |
|
12/10/2016 |
|
15,000 |
|
15,000 |
|
14,970 |
717497, 7.9%,
12/12/2019(a) |
|
Prosper |
|
12/13/2016 |
|
10,000 |
|
10,000 |
|
9,973 |
717638, 15.07%,
12/12/2021(a) |
|
Prosper |
|
12/13/2016 |
|
7,000 |
|
7,000 |
|
6,948 |
717756, 3.07%,
12/9/2021(a) |
|
Prosper |
|
12/10/2016 |
|
25,000 |
|
25,000 |
|
24,944 |
717867, 14.67%,
12/12/2019(a) |
|
Prosper |
|
12/13/2016 |
|
3,800 |
|
3,800 |
|
3,767 |
717916, 15.27%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
6,000 |
|
6,000 |
|
5,975 |
717919, 4.49%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
10,000 |
|
10,000 |
|
9,994 |
718042, 7.4%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
6,000 |
|
6,000 |
|
5,991 |
718093, 13.58%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
10,000 |
|
10,000 |
|
9,967 |
718198, 11.41%,
12/20/2021(a) |
|
Prosper |
|
12/21/2016 |
|
20,000 |
|
20,000 |
|
19,949 |
718271, 7.35%,
12/13/2021(a) |
|
Prosper |
|
12/14/2016 |
|
4,000 |
|
4,000 |
|
3,984 |
718307, 3.89%,
12/13/2019(a) |
|
Prosper |
|
12/14/2016 |
|
10,000 |
|
10,000 |
|
9,990 |
718581, 13.18%,
12/13/2021(a) |
|
Prosper |
|
12/14/2016 |
|
3,000 |
|
3,000 |
|
2,983 |
718709, 4.85%,
12/14/2019(a) |
|
Prosper |
|
12/15/2016 |
|
7,000 |
|
7,000 |
|
6,989 |
718833, 5.37%,
12/13/2021(a) |
|
Prosper |
|
12/14/2016 |
|
15,000 |
|
15,000 |
|
14,957 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
25 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
719031, 10.3%,
12/14/2019(a) |
|
Prosper |
|
12/15/2016 |
|
10,000 |
|
10,000 |
|
9,962 |
719872, 5.77%,
12/27/2021(a) |
|
Prosper |
|
12/28/2016 |
|
20,000 |
|
20,000 |
|
19,988 |
719918, 9.61%,
12/16/2019(a) |
|
Prosper |
|
12/17/2016 |
|
10,000 |
|
10,000 |
|
9,955 |
719980, 4.79%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
20,000 |
|
20,000 |
|
19,995 |
719986, 5.22%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
7,000 |
|
7,000 |
|
6,996 |
719989, 4.85%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
15,000 |
|
15,000 |
|
14,995 |
719993, 4.15%,
12/16/2019(a) |
|
Prosper |
|
12/17/2016 |
|
27,000 |
|
27,000 |
|
26,964 |
720007, 7.22%,
12/27/2021(a) |
|
Prosper |
|
12/28/2016 |
|
22,000 |
|
22,000 |
|
21,986 |
720028, 5.67%,
12/27/2021(a) |
|
Prosper |
|
12/29/2016 |
|
20,000 |
|
20,000 |
|
19,983 |
720067, 10.05%,
12/27/2021(a) |
|
Prosper |
|
12/29/2016 |
|
30,000 |
|
30,000 |
|
29,965 |
720370, 3.85%,
12/28/2019(a) |
|
Prosper |
|
12/29/2016 |
|
17,000 |
|
17,000 |
|
16,996 |
720399, 3.21%,
12/16/2019(a) |
|
Prosper |
|
12/17/2016 |
|
20,000 |
|
20,000 |
|
19,983 |
720448, 6.45%,
12/28/2019(a) |
|
Prosper |
|
12/29/2016 |
|
9,000 |
|
9,000 |
|
8,996 |
720614, 9.61%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
20,000 |
|
20,000 |
|
19,934 |
720617, 6.52%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
20,000 |
|
20,000 |
|
19,952 |
720761, 5.99%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
11,000 |
|
11,000 |
|
10,989 |
721203, 12.54%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
10,000 |
|
10,000 |
|
9,958 |
721383, 5.61%,
12/20/2019(a) |
|
Prosper |
|
12/21/2016 |
|
20,000 |
|
20,000 |
|
19,969 |
721682, 14.67%,
12/22/2019(a) |
|
Prosper |
|
12/23/2016 |
|
7,500 |
|
7,500 |
|
7,470 |
721817, 9.61%,
12/22/2019(a) |
|
Prosper |
|
12/23/2016 |
|
9,000 |
|
9,000 |
|
8,976 |
721866, 14.67%,
12/21/2019(a) |
|
Prosper |
|
12/22/2016 |
|
3,600 |
|
3,600 |
|
3,584 |
722621, 4.85%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
10,000 |
|
10,000 |
|
9,996 |
722720, 6.05%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
22,000 |
|
22,000 |
|
21,988 |
722765, 4.49%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
5,700 |
|
5,700 |
|
5,699 |
722780, 6.38%,
12/27/2019(a) |
|
Prosper |
|
12/29/2016 |
|
28,000 |
|
28,000 |
|
27,989 |
722840, 9.61%,
12/27/2019(a) |
|
Prosper |
|
12/29/2016 |
|
20,000 |
|
20,000 |
|
19,978 |
723216, 5.61%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
15,000 |
|
15,000 |
|
14,992 |
723267, 9.57%,
12/27/2021(a) |
|
Prosper |
|
12/28/2016 |
|
18,000 |
|
18,000 |
|
17,984 |
723306, 6.22%,
12/27/2021(a) |
|
Prosper |
|
12/28/2016 |
|
15,000 |
|
15,000 |
|
14,987 |
723351, 3.21%,
12/27/2019(a) |
|
Prosper |
|
12/28/2016 |
|
9,000 |
|
9,000 |
|
8,998 |
723369, 5.67%,
12/27/2021(a) |
|
Prosper |
|
12/29/2016 |
|
25,000 |
|
25,000 |
|
24,979 |
723521, 4.96%,
12/29/2021(a) |
|
Prosper |
|
12/30/2016 |
|
10,000 |
|
10,000 |
|
9,995 |
723584, 5.99%,
12/29/2019(a) |
|
Prosper |
|
12/30/2016 |
|
4,500 |
|
4,500 |
|
4,498 |
723656, 5.22%,
12/29/2019(a) |
|
Prosper |
|
12/30/2016 |
|
23,300 |
|
23,300 |
|
23,288 |
723777, 7.35%,
12/28/2021(a) |
|
Prosper |
|
12/29/2016 |
|
25,000 |
|
25,000 |
|
24,984 |
724083, 5.97%,
12/29/2019(a) |
|
Prosper |
|
12/30/2016 |
|
35,000 |
|
35,000 |
|
34,974 |
725007, 15.07%,
12/30/2021(a) |
|
Prosper |
|
12/31/2016 |
|
2,500 |
|
2,500 |
|
2,498 |
Total
Consumer Loans |
|
|
|
|
|
|
|
12,904,153 |
|
12,842,183 |
See Notes to Financial
Statements.
26 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
Small Business Loans -
32.18% |
|
|
|
|
|
|
|
|
|
|
439640, 9.75%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
848 |
|
795 |
|
790 |
439641, 16.41%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
1,769 |
|
1,629 |
|
1,462 |
439643, 15.23%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
1,056 |
|
973 |
|
986 |
439644, 14.01%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
46,198 |
|
42,738 |
|
43,317 |
439646, 27.86%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
245 |
|
220 |
|
237 |
439647, 22.73%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
876 |
|
789 |
|
834 |
439648, 9.23%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
9,617 |
|
9,036 |
|
8,828 |
439649, 9.08%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
2,546 |
|
2,393 |
|
2,398 |
439650, 22.31%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
3,626 |
|
3,268 |
|
3,351 |
439651, 7.08%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
3,633 |
|
3,437 |
|
3,453 |
439652, 15.29%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
2,852 |
|
2,627 |
|
2,664 |
439653, 4.47%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
4,505 |
|
4,301 |
|
4,325 |
439654, 22.75%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
1,466 |
|
1,321 |
|
1,117 |
439655, 9.75%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
736 |
|
690 |
|
703 |
439656, 15.29%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
3,363 |
|
3,098 |
|
1,762 |
439658, 9.14%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
278 |
|
261 |
|
267 |
439659, 22.51%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
705 |
|
636 |
|
671 |
439660, 22.37%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
1,708 |
|
1,539 |
|
1,469 |
439664, 4.21%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
9,228 |
|
8,809 |
|
8,891 |
439754, 22.49%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
911 |
|
821 |
|
847 |
439757, 22.4%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
570 |
|
514 |
|
540 |
439759, 12.77%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
921 |
|
855 |
|
866 |
439771, 16.27%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
3,062 |
|
2,821 |
|
2,392 |
439803, 22.56%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
12,291 |
|
11,078 |
|
11,587 |
439914, 22.38%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
4,145 |
|
3,736 |
|
3,965 |
439978, 14.41%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
2,461 |
|
2,276 |
|
2,274 |
439988, 22.67%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
600 |
|
541 |
|
571 |
439991, 16.2%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
1,493 |
|
1,375 |
|
1,415 |
440012, 27.03%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
2,502 |
|
2,255 |
|
2,325 |
440048, 22.75%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
844 |
|
761 |
|
453 |
440054, 22.75%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
12,273 |
|
11,061 |
|
11,367 |
440111, 16.62%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
3,042 |
|
2,801 |
|
2,793 |
440128, 22.37%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
2,888 |
|
2,603 |
|
2,677 |
440185, 15.54%,
3/20/2018(a)(b) |
|
Square |
|
09/23/2016 |
|
530 |
|
489 |
|
502 |
440210, 26.25%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
5,484 |
|
4,943 |
|
5,082 |
440247, 18.12%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
34,971 |
|
31,930 |
|
32,449 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
27 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
440420, 15.35%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
4,610 |
|
4,246 |
|
4,303 |
440477, 12.46%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
5,366 |
|
4,986 |
|
5,062 |
440557, 4.48%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
7,854 |
|
7,497 |
|
7,488 |
440643, 27.17%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
2,951 |
|
2,660 |
|
2,767 |
440708, 22.79%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
3,299 |
|
2,973 |
|
2,193 |
440710, 9.86%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,455 |
|
1,364 |
|
1,380 |
440723, 18.34%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
3,339 |
|
3,048 |
|
2,945 |
440745, 22.65%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
3,996 |
|
3,602 |
|
3,023 |
440749, 4.54%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
2,713 |
|
2,590 |
|
2,594 |
440764, 27.26%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,785 |
|
1,608 |
|
1,369 |
440768, 13.92%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,425 |
|
1,318 |
|
1,315 |
440771, 22.4%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
5,367 |
|
4,837 |
|
4,323 |
440812, 11.08%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
704 |
|
658 |
|
669 |
440816, 22.37%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
648 |
|
584 |
|
620 |
440817, 18.12%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
12,340 |
|
11,267 |
|
11,543 |
440934, 22.49%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
617 |
|
556 |
|
587 |
440937, 12.92%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,514 |
|
1,407 |
|
1,426 |
440946, 22.67%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
188 |
|
169 |
|
180 |
440947, 12.66%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
30,288 |
|
28,144 |
|
28,547 |
441071, 18.26%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
640 |
|
584 |
|
615 |
441091, 26.3%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,269 |
|
1,143 |
|
1,099 |
441094, 18.05%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
730 |
|
667 |
|
605 |
441096, 22.65%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,243 |
|
1,120 |
|
1,167 |
441109, 4.5%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,163 |
|
1,110 |
|
1,121 |
441110, 22.62%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
1,285 |
|
1,158 |
|
1,099 |
441112, 18.19%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
777 |
|
710 |
|
744 |
441116, 9.13%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
4,023 |
|
3,780 |
|
3,853 |
441137, 7.08%,
3/21/2018(a)(b) |
|
Square |
|
09/24/2016 |
|
6,353 |
|
6,009 |
|
6,075 |
446130, 22.73%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
536 |
|
483 |
|
498 |
446131, 11.14%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
901 |
|
841 |
|
851 |
446132, 14.01%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
29,457 |
|
27,251 |
|
27,227 |
446133, 4.52%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,872 |
|
1,787 |
|
1,800 |
446134, 22.54%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,910 |
|
1,721 |
|
1,578 |
446135, 22.65%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,244 |
|
1,121 |
|
1,155 |
446136, 9.9%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,944 |
|
2,760 |
|
2,805 |
446137, 22.42%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,219 |
|
1,099 |
|
1,138 |
446140, 9.08%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
912 |
|
857 |
|
875 |
See Notes to Financial
Statements.
28 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
446141, 22.37%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,847 |
|
2,566 |
|
2,663 |
446142, 18.19%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,747 |
|
2,508 |
|
2,575 |
446143, 22.57%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
5,456 |
|
4,917 |
|
4,989 |
446144, 12.71%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
4,443 |
|
4,128 |
|
4,114 |
446145, 22.48%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
7,229 |
|
6,515 |
|
6,538 |
446146, 12.56%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
21,014 |
|
19,526 |
|
19,123 |
446148, 22.65%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,320 |
|
2,091 |
|
2,110 |
446149, 12.51%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
3,493 |
|
3,246 |
|
3,297 |
446152, 15.35%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,619 |
|
2,412 |
|
2,226 |
446153, 22.37%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
503 |
|
453 |
|
478 |
446154, 4.52%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
41,644 |
|
39,751 |
|
39,859 |
446157, 22.81%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
882 |
|
795 |
|
813 |
446158, 22.56%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,616 |
|
2,358 |
|
2,412 |
446159, 15.41%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,618 |
|
2,412 |
|
2,493 |
446160, 19.13%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,598 |
|
2,372 |
|
2,443 |
446162, 14.11%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
8,376 |
|
7,749 |
|
7,707 |
446163, 13.9%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
13,051 |
|
12,074 |
|
12,316 |
446164, 22.53%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,673 |
|
1,508 |
|
1,554 |
446165, 22.47%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
784 |
|
707 |
|
736 |
446167, 9.2%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
5,624 |
|
5,284 |
|
5,300 |
446168, 7.14%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
4,983 |
|
4,714 |
|
4,556 |
446169, 22.65%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,411 |
|
2,173 |
|
2,279 |
446170, 22.75%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
1,274 |
|
1,148 |
|
1,212 |
446175, 22.68%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
2,463 |
|
2,220 |
|
2,356 |
446183, 18.05%,
3/27/2018(a)(b) |
|
Square |
|
09/30/2016 |
|
676 |
|
618 |
|
643 |
446497, 22.47%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,237 |
|
2,016 |
|
1,680 |
446532, 18.5%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
1,073 |
|
980 |
|
997 |
446542, 7.08%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,931 |
|
2,772 |
|
2,804 |
446554, 22.65%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
609 |
|
549 |
|
574 |
446555, 4.47%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
74,526 |
|
71,138 |
|
71,075 |
446911, 22.46%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
9,485 |
|
8,549 |
|
8,051 |
446925, 11.23%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
3,615 |
|
3,374 |
|
3,398 |
446931, 4.54%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,112 |
|
2,016 |
|
2,010 |
446936, 13.91%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
6,492 |
|
6,006 |
|
6,141 |
446951, 22.65%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
7,005 |
|
6,313 |
|
6,619 |
447016, 22.37%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,737 |
|
2,466 |
|
1,861 |
447054, 9.82%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
69,495 |
|
65,152 |
|
64,699 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
29 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
447449, 22.87%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,701 |
|
2,435 |
|
2,563 |
447498, 22.5%, 3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
3,039 |
|
2,739 |
|
2,862 |
447511, 15.29%,
3/28/2018(a)(b) |
|
Square |
|
10/01/2016 |
|
2,096 |
|
1,930 |
|
1,893 |
447913, 22.84%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,320 |
|
1,189 |
|
728 |
447919, 9.1%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,098 |
|
1,971 |
|
1,970 |
448008, 13.95%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
8,442 |
|
7,810 |
|
7,219 |
448089, 14.78%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
19,423 |
|
17,968 |
|
18,235 |
448180, 7.17%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,901 |
|
2,744 |
|
2,765 |
448187, 4.5%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,574 |
|
2,457 |
|
2,474 |
448190, 13.95%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,598 |
|
1,478 |
|
1,324 |
448195, 15.23%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
15,002 |
|
13,818 |
|
14,246 |
448298, 22.65%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,410 |
|
1,271 |
|
1,286 |
448305, 12.66%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
3,456 |
|
3,212 |
|
3,286 |
448316, 22.57%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
699 |
|
630 |
|
639 |
448323, 22.37%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,189 |
|
1,071 |
|
1,136 |
448330, 22.58%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,378 |
|
1,241 |
|
535 |
448384, 22.66%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
16,255 |
|
14,650 |
|
14,807 |
448489, 9.79%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
812 |
|
761 |
|
774 |
448493, 7.19%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,092 |
|
1,979 |
|
2,002 |
448499, 22.85%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
6,849 |
|
6,173 |
|
6,392 |
448520, 22.81%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,401 |
|
1,263 |
|
1,136 |
448543, 22.32%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,966 |
|
1,771 |
|
1,867 |
448550, 15.48%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
8,540 |
|
7,865 |
|
7,757 |
448625, 22.6%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,550 |
|
2,298 |
|
2,191 |
448636, 12.66%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,069 |
|
1,923 |
|
1,962 |
448656, 22.37%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
19,240 |
|
17,341 |
|
7,984 |
448742, 22.37%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
505 |
|
455 |
|
480 |
448746, 22.5%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
2,887 |
|
2,602 |
|
2,707 |
448758, 9.9%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
10,378 |
|
9,730 |
|
8,861 |
448776, 19.13%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
8,011 |
|
7,315 |
|
7,704 |
448952, 22.61%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
924 |
|
832 |
|
864 |
448955, 22.65%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
1,822 |
|
1,642 |
|
1,692 |
448975, 15.29%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
529 |
|
487 |
|
502 |
448980, 22.72%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
843 |
|
759 |
|
730 |
448981, 22.47%,
3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
376 |
|
339 |
|
359 |
448983, 4.5%, 3/29/2018(a)(b) |
|
Square |
|
10/04/2016 |
|
6,816 |
|
6,506 |
|
6,416 |
449071, 22.39%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
9,215 |
|
8,305 |
|
5,912 |
See Notes to Financial
Statements.
30 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
449106, 22.5%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,968 |
|
2,675 |
|
2,356 |
449115, 26.25%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
28,410 |
|
25,605 |
|
26,320 |
449340, 22.5%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,299 |
|
2,072 |
|
2,123 |
449348, 12.51%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,107 |
|
1,958 |
|
1,985 |
449375, 22.41%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,615 |
|
1,455 |
|
1,490 |
449378, 22.37%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,830 |
|
1,650 |
|
1,690 |
449381, 18.27%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,392 |
|
2,184 |
|
2,228 |
449418, 13.95%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
925 |
|
855 |
|
869 |
449422, 22.43%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,841 |
|
1,659 |
|
1,699 |
449468, 22.34%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,099 |
|
991 |
|
1,015 |
449474, 22.56%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
3,172 |
|
2,859 |
|
2,929 |
449513, 12.51%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
14,537 |
|
13,508 |
|
13,699 |
449602, 18.05%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,837 |
|
1,677 |
|
1,711 |
449608, 4.54%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
813 |
|
776 |
|
780 |
449609, 15.29%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,433 |
|
2,241 |
|
2,279 |
449612, 12.47%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,924 |
|
1,788 |
|
1,803 |
449675, 11.13%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,407 |
|
1,313 |
|
1,329 |
449683, 22.62%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,516 |
|
1,366 |
|
1,400 |
449691, 22.56%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
3,816 |
|
3,439 |
|
3,523 |
449715, 22.56%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,057 |
|
953 |
|
976 |
449747, 13.92%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
3,787 |
|
3,503 |
|
3,558 |
449779, 4.48%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
10,575 |
|
10,094 |
|
10,147 |
449842, 22.56%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
3,137 |
|
2,828 |
|
2,796 |
449853, 22.5%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
957 |
|
863 |
|
884 |
449854, 22.37%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
7,044 |
|
6,348 |
|
6,501 |
449872, 18.12%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,269 |
|
1,159 |
|
1,151 |
449874, 22.59%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,738 |
|
1,566 |
|
1,604 |
449882, 22.65%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
10,334 |
|
9,314 |
|
9,541 |
449904, 4.47%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,412 |
|
2,303 |
|
2,315 |
449912, 22.47%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,191 |
|
1,975 |
|
2,022 |
449946, 22.46%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
5,531 |
|
4,985 |
|
5,106 |
449993, 22.47%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
15,117 |
|
13,624 |
|
13,796 |
450108, 22.89%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,924 |
|
2,635 |
|
2,578 |
450113, 22.68%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
2,886 |
|
2,601 |
|
2,664 |
450139, 22.6%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,116 |
|
1,006 |
|
1,031 |
450141, 9.15%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
6,852 |
|
6,438 |
|
6,505 |
450156, 15.29%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
9,524 |
|
8,772 |
|
8,921 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
31 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
450213, 4.47%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
1,855 |
|
1,771 |
|
1,780 |
450215, 22.73%, 3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
4,523 |
|
4,077 |
|
4,176 |
450226, 27.22%,
3/30/2018(a)(b) |
|
Square |
|
10/05/2016 |
|
701 |
|
632 |
|
647 |
450439, 22.4%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
979 |
|
883 |
|
904 |
450446, 12.66%,
3/30/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,468 |
|
2,293 |
|
2,325 |
450467, 22.75%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,201 |
|
1,983 |
|
1,558 |
450473, 22.56%,
4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
824 |
|
743 |
|
761 |
450477, 22.47%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
689 |
|
621 |
|
620 |
450480, 9.86%,
4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
7,081 |
|
6,638 |
|
6,712 |
450507, 4.47%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
3,658 |
|
3,492 |
|
3,510 |
450525, 7.11%,
4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,614 |
|
2,473 |
|
2,493 |
450539, 14.14%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,287 |
|
1,191 |
|
1,209 |
450545, 18.13%,
4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
12,219 |
|
11,156 |
|
8,949 |
450573, 9.86%, 4/1/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,617 |
|
2,454 |
|
2,481 |
450586, 22.66%,
4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
463 |
|
418 |
|
428 |
450591, 11.15%, 4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
10,529 |
|
9,827 |
|
9,950 |
450646, 9.75%,
4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
4,462 |
|
4,184 |
|
4,230 |
450664, 11.16%, 4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,660 |
|
1,549 |
|
1,568 |
450672, 4.48%,
4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,371 |
|
1,309 |
|
1,316 |
450674, 22.49%, 4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
908 |
|
818 |
|
838 |
450679, 22.61%,
4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,546 |
|
2,294 |
|
2,350 |
450690, 22.52%, 4/2/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,801 |
|
1,623 |
|
1,662 |
450739, 22.65%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
11,758 |
|
10,597 |
|
10,853 |
450882, 22.75%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
7,472 |
|
6,734 |
|
6,897 |
450912, 22.47%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
801 |
|
722 |
|
739 |
450930, 22.56%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,722 |
|
1,552 |
|
1,589 |
450946, 15.48%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
852 |
|
785 |
|
799 |
450950, 4.5%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
6,453 |
|
6,159 |
|
6,192 |
450990, 12.61%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
16,548 |
|
15,377 |
|
15,593 |
451049, 22.46%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
4,386 |
|
3,953 |
|
4,047 |
451064, 4.52%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,795 |
|
1,713 |
|
1,722 |
451068, 4.55%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,953 |
|
1,864 |
|
1,874 |
451075, 22.65%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
37,791 |
|
34,060 |
|
34,882 |
451210, 22.53%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,134 |
|
1,022 |
|
924 |
451214, 22.52%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
1,639 |
|
1,477 |
|
1,513 |
451222, 22.75%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
744 |
|
671 |
|
647 |
451224, 7.14%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
10,963 |
|
10,370 |
|
10,455 |
See Notes to Financial
Statements.
32 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
451289, 22.65%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
4,262 |
|
3,841 |
|
3,934 |
451317, 9.1%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
3,750 |
|
3,523 |
|
3,560 |
451325, 9.9%,
4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
19,316 |
|
18,108 |
|
18,311 |
451368, 22.61%, 4/3/2018(a)(b) |
|
Square |
|
10/06/2016 |
|
2,330 |
|
2,100 |
|
2,150 |
451880, 22.34%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,816 |
|
1,636 |
|
1,675 |
451920, 22.56%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
706 |
|
636 |
|
648 |
451928, 4.48%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,262 |
|
2,160 |
|
2,171 |
451932, 15.23%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,173 |
|
1,081 |
|
1,099 |
451935, 11.24%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,424 |
|
2,262 |
|
2,291 |
451944, 15.35%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,082 |
|
997 |
|
978 |
451954, 22.54%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
427 |
|
385 |
|
360 |
451965, 15.41%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,108 |
|
1,941 |
|
1,974 |
451980, 9.79%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
10,614 |
|
9,951 |
|
10,060 |
452006, 11.24%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,358 |
|
1,267 |
|
1,283 |
452014, 22.66%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
568 |
|
512 |
|
524 |
452019, 4.54%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,001 |
|
956 |
|
961 |
452027, 7.14%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,488 |
|
2,353 |
|
2,373 |
452037, 22.51%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,467 |
|
3,124 |
|
2,825 |
452045, 22.4%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,740 |
|
1,568 |
|
1,605 |
452078, 15.23%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,147 |
|
1,978 |
|
2,011 |
452084, 23.04%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
923 |
|
831 |
|
829 |
452088, 22.65%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,254 |
|
2,032 |
|
2,080 |
452106, 22.47%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,080 |
|
974 |
|
997 |
452121, 11.22%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
958 |
|
895 |
|
906 |
452124, 11.1%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,501 |
|
1,401 |
|
1,410 |
452129, 22.49%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,884 |
|
3,500 |
|
3,518 |
452156, 22.62%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,774 |
|
1,598 |
|
1,636 |
452159, 4.52%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,442 |
|
1,376 |
|
1,384 |
452216, 22.55%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
7,274 |
|
6,556 |
|
6,712 |
452235, 18.39%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
582 |
|
531 |
|
541 |
452236, 22.65%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,835 |
|
1,654 |
|
1,693 |
452241, 18.05%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,904 |
|
3,565 |
|
3,634 |
452250, 15.35%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
6,264 |
|
5,769 |
|
5,866 |
452258, 22.56%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
325 |
|
293 |
|
300 |
452260, 22.75%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
766 |
|
690 |
|
707 |
452262, 15.29%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,001 |
|
2,764 |
|
2,810 |
452265, 9.2%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
2,750 |
|
2,584 |
|
2,610 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
33 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
452280, 16.27%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,453 |
|
3,180 |
|
3,237 |
452284, 22.53%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,784 |
|
1,608 |
|
1,334 |
452290, 22.43%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
617 |
|
556 |
|
569 |
452293, 22.46%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
6,996 |
|
6,305 |
|
6,454 |
452313, 22.71%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,803 |
|
1,625 |
|
1,664 |
452394, 9.79%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,477 |
|
3,260 |
|
3,295 |
452418, 22.56%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
467 |
|
421 |
|
431 |
452423, 15.35%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
912 |
|
840 |
|
854 |
452425, 22.51%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
827 |
|
746 |
|
763 |
452439, 13.86%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
7,782 |
|
7,199 |
|
7,308 |
452473, 7.11%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,604 |
|
1,518 |
|
1,530 |
452479, 22.37%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
3,362 |
|
3,030 |
|
3,102 |
452497, 22.75%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
4,404 |
|
3,969 |
|
4,064 |
452509, 15.29%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,251 |
|
1,152 |
|
1,158 |
452830, 15.23%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
25,513 |
|
23,499 |
|
23,889 |
452999, 15.41%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
7,603 |
|
7,003 |
|
7,120 |
453005, 15.48%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
5,115 |
|
4,712 |
|
4,791 |
453017, 22.4%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
4,538 |
|
4,089 |
|
4,186 |
453037, 18.34%,
4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
1,140 |
|
1,041 |
|
1,061 |
453190, 11.74%, 4/4/2018(a)(b) |
|
Square |
|
10/07/2016 |
|
337 |
|
314 |
|
318 |
453279, 22.37%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
801 |
|
722 |
|
739 |
453289, 22.75%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
936 |
|
844 |
|
864 |
453298, 22.45%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,005 |
|
905 |
|
927 |
453308, 22.56%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,078 |
|
1,872 |
|
1,916 |
453320, 22.51%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,697 |
|
1,529 |
|
1,565 |
453372, 4.48%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
11,390 |
|
10,872 |
|
10,928 |
453407, 22.57%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
16,977 |
|
15,301 |
|
15,660 |
453554, 13.87%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,819 |
|
1,683 |
|
1,708 |
453574, 22.57%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
4,936 |
|
4,449 |
|
4,553 |
453680, 22.47%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,609 |
|
2,352 |
|
2,407 |
453731, 22.8%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,326 |
|
1,194 |
|
1,223 |
453735, 22.8%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
802 |
|
723 |
|
740 |
453739, 22.66%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
6,140 |
|
5,534 |
|
5,664 |
453808, 22.4%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
646 |
|
582 |
|
596 |
453811, 22.37%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,681 |
|
1,515 |
|
1,551 |
453816, 22.41%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,248 |
|
2,026 |
|
2,073 |
453824, 18.27%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
419 |
|
382 |
|
390 |
See Notes to Financial
Statements.
34 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
453828, 22.84%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
605 |
|
545 |
|
558 |
453829, 22.56%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,184 |
|
1,067 |
|
1,092 |
453841, 22.37%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,450 |
|
2,208 |
|
2,248 |
453885, 22.59%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,340 |
|
2,109 |
|
2,011 |
453891, 22.65%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,784 |
|
2,509 |
|
2,418 |
453899, 22.37%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
3,994 |
|
3,600 |
|
3,683 |
453915, 4.55%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,077 |
|
1,028 |
|
1,034 |
453917, 13.95%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
4,208 |
|
3,893 |
|
3,952 |
453926, 22.71%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,706 |
|
1,538 |
|
1,574 |
453947, 7.16%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
6,179 |
|
5,845 |
|
5,892 |
453969, 13.84%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,833 |
|
1,696 |
|
1,721 |
453977, 22.64%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
5,206 |
|
4,692 |
|
4,803 |
454029, 22.58%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
729 |
|
658 |
|
673 |
454030, 15.23%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
11,400 |
|
10,500 |
|
10,672 |
454058, 7.11%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,610 |
|
2,469 |
|
2,489 |
454073, 22.88%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
890 |
|
802 |
|
821 |
454075, 22.37%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
2,047 |
|
1,845 |
|
962 |
454083, 22.65%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,759 |
|
1,585 |
|
1,622 |
454114, 22.75%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,515 |
|
1,366 |
|
1,398 |
454117, 22.56%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
9,190 |
|
8,283 |
|
8,477 |
454177, 22.62%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
726 |
|
654 |
|
662 |
454181, 4.54%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
5,569 |
|
5,315 |
|
5,314 |
454191, 22.75%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
7,461 |
|
6,725 |
|
6,884 |
454216, 22.51%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
1,259 |
|
1,135 |
|
1,131 |
454240, 22.57%,
4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
7,550 |
|
6,804 |
|
6,784 |
454261, 22.47%, 4/5/2018(a)(b) |
|
Square |
|
10/08/2016 |
|
16,138 |
|
14,545 |
|
14,885 |
454877, 15.29%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,001 |
|
3,685 |
|
3,743 |
454892, 22.65%, 4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
631 |
|
569 |
|
542 |
454898, 22.68%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
3,094 |
|
2,788 |
|
2,851 |
454916, 22.74%, 4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
5,695 |
|
5,133 |
|
5,249 |
454928, 22.82%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,812 |
|
1,632 |
|
1,669 |
454932, 22.75%, 4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,762 |
|
2,489 |
|
2,545 |
454978, 4.48%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
966 |
|
922 |
|
926 |
454980, 15.29%, 4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,264 |
|
1,164 |
|
1,182 |
454983, 23.04%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,202 |
|
3,787 |
|
3,873 |
454995, 22.65%, 4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,902 |
|
2,615 |
|
2,674 |
455001, 22.62%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,616 |
|
1,457 |
|
1,489 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
35 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
455003, 18.44%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,093 |
|
998 |
|
1,016 |
455012, 22.47%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,248 |
|
2,026 |
|
2,071 |
455031, 22.59%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,846 |
|
2,565 |
|
2,622 |
455058, 7.17%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
22,340 |
|
21,133 |
|
21,295 |
455208, 22.47%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,071 |
|
965 |
|
975 |
455214, 22.75%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,264 |
|
3,843 |
|
3,929 |
455234, 22.75%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,624 |
|
4,167 |
|
4,261 |
455248, 22.47%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,367 |
|
1,232 |
|
1,259 |
455255, 14.01%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,691 |
|
4,340 |
|
4,402 |
455273, 22.58%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
500 |
|
450 |
|
460 |
455274, 22.4%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,352 |
|
2,119 |
|
2,166 |
455279, 9.9%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,222 |
|
2,083 |
|
2,105 |
455284, 11.24%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,415 |
|
1,321 |
|
1,336 |
455304, 15.29%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,703 |
|
4,331 |
|
4,399 |
455376, 4.47%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,859 |
|
2,729 |
|
2,743 |
455406, 15.35%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
19,699 |
|
18,143 |
|
18,429 |
455699, 4.5%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,259 |
|
4,066 |
|
4,086 |
455805, 22.52%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,577 |
|
2,322 |
|
2,374 |
455808, 13.84%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
3,323 |
|
3,074 |
|
3,118 |
455817, 22.37%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,475 |
|
2,231 |
|
2,280 |
455830, 22.56%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
3,289 |
|
2,964 |
|
3,030 |
455835, 22.52%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,520 |
|
1,370 |
|
1,400 |
455854, 23.17%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
4,952 |
|
4,463 |
|
3,402 |
455860, 18.42%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,177 |
|
1,075 |
|
1,094 |
455863, 22.56%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
877 |
|
790 |
|
808 |
455869, 18.27%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,071 |
|
977 |
|
995 |
455888, 22.48%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
12,132 |
|
10,934 |
|
11,177 |
455951, 22.75%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
3,525 |
|
3,177 |
|
3,249 |
455966, 18.05%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
14,611 |
|
13,340 |
|
13,584 |
456013, 9.86%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,464 |
|
2,310 |
|
2,334 |
456017, 12.56%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
18,241 |
|
16,949 |
|
17,170 |
456106, 22.78%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
2,122 |
|
1,913 |
|
1,934 |
456109, 14.08%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,342 |
|
1,242 |
|
1,260 |
456112, 22.61%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,766 |
|
1,592 |
|
1,627 |
456115, 7.14%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
1,687 |
|
1,595 |
|
1,608 |
456120, 4.5%,
4/6/2018(a)(b) |
|
Square |
|
10/12/2016 |
|
62,909 |
|
60,050 |
|
60,343 |
456309, 15.29%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,764 |
|
2,546 |
|
2,585 |
See Notes to Financial
Statements.
36 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
456337, 4.52%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
50,083 |
|
47,806 |
|
48,037 |
456597, 22.75%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
3,579 |
|
3,226 |
|
3,298 |
456611, 22.38%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
331 |
|
298 |
|
305 |
456631, 22.61%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,927 |
|
2,637 |
|
2,696 |
456636, 22.42%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,550 |
|
1,397 |
|
1,428 |
456640, 22.61%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
751 |
|
677 |
|
692 |
456644, 22.81%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,177 |
|
1,061 |
|
1,084 |
456653, 22.75%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
3,623 |
|
3,265 |
|
3,338 |
456666, 22.52%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,007 |
|
1,809 |
|
1,848 |
456671, 22.72%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
459 |
|
413 |
|
422 |
456674, 22.68%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,155 |
|
1,041 |
|
906 |
456676, 22.78%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
4,009 |
|
3,613 |
|
3,652 |
456745, 22.65%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,779 |
|
1,604 |
|
1,639 |
456758, 18.12%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
24,829 |
|
22,670 |
|
23,080 |
456857, 22.37%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,246 |
|
2,025 |
|
2,069 |
456877, 22.37%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,884 |
|
1,698 |
|
1,735 |
456909, 22.47%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,959 |
|
1,766 |
|
1,805 |
456915, 15.41%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,358 |
|
2,171 |
|
1,877 |
456917, 18.05%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
798 |
|
728 |
|
741 |
456919, 22.81%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,908 |
|
1,719 |
|
1,757 |
456921, 22.56%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,330 |
|
1,198 |
|
1,225 |
456923, 22.71%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,419 |
|
1,279 |
|
1,308 |
456924, 22.42%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,409 |
|
2,171 |
|
2,219 |
456926, 22.59%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
721 |
|
650 |
|
647 |
456927, 7.08%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
731 |
|
691 |
|
696 |
456928, 12.51%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,229 |
|
1,142 |
|
1,157 |
456941, 22.37%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,147 |
|
1,034 |
|
1,009 |
456945, 4.5%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,313 |
|
1,253 |
|
1,259 |
456948, 22.47%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
716 |
|
645 |
|
659 |
456949, 15.23%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,374 |
|
2,187 |
|
2,220 |
456991, 14.13%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
983 |
|
910 |
|
923 |
456996, 22.51%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,236 |
|
1,114 |
|
1,139 |
457020, 22.4%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
4,623 |
|
4,166 |
|
4,258 |
457045, 11.18%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,694 |
|
1,581 |
|
1,599 |
457049, 4.54%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
848 |
|
810 |
|
814 |
457066, 12.61%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,872 |
|
2,669 |
|
2,634 |
457076, 9.21%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,776 |
|
1,669 |
|
1,685 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
37 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
457078, 22.57%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
6,192 |
|
5,581 |
|
5,704 |
457116, 22.68%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
6,494 |
|
5,852 |
|
5,982 |
457173, 22.56%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,739 |
|
1,567 |
|
1,479 |
457179, 22.79%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
3,644 |
|
3,284 |
|
3,357 |
457186, 22.37%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,978 |
|
1,782 |
|
1,821 |
457187, 4.5%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,707 |
|
1,630 |
|
1,637 |
457189, 22.47%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,560 |
|
1,406 |
|
1,436 |
457200, 22.37%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,240 |
|
1,118 |
|
1,142 |
457236, 22.65%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,809 |
|
2,532 |
|
2,316 |
457242, 22.71%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,592 |
|
1,435 |
|
1,467 |
457253, 11.1%,
4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
1,274 |
|
1,189 |
|
1,203 |
457255, 22.65%, 4/7/2018(a)(b) |
|
Square |
|
10/13/2016 |
|
2,637 |
|
2,376 |
|
1,838 |
457272, 22.66%,
4/7/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,643 |
|
3,283 |
|
3,354 |
457284, 22.47%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
27,702 |
|
24,967 |
|
25,509 |
457317, 22.65%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
11,389 |
|
10,265 |
|
10,489 |
457325, 23.14%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
978 |
|
881 |
|
901 |
457326, 15.8%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
4,501 |
|
4,145 |
|
4,211 |
457331, 4.54%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,379 |
|
1,317 |
|
1,323 |
457336, 22.36%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
7,280 |
|
6,562 |
|
6,704 |
457346, 9.86%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,212 |
|
3,011 |
|
2,963 |
457347, 22.41%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
940 |
|
847 |
|
850 |
457349, 16.2%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,827 |
|
3,525 |
|
3,582 |
457355, 12.56%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
11,449 |
|
10,638 |
|
10,773 |
457376, 9.05%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,345 |
|
1,264 |
|
1,276 |
457381, 4.98%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
11,318 |
|
10,804 |
|
10,860 |
457399, 9.75%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
776 |
|
727 |
|
734 |
457402, 15.41%,
4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,968 |
|
2,734 |
|
2,776 |
457410, 7.17%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,883 |
|
2,727 |
|
2,733 |
457418, 22.37%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,037 |
|
1,836 |
|
1,875 |
457427, 22.45%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
821 |
|
740 |
|
756 |
457431, 4.52%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,329 |
|
2,223 |
|
2,234 |
457439, 22.41%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,087 |
|
2,782 |
|
2,842 |
457449, 22.64%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
629 |
|
567 |
|
579 |
457451, 13.91%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
9,833 |
|
9,096 |
|
9,223 |
457478, 10.06%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
245 |
|
230 |
|
232 |
457481, 4.48%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,537 |
|
2,421 |
|
2,433 |
457493, 7.19%,
4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,230 |
|
1,163 |
|
1,172 |
See Notes to Financial
Statements.
38 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
457499, 15.48%,
4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,424 |
|
1,311 |
|
1,331 |
457503, 22.37%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,354 |
|
1,220 |
|
820 |
457510, 11.11%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,400 |
|
1,306 |
|
1,314 |
457515, 22.5%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,708 |
|
1,539 |
|
1,555 |
457521, 22.37%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,265 |
|
1,140 |
|
1,165 |
457526, 18.19%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,685 |
|
2,451 |
|
2,495 |
457532, 22.77%,
4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
5,149 |
|
4,641 |
|
4,742 |
457545, 22.67%, 4/8/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
8,086 |
|
7,287 |
|
7,447 |
457565, 22.37%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
17,961 |
|
16,188 |
|
16,538 |
457609, 11.15%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
13,270 |
|
12,385 |
|
12,526 |
457652, 22.78%,
4/9/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,760 |
|
2,487 |
|
2,513 |
457661, 18.27%, 4/9/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,303 |
|
2,103 |
|
2,141 |
457669, 4.48%,
4/9/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,402 |
|
2,293 |
|
2,304 |
457674, 22.47%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,122 |
|
1,011 |
|
1,033 |
457678, 22.35%,
4/9/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,842 |
|
1,660 |
|
1,696 |
457685, 15.41%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
5,574 |
|
5,134 |
|
5,213 |
457699, 22.56%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,164 |
|
1,950 |
|
1,993 |
457707, 9.75%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,420 |
|
1,331 |
|
1,345 |
457715, 9.14%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,828 |
|
1,717 |
|
1,733 |
457722, 22.56%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
895 |
|
806 |
|
824 |
457724, 22.59%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,033 |
|
1,832 |
|
1,872 |
457731, 4.48%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,413 |
|
2,304 |
|
2,315 |
457740, 4.54%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
7,007 |
|
6,689 |
|
6,721 |
457757, 22.37%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,340 |
|
2,109 |
|
2,155 |
457766, 22.37%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,725 |
|
1,555 |
|
1,588 |
457772, 22.47%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
952 |
|
858 |
|
877 |
457774, 22.63%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,823 |
|
1,643 |
|
1,679 |
457776, 22.6%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,425 |
|
1,284 |
|
1,312 |
457779, 22.44%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,306 |
|
1,177 |
|
1,196 |
457786, 18.33%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,080 |
|
1,899 |
|
1,933 |
457793, 22.56%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
6,923 |
|
6,240 |
|
5,831 |
457809, 14.11%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,309 |
|
2,136 |
|
2,166 |
457817, 9.79%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,092 |
|
2,899 |
|
2,928 |
457828, 22.65%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,449 |
|
3,109 |
|
2,763 |
457840, 11.13%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,630 |
|
1,522 |
|
1,539 |
457849, 22.75%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,015 |
|
1,816 |
|
1,823 |
457863, 22.67%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
864 |
|
779 |
|
796 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
39 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
457865, 18.39%,
4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
887 |
|
810 |
|
824 |
457869, 22.73%, 4/10/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
874 |
|
787 |
|
804 |
457882, 22.42%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,568 |
|
1,413 |
|
1,443 |
457886, 22.75%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,298 |
|
2,973 |
|
3,038 |
457891, 22.75%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,164 |
|
2,851 |
|
2,608 |
457902, 22.47%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
29,893 |
|
26,942 |
|
27,527 |
457966, 22.47%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
9,274 |
|
8,358 |
|
8,539 |
458006, 11.2%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
9,962 |
|
9,297 |
|
9,403 |
458034, 22.31%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,008 |
|
909 |
|
886 |
458036, 15.35%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,871 |
|
1,724 |
|
1,750 |
458039, 22.65%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,447 |
|
1,303 |
|
1,332 |
458041, 22.56%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
688 |
|
620 |
|
634 |
458042, 9.18%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,877 |
|
3,643 |
|
3,677 |
458048, 22.83%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
560 |
|
505 |
|
516 |
458049, 22.69%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
2,947 |
|
2,655 |
|
2,714 |
458065, 7.19%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
3,660 |
|
3,462 |
|
3,488 |
458070, 22.83%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,723 |
|
1,553 |
|
1,587 |
458075, 7.19%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,373 |
|
1,299 |
|
1,308 |
458079, 22.82%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
1,856 |
|
1,673 |
|
1,709 |
458085, 22.37%, 4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
619 |
|
558 |
|
570 |
458087, 22.3%,
4/11/2018(a)(b) |
|
Square |
|
10/14/2016 |
|
311 |
|
281 |
|
287 |
459112, 15.35%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
20,638 |
|
19,008 |
|
19,296 |
459218, 15.29%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,904 |
|
2,675 |
|
2,715 |
459222, 22.4%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
3,141 |
|
2,831 |
|
2,694 |
459241, 22.79%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,518 |
|
2,269 |
|
2,259 |
459251, 22.47%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
13,800 |
|
12,437 |
|
12,704 |
459272, 9.94%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,433 |
|
2,281 |
|
2,304 |
459280, 22.77%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
5,243 |
|
4,725 |
|
4,802 |
459303, 9.82%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
6,723 |
|
6,303 |
|
6,366 |
459318, 22.47%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,944 |
|
2,653 |
|
2,503 |
459349, 22.69%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
423 |
|
381 |
|
389 |
459350, 22.75%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,878 |
|
2,594 |
|
2,650 |
459369, 22.79%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
738 |
|
665 |
|
679 |
459392, 22.6%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,644 |
|
1,482 |
|
1,514 |
459393, 13.87%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,595 |
|
1,475 |
|
1,495 |
459400, 18.07%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
7,059 |
|
6,445 |
|
6,558 |
459438, 22.65%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,524 |
|
1,374 |
|
1,403 |
See Notes to Financial
Statements.
40 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
459455, 4.48%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
29,169 |
|
27,843 |
|
27,973 |
459600, 13.95%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
3,880 |
|
3,589 |
|
3,639 |
459628, 13.84%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
4,209 |
|
3,894 |
|
3,903 |
459643, 13.9%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,405 |
|
2,225 |
|
2,123 |
459651, 15.48%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
316 |
|
291 |
|
296 |
459657, 22.56%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,334 |
|
2,103 |
|
2,124 |
459666, 12.48%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
9,780 |
|
9,087 |
|
9,201 |
459703, 9.17%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
4,841 |
|
4,549 |
|
4,591 |
459753, 13.98%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
3,965 |
|
3,668 |
|
3,651 |
459775, 22.44%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,198 |
|
1,980 |
|
2,023 |
459786, 22.56%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
6,146 |
|
5,539 |
|
4,283 |
459833, 22.56%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,789 |
|
2,514 |
|
2,568 |
459861, 22.6%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,318 |
|
1,187 |
|
1,213 |
459867, 22.45%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
658 |
|
593 |
|
605 |
459868, 22.66%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
251 |
|
226 |
|
231 |
459870, 22.47%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
2,916 |
|
2,628 |
|
2,685 |
459875, 22.33%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,141 |
|
1,028 |
|
1,050 |
459882, 15.35%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
18,332 |
|
16,885 |
|
17,140 |
459911, 4.52%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,463 |
|
1,397 |
|
1,403 |
459917, 22.65%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,434 |
|
1,292 |
|
895 |
459922, 22.37%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,370 |
|
1,235 |
|
1,261 |
459925, 13.91%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
9,711 |
|
8,983 |
|
9,058 |
459946, 27.13%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
538 |
|
484 |
|
497 |
459948, 12.46%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
1,386 |
|
1,288 |
|
1,304 |
459953, 22.56%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
17,024 |
|
15,344 |
|
15,674 |
460012, 22.82%, 4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
587 |
|
529 |
|
540 |
460071, 22.66%,
4/12/2018(a)(b) |
|
Square |
|
10/15/2016 |
|
935 |
|
843 |
|
779 |
472811, 18.11%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
2,313 |
|
2,111 |
|
2,140 |
472812, 22.47%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
613 |
|
553 |
|
562 |
472816, 22.66%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
4,475 |
|
4,034 |
|
4,101 |
472817, 22.37%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
4,425 |
|
3,988 |
|
3,981 |
472818, 15.48%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
3,807 |
|
3,506 |
|
3,548 |
472819, 22.49%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
598 |
|
539 |
|
548 |
472820, 22.6%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
1,185 |
|
1,068 |
|
622 |
472821, 22.42%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
973 |
|
877 |
|
892 |
472822, 15.35%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
2,460 |
|
2,266 |
|
2,293 |
472825, 22.47%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
3,679 |
|
3,316 |
|
3,371 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
41 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
472837, 22.66%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
13,627 |
|
12,282 |
|
12,488 |
472840, 24.05%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
549 |
|
495 |
|
503 |
472841, 13.91%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
6,199 |
|
5,735 |
|
5,796 |
472878, 22.66%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
6,497 |
|
5,856 |
|
5,954 |
472970, 22.47%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
1,902 |
|
1,714 |
|
1,577 |
473013, 22.75%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
517 |
|
466 |
|
474 |
473087, 15.29%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
10,426 |
|
9,603 |
|
9,716 |
473225, 18.17%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
1,100 |
|
1,004 |
|
1,018 |
473226, 22.56%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
635 |
|
572 |
|
582 |
473229, 18.12%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
2,131 |
|
1,945 |
|
1,972 |
473239, 22.84%,
4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
755 |
|
680 |
|
692 |
473283, 12.51%, 4/27/2018(a)(b) |
|
Square |
|
11/01/2016 |
|
32,914 |
|
30,584 |
|
30,883 |
473430, 22.47%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
751 |
|
677 |
|
688 |
473433, 11.11%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
22,303 |
|
20,816 |
|
20,994 |
473560, 22.71%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,891 |
|
1,704 |
|
1,701 |
473577, 22.36%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
4,475 |
|
4,033 |
|
4,099 |
473598, 4.78%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
824 |
|
786 |
|
789 |
473601, 18.27%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
8,479 |
|
7,742 |
|
7,848 |
473620, 13.9%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
13,755 |
|
12,725 |
|
12,414 |
473719, 22.4%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
5,187 |
|
4,674 |
|
4,751 |
473764, 18.27%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
2,478 |
|
2,263 |
|
2,293 |
473769, 22.69%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,142 |
|
1,029 |
|
1,046 |
473784, 18.26%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
689 |
|
629 |
|
637 |
473791, 9.86%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
5,599 |
|
5,249 |
|
5,289 |
473820, 22.63%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,850 |
|
1,667 |
|
1,695 |
473859, 22.59%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
4,115 |
|
3,709 |
|
3,770 |
473889, 22.37%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
3,208 |
|
2,891 |
|
2,938 |
473921, 15.48%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,857 |
|
1,711 |
|
1,629 |
473937, 22.65%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
5,006 |
|
4,512 |
|
2,939 |
473983, 4.47%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
14,184 |
|
13,539 |
|
13,588 |
474115, 9.08%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,194 |
|
1,122 |
|
1,130 |
474119, 22.72%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
840 |
|
757 |
|
769 |
474120, 14.06%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
3,059 |
|
2,830 |
|
2,860 |
474139, 22.48%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
8,655 |
|
7,801 |
|
7,929 |
474184, 15.23%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
13,353 |
|
12,299 |
|
12,441 |
474232, 22.75%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
11,766 |
|
10,604 |
|
10,780 |
474305, 22.61%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,073 |
|
967 |
|
983 |
See Notes to Financial
Statements.
42 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
474315, 14%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,524 |
|
1,409 |
|
1,154 |
474321, 22.65%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,598 |
|
1,440 |
|
1,378 |
474325, 15.48%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,613 |
|
1,486 |
|
1,503 |
474328, 18.34%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
3,268 |
|
2,984 |
|
3,025 |
474343, 22.84%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
710 |
|
640 |
|
651 |
474344, 9.75%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
25,403 |
|
23,815 |
|
23,996 |
474514, 18.05%,
4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,696 |
|
1,548 |
|
1,551 |
474519, 22.69%, 4/28/2018(a)(b) |
|
Square |
|
11/02/2016 |
|
1,982 |
|
1,786 |
|
1,816 |
474542, 18.13%,
4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,659 |
|
1,514 |
|
1,534 |
474545, 22.56%, 4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
7,340 |
|
6,615 |
|
6,548 |
474594, 12.56%,
4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
4,085 |
|
3,796 |
|
3,832 |
474609, 22.56%, 4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
3,758 |
|
3,387 |
|
3,442 |
474636, 22.65%,
4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,128 |
|
1,017 |
|
1,033 |
474647, 22.85%, 4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,421 |
|
1,281 |
|
1,225 |
474652, 22.65%,
4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,151 |
|
1,037 |
|
1,054 |
474658, 22.44%, 4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,732 |
|
1,561 |
|
1,586 |
474663, 22.65%,
4/29/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,020 |
|
1,821 |
|
1,850 |
474673, 22.75%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,513 |
|
2,265 |
|
2,302 |
474685, 22.47%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
3,728 |
|
3,360 |
|
3,414 |
474710, 22.7%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,331 |
|
1,200 |
|
1,219 |
474717, 15.35%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,531 |
|
2,331 |
|
2,358 |
474726, 22.47%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
666 |
|
600 |
|
610 |
474741, 22.52%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,109 |
|
999 |
|
1,015 |
474750, 22.7%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,567 |
|
1,413 |
|
1,020 |
474772, 15.54%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
4,839 |
|
4,457 |
|
4,509 |
474913, 18.34%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,696 |
|
1,548 |
|
1,569 |
474963, 11.27%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,582 |
|
1,476 |
|
1,489 |
474976, 7.35%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
757 |
|
716 |
|
720 |
475015, 22.69%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,701 |
|
1,533 |
|
1,558 |
475026, 22.37%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
614 |
|
554 |
|
552 |
475028, 7.08%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,140 |
|
2,024 |
|
2,035 |
475045, 22.36%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
4,795 |
|
4,322 |
|
4,391 |
475067, 4.52%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
10,126 |
|
9,666 |
|
9,700 |
475142, 22.42%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,315 |
|
1,185 |
|
1,204 |
475146, 25.73%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
361 |
|
325 |
|
331 |
475149, 12.71%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,778 |
|
1,653 |
|
1,668 |
475169, 11.15%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,287 |
|
1,201 |
|
1,211 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
43 |
RiverNorth Marketplace Lending
Corporation |
Schedule of Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
475174, 4.47%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
3,423 |
|
3,268 |
|
3,279 |
475211, 4.61%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
22,048 |
|
21,046 |
|
21,123 |
475297, 22.62%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,883 |
|
1,697 |
|
1,607 |
475299, 22.75%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
12,113 |
|
10,917 |
|
11,096 |
475346, 22.47%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,070 |
|
964 |
|
979 |
475354, 7.17%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
49,716 |
|
47,029 |
|
47,291 |
475630, 22.66%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
931 |
|
840 |
|
853 |
475637, 22.68%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
5,143 |
|
4,635 |
|
4,710 |
475652, 7.08%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,860 |
|
1,759 |
|
1,769 |
475703, 22.45%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,605 |
|
1,447 |
|
1,470 |
475712, 9.75%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
15,288 |
|
14,332 |
|
14,439 |
475758, 22.75%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,854 |
|
2,572 |
|
2,585 |
475773, 22.69%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,706 |
|
1,538 |
|
1,563 |
475774, 7.58%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
2,326 |
|
2,201 |
|
2,213 |
475779, 22.65%,
4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
11,836 |
|
10,667 |
|
10,841 |
475825, 22.6%, 4/30/2018(a)(b) |
|
Square |
|
11/03/2016 |
|
1,310 |
|
1,181 |
|
1,200 |
476059, 9.82%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,930 |
|
2,747 |
|
2,767 |
476074, 13.84%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,637 |
|
1,514 |
|
1,530 |
476085, 22.59%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,412 |
|
3,075 |
|
3,124 |
476104, 18.19%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,761 |
|
3,434 |
|
3,479 |
476129, 22.26%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
411 |
|
370 |
|
376 |
476130, 22.56%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,682 |
|
1,516 |
|
1,540 |
476135, 22.37%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,823 |
|
1,643 |
|
1,669 |
476143, 22.53%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,148 |
|
1,935 |
|
1,966 |
476150, 22.84%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,876 |
|
2,592 |
|
2,634 |
476154, 7.17%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,090 |
|
1,977 |
|
1,988 |
476158, 18.05%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
4,821 |
|
4,402 |
|
4,459 |
476182, 4.55%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,775 |
|
1,695 |
|
1,701 |
476187, 22.75%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,517 |
|
2,269 |
|
2,263 |
476207, 15.29%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
898 |
|
827 |
|
836 |
476210, 22.47%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,194 |
|
1,076 |
|
1,093 |
476218, 22.52%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,298 |
|
1,170 |
|
1,188 |
476235, 4.48%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,275 |
|
3,127 |
|
3,137 |
476238, 15.23%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,403 |
|
2,213 |
|
2,085 |
476259, 22.47%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
4,292 |
|
3,868 |
|
3,929 |
476452, 9.15%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,415 |
|
3,209 |
|
3,213 |
476456, 14.04%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,670 |
|
3,395 |
|
3,430 |
See Notes to Financial
Statements.
44 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
476485, 7.17%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
4,316 |
|
4,082 |
|
4,105 |
476531, 22.6%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
898 |
|
809 |
|
822 |
476535, 22.63%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
522 |
|
470 |
|
478 |
476546, 15.35%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
7,522 |
|
6,928 |
|
7,006 |
476585, 11.14%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
13,334 |
|
12,445 |
|
12,549 |
476702, 9.17%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,178 |
|
2,987 |
|
3,007 |
476850, 22.65%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
5,466 |
|
4,927 |
|
5,006 |
476906, 9.86%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,327 |
|
2,181 |
|
2,197 |
476918, 22.33%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,505 |
|
1,356 |
|
1,378 |
476928, 22.47%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
3,386 |
|
3,052 |
|
3,100 |
476937, 18.19%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
4,725 |
|
4,315 |
|
4,371 |
476951, 9.75%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
4,895 |
|
4,589 |
|
4,623 |
477012, 22.37%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
2,000 |
|
1,803 |
|
1,768 |
477019, 22.63%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
885 |
|
797 |
|
810 |
477021, 4.47%,
5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
1,273 |
|
1,215 |
|
1,219 |
477022, 22.37%, 5/1/2018(a)(b) |
|
Square |
|
11/04/2016 |
|
36,000 |
|
32,446 |
|
32,959 |
477228, 7.16%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
5,610 |
|
5,307 |
|
5,335 |
477251, 18.23%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,168 |
|
1,066 |
|
1,080 |
477253, 22.49%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
5,124 |
|
4,618 |
|
4,690 |
477261, 15.23%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
6,157 |
|
5,671 |
|
5,733 |
477281, 15.29%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,964 |
|
2,730 |
|
1,425 |
477295, 15.23%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
4,050 |
|
3,730 |
|
3,771 |
477425, 22.64%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,885 |
|
1,698 |
|
1,725 |
477427, 22.52%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,228 |
|
2,008 |
|
2,040 |
477430, 15.23%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
5,010 |
|
4,614 |
|
4,665 |
477454, 22.34%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,518 |
|
1,368 |
|
1,390 |
477461, 15.48%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,893 |
|
2,665 |
|
2,694 |
477475, 22.39%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
5,292 |
|
4,769 |
|
4,843 |
477501, 11.4%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,826 |
|
3,571 |
|
3,601 |
477535, 18.19%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,221 |
|
1,114 |
|
1,129 |
477554, 22.37%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,275 |
|
2,952 |
|
2,998 |
477582, 22.34%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,675 |
|
1,510 |
|
1,534 |
477610, 18.12%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,838 |
|
2,592 |
|
2,625 |
477613, 22.34%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,717 |
|
1,548 |
|
1,572 |
477618, 15.35%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,975 |
|
1,819 |
|
1,805 |
477691, 22.56%, 5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,758 |
|
1,585 |
|
1,515 |
477698, 22.69%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,023 |
|
2,724 |
|
2,767 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
45 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
477705, 22.81%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,421 |
|
2,182 |
|
2,216 |
477709, 22.37%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
4,659 |
|
4,199 |
|
4,265 |
477732, 22.43%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,573 |
|
1,418 |
|
743 |
477740, 22.94%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
736 |
|
663 |
|
673 |
477741, 15.35%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,221 |
|
2,046 |
|
2,069 |
477744, 22.38%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
10,077 |
|
9,082 |
|
9,223 |
477787, 22.52%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,784 |
|
2,509 |
|
2,548 |
477827, 11.24%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
13,885 |
|
12,959 |
|
13,066 |
478009, 7.17%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,764 |
|
2,615 |
|
2,629 |
478015, 18.07%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
6,003 |
|
5,480 |
|
5,550 |
478046, 22.32%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,310 |
|
1,180 |
|
1,073 |
478049, 15.48%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,849 |
|
2,624 |
|
2,653 |
478108, 22.56%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
882 |
|
795 |
|
807 |
478120, 22.56%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,222 |
|
2,904 |
|
2,949 |
478124, 13.9%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
27,507 |
|
25,447 |
|
25,703 |
478211, 15.41%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,425 |
|
3,155 |
|
3,190 |
478212, 22.5%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
2,411 |
|
2,173 |
|
2,207 |
478227, 15.41%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
3,041 |
|
2,801 |
|
2,832 |
478249, 22.52%,
5/2/2018(a)(b) |
|
Square |
|
11/05/2016 |
|
1,348 |
|
1,215 |
|
1,038 |
478585, 18.05%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
39,361 |
|
35,938 |
|
36,373 |
478870, 15.41%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
2,298 |
|
2,117 |
|
2,139 |
478896, 18.36%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
9,453 |
|
8,630 |
|
8,737 |
478999, 9.75%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
12,429 |
|
11,652 |
|
11,043 |
479155, 22.75%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
1,003 |
|
904 |
|
907 |
479175, 22.36%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
3,521 |
|
3,174 |
|
3,220 |
479296, 13.93%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
1,428 |
|
1,320 |
|
1,333 |
479353, 11.15%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
11,596 |
|
10,822 |
|
10,906 |
479508, 18.12%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
4,250 |
|
3,880 |
|
3,907 |
479531, 9.15%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
26,619 |
|
25,011 |
|
25,172 |
479730, 22.78%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
2,103 |
|
1,895 |
|
1,924 |
479755, 15.23%,
5/3/2018(a)(b) |
|
Square |
|
11/08/2016 |
|
23,695 |
|
21,824 |
|
22,051 |
479774, 22.56%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,493 |
|
2,247 |
|
2,279 |
479826, 9.9%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
13,275 |
|
12,445 |
|
12,530 |
480098, 22.37%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,946 |
|
1,754 |
|
1,779 |
480117, 22.56%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,847 |
|
2,566 |
|
2,603 |
480157, 18.48%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,009 |
|
921 |
|
932 |
480159, 22.65%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,492 |
|
3,147 |
|
3,193 |
See Notes to Financial
Statements.
46 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
480177, 15.41%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
7,608 |
|
7,008 |
|
7,080 |
480245, 4.63%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
867 |
|
828 |
|
830 |
480258, 22.79%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,516 |
|
3,169 |
|
3,215 |
480336, 22.65%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,627 |
|
2,368 |
|
2,403 |
480413, 22.52%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,114 |
|
1,905 |
|
1,933 |
480432, 22.44%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,118 |
|
1,007 |
|
1,022 |
480454, 4.47%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
4,098 |
|
3,911 |
|
3,903 |
480464, 9.06%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,332 |
|
3,131 |
|
2,936 |
480472, 22.43%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,165 |
|
1,050 |
|
1,065 |
480476, 22.5%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
4,200 |
|
3,785 |
|
3,840 |
480494, 22.38%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,411 |
|
1,271 |
|
1,289 |
480514, 22.75%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
723 |
|
652 |
|
662 |
480515, 22.64%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,343 |
|
1,210 |
|
1,099 |
480529, 23.1%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,746 |
|
1,574 |
|
1,597 |
480533, 22.38%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
754 |
|
680 |
|
682 |
480534, 22.37%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,401 |
|
3,065 |
|
3,109 |
480540, 13.94%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
9,412 |
|
8,707 |
|
8,789 |
480562, 13.91%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,579 |
|
1,461 |
|
1,475 |
480580, 12.46%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,120 |
|
1,040 |
|
1,049 |
480595, 22.84%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
697 |
|
628 |
|
637 |
480597, 4.52%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
4,445 |
|
4,243 |
|
4,257 |
480644, 22.78%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
4,293 |
|
3,869 |
|
3,926 |
480655, 18.05%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
662 |
|
604 |
|
611 |
480670, 7.17%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,102 |
|
1,043 |
|
1,048 |
480671, 22.44%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,546 |
|
1,393 |
|
1,413 |
480676, 13.84%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
572 |
|
529 |
|
534 |
480679, 18.19%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,538 |
|
1,404 |
|
1,421 |
480705, 22.65%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,772 |
|
2,498 |
|
2,535 |
480766, 15.41%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,089 |
|
1,003 |
|
1,014 |
480779, 22.6%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,011 |
|
911 |
|
924 |
480805, 22.47%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,488 |
|
3,143 |
|
3,189 |
480811, 22.68%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
3,185 |
|
2,870 |
|
2,912 |
480872, 13.9%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
1,415 |
|
1,309 |
|
1,322 |
480901, 22.75%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
2,830 |
|
2,551 |
|
2,588 |
480939, 22.51%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
384 |
|
346 |
|
351 |
480944, 4.47%,
5/4/2018(a)(b) |
|
Square |
|
11/09/2016 |
|
33,347 |
|
31,831 |
|
31,932 |
480965, 14.15%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,502 |
|
2,315 |
|
1,624 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
47 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
480982, 4.5%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
827 |
|
789 |
|
792 |
480984, 14.15%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,538 |
|
1,423 |
|
1,436 |
480987, 15.29%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
12,286 |
|
11,316 |
|
11,429 |
481041, 18.19%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,042 |
|
2,778 |
|
2,810 |
481061, 22.75%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,156 |
|
1,943 |
|
1,971 |
481069, 15.35%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,452 |
|
4,101 |
|
4,142 |
481085, 18.27%,
5/5/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
8,370 |
|
7,642 |
|
7,732 |
481128, 22.47%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,245 |
|
1,122 |
|
1,117 |
481130, 9.79%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
902 |
|
845 |
|
851 |
481133, 15.48%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
7,529 |
|
6,934 |
|
7,005 |
481172, 22.37%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
786 |
|
709 |
|
719 |
481176, 4.48%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,767 |
|
3,595 |
|
3,607 |
481196, 8.98%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
952 |
|
895 |
|
901 |
481205, 4.54%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
821 |
|
784 |
|
786 |
481211, 22.37%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,107 |
|
998 |
|
1,012 |
481215, 22.69%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,257 |
|
1,133 |
|
1,149 |
481235, 22.41%,
5/6/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,657 |
|
3,296 |
|
3,343 |
481275, 22.84%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,658 |
|
3,297 |
|
3,345 |
481316, 15.23%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,828 |
|
1,683 |
|
1,700 |
481330, 14.23%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,064 |
|
984 |
|
993 |
481339, 9.08%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,529 |
|
3,316 |
|
3,336 |
481385, 9.08%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,018 |
|
957 |
|
963 |
481406, 22.37%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,454 |
|
1,311 |
|
1,329 |
481430, 22.75%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,929 |
|
1,739 |
|
1,764 |
481447, 22.69%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,638 |
|
4,180 |
|
4,240 |
481502, 4.55%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,469 |
|
4,266 |
|
4,279 |
481518, 9.13%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,279 |
|
4,021 |
|
4,046 |
481555, 22.57%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
728 |
|
657 |
|
666 |
481562, 12.46%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
20,139 |
|
18,713 |
|
18,869 |
481674, 15.41%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,416 |
|
4,067 |
|
4,108 |
481723, 11.24%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,121 |
|
1,046 |
|
1,054 |
481741, 22.49%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
5,016 |
|
4,521 |
|
4,533 |
481748, 22.47%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,447 |
|
3,106 |
|
3,115 |
481760, 22.55%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,822 |
|
1,642 |
|
1,665 |
481763, 22.69%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,781 |
|
2,506 |
|
2,542 |
481779, 22.45%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,766 |
|
1,591 |
|
1,572 |
481781, 9.79%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,609 |
|
1,508 |
|
1,518 |
See Notes to Financial
Statements.
48 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
481806, 22.79%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,851 |
|
2,569 |
|
2,606 |
481811, 22.59%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,662 |
|
1,498 |
|
1,519 |
481817, 22.51%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
833 |
|
750 |
|
761 |
481822, 22.83%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,779 |
|
1,603 |
|
1,626 |
481826, 22.42%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
3,183 |
|
2,868 |
|
2,909 |
481841, 22.65%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
6,305 |
|
5,683 |
|
5,764 |
481884, 15.35%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
6,822 |
|
6,283 |
|
6,346 |
481912, 22.58%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
857 |
|
772 |
|
783 |
481916, 22.66%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,303 |
|
1,174 |
|
1,191 |
481921, 7.22%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,380 |
|
2,251 |
|
2,262 |
481930, 22.65%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,000 |
|
1,803 |
|
1,829 |
481942, 15.23%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,377 |
|
1,269 |
|
1,281 |
481947, 18.12%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
967 |
|
883 |
|
893 |
481956, 12.56%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,500 |
|
4,181 |
|
4,216 |
481982, 4.47%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,532 |
|
1,462 |
|
1,467 |
481996, 18.41%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,839 |
|
1,679 |
|
1,699 |
482035, 22.56%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
4,493 |
|
4,050 |
|
4,107 |
482049, 22.56%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,130 |
|
1,018 |
|
1,021 |
482054, 22.65%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,152 |
|
1,939 |
|
1,967 |
482066, 15.29%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
1,319 |
|
1,215 |
|
1,227 |
482072, 22.62%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,086 |
|
1,880 |
|
1,906 |
482083, 9.79%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
10,990 |
|
10,303 |
|
10,371 |
482136, 22.47%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
2,505 |
|
2,258 |
|
2,290 |
482141, 22.53%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
693 |
|
624 |
|
633 |
482160, 15.35%,
5/7/2018(a)(b) |
|
Square |
|
11/10/2016 |
|
25,230 |
|
23,238 |
|
23,472 |
482312, 22.37%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,784 |
|
2,509 |
|
2,544 |
482347, 9.94%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,424 |
|
2,273 |
|
2,287 |
482363, 22.37%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,840 |
|
2,559 |
|
2,595 |
482375, 22.6%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,931 |
|
1,740 |
|
1,764 |
482421, 22.65%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,237 |
|
1,114 |
|
1,130 |
482425, 22.47%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,345 |
|
1,212 |
|
1,229 |
482426, 12.56%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
9,902 |
|
9,201 |
|
9,277 |
482445, 22.59%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
3,865 |
|
3,483 |
|
3,492 |
482463, 9.13%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
6,461 |
|
6,071 |
|
6,108 |
482502, 22.71%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
677 |
|
610 |
|
618 |
482504, 22.69%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,063 |
|
958 |
|
914 |
482506, 22.42%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
3,188 |
|
2,873 |
|
2,913 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
49 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
482510, 14.06%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,052 |
|
974 |
|
982 |
482513, 18.27%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,501 |
|
2,284 |
|
2,310 |
482517, 4.47%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,246 |
|
2,144 |
|
2,150 |
482530, 22.84%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
4,661 |
|
4,201 |
|
4,260 |
482553, 22.68%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
5,272 |
|
4,752 |
|
4,818 |
482585, 22.56%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
9,525 |
|
8,585 |
|
8,194 |
482638, 7.22%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
6,364 |
|
6,019 |
|
6,049 |
482670, 13.95%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,093 |
|
1,011 |
|
1,020 |
482688, 22.89%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,697 |
|
2,431 |
|
2,465 |
482699, 4.55%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,335 |
|
2,229 |
|
2,236 |
482702, 18.2%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,476 |
|
1,347 |
|
1,363 |
482719, 22.57%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
13,421 |
|
12,096 |
|
12,265 |
482861, 22.37%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,774 |
|
2,500 |
|
2,535 |
482883, 22.84%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
7,180 |
|
6,471 |
|
6,528 |
482893, 18.12%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,186 |
|
1,996 |
|
2,019 |
482981, 22.81%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,967 |
|
1,772 |
|
1,797 |
482987, 22.7%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,618 |
|
2,360 |
|
2,393 |
482992, 22.67%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
8,643 |
|
7,790 |
|
7,899 |
483017, 22.44%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
972 |
|
876 |
|
888 |
483020, 4.47%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
926 |
|
884 |
|
887 |
483025, 13.95%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,582 |
|
2,388 |
|
2,397 |
483056, 15.48%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,964 |
|
2,730 |
|
2,757 |
483063, 15.41%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
2,527 |
|
2,328 |
|
2,351 |
483075, 15.23%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
8,472 |
|
7,803 |
|
7,879 |
483119, 7.22%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,457 |
|
1,379 |
|
1,385 |
483123, 22.45%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
6,481 |
|
5,842 |
|
5,923 |
483142, 15.29%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
26,103 |
|
24,043 |
|
24,279 |
483262, 9.82%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
3,655 |
|
3,427 |
|
3,449 |
483318, 22.55%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,748 |
|
1,575 |
|
1,579 |
483325, 13.95%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
895 |
|
828 |
|
764 |
483328, 7.14%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,251 |
|
1,184 |
|
1,189 |
483333, 22.75%, 5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
703 |
|
634 |
|
643 |
483339, 22.47%,
5/8/2018(a)(b) |
|
Square |
|
11/11/2016 |
|
1,040 |
|
938 |
|
951 |
484319, 22.72%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
805 |
|
725 |
|
735 |
484335, 22.56%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
816 |
|
735 |
|
688 |
484337, 18.05%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
1,143 |
|
1,043 |
|
1,054 |
484378, 15.29%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,039 |
|
1,878 |
|
1,895 |
See Notes to Financial
Statements.
50 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
484448, 14.09%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,115 |
|
1,956 |
|
1,972 |
484464, 14.01%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
3,630 |
|
3,358 |
|
3,386 |
484672, 18.12%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
5,613 |
|
5,125 |
|
5,179 |
484731, 9.15%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
1,024 |
|
962 |
|
968 |
484739, 4.5%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,494 |
|
2,381 |
|
2,388 |
484756, 15.48%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,539 |
|
2,339 |
|
2,360 |
484844, 11.1%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
3,170 |
|
2,958 |
|
2,978 |
485049, 14%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
1,281 |
|
1,185 |
|
1,195 |
485148, 4.48%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
1,642 |
|
1,568 |
|
1,572 |
485181, 9.75%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,179 |
|
2,043 |
|
2,055 |
485200, 22.75%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
1,932 |
|
1,742 |
|
1,764 |
485204, 12.46%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
9,643 |
|
8,960 |
|
9,027 |
485374, 22.37%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,761 |
|
2,488 |
|
2,327 |
485384, 22.88%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
949 |
|
855 |
|
866 |
485386, 12.51%,
5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
2,044 |
|
1,900 |
|
1,914 |
485392, 15.23%, 5/9/2018(a)(b) |
|
Square |
|
11/15/2016 |
|
24,340 |
|
22,419 |
|
22,621 |
485692, 9.79%,
5/10/2018(a)(b) |
|
Square |
|
11/16/2016 |
|
48,742 |
|
45,695 |
|
45,962 |
486845, 22.49%, 5/11/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
5,699 |
|
5,136 |
|
5,199 |
488157, 7.19%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
4,425 |
|
4,186 |
|
4,204 |
488159, 22.7%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
3,521 |
|
3,173 |
|
3,212 |
488161, 15.29%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
4,472 |
|
4,119 |
|
3,967 |
488164, 9.79%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
5,727 |
|
5,369 |
|
5,400 |
488172, 22.46%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
5,948 |
|
5,361 |
|
5,427 |
488183, 18.05%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
30,436 |
|
27,790 |
|
28,070 |
488194, 4.5%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
3,054 |
|
2,916 |
|
2,923 |
488198, 22.88%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
691 |
|
623 |
|
627 |
488199, 22.51%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
3,481 |
|
3,137 |
|
3,175 |
488201, 22.51%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
4,131 |
|
3,722 |
|
2,852 |
488202, 22.37%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
6,997 |
|
6,306 |
|
6,383 |
488203, 22.51%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,623 |
|
1,462 |
|
1,480 |
488204, 22.5%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,981 |
|
1,785 |
|
1,807 |
488205, 11.19%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,830 |
|
2,641 |
|
2,659 |
488206, 22.64%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,089 |
|
1,882 |
|
1,905 |
488208, 22.44%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,070 |
|
964 |
|
976 |
488209, 22.65%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,571 |
|
2,317 |
|
2,319 |
488210, 9.79%, 5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,840 |
|
2,662 |
|
2,677 |
488211, 12.56%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,378 |
|
1,280 |
|
1,290 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
51 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition
|
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
488213, 22.56%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,229 |
|
2,009 |
|
2,033 |
488215, 4.47%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,888 |
|
1,802 |
|
1,807 |
488218, 13.9%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
6,808 |
|
6,298 |
|
6,348 |
488220, 9.15%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
13,449 |
|
12,637 |
|
12,704 |
488225, 22.56%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
980 |
|
883 |
|
889 |
488226, 18.19%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,569 |
|
2,345 |
|
2,369 |
488227, 7.19%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
4,244 |
|
4,014 |
|
4,031 |
488229, 22.42%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,882 |
|
2,597 |
|
2,629 |
488231, 7.17%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
3,055 |
|
2,890 |
|
2,902 |
488232, 15.48%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
14,041 |
|
12,933 |
|
13,046 |
488243, 18.05%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,067 |
|
1,887 |
|
1,906 |
488244, 15.29%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
3,055 |
|
2,814 |
|
2,838 |
488247, 22.55%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,518 |
|
1,368 |
|
1,385 |
488249, 22.84%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
2,816 |
|
2,538 |
|
2,570 |
488250, 18.42%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
747 |
|
682 |
|
689 |
488251, 22.65%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,882 |
|
1,696 |
|
1,698 |
488252, 22.75%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
1,131 |
|
1,019 |
|
1,032 |
488253, 22.38%,
5/14/2018(a)(b) |
|
Square |
|
11/17/2016 |
|
726 |
|
655 |
|
659 |
502588, 15.41%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,441 |
|
1,327 |
|
1,327 |
502589, 22.61%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,745 |
|
1,573 |
|
1,586 |
502592, 22.56%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
3,096 |
|
2,790 |
|
2,813 |
502593, 15.48%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
10,348 |
|
9,531 |
|
9,586 |
502597, 15.23%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
2,935 |
|
2,703 |
|
2,719 |
502598, 18.21%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
12,679 |
|
11,576 |
|
11,654 |
502603, 15.23%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
4,683 |
|
4,313 |
|
4,338 |
502606, 18.19%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
6,361 |
|
5,808 |
|
5,847 |
502609, 22.66%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
11,703 |
|
10,548 |
|
10,635 |
502615, 14%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
8,613 |
|
7,968 |
|
8,010 |
502621, 22.42%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,870 |
|
1,685 |
|
1,461 |
502622, 22.65%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
2,082 |
|
1,877 |
|
1,892 |
502624, 22.46%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
11,462 |
|
10,331 |
|
10,415 |
502665, 7.25%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
2,644 |
|
2,501 |
|
2,508 |
502666, 22.75%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
3,495 |
|
3,150 |
|
2,435 |
502675, 22.56%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
2,742 |
|
2,471 |
|
2,491 |
502677, 15.35%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
12,845 |
|
11,831 |
|
11,900 |
502686, 22.56%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
5,074 |
|
4,573 |
|
4,610 |
502694, 22.37%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
2,031 |
|
1,830 |
|
1,845 |
See Notes to Financial
Statements.
52 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
502696, 18.22%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
829 |
|
756 |
|
762 |
502697, 22.37%, 5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,174 |
|
1,058 |
|
1,067 |
502700, 18.12%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,184 |
|
1,081 |
|
1,089 |
502703, 18.19%, 5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
6,443 |
|
5,883 |
|
5,923 |
502708, 22.49%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
6,288 |
|
5,667 |
|
5,276 |
502716, 9.75%, 5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
32,656 |
|
30,615 |
|
30,731 |
502767, 18.37%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,496 |
|
1,365 |
|
1,375 |
502769, 14.1%, 5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
3,645 |
|
3,372 |
|
3,390 |
502779, 22.68%,
5/29/2018(a)(b) |
|
Square |
|
12/02/2016 |
|
1,046 |
|
943 |
|
951 |
502907, 7.11%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,806 |
|
2,654 |
|
2,661 |
502927, 15.23%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
48,358 |
|
44,541 |
|
44,788 |
503188, 4.48%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
5,956 |
|
5,685 |
|
5,695 |
503260, 22.92%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
981 |
|
884 |
|
891 |
503267, 11.12%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
1,079 |
|
1,007 |
|
1,011 |
503278, 22.47%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
3,552 |
|
3,201 |
|
3,226 |
503293, 15.23%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
1,385 |
|
1,276 |
|
1,283 |
503305, 22.65%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
1,436 |
|
1,294 |
|
1,305 |
503306, 22.69%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
4,263 |
|
3,841 |
|
3,872 |
503311, 22.71%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,006 |
|
1,808 |
|
1,822 |
503315, 4.52%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
17,917 |
|
17,102 |
|
17,132 |
503374, 11.23%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
4,468 |
|
4,170 |
|
4,187 |
503398, 22.85%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
13,817 |
|
12,453 |
|
12,553 |
503471, 7.19%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
4,787 |
|
4,528 |
|
4,540 |
503488, 22.66%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
19,894 |
|
17,930 |
|
17,745 |
503547, 4.48%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
1,599 |
|
1,526 |
|
1,529 |
503565, 22.62%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,232 |
|
2,011 |
|
1,935 |
503577, 22.75%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
824 |
|
743 |
|
749 |
503580, 22.75%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
4,991 |
|
4,498 |
|
4,534 |
503603, 22.72%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,301 |
|
2,074 |
|
2,090 |
503624, 4.5%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,148 |
|
2,050 |
|
2,054 |
503629, 22.65%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
4,115 |
|
3,709 |
|
3,739 |
503647, 22.39%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
8,414 |
|
7,583 |
|
6,916 |
503685, 22.46%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
6,631 |
|
5,976 |
|
6,023 |
503707, 22.37%, 5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
2,824 |
|
2,545 |
|
2,565 |
503731, 9.13%,
5/30/2018(a)(b) |
|
Square |
|
12/03/2016 |
|
1,695 |
|
1,592 |
|
1,598 |
503904, 13.8%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,578 |
|
1,460 |
|
1,466 |
503927, 22.68%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
5,865 |
|
5,286 |
|
5,323 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
53 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
503995, 22.81%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
2,359 |
|
2,126 |
|
2,141 |
504016, 4.5%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
2,583 |
|
2,465 |
|
2,469 |
504094, 18.21%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,735 |
|
1,584 |
|
1,593 |
504106, 22.57%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
10,019 |
|
9,030 |
|
9,094 |
504182, 22.49%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,300 |
|
1,171 |
|
1,179 |
504188, 4.54%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,674 |
|
1,598 |
|
1,600 |
504197, 22.71%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,412 |
|
1,273 |
|
1,282 |
504206, 18.14%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
9,285 |
|
8,477 |
|
7,874 |
504245, 22.37%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
2,954 |
|
2,662 |
|
2,681 |
504283, 22.42%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
3,021 |
|
2,722 |
|
2,742 |
504324, 22.7%,
6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
1,490 |
|
1,343 |
|
1,352 |
504333, 7.19%, 6/1/2018(a)(b) |
|
Square |
|
12/06/2016 |
|
2,333 |
|
2,207 |
|
2,212 |
504425, 15.29%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,968 |
|
1,812 |
|
1,821 |
504431, 15.29%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
3,857 |
|
3,552 |
|
3,569 |
504436, 4.47%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,128 |
|
1,076 |
|
1,078 |
504441, 22.75%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
15,101 |
|
13,611 |
|
13,704 |
504472, 22.75%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
5,763 |
|
5,194 |
|
5,230 |
504521, 7.19%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
3,624 |
|
3,428 |
|
3,436 |
504543, 22.71%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
2,371 |
|
2,137 |
|
2,152 |
504547, 13.91%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,526 |
|
1,412 |
|
1,418 |
504548, 7.31%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
2,727 |
|
2,579 |
|
2,586 |
504554, 22.56%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
4,075 |
|
3,673 |
|
3,698 |
504568, 13.92%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,927 |
|
1,783 |
|
1,791 |
504575, 22.56%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
2,071 |
|
1,866 |
|
1,879 |
504586, 18.12%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
2,522 |
|
2,303 |
|
2,316 |
504599, 4.47%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,395 |
|
1,332 |
|
1,334 |
504615, 22.37%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
3,714 |
|
3,347 |
|
3,370 |
504646, 22.62%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
2,913 |
|
2,625 |
|
2,172 |
504671, 18.47%,
6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
1,210 |
|
1,105 |
|
1,111 |
504674, 22.37%, 6/2/2018(a)(b) |
|
Square |
|
12/07/2016 |
|
4,430 |
|
3,993 |
|
4,020 |
504699, 9.9%,
6/3/2018(a)(b) |
|
Square |
|
12/08/2016 |
|
8,349 |
|
7,827 |
|
7,851 |
504711, 4.59%, 6/3/2018(a)(b) |
|
Square |
|
12/08/2016 |
|
101,696 |
|
97,074 |
|
97,216 |
508074, 4.54%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,330 |
|
1,270 |
|
1,272 |
508080, 22.37%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
6,182 |
|
5,572 |
|
5,605 |
508098, 9.34%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,993 |
|
2,812 |
|
2,820 |
508104, 18.12%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
4,030 |
|
3,680 |
|
3,698 |
508120, 15.29%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,725 |
|
2,510 |
|
2,520 |
See Notes to Financial
Statements.
54 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
508234, 22.42%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,026 |
|
1,826 |
|
1,827 |
508237, 15.23%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,287 |
|
2,106 |
|
2,115 |
508401, 22.69%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,767 |
|
1,592 |
|
1,602 |
508402, 22.5%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,282 |
|
2,056 |
|
2,069 |
508404, 22.59%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,093 |
|
4,590 |
|
4,617 |
508420, 22.57%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
937 |
|
845 |
|
850 |
508421, 22.37%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
15,435 |
|
13,911 |
|
13,994 |
508470, 18.12%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
3,650 |
|
3,332 |
|
3,349 |
508483, 7.11%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
40,095 |
|
37,928 |
|
38,006 |
508674, 18.12%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,049 |
|
4,610 |
|
4,632 |
508692, 22.47%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
4,560 |
|
4,110 |
|
4,134 |
508706, 22.66%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
7,763 |
|
6,997 |
|
7,039 |
508749, 18.42%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,720 |
|
2,483 |
|
2,495 |
508753, 22.75%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
12,352 |
|
11,132 |
|
11,140 |
508787, 22.75%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
10,117 |
|
9,118 |
|
9,174 |
508817, 22.67%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
11,646 |
|
10,496 |
|
10,559 |
508852, 9.9%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
43,507 |
|
40,787 |
|
40,902 |
509074, 9.62%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
979 |
|
920 |
|
922 |
509098, 22.65%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,720 |
|
5,155 |
|
5,186 |
509113, 12.56%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,831 |
|
2,631 |
|
2,640 |
509129, 4.54%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,284 |
|
1,226 |
|
1,228 |
509131, 22.79%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,077 |
|
971 |
|
976 |
509143, 13.9%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
25,629 |
|
23,710 |
|
23,802 |
509236, 22.36%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
8,336 |
|
7,513 |
|
7,558 |
509284, 22.47%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,768 |
|
1,593 |
|
1,574 |
509293, 22.65%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
731 |
|
659 |
|
663 |
509298, 4.52%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,620 |
|
2,500 |
|
2,504 |
509316, 9.11%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,246 |
|
1,170 |
|
1,173 |
509333, 22.57%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
12,919 |
|
11,644 |
|
11,713 |
509371, 11.19%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,724 |
|
2,543 |
|
2,551 |
509380, 22.41%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
4,084 |
|
3,681 |
|
3,703 |
509397, 18.19%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
21,650 |
|
19,767 |
|
19,865 |
509468, 22.94%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,025 |
|
924 |
|
930 |
509470, 15.29%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,759 |
|
1,620 |
|
1,627 |
509477, 15.41%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
3,672 |
|
3,382 |
|
3,397 |
509509, 12.56%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
7,399 |
|
6,876 |
|
6,900 |
509571, 15.23%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
8,430 |
|
7,765 |
|
7,798 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
55 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
509585, 18.34%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,544 |
|
2,322 |
|
2,321 |
509595, 22.49%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
970 |
|
875 |
|
880 |
509598, 22.49%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,822 |
|
5,247 |
|
5,279 |
509619, 22.75%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
9,855 |
|
8,883 |
|
8,936 |
509659, 18.44%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
853 |
|
778 |
|
782 |
509662, 22.94%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,054 |
|
950 |
|
955 |
509667, 15.35%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,438 |
|
1,324 |
|
1,330 |
509674, 22.75%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
3,686 |
|
3,322 |
|
3,343 |
509688, 22.51%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
3,800 |
|
3,424 |
|
3,445 |
509696, 15.41%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
2,873 |
|
2,646 |
|
2,657 |
509703, 22.75%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,559 |
|
1,405 |
|
1,377 |
509706, 22.88%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,117 |
|
1,006 |
|
1,012 |
509710, 9.71%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,504 |
|
1,414 |
|
1,418 |
509718, 22.53%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,153 |
|
1,039 |
|
1,045 |
509727, 13.95%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
22,033 |
|
20,383 |
|
20,462 |
509825, 9.1%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,621 |
|
5,282 |
|
5,296 |
509832, 22.33%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,984 |
|
1,788 |
|
1,799 |
509833, 18.19%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
5,916 |
|
5,401 |
|
5,428 |
509838, 22.32%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,606 |
|
1,448 |
|
1,456 |
509840, 22.61%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
1,656 |
|
1,493 |
|
1,494 |
509841, 15.23%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
21,503 |
|
19,805 |
|
19,889 |
509869, 4.47%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
8,606 |
|
8,215 |
|
8,226 |
509878, 18.27%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
3,769 |
|
3,441 |
|
3,458 |
509883, 22.54%, 6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
935 |
|
842 |
|
847 |
509914, 22.57%,
6/7/2018(a)(b) |
|
Square |
|
12/10/2016 |
|
915 |
|
825 |
|
830 |
511749, 22.37%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
8,155 |
|
7,350 |
|
6,526 |
511800, 22.77%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
1,173 |
|
1,058 |
|
1,063 |
511805, 9.9%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
3,662 |
|
3,433 |
|
3,441 |
511813, 22.75%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
24,902 |
|
22,444 |
|
22,561 |
511973, 22.57%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
9,623 |
|
8,673 |
|
8,718 |
512096, 22.75%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
15,497 |
|
13,967 |
|
14,040 |
512620, 22.75%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
2,993 |
|
2,698 |
|
2,681 |
512635, 22.37%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
4,194 |
|
3,780 |
|
3,356 |
512750, 15.29%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
1,591 |
|
1,465 |
|
1,471 |
512783, 14.33%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
3,640 |
|
3,367 |
|
3,379 |
513006, 22.75%, 6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
844 |
|
761 |
|
765 |
513029, 22.69%,
6/8/2018(a)(b) |
|
Square |
|
12/13/2016 |
|
2,211 |
|
1,993 |
|
2,003 |
See Notes to Financial
Statements.
56 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
513163, 22.42%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
1,883 |
|
1,697 |
|
1,696 |
513191, 22.44%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
2,386 |
|
2,151 |
|
2,161 |
513212, 18.05%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
3,856 |
|
3,521 |
|
3,535 |
513270, 22.47%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
2,193 |
|
1,976 |
|
1,986 |
513305, 22.43%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
2,322 |
|
2,093 |
|
2,103 |
513307, 15.41%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
3,553 |
|
3,273 |
|
3,284 |
513335, 22.51%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
3,943 |
|
3,554 |
|
3,571 |
513435, 18.34%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
7,613 |
|
6,951 |
|
6,980 |
513450, 12.51%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
5,277 |
|
4,903 |
|
4,917 |
513461, 11.36%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
1,525 |
|
1,424 |
|
1,427 |
513472, 18.36%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
10,568 |
|
9,649 |
|
9,636 |
513607, 22.79%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
1,628 |
|
1,467 |
|
1,466 |
513637, 22.4%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
6,684 |
|
6,024 |
|
6,053 |
514069, 4.54%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
4,862 |
|
4,641 |
|
4,646 |
514101, 22.47%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
23,538 |
|
21,214 |
|
20,353 |
514232, 23.04%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
2,007 |
|
1,809 |
|
1,818 |
514242, 22.56%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
13,980 |
|
12,600 |
|
11,334 |
514308, 9.13%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
6,783 |
|
6,374 |
|
6,388 |
514340, 18.19%,
6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
3,918 |
|
3,578 |
|
3,592 |
514362, 22.46%, 6/9/2018(a)(b) |
|
Square |
|
12/14/2016 |
|
8,440 |
|
7,607 |
|
7,644 |
514429, 7.22%,
6/10/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
41,302 |
|
39,069 |
|
39,132 |
514654, 4.48%, 6/10/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
3,411 |
|
3,256 |
|
3,259 |
514670, 11.14%,
6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
3,949 |
|
3,686 |
|
3,695 |
514702, 4.54%, 6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
5,151 |
|
4,917 |
|
4,922 |
514731, 15.41%,
6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,445 |
|
2,252 |
|
2,259 |
514761, 22.65%, 6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,281 |
|
2,056 |
|
2,065 |
514775, 9.18%,
6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
4,150 |
|
3,899 |
|
3,907 |
514798, 9.13%, 6/11/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
5,174 |
|
4,861 |
|
4,871 |
514907, 18.33%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,630 |
|
2,401 |
|
2,410 |
514944, 4.47%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
1,656 |
|
1,581 |
|
1,582 |
514947, 22.65%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
10,002 |
|
9,015 |
|
9,057 |
515170, 4.47%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
5,958 |
|
5,688 |
|
5,693 |
515240, 22.56%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
6,137 |
|
5,531 |
|
5,557 |
515278, 14.01%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
1,358 |
|
1,256 |
|
1,259 |
515283, 13.9%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
78,923 |
|
73,012 |
|
73,230 |
515671, 22.5%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
5,204 |
|
4,690 |
|
4,712 |
515690, 15.29%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
1,592 |
|
1,467 |
|
1,471 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
57 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
515692, 4.48%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,074 |
|
1,980 |
|
1,982 |
515696, 15.41%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,655 |
|
2,445 |
|
2,453 |
515699, 15.41%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
861 |
|
793 |
|
796 |
515704, 22.56%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
4,918 |
|
4,432 |
|
4,453 |
515712, 22.44%,
6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
2,645 |
|
2,384 |
|
2,395 |
515720, 22.47%, 6/12/2018(a)(b) |
|
Square |
|
12/15/2016 |
|
1,060 |
|
956 |
|
960 |
516091, 12.61%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
3,011 |
|
2,798 |
|
2,805 |
516120, 12.61%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
3,151 |
|
2,928 |
|
2,935 |
516156, 4.54%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
3,071 |
|
2,932 |
|
2,934 |
516208, 22.65%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
4,107 |
|
3,702 |
|
3,718 |
516219, 18.41%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,092 |
|
997 |
|
1,000 |
516232, 22.59%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,866 |
|
1,682 |
|
1,689 |
516243, 22.59%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
5,218 |
|
4,702 |
|
4,723 |
516258, 22.65%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
4,805 |
|
4,330 |
|
4,349 |
516339, 15.23%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,190 |
|
1,096 |
|
1,100 |
516341, 22.46%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
12,252 |
|
11,043 |
|
11,091 |
516439, 13.9%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,641 |
|
1,518 |
|
1,523 |
516448, 22.69%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,261 |
|
1,136 |
|
1,141 |
516497, 22.38%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
15,970 |
|
14,393 |
|
14,455 |
516828, 22.65%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
19,473 |
|
17,551 |
|
17,628 |
516990, 18.05%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
2,509 |
|
2,291 |
|
2,299 |
517006, 11.15%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
2,202 |
|
2,055 |
|
2,060 |
517018, 22.56%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
3,219 |
|
2,901 |
|
2,914 |
517198, 22.71%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
1,894 |
|
1,708 |
|
1,715 |
517213, 13.9%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
2,329 |
|
2,155 |
|
2,161 |
517296, 9.06%, 6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
2,405 |
|
2,260 |
|
2,264 |
517360, 9.22%,
6/13/2018(a)(b) |
|
Square |
|
12/16/2016 |
|
24,754 |
|
23,259 |
|
23,303 |
517491, 9.26%, 6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
23,969 |
|
22,521 |
|
22,562 |
517724, 22.4%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
7,060 |
|
6,363 |
|
6,389 |
517851, 22.59%, 6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
1,311 |
|
1,182 |
|
1,187 |
517861, 22.37%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
2,184 |
|
1,968 |
|
1,976 |
517915, 22.75%, 6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
13,234 |
|
11,928 |
|
11,977 |
518133, 4.54%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
6,371 |
|
6,081 |
|
6,087 |
518250, 11.11%, 6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
8,263 |
|
7,712 |
|
7,729 |
518333, 22.46%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
1,809 |
|
1,630 |
|
1,637 |
518334, 15.23%, 6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
4,727 |
|
4,354 |
|
4,366 |
518407, 22.34%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
2,274 |
|
2,050 |
|
2,021 |
See Notes to Financial
Statements.
58 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
518469, 18.12%,
6/14/2018(a)(b) |
|
Square |
|
12/17/2016 |
|
5,756 |
|
5,255 |
|
5,273 |
518934, 15.48%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
5,664 |
|
5,217 |
|
5,229 |
518996, 18.12%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,571 |
|
1,434 |
|
1,438 |
519018, 22.62%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,601 |
|
2,344 |
|
2,352 |
519023, 22.45%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,924 |
|
1,734 |
|
1,739 |
519027, 15.23%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
7,832 |
|
7,213 |
|
7,230 |
519060, 22.47%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,522 |
|
1,372 |
|
1,376 |
519080, 12.46%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
4,465 |
|
4,149 |
|
4,157 |
519091, 22.62%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,835 |
|
2,555 |
|
2,563 |
519170, 18.05%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
4,120 |
|
3,761 |
|
3,771 |
519219, 4.55%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,523 |
|
2,409 |
|
2,410 |
519231, 15.35%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
11,170 |
|
10,288 |
|
10,312 |
519399, 17.99%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
7,785 |
|
7,107 |
|
7,126 |
519490, 22.4%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,644 |
|
2,383 |
|
2,364 |
519507, 22.56%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
3,606 |
|
3,250 |
|
3,261 |
519709, 22.4%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,590 |
|
2,334 |
|
2,342 |
519781, 22.47%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,503 |
|
1,355 |
|
1,359 |
519796, 22.56%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,090 |
|
1,884 |
|
1,890 |
519808, 22.37%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
5,197 |
|
4,684 |
|
4,699 |
519850, 22.72%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,028 |
|
926 |
|
930 |
519863, 22.75%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,346 |
|
2,114 |
|
2,121 |
519906, 22.56%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
3,961 |
|
3,570 |
|
3,420 |
519913, 22.75%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
4,860 |
|
4,380 |
|
4,395 |
519977, 22.56%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
5,006 |
|
4,512 |
|
4,475 |
520036, 22.56%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
2,296 |
|
2,069 |
|
2,076 |
520040, 22.6%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,507 |
|
1,358 |
|
1,362 |
520046, 22.73%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,067 |
|
961 |
|
964 |
520049, 22.81%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
1,233 |
|
1,111 |
|
1,114 |
520068, 22.59%,
6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
4,454 |
|
4,014 |
|
4,027 |
520121, 22.4%, 6/15/2018(a)(b) |
|
Square |
|
12/20/2016 |
|
5,797 |
|
5,224 |
|
5,241 |
520258, 7.08%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
14,958 |
|
14,150 |
|
14,164 |
520411, 22.41%, 6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
4,777 |
|
4,305 |
|
4,168 |
520496, 12.46%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
9,029 |
|
8,389 |
|
8,404 |
520643, 22.68%, 6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
1,113 |
|
1,004 |
|
995 |
520647, 22.37%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
3,262 |
|
2,940 |
|
2,847 |
520694, 15.23%, 6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
2,021 |
|
1,862 |
|
1,866 |
520698, 22.75%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
15,685 |
|
14,137 |
|
14,180 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
59 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
520819, 22.69%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
2,404 |
|
2,167 |
|
2,173 |
520827, 15.48%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
8,066 |
|
7,429 |
|
7,445 |
520883, 18.24%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
1,389 |
|
1,267 |
|
1,271 |
520928, 22.69%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
2,021 |
|
1,821 |
|
1,817 |
520948, 12.51%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
16,355 |
|
15,197 |
|
15,223 |
521408, 22.37%,
6/16/2018(a)(b) |
|
Square |
|
12/21/2016 |
|
8,014 |
|
7,223 |
|
7,244 |
521501, 22.78%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
4,651 |
|
4,192 |
|
4,203 |
521507, 22.53%,
6/16/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,798 |
|
2,522 |
|
2,514 |
521510, 22.73%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
6,443 |
|
5,807 |
|
5,823 |
521528, 13.95%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
4,325 |
|
4,001 |
|
4,008 |
521549, 12.61%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,977 |
|
2,766 |
|
2,770 |
521568, 22.32%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,594 |
|
1,437 |
|
1,441 |
521577, 18.05%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
4,473 |
|
4,084 |
|
4,093 |
521618, 18.12%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
4,007 |
|
3,659 |
|
3,667 |
521642, 4.55%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
3,036 |
|
2,898 |
|
2,900 |
521664, 22.56%,
6/17/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
5,318 |
|
4,793 |
|
4,806 |
521684, 4.48%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
3,834 |
|
3,660 |
|
3,662 |
521712, 22.56%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,864 |
|
1,680 |
|
1,641 |
521735, 22.61%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,029 |
|
1,829 |
|
1,834 |
521744, 18.05%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
6,292 |
|
5,745 |
|
5,608 |
521764, 22.47%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
8,789 |
|
7,921 |
|
7,943 |
521804, 13.9%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,496 |
|
1,384 |
|
1,386 |
521806, 13.88%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,006 |
|
931 |
|
932 |
521809, 9.9%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
5,740 |
|
5,381 |
|
5,388 |
521835, 22.61%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,848 |
|
2,567 |
|
2,574 |
521856, 22.8%,
6/18/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,442 |
|
1,299 |
|
1,303 |
521883, 22.85%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,748 |
|
1,575 |
|
1,538 |
521936, 22.65%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,736 |
|
2,466 |
|
2,473 |
522008, 22.51%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,260 |
|
1,135 |
|
1,132 |
522056, 22.44%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,257 |
|
1,133 |
|
1,136 |
522062, 22.55%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
7,864 |
|
7,088 |
|
7,107 |
522081, 15.29%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
6,567 |
|
6,049 |
|
6,060 |
522271, 18.21%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,878 |
|
1,714 |
|
1,718 |
522312, 22.72%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,527 |
|
2,277 |
|
2,283 |
522325, 15.23%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,565 |
|
2,363 |
|
2,367 |
522331, 22.48%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
12,740 |
|
11,482 |
|
11,513 |
522440, 22.48%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
12,598 |
|
11,354 |
|
11,385 |
See Notes to Financial
Statements.
60 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
522546, 22.57%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
16,455 |
|
14,831 |
|
14,871 |
522653, 22.47%, 6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
3,287 |
|
2,963 |
|
2,971 |
522830, 22.84%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
2,002 |
|
1,805 |
|
1,810 |
522874, 22.3%, 6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,223 |
|
1,103 |
|
1,077 |
522878, 22.47%,
6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
1,331 |
|
1,200 |
|
1,203 |
522891, 18.34%, 6/19/2018(a)(b) |
|
Square |
|
12/22/2016 |
|
12,969 |
|
11,841 |
|
11,805 |
522988, 22.85%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,748 |
|
1,575 |
|
1,550 |
522994, 4.52%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,395 |
|
2,286 |
|
2,287 |
523027, 15.35%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
6,697 |
|
6,169 |
|
6,179 |
523051, 22.41%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
4,991 |
|
4,497 |
|
4,508 |
523153, 22.51%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,731 |
|
1,560 |
|
1,564 |
523163, 22.68%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
6,186 |
|
5,575 |
|
5,589 |
523180, 11.2%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,704 |
|
2,524 |
|
2,527 |
523182, 15.35%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
865 |
|
797 |
|
798 |
523193, 22.41%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,689 |
|
1,523 |
|
1,499 |
523198, 14.06%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
3,281 |
|
3,035 |
|
3,040 |
523210, 22.61%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,429 |
|
1,288 |
|
1,291 |
523213, 22.61%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,994 |
|
1,797 |
|
1,802 |
523230, 13.97%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,379 |
|
2,201 |
|
2,205 |
523233, 22.47%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
10,956 |
|
9,874 |
|
9,898 |
523261, 15.41%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
4,032 |
|
3,714 |
|
3,720 |
523264, 22.47%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,482 |
|
2,237 |
|
2,243 |
523273, 14.06%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
11,344 |
|
10,494 |
|
10,511 |
523292, 22.37%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
4,867 |
|
4,387 |
|
4,397 |
523300, 22.56%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
5,657 |
|
5,098 |
|
5,111 |
523318, 18.27%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
3,691 |
|
3,370 |
|
3,377 |
523327, 22.45%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,093 |
|
985 |
|
987 |
523328, 22.41%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
4,675 |
|
4,213 |
|
4,223 |
523341, 9.94%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
13,104 |
|
12,285 |
|
12,299 |
523408, 22.4%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
7,521 |
|
6,778 |
|
6,795 |
523483, 22.56%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
842 |
|
759 |
|
760 |
523501, 14%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
12,909 |
|
11,942 |
|
11,961 |
523802, 18.12%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
4,140 |
|
3,780 |
|
3,719 |
523815, 9.14%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,311 |
|
2,171 |
|
2,173 |
523853, 22.45%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
7,093 |
|
6,393 |
|
6,408 |
523861, 22.65%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,778 |
|
1,602 |
|
1,606 |
523865, 22.52%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,489 |
|
1,342 |
|
1,345 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
61 |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
523866, 22.69%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,419 |
|
1,279 |
|
1,282 |
523868, 22.41%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,456 |
|
1,313 |
|
1,292 |
523877, 12.51%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
35,018 |
|
32,538 |
|
32,585 |
523993, 22.64%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,982 |
|
1,786 |
|
1,791 |
523999, 18.27%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,125 |
|
1,941 |
|
1,945 |
524016, 4.54%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
8,028 |
|
7,663 |
|
7,667 |
524063, 22.68%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
6,849 |
|
6,173 |
|
6,188 |
524098, 4.48%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
3,009 |
|
2,873 |
|
2,874 |
524116, 22.73%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
998 |
|
899 |
|
902 |
524117, 22.47%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
971 |
|
875 |
|
877 |
524126, 12.61%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
30,663 |
|
28,492 |
|
28,533 |
524300, 22.75%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,159 |
|
1,044 |
|
1,047 |
524303, 22.54%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
2,214 |
|
1,995 |
|
1,964 |
524362, 4.54%, 6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
1,964 |
|
1,875 |
|
1,876 |
524368, 18.27%,
6/20/2018(a)(b) |
|
Square |
|
12/23/2016 |
|
6,607 |
|
6,032 |
|
6,045 |
524506, 7.18%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
9,713 |
|
9,188 |
|
9,091 |
524574, 15.29%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
16,534 |
|
15,229 |
|
15,252 |
524726, 22.34%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
2,759 |
|
2,487 |
|
2,492 |
524734, 23.04%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
562 |
|
506 |
|
507 |
524743, 15.48%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
1,074 |
|
990 |
|
991 |
524750, 22.43%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
2,869 |
|
2,585 |
|
2,591 |
524756, 22.65%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
1,504 |
|
1,356 |
|
1,359 |
524761, 11.13%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
4,573 |
|
4,267 |
|
4,272 |
524781, 12.66%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
21,056 |
|
19,565 |
|
19,590 |
524942, 18.97%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
4,475 |
|
4,086 |
|
4,093 |
524998, 22.66%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
14,117 |
|
12,723 |
|
12,751 |
525101, 15.23%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
3,207 |
|
2,954 |
|
2,958 |
525214, 22.75%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
875 |
|
789 |
|
791 |
525217, 9.98%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
1,666 |
|
1,562 |
|
1,564 |
525233, 22.78%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
4,416 |
|
3,980 |
|
3,989 |
525259, 22.86%,
6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
1,496 |
|
1,348 |
|
1,351 |
525264, 13.91%, 6/21/2018(a)(b) |
|
Square |
|
12/24/2016 |
|
9,273 |
|
8,578 |
|
8,590 |
526197, 7.17%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
815 |
|
771 |
|
771 |
526226, 22.84%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
5,199 |
|
4,685 |
|
4,690 |
526238, 22.43%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,913 |
|
2,625 |
|
2,628 |
526243, 22.65%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,146 |
|
1,033 |
|
1,034 |
526245, 22.41%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
4,711 |
|
4,245 |
|
4,250 |
See Notes to Financial
Statements.
62 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule of
Investments |
|
December 31, 2016
(Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
526262, 22.38%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
27,378 |
|
24,675 |
|
24,702 |
526476, 22.52%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
3,314 |
|
2,987 |
|
2,990 |
526514, 22.75%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,330 |
|
2,100 |
|
2,102 |
526528, 4.5%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,463 |
|
1,396 |
|
1,397 |
526536, 4.5%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,817 |
|
1,734 |
|
1,735 |
526539, 11.28%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
5,362 |
|
5,004 |
|
5,007 |
526584, 22.52%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,123 |
|
1,913 |
|
1,915 |
526591, 13.95%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
641 |
|
593 |
|
594 |
526594, 13.84%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
21,399 |
|
19,796 |
|
19,810 |
526897, 4.52%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
6,814 |
|
6,504 |
|
6,506 |
526928, 22.71%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,836 |
|
2,555 |
|
2,558 |
526939, 15.41%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
3,585 |
|
3,302 |
|
3,305 |
526952, 4.54%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
3,190 |
|
3,045 |
|
3,046 |
526987, 22.57%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
966 |
|
871 |
|
872 |
526988, 22.34%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,822 |
|
2,543 |
|
2,546 |
527003, 22.37%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
19,380 |
|
17,467 |
|
17,486 |
527117, 15.35%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
19,627 |
|
18,077 |
|
18,091 |
527256, 22.42%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,806 |
|
1,628 |
|
1,629 |
527274, 22.56%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
3,866 |
|
3,484 |
|
3,488 |
527286, 15.35%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,429 |
|
2,237 |
|
2,239 |
527289, 7.1%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
8,463 |
|
8,005 |
|
8,008 |
527354, 15.35%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
986 |
|
908 |
|
909 |
527361, 4.47%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,702 |
|
1,625 |
|
1,625 |
527377, 22.47%, 6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
2,282 |
|
2,057 |
|
2,059 |
527380, 22.75%,
6/22/2018(a)(b) |
|
Square |
|
12/28/2016 |
|
1,398 |
|
1,260 |
|
1,261 |
527429, 22.48%, 6/23/2018(a)(b) |
|
Square |
|
12/29/2016 |
|
6,562 |
|
5,914 |
|
5,919 |
527503, 4.52%,
6/23/2018(a)(b) |
|
Square |
|
12/29/2016 |
|
39,196 |
|
37,415 |
|
37,421 |
527628, 9.15%, 6/23/2018(a)(b) |
|
Square |
|
12/29/2016 |
|
60,182 |
|
56,547 |
|
56,567 |
528321, 22.56%,
6/23/2018(a)(b) |
|
Square |
|
12/29/2016 |
|
10,485 |
|
9,450 |
|
9,458 |
528518, 22.7%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
3,596 |
|
3,241 |
|
3,242 |
528523, 18.12%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
572 |
|
522 |
|
523 |
528525, 22.54%, 6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
2,214 |
|
1,995 |
|
1,996 |
528533, 15.23%,
6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
7,280 |
|
6,706 |
|
6,708 |
528566, 22.75%, 6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
11,342 |
|
10,222 |
|
10,227 |
528591, 22.37%,
6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,864 |
|
1,680 |
|
1,681 |
528599, 22.42%, 6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
4,048 |
|
3,648 |
|
3,650 |
528623, 22.65%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
5,020 |
|
4,525 |
|
4,527 |
See Notes to Financial
Statements.
Semi-Annual Report | December 31,
2016 |
63 |
RiverNorth Marketplace Lending
Corporation |
Schedule
of Investments |
|
December 31, 2016 (Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
528634, 7.08%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
3,535 |
|
3,344 |
|
3,345 |
528645, 13.97%,
6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,249 |
|
1,155 |
|
1,155 |
528647, 22.47%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
4,152 |
|
3,742 |
|
3,744 |
528678, 22.75%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
5,733 |
|
5,167 |
|
5,170 |
528699, 24.15%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
583 |
|
525 |
|
525 |
528702, 13.91%,
6/24/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
12,931 |
|
11,962 |
|
11,966 |
528744, 22.72%, 6/25/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
2,799 |
|
2,523 |
|
2,525 |
528760, 22.62%,
6/25/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
2,846 |
|
2,565 |
|
2,567 |
528768, 22.56%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
8,037 |
|
7,244 |
|
7,248 |
528817, 22.54%,
6/25/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
2,447 |
|
2,205 |
|
2,206 |
528843, 15.41%, 6/25/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
4,332 |
|
3,990 |
|
3,992 |
528871, 15.23%,
6/25/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,077 |
|
992 |
|
992 |
528875, 22.48%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
11,647 |
|
10,496 |
|
10,502 |
528896, 22.61%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,562 |
|
1,408 |
|
1,409 |
528898, 22.37%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
12,815 |
|
11,550 |
|
11,556 |
528928, 22.56%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
3,961 |
|
3,570 |
|
3,572 |
528986, 18.12%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
7,891 |
|
7,205 |
|
7,208 |
529007, 18.21%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
8,277 |
|
7,557 |
|
7,560 |
529036, 22.76%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
7,864 |
|
7,088 |
|
7,091 |
529089, 22.43%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
2,621 |
|
2,363 |
|
2,364 |
529094, 18.05%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,035 |
|
945 |
|
945 |
529110, 12.71%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,054 |
|
979 |
|
979 |
529121, 22.39%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
11,990 |
|
10,806 |
|
10,812 |
529153, 22.42%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
3,548 |
|
3,197 |
|
3,199 |
529155, 22.75%, 6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
3,495 |
|
3,150 |
|
3,152 |
529180, 15.29%,
6/26/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
7,023 |
|
6,468 |
|
6,471 |
529899, 18.59%, 6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
960 |
|
876 |
|
876 |
529905, 4.48%,
6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
5,060 |
|
4,830 |
|
4,831 |
530033, 22.45%, 6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
1,107 |
|
998 |
|
998 |
530034, 13.98%,
6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
6,171 |
|
5,708 |
|
5,710 |
530126, 15.41%, 6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
5,586 |
|
5,145 |
|
5,147 |
530137, 22.67%,
6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
8,738 |
|
7,875 |
|
7,879 |
530243, 22.41%, 6/27/2018(a)(b) |
|
Square |
|
12/30/2016 |
|
4,598 |
|
4,144 |
|
4,146 |
0c86b211-cd0c-4f5b-9fe1- |
|
|
|
|
|
|
|
|
|
|
4332c63c4abe, 6.33%, |
|
|
|
|
|
|
|
|
|
|
12/23/2018(a) |
|
FundingCircle |
|
12/27/2016 |
|
250,000 |
|
250,000 |
|
249,670 |
See Notes to Financial
Statements.
64 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule
of Investments |
|
December 31, 2016 (Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
0e8f4e54-b8db-49ce-b6ac- |
|
|
|
|
|
|
|
|
|
|
4418f9754ef5, 8.26%, |
|
|
|
|
|
|
|
|
|
|
12/14/2021(a) |
|
FundingCircle |
|
12/16/2016 |
|
300,000 |
|
300,000 |
|
299,407 |
10624d57-a0c4-4a4e-8855- |
|
|
|
|
|
|
|
|
|
|
78817f62a1ca, 8.97%, |
|
|
|
|
|
|
|
|
|
|
12/12/2019(a) |
|
FundingCircle |
|
12/14/2016 |
|
25,000 |
|
25,000 |
|
24,871 |
14c7bc2f-29de-4db0-bb96- |
|
|
|
|
|
|
|
|
|
|
9fafc0bdf359, 8.7%, |
|
|
|
|
|
|
|
|
|
|
12/20/2021(a) |
|
FundingCircle |
|
12/22/2016 |
|
75,000 |
|
75,000 |
|
74,845 |
1588cc1a-c0e7-41c7-a633- |
|
|
|
|
|
|
|
|
|
|
341c525cbea4,
10.95%, |
|
|
|
|
|
|
|
|
|
|
12/20/2021(a) |
|
FundingCircle |
|
12/22/2016 |
|
170,000 |
|
170,000 |
|
169,509 |
1b03de7f-931e-42c7-8c7c- |
|
|
|
|
|
|
|
|
|
|
89d0e2e9bc6e, 6.33%, |
|
|
|
|
|
|
|
|
|
|
12/15/2018(a) |
|
FundingCircle |
|
12/19/2016 |
|
75,000 |
|
75,000 |
|
74,788 |
24e1992b-4584-49e5-b5b8- |
|
|
|
|
|
|
|
|
|
|
9803da910034, 7.77%, |
|
|
|
|
|
|
|
|
|
|
12/12/2017(a) |
|
FundingCircle |
|
12/14/2016 |
|
100,000 |
|
100,000 |
|
99,598 |
261c4c33-7eba-4a27-a4e5- |
|
|
|
|
|
|
|
|
|
|
e77106ac5c44, 8.7%, |
|
|
|
|
|
|
|
|
|
|
12/16/2021(a) |
|
FundingCircle |
|
12/19/2016 |
|
76,000 |
|
76,000 |
|
75,781 |
280cbe47-5690-4d7f-ae0b- |
|
|
|
|
|
|
|
|
|
|
e41478843f15, 6.77%, |
|
|
|
|
|
|
|
|
|
|
12/20/2019(a) |
|
FundingCircle |
|
12/22/2016 |
|
100,000 |
|
100,000 |
|
99,877 |
3f8f7705-b08f-4b8f-bdff- |
|
|
|
|
|
|
|
|
|
|
f30eab7935c0, 6.77%, |
|
|
|
|
|
|
|
|
|
|
12/16/2019(a) |
|
FundingCircle |
|
12/19/2016 |
|
50,000 |
|
50,000 |
|
49,914 |
4161e91a-16ae-427e-a200- |
|
|
|
|
|
|
|
|
|
|
7eb05803d520, 7.7%, |
|
|
|
|
|
|
|
|
|
|
12/13/2020(a) |
|
FundingCircle |
|
12/15/2016 |
|
45,000 |
|
45,000 |
|
44,843 |
4f8216cd-fbdd-4a83-a3d2- |
|
|
|
|
|
|
|
|
|
|
8506e0b33edc, 6.09%, |
|
|
|
|
|
|
|
|
|
|
12/13/2019(a) |
|
FundingCircle |
|
12/15/2016 |
|
56,000 |
|
56,000 |
|
55,923 |
6d003d7b-e8c4-44a0-83d5- |
|
|
|
|
|
|
|
|
|
|
7f74aaa329e9, 8.26%, |
|
|
|
|
|
|
|
|
|
|
12/14/2021(a) |
|
FundingCircle |
|
12/16/2016 |
|
50,000 |
|
50,000 |
|
49,901 |
6f2a7fa7-9b7e-4946-a683- |
|
|
|
|
|
|
|
|
|
|
9f28ede21285,
10.95%, |
|
|
|
|
|
|
|
|
|
|
12/22/2021(a) |
|
FundingCircle |
|
12/27/2016 |
|
80,000 |
|
80,000 |
|
79,815 |
74738cb0-6a8c-469c-b820- |
|
|
|
|
|
|
|
|
|
|
15bc6e60d5e0, 7.7%, |
|
|
|
|
|
|
|
|
|
|
12/14/2020(a) |
|
FundingCircle |
|
12/16/2016 |
|
35,000 |
|
35,000 |
|
34,885 |
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016 |
65 |
RiverNorth Marketplace Lending
Corporation |
Schedule
of Investments |
|
December 31, 2016 (Unaudited) |
|
|
|
|
Original |
|
|
|
|
|
|
|
|
|
|
Acquisition |
|
Principal |
|
|
|
|
|
|
Platform |
|
Date |
|
Amount |
|
Cost |
|
Market Value |
83c884cd-af5d-4fe0-ab5a- |
|
|
|
|
|
|
|
|
|
|
0506ddbc2159, 8.7%, |
|
|
|
|
|
|
|
|
|
|
12/19/2021(a) |
|
FundingCircle |
|
12/21/2016 |
|
250,000 |
|
250,000 |
|
249,433 |
997f0a91-50f3-4e9c-9063- |
|
|
|
|
|
|
|
|
|
|
a384f0858ec7, 8.97%, |
|
|
|
|
|
|
|
|
|
|
12/15/2019(a) |
|
FundingCircle |
|
12/19/2016 |
|
100,000 |
|
100,000 |
|
99,569 |
a0225378-eefe-4c66-887d- |
|
|
|
|
|
|
|
|
|
|
c860ec5590ba, 6.77%, |
|
|
|
|
|
|
|
|
|
|
12/23/2019(a) |
|
FundingCircle |
|
12/27/2016 |
|
25,000 |
|
25,000 |
|
24,978 |
a50c4825-8a89-456b-b66e- |
|
|
|
|
|
|
|
|
|
|
ca664e2d9ea5, 8.26%, |
|
|
|
|
|
|
|
|
|
|
12/23/2021(a) |
|
FundingCircle |
|
12/27/2016 |
|
50,000 |
|
50,000 |
|
49,957 |
b2ee02e9-1b81-4c1a-8505- |
|
|
|
|
|
|
|
|
|
|
3d723fb507e7, 3.44%, |
|
|
|
|
|
|
|
|
|
|
12/22/2017(a) |
|
FundingCircle |
|
12/27/2016 |
|
50,000 |
|
50,000 |
|
49,977 |
b983ae47-9f00-453c-86fe- |
|
|
|
|
|
|
|
|
|
|
fd5ae33dcda2, 6.89%, |
|
|
|
|
|
|
|
|
|
|
12/22/2020(a) |
|
FundingCircle |
|
12/27/2016 |
|
25,000 |
|
25,000 |
|
24,984 |
c0f56bdc-5836-4177-80bd- |
|
|
|
|
|
|
|
|
|
|
54724a5e1ffc,
10.95%, |
|
|
|
|
|
|
|
|
|
|
12/21/2021(a) |
|
FundingCircle |
|
12/23/2016 |
|
75,000 |
|
75,000 |
|
74,805 |
d6bbac89-d83c-42a9-a0c0- |
|
|
|
|
|
|
|
|
|
|
b496ef714bb5, 6.77%, |
|
|
|
|
|
|
|
|
|
|
12/22/2019(a) |
|
FundingCircle |
|
12/27/2016 |
|
195,000 |
|
195,000 |
|
194,807 |
e5c7bd74-3836-4453-ac66- |
|
|
|
|
|
|
|
|
|
|
e3372264d262, 5.51%, |
|
|
|
|
|
|
|
|
|
|
12/22/2018(a) |
|
FundingCircle |
|
12/27/2016 |
|
25,000 |
|
25,000 |
|
24,986 |
ebf7f52a-4ff0-49da-9bb0- |
|
|
|
|
|
|
|
|
|
|
cfe93f4a85d6, 5.51%, |
|
|
|
|
|
|
|
|
|
|
12/21/2018(a) |
|
FundingCircle |
|
12/23/2016 |
|
25,000 |
|
25,000 |
|
24,984 |
efaf0d00-2da2-4de7-8aa9- |
|
|
|
|
|
|
|
|
|
|
ba381dda0a72,
10.95%, |
|
|
|
|
|
|
|
|
|
|
12/23/2021(a) |
|
FundingCircle |
|
12/27/2016 |
|
125,000 |
|
125,000 |
|
124,747 |
f59087de-e6f8-4516-8dac- |
|
|
|
|
|
|
|
|
|
|
a7b0026275fd, 6.77%, |
|
|
|
|
|
|
|
|
|
|
12/21/2019(a) |
|
FundingCircle |
|
12/23/2016 |
|
180,000 |
|
180,000 |
|
179,800 |
f75477b1-9d52-40aa-a75f- |
|
|
|
|
|
|
|
|
|
|
9e60234d8de3, 7.58%, |
|
|
|
|
|
|
|
|
|
|
12/16/2021(a) |
|
FundingCircle |
|
12/19/2016 |
|
200,000 |
|
200,000 |
|
199,773 |
fa1c655b-793c-4746-b2cc- |
|
|
|
|
|
|
|
|
|
|
6957187697d9, 6.09%, |
|
|
|
|
|
|
|
|
|
|
12/14/2019(a) |
|
FundingCircle |
|
12/16/2016 |
|
75,000 |
|
75,000 |
|
74,903 |
See Notes to Financial
Statements.
66 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Schedule
of Investments |
|
December 31, 2016 (Unaudited) |
|
|
Platform |
|
Original Acquisition Date |
|
Principal Amount |
|
Cost |
|
Market
Value |
fe10f7cb-21c0-4296-9c8d- |
|
|
|
|
|
|
|
|
|
|
|
cbd4654d9f86,
10.95%, |
|
|
|
|
|
|
|
|
|
|
|
12/12/2021(a) |
|
FundingCircle |
|
12/14/2016 |
|
104,000 |
|
104,000 |
|
|
103,461 |
Total
Small Business Loans |
|
|
|
|
|
|
|
9,393,808 |
|
|
9,389,462 |
|
TOTAL WHOLE LOANS |
|
|
|
|
|
|
|
22,297,960 |
|
|
22,231,645 |
|
TOTAL INVESTMENTS - 76.19% |
|
|
|
|
|
22,297,960 |
|
|
22,231,645 |
OTHER ASSETS IN EXCESS OF LIABILITIES - 23.81% |
|
|
|
|
|
|
|
|
6,946,107 |
TOTAL NET ASSETS - 100.00% |
|
|
|
|
|
|
|
|
|
$ |
29,177,752 |
(a) |
Security may be deemed illiquid. The aggregate value of these
securities is $22,231,645, which represents 76.19% of net
assets. |
(b) |
Rate of return to the Fund is implied based on an 18-month final
maturity. The actual maturity will be less due to expected
prepayments. |
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016 |
67 |
RiverNorth Marketplace Lending
Corporation |
|
Statement of Assets and Liabilities |
December 31, 2016 (Unaudited) |
ASSETS: |
|
|
|
Investment in
securities: |
|
|
|
At cost |
|
$ |
22,297,960 |
At value |
|
$ |
22,231,645 |
|
Cash |
|
|
6,454,639 |
Receivable for fund shares sold |
|
|
883,946 |
Deferred
offering costs |
|
|
580,806 |
Interest and other income receivable |
|
|
156,322 |
Receivable for principal
repayments |
|
|
89,721 |
Total Assets |
|
|
30,397,079 |
|
LIABILITIES: |
|
|
|
Payable for fund
investments purchased |
|
|
189,085 |
Distribution payable |
|
|
398,532 |
Payable to
Investment adviser |
|
|
361,763 |
Payable for administration and fund accounting fees |
|
|
21,421 |
Payable for
audit fees |
|
|
105,357 |
Payable for legal fees |
|
|
10,959 |
Payable for
custodian fees |
|
|
12,759 |
Accrued loan service fees |
|
|
49,800 |
Other accrued expenses |
|
|
69,651 |
Total Liabilities |
|
|
1,219,327 |
Net Assets |
|
$ |
29,177,752 |
|
NET ASSETS CONSIST OF: |
|
|
|
Paid-in capital |
|
|
29,262,285 |
Distributions in excess of net investment income |
|
|
(18,218) |
Net unrealized depreciation on
investments |
|
|
(66,315) |
Net Assets |
|
$ |
29,177,752 |
|
PRICING OF SHARES: |
|
|
|
Shares of beneficial interest outstanding (40,000,000
shares |
|
|
|
authorized, $0.0001 par
value) |
|
|
1,158,045 |
Net Asset Value Per
Share |
|
$ |
25.20 |
See Notes to Financial
Statements.
68 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Statement
of Operations |
|
For the period from |
|
September 22, 2016(1) |
|
through |
|
December 31, 2016 |
|
(Unaudited) |
INVESTMENT INCOME: |
|
|
|
|
Interest
income |
|
$ |
449,938 |
|
Other income |
|
|
56,172 |
|
Total Investment
Income |
|
|
506,110 |
|
|
|
|
|
|
EXPENSES: |
|
|
|
|
Offering costs |
|
|
219,172 |
|
Audit expenses |
|
|
105,357 |
|
Valuation expenses |
|
|
58,100 |
|
Loan service fees |
|
|
54,767 |
|
Investment adviser fee |
|
|
53,809 |
|
Trustee expenses |
|
|
24,863 |
|
Accounting and administration fee |
|
|
21,421 |
|
Transfer agency expenses |
|
|
12,781 |
|
Custodian expenses |
|
|
12,760 |
|
Legal expenses |
|
|
10,959 |
|
Printing expenses |
|
|
10,714 |
|
Other expenses |
|
|
33,117 |
|
Total expenses before Investment adviser waiver |
|
|
617,820 |
|
Expenses waived or reimbursed by
Investment adviser (see Note 4) |
|
|
(492,024) |
|
Net Expenses |
|
|
125,796 |
|
Net Investment
Income |
|
|
380,314 |
|
|
|
UNREALIZED GAIN/(LOSS): |
|
|
|
|
Net change in unrealized
depreciation on investments |
|
|
(66,315) |
|
Net Increase in Net Assets
Resulting from Operations |
|
$ |
313,999 |
|
(1) |
Commencement of operations. |
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016 |
69 |
RiverNorth Marketplace Lending
Corporation |
Statements of Changes in Net
Assets |
|
|
Period from |
|
|
September 22, 2016(1) |
|
|
through |
|
|
December 31, 2016 |
|
|
(Unaudited) |
NET INCREASE/(DECREASE) IN NET ASSETS FROM OPERATIONS: |
|
|
|
|
|
Net investment
income |
|
|
$ |
380,314 |
|
Net change in unrealized
depreciation on investments |
|
|
|
(66,315) |
|
Net increase in net assets resulting
from operations |
|
|
|
313,999 |
|
|
|
|
|
|
|
DISTRIBUTIONS TO SHAREHOLDERS: |
|
|
|
|
|
From net investment
income |
|
|
|
(398,532) |
|
Net decrease in net assets from
distributions to shareholders |
|
|
|
(398,532) |
|
|
|
|
|
|
|
CAPITAL SHARE TRANSACTIONS: |
|
|
|
|
|
Proceeds from issuance of common
shares |
|
|
|
29,162,285 |
|
Net increase in net assets from
capital stock transactions |
|
|
|
29,162,285 |
|
Net Increase in Net Assets |
|
|
|
29,077,752 |
|
|
|
NET ASSETS: |
|
|
|
|
|
Beginning of period |
|
|
|
100,000 |
|
End of period (including distributions in excess of |
|
|
|
|
|
net investment income of
$18,218) |
|
|
$ |
29,177,752 |
|
(1) |
Commencement of operations. |
See Notes to Financial
Statements.
70 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Statement
of Cash Flows |
|
|
For the Period from |
|
|
September 22, 2016(1) |
|
|
through |
|
|
December 31, 2016 |
|
|
(Unaudited) |
CASH FLOWS USED IN OPERATING ACTIVITIES: |
|
|
|
|
|
Net increase in
net assets resulting from operations |
|
|
$ |
313,999 |
|
Adjustments to reconcile the change in net assets from operations
to |
|
|
|
|
|
net cash used in operating activities: |
|
|
|
|
|
Purchases of long term
investments |
|
|
|
(24,677,286) |
|
Proceeds from principal
paydowns |
|
|
|
2,379,326 |
|
Amortization of deferred
offering costs |
|
|
|
219,172 |
|
Net change in unrealized
depreciation on investments |
|
|
|
66,315 |
|
Increase in: |
|
|
|
|
|
Interest and other income receivable |
|
|
|
(156,322) |
|
Receivable for principal paydowns |
|
|
|
(89,721) |
|
Increase (decrease)
in: |
|
|
|
|
|
Payable for Fund investments purchased |
|
|
|
189,085 |
|
Payable to investment adviser |
|
|
|
(438,215) |
|
Accrued loan service fees |
|
|
|
49,800 |
|
Other accrued expenses |
|
|
|
69,651 |
|
Administration, fund accounting and custodian fees payable |
|
|
|
34,180 |
|
Professional fees payable |
|
|
|
116,316 |
|
Net cash used in operating
activities |
|
|
|
(21,923,700) |
|
|
|
CASH FLOWS PROVIDED BY FINANCING ACTIVITIES: |
|
|
|
|
|
Issuance of common stock |
|
|
|
28,278,339 |
|
Net cash provided by financing
activities |
|
|
|
28,278,339 |
|
|
|
NET CHANGE IN CASH: |
|
|
|
6,354,639 |
|
Cash at beginning of period |
|
|
|
100,000 |
|
Cash at end of period |
|
|
$ |
6,454,639 |
|
(1) |
Commencement of operations. |
See Notes to Financial
Statements.
Semi-Annual Report |
December 31, 2016 |
71 |
RiverNorth Marketplace Lending
Corporation |
Financial
Highlights |
|
|
Period from |
|
|
September 22, 2016(a) |
|
|
through |
|
|
December 31, 2016 |
|
|
(Unaudited) |
Net asset value - beginning of period |
|
|
$ |
25.00 |
|
Income from
investment operations: |
|
|
|
|
|
Net investment income |
|
|
|
0.34 |
|
Net unrealized gain on
investments(b) |
|
|
|
0.21 |
|
Total income from investment
operations |
|
|
|
0.55 |
|
|
|
Less distributions: |
|
|
|
|
|
From net investment income |
|
|
|
(0.35) |
|
Total distributions |
|
|
|
(0.35) |
|
Net increase in net asset
value |
|
|
|
0.20 |
|
Net asset value - end of
period |
|
|
|
$25.20 |
|
|
|
Total Return(c) |
|
|
|
2.22% |
|
|
|
|
|
|
|
Ratios/Supplemental Data: |
|
|
|
|
|
Net assets, end of period (in thousands) |
|
|
|
$29,178 |
|
Ratio of expenses to average net assets excluding fee |
|
|
|
|
|
waivers and
reimbursements(d) |
|
|
|
14.21% |
|
Ratio of expenses to average net assets including fee |
|
|
|
|
|
waivers and
reimbursements(d) |
|
|
|
2.89% |
|
Ratio of net investment income to average net assets |
|
|
|
|
|
excluding fee waivers and
reimbursements(d) |
|
|
|
(2.57)% |
|
Ratio of net investment income to average net assets |
|
|
|
|
|
including fee waivers and
reimbursements(d) |
|
|
|
8.75% |
|
Portfolio turnover rate(e) |
|
|
|
20.52% |
|
(a) |
Commencement of operations. |
(b) |
Due to timing of sales of capital shares, the net unrealized gain
per share does not correlate with the Fund's net unrealized gain for the
period. |
(c) |
Not annualized. Total return in the above table represents the rate
that the investor would have earned or lost on an investment in the Fund,
assuming reinvestment of dividends. |
(d) |
Annualized. |
(e) |
Not
annualized. |
See Notes to Financial
Statements.
72 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016 (Unaudited) |
RiverNorth Marketplace Lending
Corporation (the Fund) was organized as a Maryland corporation on June 9,
2015, and is registered under the Investment Company Act of 1940, as amended
(the 1940 Act), as a non-diversified closed-end management investment company.
The investment adviser to the Fund is RiverNorth Capital Management, LLC (the
Adviser).
Prior to the Funds commencement of
operations on September 22, 2016, the only activity of the Fund was the sale and
issuance of 4,000 shares for $100,000 to the Adviser. The proceeds in the Fund
were held in cash.
The investment objective of the Fund is
to seek a high level of current income. The Fund will seek to achieve its
investment objective by investing, directly or indirectly, at least 80% of its
Managed Assets (the total assets of the Fund, including assets attributable to
leverage, minus liabilities (other than debt representing leverage and any
preferred stock that may be outstanding)) in marketplace lending investments.
2. SIGNIFICANT
ACCOUNTING POLICIES |
The following is a summary of
significant accounting policies followed by the Fund in preparation of its
financial statements. The policies are in conformity with accounting principles
generally accepted in the United States of America (U.S. GAAP). The Fund is an
investment company and, accordingly, follows the investment company accounting
and reporting guidance of the Financial Accounting Standards Board Accounting
Standards Codification Topic 946.
Use of Estimates: The preparation of the financial statements in accordance
with U.S. GAAP requires management to make estimates and assumptions that affect
the reported amounts of assets and liabilities at the date of the financial
statements. The Fund believes that these estimates utilized in preparing the
financial statements are reasonable and prudent; however, actual results could
differ from these estimates. In the normal course of business, the Fund enters
into contracts that contain a variety of representations which provide general
indemnifications. The Funds maximum exposure under these arrangements is
unknown as this would involve future claims that may be made against the Fund
that have not yet occurred. However, the Fund expects the risk of loss to be
remote
Principal Investment
Risks: All investment companies carry a
certain amount of risk. For more information on the related risks of investing
in the Fund please refer to the prospectus.
Federal Income
Taxes: The Fund intends to elect to be
treated as, and to qualify each year for special tax treatment afforded to, a
regulated investment company (RIC) under Subchapter M of the Internal Revenue
Code (IRC). In order to qualify as a RIC, the Fund must, among other things,
satisfy income, asset diversification and distribution requirements. As long as
it so qualifies, the Fund will not be subject to U.S. federal income tax to the
extent that it distributes annually its investment company taxable income (which
includes ordinary income and the excess of net short-term capital gain over net
long-term capital loss) and its net capital gain (i.e., the excess of net
long-term capital gain over net short-term capital loss). The Fund intends to
distribute at least annually substantially all of such income and gain. If the
Fund retains any investment company taxable income or net capital gain, it will
be subject to U.S. federal income tax on the retained amount at regular
corporate tax rates. In addition, if the Fund fails to qualify as a RIC for any
taxable year, it will be subject to U.S. federal income tax on all of its income
and gains at regular corporate tax rates.
Semi-Annual Report |
December 31, 2016 |
73 |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
Distributions to
Shareholders: Distributions to shareholders,
which are determined in accordance with income tax regulations, are recorded on
the ex-dividend date. The treatment for financial reporting purposes of
distributions made to shareholders during the year from net investment income or
net realized capital gains may differ from their ultimate treatment for federal
income tax purposes. These differences are caused primarily by differences in
the timing of recognition of certain components of income, expense or realized
capital gain for federal income tax purposes. Where such differences are
permanent in nature, they are reclassified in the components of the net assets
based on their ultimate characterization for federal income tax purposes. Any
such reclassification will have no effect on net assets, results of operations
or net asset values per share of the Fund.
Marketplace Lending: Marketplace lending, which is sometimes referred to as
peer-to-peer lending, online lending or alternative lending, is a method of
financing in which a marketplace lending platform facilitates the borrowing and
lending of money while generally not relying on deposits for capital to fund
loans. It is considered an alternative to more traditional debt financing done
through a bank. There are several different models of marketplace lending but,
very generally, a platform typically matches consumers, small or medium-sized
businesses or other types of borrowers with investors that are interested in
gaining investment exposure to the loans made to such borrowers. Prospective
borrowers must disclose or otherwise make available to the platform operator
certain financial and other information including, for example, the borrowers
credit score (as determined by a credit reporting agency), income,
debt-to-income ratio, credit utilization, employment status, homeownership
status, number of existing credit lines, intended use of funds and the number
and/ or amount of recent payment defaults and delinquencies, certain of which
information is then made available to prospective lenders. Often, platforms
charge fees to borrowers to cover these screening and administrative costs.
Based on this and other relevant supplemental information, the platform usually
assigns its own credit rating to the borrower and sets the interest rate for the
requested borrowing. The platform uses the information provided by the borrower
(along with other relevant data such as the characteristics of the loan) to
assign its own credit rating (in the case of most consumer platforms) and the
interest rate for the requested loan. In some cases, a platform partners with a
bank to originate a loan to a borrower, after which the bank sells the loan to
the platform; alternatively, some platforms may originate loans themselves. Some
investors, including the Fund, may not review the particular characteristics of
the loans in which they invest at the time of investment, but rather negotiate
in advance with platforms the general criteria of the investments.
Platforms may set minimum eligibility
standards for borrowers to participate in marketplace lending arrangements and
may limit the maximum permitted borrowings. Depending on the purpose and nature
of the loan, its term may, for example, be as short as six months or shorter, or
as long as five years. Set forth below is additional information about some of
the Funds marketplace lending-related investments.
Whole Loans: When the Fund invests directly or indirectly in whole loans,
it will typically purchase all rights, title and interest in the loans pursuant
to a loan purchase agreement directly from the platform or its affiliate. The
platform or a third-party servicer typically continues to service the loans,
collecting payments and distributing them to investors, less any servicing fees
assessed against the Fund, and the servicing entity typically will make all
decisions regarding acceleration or enforcement of the loans following any
default by a borrower. The Fund expects to have a backup servicer in case any
platform or affiliate of the platform ceases or fails to perform these servicing
functions. The Fund, as an investor in a whole loan, would be entitled to
receive payment only from the borrower
74 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
and/or any guarantor, and would not be
able to recover any deficiency from the platform, except under very narrow
circumstances, which may include fraud by the borrower in some cases. As
described above, the whole loans in which the Fund may invest may be secured or
unsecured.
Investment Income: Dividend income is recognized on the ex-dividend date. Other
income includes incentive payments received by the Fund with respect to the
purchase of loans. Aggregate incentive payments were calculated based on volume
of loans purchased over a fixed period of time. Interest income is recognized on
an accrual basis to the extent that such amounts are expected to be collected
and include amortization/ accretion of premiums or discounts. The Adviser
generally deems a whole loan to have defaulted if the borrower has not made a
payment sixty days from the last scheduled payment date.
Investment
Transactions: Investment transactions are
recorded on the trade date.
Offering Costs: Offering costs are amortized to expense over a 12 month
period on a straight-line basis.
New Accounting
Pronouncements: In October 2016, the U.S.
Securities and Exchange Commission adopted new rules and amended existing rules
(together, final rules) intended to modernize the reporting and disclosure of
information by registered investment companies. In part, the final rules amend
Regulation S-X and require standardized, enhanced disclosure about derivatives
in investment company financial statements, as well as other amendments. The
compliance date for the amendments to Regulation S-X is August 1, 2017.
Management is currently evaluating the impact that the adoption of the
amendments to Regulation S-X will have on the financial statements and related
disclosures.
3. SECURITIES VALUATION AND FAIR VALUE
MEASUREMENTS |
Fair value is defined as the price that
a Fund might reasonably expect to receive upon selling an investment in a timely
transaction to an independent buyer in the principal or most advantageous market
of the investment. US GAAP establishes a three-tier hierarchy to maximize the
use of observable market data and minimize the use of unobservable inputs and to
establish classification of fair value measurements for disclosure
purposes.
Inputs refer broadly to the assumptions
that market participants would use in pricing the asset or liability, including
assumptions about risk, for example, the risk inherent in a particular valuation
technique used to measure fair value including using such a pricing model and/or
the risk inherent in the inputs to the valuation technique. Inputs may be
observable or unobservable. Observable inputs are inputs that reflect the
assumptions market participants would use in pricing the asset or liability
developed based on market data obtained from sources independent of the
reporting entity. Unobservable inputs are inputs that reflect the reporting
entitys own assumptions about the assumptions market participants would use in
pricing the asset or liability developed based on the best information available
in the circumstances.
Various inputs are used in determining
the value of the Funds investments. These inputs are summarized in the three
broad levels listed below.
● |
Level 1 Unadjusted quoted
prices in active markets for identical, unrestricted assets or liabilities
that the Fund has the ability to access at the measurement
date; |
Semi-Annual Report | December 31,
2016 |
75 |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
● |
Level 2 Quoted prices which are
not active, quoted prices for similar assets or liabilities in active
markets or inputs other than quoted prices that are observable (either
directly or indirectly) for substantially the full term of the asset or
liability; and |
● |
Level 3 Significant
unobservable prices or inputs (including the Funds own assumptions in
determining the fair value of investments) where there is little or no
market activity for the asset or liability at the measurement
date. |
The inputs used to measure fair value
may fall into different levels of the fair value hierarchy. In such cases, for
disclosure purposes, the level in the fair value hierarchy within which the fair
value measurement falls in its entirety, is determined based on the lowest level
input that is significant to the fair value measurement in its
entirety.
Marketplace loans, as an asset class,
are not presently traded on a developed secondary market. Therefore, market
quotations are not available. Accordingly, all marketplace loans are fair valued
as determined in good faith by the Adviser or Valuation Committee (the
Committee) pursuant to policies and procedures approved by the Board of
Directors (the Board) and subject to the Boards oversight. A discounted cash
flow model is used to arrive at a value for each marketplace loan held in the
Funds portfolio. Discounted cash flow is a valuation technique that provides an
estimation of the fair value of an asset based on expectations about cash flows
that a marketplace loan would generate over time. A discounted cash flow model
begins with an estimation of periodic cash flows expected to be generated over a
discrete period of time (generally the time remaining until maturity of the
loan). The estimated cash flows for each interval period (generally monthly) are
then converted to their present value equivalent using a rate of return
appropriate for the risk of achieving projected cash flows. Although not
exhaustive, discounted cash flow models factor in borrower level data. Loans
made to small businesses may incorporate different factors.
The Adviser or the Committee will
generate its own models in addition to relying on good faith opinions on
valuation supplied by a third party pricing service. Any inconsistencies in the
models or the resulting prices outside established tolerances are resolved by
the Adviser or the Committee and the Adviser or the Committee ultimately
determines the value of each loan daily under supervision of the Board and
pursuant to policies and procedures approved by the Board. The Adviser or the
Committee may escalate unresolved or material differences in valuation estimates
or matters not covered by these valuation procedures to the Board for a
determination of the appropriate process.
The Board will initially and
periodically review the inputs, methods, models and assumptions used by the
Adviser or the Committee or the third-party pricing service in determining if
the processes are suitable for marketplace loans. The Board will further
consider how changes in the markets may affect the factors utilized in the
models and the frequency of reevaluation.
The following is a summary of the
inputs used at December 31, 2016 involving the Funds assets and
liabilities:
|
|
Valuation Inputs |
|
|
|
Investments in Securities at Value* |
|
Level
1 |
|
Level 2 |
|
Level 3 |
|
Total |
Whole Loans |
|
|
|
|
|
|
|
|
|
|
|
|
Consumer
Loans |
|
$ |
|
|
$ |
|
|
$ |
12,842,183 |
|
$ |
12,842,183 |
Small Business
Loans |
|
|
|
|
|
|
|
|
9,389,462 |
|
|
9,389,462 |
Total |
|
$ |
|
|
$ |
|
|
$ |
22,231,645 |
|
$ |
22,231,645 |
* |
Refer to the Funds Schedule
of Investments for a listing of securities by
type. |
76 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
The changes of the fair value of
investments for which the Fund has used Level 3 inputs to determine the fair
value are as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Change |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
in
Unrealized |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Appreciation/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(Depreciation) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Included in |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
the
Statement |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
of
Operations |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Attributable |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
to Level
3 |
|
|
|
|
|
|
Change
in |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Balance |
|
Investments |
|
|
Balance as
of |
|
Accrued |
|
Realized |
|
Unrealized |
|
|
|
|
|
|
|
|
|
|
|
Transfer |
|
Transfer |
|
as of |
|
Held
at |
Investments
in |
|
September
22, |
|
Discount/ |
|
Gain/ |
|
Appreciation/ |
|
|
|
|
Paydown |
|
Sales |
|
into |
|
out
of |
|
December
31, |
|
December
31, |
Securities |
|
2016(a) |
|
Premium |
|
(Loss) |
|
(Depreciation) |
|
Purchases |
|
Proceeds |
|
Proceeds |
|
Level 3 |
|
Level 3 |
|
2016 |
|
2016 |
Marketplace |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Loans |
|
$ |
|
|
$ |
|
|
$ |
|
|
$ |
(66,315 |
) |
|
$ |
24,677,286 |
|
$ |
(2,379,326 |
) |
|
$ |
|
|
$ |
|
|
$ |
|
|
$ |
22,231,645 |
|
$ |
(66,315 |
) |
Total |
|
$ |
|
|
$ |
|
|
$ |
|
|
$ |
(66,315 |
) |
|
$ |
24,677,286 |
|
$ |
(2,379,326 |
) |
|
$ |
|
|
$ |
|
|
$ |
|
|
$ |
22,231,645 |
|
$ |
(66,315 |
) |
(a) |
Commencement of
operations. |
The table below provides additional
information about the Level 3 Fair Value Measurements as of December 31,
2016:
Quantitative Information about Level
3 Fair Value Measurements
|
|
|
|
Fair Value
at |
|
|
|
|
|
|
|
|
|
Type of |
|
|
|
December
31, |
|
Valuation |
|
Unobservable |
|
|
|
Weighted |
Security |
|
Industry |
|
2016 |
|
Techniques |
|
Inputs |
|
Range |
|
Average |
Consumer Loans |
|
Financial |
|
$ |
12,842,183 |
|
Discounted |
|
Loss-Adjusted |
|
2.71%-16.60%; |
|
7.36 |
%; |
|
|
Services |
|
|
|
|
Cash Flow |
|
Discount Rate; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Projected Loss |
|
0.98%-79.19% |
|
8.01 |
% |
|
|
|
|
|
|
|
|
|
Rate |
|
|
|
|
|
Small Business |
|
Financial |
|
$ |
9,389,462 |
|
Discounted |
|
Loss-Adjusted |
|
3.44%-27.86%; |
|
13.54 |
%; |
Loans |
|
Services |
|
|
|
|
Cash Flow |
|
Discount Rate; |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Projected Loss |
|
0.44%-22.20% |
|
4.64 |
% |
|
|
|
|
|
|
|
|
|
Rate |
|
|
|
|
|
It is the Funds policy to recognize
transfers into and out of all levels at the end of the reporting
period.
There were no transfers into and out of
Levels 1, 2, and 3 during the current period presented.
4. INVESTMENT ADVISORY FEE AND OTHER TRANSACTIONS WITH
AFFILIATES |
The Adviser serves as the investment
adviser to the Fund. For its services under the Investment Advisory Agreement,
the Fund pays the Adviser a monthly management fee computed at the annual rate
of 1.25% of the average monthly Managed Assets. The Adviser has agreed to waive
a portion of such management fee for the first two years of the Investment
Advisory Agreement and, therefore, the Fund will pay a monthly management fee
computed at an annual rate of 0.95% of the average monthly Managed Assets for
such two year period. Managed Assets means the total assets of the Fund,
including assets attributable to leverage, minus liabilities (other than debt
representing leverage and any preferred stock that may be outstanding). In
addition to the
Semi-Annual Report | December 31,
2016 |
77 |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
monthly advisory fee, the Fund pays all
other costs and expenses of its operations, including, but not limited to,
compensation of its directors (other than those affiliated with the Adviser),
custodial expenses, transfer agency and dividend disbursing expenses, legal
fees, expenses of independent auditors, expenses of repurchasing shares,
expenses of any leverage, expenses of preparing, printing and distributing
prospectuses, shareholder reports, notices, proxy statements and reports to
governmental agencies, and taxes, if any. In addition, the Adviser has agreed to
waive or reimburse expenses of the Fund (other than brokerage fees and
commissions; loan servicing fees; borrowing costs such as (i) interest and (ii)
dividends on securities sold short; taxes; indirect expenses incurred by the
underlying funds in which the Fund may invest; the cost of leverage; and
extraordinary expenses) to the extent necessary to limit the Funds total annual
operating expenses at 1.95% of the average daily Managed Assets for that period.
The Adviser may recover from the Fund expenses reimbursed for three years after
the date of the payment or waiver if the Funds operating expenses, including
the recovered expenses, falls below the expense cap. As of December 31, 2016,
the Adviser has $670,569 in total organizational and operating expenses subject
to recoupment.
U.S. Bancorp Fund Services, LLC
(USBFS) provides the Fund with fund administration and fund accounting
services.
DST Systems, Inc. serves as transfer,
dividend paying and shareholder servicing agent for the Fund (Transfer
Agent).
Officers of the Fund and Directors who
are interested persons of the Fund or the Adviser received no salary or fees
from the Fund. Each Director who is not an interested person received a fee of
$16,500 per year plus $1,500 per meeting attended. In addition, the lead
Independent Director receives $250 annually, the Chair of the Audit Committee
receives $500 annually, and the Chair of the Nominating and Corporate Governance
Committee receives $250 annually. The Fund reimburses each Director and Officer
for his or her travel and other expenses relating to the attendance at such
meetings.
It is the Funds policy to meet the
requirements of the Internal Revenue Code applicable to regulated investment
companies, and to distribute all of their taxable net income to their
shareholders. In addition, the Fund intends to pay distributions as required to
avoid imposition of excise tax. Therefore, no federal income tax provision is
required.
The amount and character of income and
capital gain distributions to be paid, if any, are determined in accordance with
federal income tax regulations, which may differ from U.S. generally accepted
accounting principles. These differences are primarily due to difference in the
timing and recognition of gains or losses on investments. Permanent book and tax
basis differences, if any, may result in reclassifications to undistributed net
investment income (loss), undistributed net realized gain (loss) and additional
paid-in capital.
78 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
|
Notes to Financial Statements |
December 31, 2016
(Unaudited) |
As of December 31, 2016, net unrealized
appreciation (depreciation) of investments based on federal tax costs was as
follows:
|
|
Net
Unrealized |
|
Gross
Appreciation |
Gross Depreciation
(excess |
Appreciation/ |
Cost of Investments
for |
(excess of value over tax) |
of tax cost over value) |
(Depreciation) |
Income Tax Purposes |
$60,794 |
$(127,109) |
$(66,315) |
$22,297,960 |
6. INVESTMENT TRANSACTIONS |
Investment transactions for the period
ended December 31, 2016, excluding U.S. Government Obligations and short-term
investments, were as follows:
Purchases of Securities |
|
Proceeds from Sales of
Securities |
$24,677,286 |
|
$2,379,326 |
Under the Funds organizational
documents, its officers and Directors are indemnified against certain liability
arising out of the performance of their duties to the Fund. Additionally, in the
normal course of business, the Fund enters into contracts with service providers
that may contain general indemnification clauses. The Funds maximum exposure
under these arrangements is unknown, as this would involve future claims that
may be made against the Fund that have not yet occurred.
8. CAPITAL SHARE
TRANSACTIONS |
|
|
Period
Ended |
|
|
December 31, 2016(1) |
Shares sold |
|
1,154,045 |
Shares issued to holders in reinvestment of
dividends |
|
|
Shares redeemed |
|
|
Net increase in shares |
|
1,154,045 |
Shares
outstanding: |
|
|
Beginning of period |
|
4,000 |
End of period |
|
1,158,045 |
(1) |
The Fund commenced operations
on September 22, 2016. |
The Fund issued a tender offer on
December 12, 2016. Shareholder tenders amounted to approximately $120,226,
redeemable at the January 11, 2017 net asset value, payable on January 12,
2017.
The Fund has performed an evaluation of
subsequent events through the date the financial statements were issued and has
determined that no additional items require recognition or
disclosure.
Semi-Annual Report | December 31,
2016 |
79 |
RiverNorth Marketplace Lending
Corporation |
Additional
Information |
|
December 31, 2016
(Unaudited) |
BOARD APPROVAL OF INVESTMENT MANAGEMENT
AGREEMENT |
At an in-person meeting of the Board,
held on September 24, 2015 and called expressly for that purpose, the Board,
including a majority of the Trustees who are not interested persons (as
defined in the 1940 Act (the Independent Trustees)), considered the approval
of the Management Agreement between the Adviser and the Fund. The Board received
materials compiled by the Adviser and the Funds administrator including a copy
of the Management Agreement, the Advisers response to a questionnaire regarding
the Advisers profitability, management and operations, a copy of the Advisers
Form ADV, and certifications regarding the Advisers compliance programs. In its
consideration of the Management Agreement, the Board considered information and
materials furnished by the Adviser in advance of and at the meetings and was
afforded the opportunity to request additional information and to ask questions
of the Adviser to obtain information that it believed to be reasonably necessary
to evaluate the terms of the Management Agreement. The Board considered the
following factors, among others, in reaching its determination to approve the
Management Agreement: (i) the nature, extent and quality of the services
provided by the Adviser to the Funds, (ii) the fees and expenses relative to
comparable funds and accounts managed by the Adviser, (iii) the extent to which
economies of scale will be realized by each Fund as it grows, and (iv) the costs
of the services provided and the profits to be realized by the Adviser and any
of its affiliates from the relationship with the Fund.
The Board did not consider any single
factor as controlling in determining whether or not to approve the Management
Agreement.
The Board reviewed and considered the
nature and extent of the investment advisory services proposed to be provided by
the Adviser to the Fund under the Management Agreement. The Board considered the
Funds investment objective and policies, and the types of investments to be
made. The Board also reviewed and considered the qualifications of the portfolio
managers, and other key personnel who provide the investment advisory services
to the Fund. The Board determined that the portfolio managers and key personnel
are well qualified by education and/or training and experience to perform the
services in an efficient and professional manner. The Board also took into
account the Advisers investment advisory services to be rendered to the Fund,
including the manner in which investment decisions are to be made and executed.
The Board noted that the Fund is new and therefore has no performance history.
The Board concluded that the overall quality of the advisory services to be
provided by the Adviser was satisfactory.
The Board reviewed the advisory fee
rates and expected total expense ratio of the Fund versus advisory fees charged
to other comparative investment vehicles and accounts managed by the Adviser.
The Board noted that the management fee to be charged to the Fund was higher
than the contractual management fee paid by a majority of the comparative funds
without taking into consideration the performance fees assessed on several of
the comparative funds. It was noted that the Fund was one of the first of its
kind to be registered under the 1940 Act and that the comparative funds were not
identical in structure and investment type but were provided as a relative
comparison. The Board noted that the Adviser had also proposed a contractual fee
waiver with respect to the Fund. The Board concluded that the advisory fees to
be paid by the Fund were reasonable and satisfactory in light of the services
proposed to be provided to the Fund.
80 |
(888) 848-7569 |
www.rivernorth.com |
RiverNorth Marketplace Lending
Corporation |
Additional
Information |
|
December 31, 2016
(Unaudited) |
The Board reviewed a profitability
analysis prepared by the Adviser at various assets levels with respect to
management of the Fund and concluded that the expected profit margin of the
Adviser with respect to its management of the Fund was reasonable. The Board
also reviewed the structure of the investment management fees, noting that the
Fund is new, and therefore the Adviser could not determine when or if economies
of scale may be achieved.
Based upon such information as they
considered necessary to the exercise of their reasonable business judgment, the
Trustees, including all of the Independent Trustees, concluded that it was in
the best interests of the Fund to enter into the Management Agreement with the
Adviser for two-year period.
The Board of Directors of the Fund has
delegated the voting of proxies for Fund securities to the Adviser pursuant to
the Advisers proxy voting policies and procedures. Under these policies and
procedures, the Adviser will vote proxies related to Fund securities in the best
interest of the Fund and its shareholders.
The Fund has not yet been required to
file a Form N-PX disclosing its proxy voting record. Once the Fund has made that
initial filing for the period ending June 30, 2017, it will be required to make
such filings on an annual basis and information regarding how the Fund voted
proxies will be available without charge by (1) calling the Fund at (888)
848-7569 and (2) from Form N-PX filed by the Fund with the Securities and
Exchange Commission (SEC) on the SECs website at www.sec.gov.
Semi-Annual Report | December 31,
2016 |
81 |
RiverNorth Marketplace Lending
Corporation |
Additional
Information |
|
December 31, 2016
(Unaudited) |
PORTFOLIO HOLDINGS DISCLOSURE
POLICY |
The Fund files a complete schedule of
investments with the SEC for the first and third quarter of each fiscal year on
Form N-Q. The Funds first and third quarters end on March 31 and September 30.
The Form N-Q filing must be made within 60 days of the end of the quarter, and
the Funds first Form N-Q was filed with the SEC on November 29, 2016. The
Funds Form N-Q are available on the SECs website at www.sec.gov, or they may
be reviewed and copied at the SECs Public Reference Room in Washington, DC
(call 1-800-732-0330 for information on the operations of the Public Reference
Room). You may also obtain copies by calling the Fund at
1-888-848-7569.
82 |
(888) 848-7569 |
www.rivernorth.com |
|
Board of Directors Patrick W. Galley, CFA, Chairman James G. Kelley John S.
Oakes Fred G.
Steingraber John K. Carter
Investment
Adviser RiverNorth Capital
Management, LLC
Fund
Administrator US Bancorp Fund
Services, LLC
Transfer
Agent DST Systems,
Inc.
Valuation
Agent Duff &
Phelps
Auditor KPMG
LLP
Custodians Millennium Trust Company U.S.
Bancorp Fund Services, LLC
Distributor Quasar
Distributors, LLC |
This
report is provided for the general information of the shareholders of
RiverNorth Marketplace Lending Corporation. This report is not intended
for distribution to prospective investors in the Fund, unless preceded or
accompanied by an effective
prospectus.
|
Item 2. Code of
Ethics.
A copy of the registrants Code of Ethics is
filed herewith.
Item 3. Audit Committee Financial
Expert.
Not applicable for semi-annual reports.
Item 4. Principal Accountant Fees
and Services.
Not applicable for semi-annual reports.
Item 5. Audit Committee of Listed
Registrants.
Not applicable for semi-annual reports.
Item 6.
Investments.
(a) |
Schedule of Investments is included as
part of the report to shareholders filed under Item 1 of this Form. |
(b) |
Not applicable. |
Item 7. Disclosure of Proxy Voting
Policies and Procedures for Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 8. Portfolio Managers of
Closed-End Management Investment Companies.
Not applicable for semi-annual reports.
Item 9. Purchases of Equity
Securities by Closed-End Management Investment Company
and Affiliated
Purchasers.
Period |
(a)
Total Number of
Shares (or Units)
Purchased |
(b)
Average Price Paid per Share (or Unit)
|
(c)
Total Number of
Shares (or Units)
Purchased as Part
of Publicly
Announced Plans
or Programs |
(d)
Maximum Number
(or Approximate
Dollar Value) of
Shares (or Units)
that May Yet Be
Purchased Under
the Plans or
Programs |
Month #1 |
0 |
0 |
0 |
0 |
9/22/16 9/30/16 |
|
|
|
|
Month #2 |
0 |
0 |
0 |
0 |
10/1/16 10/31/16 |
|
|
|
|
Month #3 |
0 |
0 |
0 |
0 |
11/1/16 11/30/16 |
|
|
|
|
Month #4 |
0 |
0 |
0 |
0 |
12/1/16 12/31/16 |
|
|
|
|
Total |
0 |
0 |
0 |
0 |
2
Item 10. Submission of Matters to a
Vote of Security Holders.
None.
Item 11. Controls and
Procedures.
(a) |
|
The Registrants President and Chief Financial Officer
have reviewed the Registrant's disclosure controls and procedures (as
defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the
Act)) as of a date within 90 days of the filing of this report, as
required by Rule 30a-3(b) under the Act and Rules 13a-15(b) or 15d-15(b)
under the Securities Exchange Act of 1934. Based on their review, such
officers have concluded that the disclosure controls and procedures are
effective in ensuring that information required to be disclosed in this
report is appropriately recorded, processed, summarized and reported and
made known to them by others within the Registrant and by the Registrants
service provider. |
|
(b) |
|
There were no changes in the Registrant's internal
control over financial reporting (as defined in Rule 30a-3(d) under the
Act) that occurred during the second fiscal quarter of the period covered
by this report that has materially affected, or is reasonably likely to
materially affect, the Registrant's internal control over financial
reporting. |
Item 12.
Exhibits.
(a) |
|
(1) Any code of ethics or amendment thereto, that is the subject of the
disclosure required by Item 2, to the extent that the Registrant intends
to satisfy Item 2 requirements through filing of an exhibit.
Filed herewith. |
|
|
|
|
|
(2) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of
2002. Filed herewith. |
|
|
|
|
|
(3) Any written solicitation to purchase securities under Rule 23c-1
under the Act sent or given during the period covered by the report by or
on behalf of the Registrant to 10 or more persons. None. |
|
(b) |
|
Certification pursuant to Section
906 of the Sarbanes-Oxley Act of 2002. Furnished herewith. |
3
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934 and the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
|
(Registrant) |
RiverNorth Marketplace Lending Corporation |
|
By (Signature and Title) |
/s/ Patrick W. Galley |
|
|
Patrick W. Galley,
President |
Pursuant to the requirements of the
Securities Exchange Act of 1934 and the Investment Company Act of 1940, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
|
By (Signature and Title) |
/s/ Patrick W. Galley |
|
|
Patrick W. Galley,
President |
|
By (Signature and Title) |
/s/ Jonathan M. Mohrhardt |
|
|
Jonathan M. Mohrhardt, Chief Financial
Officer and Treasurer |
4