N-PX 1 fp0026946_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act File Number 811-21726

M3Sixty Funds
(Exact name of registrant as specified in charter)
 
 4520 MAIN STREET Suite 1425, KANSAS CITY, MISSOURI
64111
(Address of principal executive offices)
(Zip code)
 
 Matrix 360 Administration, LLC
4520 MAIN STREET, SUITE 1425
KANSAS CITY, MO 64111
(Name and address of agent for service)
 
Registrant's telephone number, including area code: 816.787.0723

Date of fiscal year end: 06/30/2017

Date of reporting period: 07/01/2016 to 06/30/2017
ITEM 1.
PROXY VOTING RECORD:

The filing for Cognios Large Cap Growth Fund, a series of the M3Sixty Funds, is attached.
 
Investment Company Report
 
3M COMPANY
  
Security
88579Y101
            
Meeting Type
  
Annual
Ticker Symbol
MMM
            
Meeting Date
  
09-May-2017
  
ISIN
US88579Y1010
            
Agenda
  
934547968 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: SONDRA L. BARBOUR
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: VANCE D. COFFMAN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: DAVID B. DILLON
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: HERBERT L. HENKEL
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MUHTAR KENT
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: EDWARD M. LIDDY
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: GREGORY R. PAGE
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: INGE G. THULIN
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
Management
    
For
    
For
    
2.
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
    
For
    
For
    
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
4.
ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
5.
STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
471
  
0
23-Mar-2017
10-May-2017
ABBOTT LABORATORIES
  
Security
002824100
            
Meeting Type
  
Annual
Ticker Symbol
ABT
            
Meeting Date
  
28-Apr-2017
  
ISIN
US0028241000
            
Agenda
  
934540697 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
DIRECTOR
Management
                
   
1
R.J. ALPERN
        
For
    
For
    
   
2
R.S. AUSTIN
        
For
    
For
    
   
3
S.E. BLOUNT
        
For
    
For
    
   
4
E.M. LIDDY
        
For
    
For
    
   
5
N. MCKINSTRY
        
For
    
For
    
   
6
P.N. NOVAKOVIC
        
For
    
For
    
   
7
W.A. OSBORN
        
For
    
For
    
   
8
S.C. SCOTT III
        
For
    
For
    
   
9
D.J. STARKS
        
For
    
For
    
   
10
G.F. TILTON
        
For
    
For
    
   
11
M.D. WHITE
        
For
    
For
    
2.
RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS.
Management
    
For
    
For
    
3.
SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
4.
SAY WHEN ON PAY - AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
5.
APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE STOCK PROGRAM
Management
    
For
    
For
    
6.
APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES.
Management
    
For
    
For
    
7.
SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
3,546
  
0
18-Mar-2017
01-May-2017
AMAZON.COM, INC.
  
Security
023135106
            
Meeting Type
  
Annual
Ticker Symbol
AMZN
            
Meeting Date
  
23-May-2017
  
ISIN
US0231351067
            
Agenda
  
934583596 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: JEFFREY P. BEZOS
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: TOM A. ALBERG
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: JOHN SEELY BROWN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: JAMIE S. GORELICK
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: JUDITH A. MCGRATH
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: THOMAS O. RYDER
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: WENDELL P. WEEKS
Management
    
For
    
For
    
2.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Management
    
For
    
For
    
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
    
For
    
For
    
4.
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
    
1 Year
    
Against
    
5.
APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED
Management
    
For
    
For
    
6.
SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS
Shareholder
    
Against
    
For
    
7.
SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE
Shareholder
    
Against
    
For
    
8.
SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
182
  
0
13-Apr-2017
24-May-2017
APPLE INC.
  
Security
037833100
            
Meeting Type
  
Annual
Ticker Symbol
AAPL
            
Meeting Date
  
28-Feb-2017
  
ISIN
US0378331005
            
Agenda
  
934520556 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: JAMES BELL
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: TIM COOK
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: AL GORE
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: BOB IGER
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: ANDREA JUNG
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: ART LEVINSON
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: RON SUGAR
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: SUE WAGNER
Management
    
For
    
For
    
2.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
Management
    
For
    
For
    
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
    
For
    
For
    
4.
ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
Management
    
1 Year
    
For
    
5.
A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS"
Shareholder
    
Against
    
For
    
6.
A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS
Shareholder
    
Against
    
For
    
7.
A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS"
Shareholder
    
Against
    
For
    
8.
A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM"
Shareholder
    
Against
    
For
    
9.
A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK"
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
471
  
0
07-Jan-2017
01-Mar-2017
APPLIED MATERIALS, INC.
  
Security
038222105
            
Meeting Type
  
Annual
Ticker Symbol
AMAT
            
Meeting Date
  
09-Mar-2017
  
ISIN
US0382221051
            
Agenda
  
934525087 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: JUDY BRUNER
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: XUN (ERIC) CHEN
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: AART J. DE GEUS
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: GARY E. DICKERSON
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: STEPHEN R. FORREST
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: THOMAS J. IANNOTTI
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: ALEXANDER A. KARSNER
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: ADRIANNA C. MA
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: DENNIS D. POWELL
Management
    
For
    
For
    
2.
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2016.
Management
    
For
    
For
    
3.
APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
4.
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) AND AN ANNUAL LIMIT ON AWARDS TO NON-EMPLOYEE DIRECTORS UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN.
Management
    
For
    
For
    
5.
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PURPOSES OF SECTION 162(M) UNDER THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN.
Management
    
For
    
For
    
6.
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,136
  
0
27-Jan-2017
10-Mar-2017
BANK OF AMERICA CORPORATION
  
Security
060505104
            
Meeting Type
  
Annual
Ticker Symbol
BAC
            
Meeting Date
  
26-Apr-2017
  
ISIN
US0605051046
            
Agenda
  
934543453 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: SHARON L. ALLEN
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: SUSAN S. BIES
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: PIERRE J.P. DE WECK
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: ARNOLD W. DONALD
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: LINDA P. HUDSON
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: MONICA C. LOZANO
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: THOMAS J. MAY
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: LIONEL L. NOWELL, III
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: MICHAEL D. WHITE
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: THOMAS D. WOODS
Management
    
For
    
For
    
1N.
ELECTION OF DIRECTOR: R. DAVID YOST
Management
    
For
    
For
    
2.
APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION)
Management
    
For
    
For
    
3.
A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION)
Management
    
1 Year
    
For
    
4.
RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
Management
    
For
    
For
    
5.
STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT
Shareholder
    
Against
    
For
    
6.
STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS
Shareholder
    
Against
    
For
    
7.
STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN
Shareholder
    
Against
    
For
    
8.
STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
7,500
  
0
16-Mar-2017
27-Apr-2017
BOSTON SCIENTIFIC CORPORATION
  
Security
101137107
            
Meeting Type
  
Annual
Ticker Symbol
BSX
            
Meeting Date
  
09-May-2017
  
ISIN
US1011371077
            
Agenda
  
934558543 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: NELDA J. CONNORS
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: CHARLES J. DOCKENDORFF
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: YOSHIAKI FUJIMORI
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: DONNA A. JAMES
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: EDWARD J. LUDWIG
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: STEPHEN P. MACMILLAN
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MICHAEL F. MAHONEY
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: DAVID J. ROUX
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: JOHN E. SUNUNU
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: ELLEN M. ZANE
Management
    
For
    
For
    
2.
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.
Management
    
For
    
For
    
3.
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
Management
    
1 Year
    
For
    
4.
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
2,847
  
0
29-Mar-2017
10-May-2017
CANADIAN NATIONAL RAILWAY COMPANY
  
Security
136375102
            
Meeting Type
  
Annual
Ticker Symbol
CNI
            
Meeting Date
  
25-Apr-2017
  
ISIN
CA1363751027
            
Agenda
  
934553365 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
01
DIRECTOR
Management
                
   
1
SHAUNEEN BRUDER
        
For
    
For
    
   
2
DONALD J. CARTY
        
For
    
For
    
   
3
AMB. GORDON D. GIFFIN
        
For
    
For
    
   
4
JULIE GODIN
        
For
    
For
    
   
5
EDITH E. HOLIDAY
        
For
    
For
    
   
6
LUC JOBIN
        
For
    
For
    
   
7
V.M. KEMPSTON DARKES
        
For
    
For
    
   
8
THE HON. DENIS LOSIER
        
For
    
For
    
   
9
THE HON. KEVIN G. LYNCH
        
For
    
For
    
   
10
JAMES E. O'CONNOR
        
For
    
For
    
   
11
ROBERT PACE
        
For
    
For
    
   
12
ROBERT L. PHILLIPS
        
For
    
For
    
   
13
LAURA STEIN
        
For
    
For
    
02
APPOINTMENT OF KPMG LLP AS AUDITORS.
Management
    
For
    
For
    
03
NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 9 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
893
  
0
24-Mar-2017
26-Apr-2017
CHARTER COMMUNICATIONS, INC.
  
Security
16119P108
            
Meeting Type
  
Annual
Ticker Symbol
CHTR
            
Meeting Date
  
25-Apr-2017
  
ISIN
US16119P1084
            
Agenda
  
934544518 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: W. LANCE CONN
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: KIM C. GOODMAN
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: CRAIG A. JACOBSON
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: GREGORY B. MAFFEI
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: JOHN C. MALONE
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: JOHN D. MARKLEY, JR.
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: DAVID C. MERRITT
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: STEVEN A. MIRON
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: BALAN NAIR
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: MICHAEL A. NEWHOUSE
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: MAURICIO RAMOS
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: THOMAS M. RUTLEDGE
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: ERIC L. ZINTERHOFER
Management
    
For
    
For
    
2.
APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION
Management
    
For
    
For
    
3.
AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
    
1 Year
    
Against
    
4.
THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2017
Management
    
For
    
For
    
5.
STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
281
  
0
17-Mar-2017
26-Apr-2017
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
  
Security
M22465104
            
Meeting Type
  
Annual
Ticker Symbol
CHKP
            
Meeting Date
  
07-Jun-2017
  
ISIN
IL0010824113
            
Agenda
  
934618591 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: GIL SHWED
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: MARIUS NACHT
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: JERRY UNGERMAN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: DAN PROPPER
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: DAVID RUBNER
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: DR. TAL SHAVIT
Management
    
For
    
For
    
2A.
ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: IRWIN FEDERMAN
Management
    
For
    
For
    
2B.
ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: RAY ROTHROCK
Management
    
For
    
For
    
3.
TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
4.
APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER.
Management
    
For
    
For
    
5A.
THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2.
Management
    
For
          
5B.
THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4.
Management
    
For
          
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,225
  
0
05-May-2017
08-Jun-2017
CREDIT SUISSE GROUP
  
Security
225401108
            
Meeting Type
  
Annual
Ticker Symbol
CS
            
Meeting Date
  
28-Apr-2017
  
ISIN
US2254011081
            
Agenda
  
934580689 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1B
CONSULTATIVE VOTE ON THE 2016 COMPENSATION REPORT
Management
    
For
    
For
    
1C
APPROVAL OF THE 2016 ANNUAL REPORT, THE PARENT COMPANY'S 2016 FINANCIAL STATEMENTS, AND THE GROUP'S 2016 CONSOLIDATED FINANCIAL STATEMENTS
Management
    
For
    
For
    
2
DISCHARGE OF THE ACTS OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
Management
    
For
    
For
    
3A
APPROPRIATION OF RETAINED EARNINGS
Management
    
For
    
For
    
3B
DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES
Management
    
For
    
For
    
4A
COMPENSATION OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
4BA
COMPENSATION OF THE EXECUTIVE BOARD: SHORT-TERM VARIABLE INCENTIVE COMPENSATION (STI)
Management
    
For
    
For
    
4BB
COMPENSATION OF THE EXECUTIVE BOARD: FIXED COMPENSATION
Management
    
For
    
For
    
4BC
COMPENSATION OF THE EXECUTIVE BOARD: LONG-TERM VARIABLE INCENTIVE COMPENSATION (LTI)
Management
    
For
    
For
    
5
INCREASE AND EXTENSION OF AUTHORIZED CAPITAL FOR STOCK OR SCRIP DIVIDEND
Management
    
For
    
For
    
6AA
RE-ELECTION OF URS ROHNER AS MEMBER AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AB
RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AC
RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AD
RE-ELECTION OF ANDREAS KOOPMANN AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AE
RE-ELECTION OF SERAINA (MAAG) MACIA AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AF
RE-ELECTION OF KAI NARGOLWALA AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AG
RE-ELECTION OF JOAQUIN J. RIBEIRO AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AH
RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AI
RE-ELECTION OF RICHARD E. THORNBURGH AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AJ
RE-ELECTION OF JOHN TINER AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AK
ELECTION OF ANDREAS GOTTSCHLING AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6AL
ELECTION OF ALEXANDRE ZELLER AS MEMBER OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
6BA
RE-ELECTION OF IRIS BOHNET AS MEMBER TO THE COMPENSATION COMMITTEE
Management
    
For
    
For
    
6BB
RE-ELECTION OF ANDREAS KOOPMANN AS MEMBER TO THE COMPENSATION COMMITTEE
Management
    
For
    
For
    
6BC
RE-ELECTION OF KAI NARGOLWALA AS MEMBER TO THE COMPENSATION COMMITTEE
Management
    
For
    
For
    
6BD
ELECTION OF ALEXANDRE ZELLER AS MEMBER TO THE COMPENSATION COMMITTEE
Management
    
For
    
For
    
6C
ELECTION OF THE INDEPENDENT AUDITORS
Management
    
For
    
For
    
6D
ELECTION OF THE SPECIAL AUDITORS
Management
    
For
    
For
    
6E
ELECTION OF THE INDEPENDENT PROXY
Management
    
For
    
For
    
7
IF, AT THE ANNUAL GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS: PROPOSALS OF SHAREHOLDERS
Shareholder
    
Against
          
8
IF, AT THE ANNUAL GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS AS FOLLOWS: PROPOSALS OF THE BOARD OF DIRECTORS
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
9,105
  
0
07-Apr-2017
25-Apr-2017
CSX CORPORATION
  
Security
126408103
            
Meeting Type
  
Contested-Annual
Ticker Symbol
CSX
            
Meeting Date
  
05-Jun-2017
  
ISIN
US1264081035
            
Agenda
  
934602752 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: DONNA M. ALVARADO
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: JOHN B. BREAUX
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: PAMELA L. CARTER
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: STEVEN T. HALVERSON
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: E. HUNTER HARRISON
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: PAUL C. HILAL
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: EDWARD J. KELLY, III
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: JOHN D. MCPHERSON
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: DAVID M. MOFFETT
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: DENNIS H. REILLEY
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: LINDA H. RIEFLER
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: J. STEVEN WHISLER
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: JOHN J. ZILLMER
Management
    
For
    
For
    
2.
THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
3.
ADVISORY (NON-BINDING) RESOLUTION TO APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
    
For
    
For
    
4.
ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
5.
ADVISORY (NON-BINDING) RESOLUTION CONCERNING THE REIMBURSEMENT ARRANGEMENTS SOUGHT IN CONNECTION WITH THE RETENTION OF E. HUNTER HARRISON AS CEO AT CSX.
Management
    
Abstain
          
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,665
  
0
01-May-2017
06-Jun-2017
EATON CORPORATION PLC
  
Security
G29183103
            
Meeting Type
  
Annual
Ticker Symbol
ETN
            
Meeting Date
  
26-Apr-2017
  
ISIN
IE00B8KQN827
            
Agenda
  
934542742 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: CRAIG ARNOLD
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: TODD M. BLUEDORN
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: MICHAEL J. CRITELLI
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: RICHARD H. FEARON
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: CHARLES E. GOLDEN
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: ARTHUR E. JOHNSON
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: DEBORAH L. MCCOY
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: GREGORY R. PAGE
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: SANDRA PIANALTO
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: GERALD B. SMITH
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: DOROTHY C. THOMPSON
Management
    
For
    
For
    
2.
APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY ACCESS.
Management
    
For
    
For
    
3.
APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION REGARDING BRINGING SHAREHOLDER BUSINESS AND MAKING DIRECTOR NOMINATIONS AT AN ANNUAL GENERAL MEETING.
Management
    
For
    
For
    
4.
APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION.
Management
    
For
    
For
    
5.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
6.
ADVISORY APPROVAL FOR FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
Management
    
1 Year
    
For
    
7.
APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO ISSUE SHARES.
Management
    
For
    
For
    
8.
APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS.
Management
    
For
    
For
    
9.
AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
657
  
0
18-Mar-2017
27-Apr-2017
ELI LILLY AND COMPANY
  
Security
532457108
            
Meeting Type
  
Annual
Ticker Symbol
LLY
            
Meeting Date
  
01-May-2017
  
ISIN
US5324571083
            
Agenda
  
934535494 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: M. L. ESKEW
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: W. G. KAELIN, JR.
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: J. C. LECHLEITER
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: D. A. RICKS
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: M. S. RUNGE
Management
    
For
    
For
    
2.
ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
    
For
    
For
    
3.
ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
    
1 Year
    
For
    
4.
RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2017.
Management
    
For
    
For
    
5.
APPROVE AMENDMENT TO THE LILLY DIRECTORS' DEFERRAL PLAN.
Management
    
For
    
For
    
6.
CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING DIRECT AND INDIRECT POLITICAL CONTRIBUTIONS.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,057
  
0
21-Mar-2017
02-May-2017
F5 NETWORKS, INC.
  
Security
315616102
            
Meeting Type
  
Annual
Ticker Symbol
FFIV
            
Meeting Date
  
09-Mar-2017
  
ISIN
US3156161024
            
Agenda
  
934526142 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: A GARY AMES
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: SANDRA E. BERGERON
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: DEBORAH L. BEVIER
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: JONATHAN C. CHADWICK
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: MICHAEL L. DREYER
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: ALAN J. HIGGINSON
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: PETER S. KLEIN
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: JOHN MCADAM
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: STEPHEN M. SMITH
Management
    
For
    
For
    
2.
APPROVE THE F5 NETWORKS, INC. 2014 INCENTIVE PLAN AS AMENDED AND RESTATED
Management
    
For
    
For
    
3.
RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.
Management
    
For
    
For
    
4.
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
    
For
    
For
    
5.
ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
    
1 Year
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
342
  
0
28-Jan-2017
10-Mar-2017
FACEBOOK INC.
  
Security
30303M102
            
Meeting Type
  
Annual
Ticker Symbol
FB
            
Meeting Date
  
01-Jun-2017
  
ISIN
US30303M1027
            
Agenda
  
934590870 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
DIRECTOR
Management
                
   
1
MARC L. ANDREESSEN
        
For
    
For
    
   
2
ERSKINE B. BOWLES
        
For
    
For
    
   
3
S.D.DESMOND-HELLMANN
        
For
    
For
    
   
4
REED HASTINGS
        
For
    
For
    
   
5
JAN KOUM
        
For
    
For
    
   
6
SHERYL K. SANDBERG
        
For
    
For
    
   
7
PETER A. THIEL
        
For
    
For
    
   
8
MARK ZUCKERBERG
        
For
    
For
    
2.
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.
Management
    
For
    
For
    
3.
A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING.
Shareholder
    
Against
    
For
    
4.
A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT.
Shareholder
    
Against
    
For
    
5.
A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS.
Shareholder
    
Against
    
For
    
6.
A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT.
Shareholder
    
Against
    
For
    
7.
A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,217
  
0
15-Apr-2017
02-Jun-2017
GLAXOSMITHKLINE PLC
  
Security
37733W105
            
Meeting Type
  
Annual
Ticker Symbol
GSK
            
Meeting Date
  
04-May-2017
  
ISIN
US37733W1053
            
Agenda
  
934567326 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT
Management
    
For
    
For
    
2.
TO APPROVE THE ANNUAL REPORT ON REMUNERATION
Management
    
For
    
For
    
3.
TO APPROVE THE REMUNERATION POLICY
Management
    
For
    
For
    
4.
TO ELECT EMMA WALMSLEY AS A DIRECTOR
Management
    
For
    
For
    
5.
TO ELECT DR VIVIENNE COX AS A DIRECTOR
Management
    
For
    
For
    
6.
TO ELECT DR PATRICK VALLANCE AS A DIRECTOR
Management
    
For
    
For
    
7.
TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR
Management
    
For
    
For
    
8.
TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR
Management
    
For
    
For
    
9.
TO RE-ELECT VINDI BANGA AS A DIRECTOR
Management
    
For
    
For
    
10.
TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR
Management
    
For
    
For
    
11.
TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR
Management
    
For
    
For
    
12.
TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR
Management
    
For
    
For
    
13.
TO RE-ELECT JUDY LEWENT AS A DIRECTOR
Management
    
For
    
For
    
14.
TO RE-ELECT URS ROHNER AS A DIRECTOR
Management
    
For
    
For
    
15.
TO RE-APPOINT AUDITORS
Management
    
For
    
For
    
16.
TO DETERMINE REMUNERATION OF AUDITORS
Management
    
For
    
For
    
17.
TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
Management
    
For
    
For
    
18.
TO AUTHORISE ALLOTMENT OF SHARES
Management
    
For
    
For
    
19.
TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER (SPECIAL RESOLUTION)
Management
    
For
    
For
    
20.
TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (SPECIAL RESOLUTION)
Management
    
For
    
For
    
21.
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION)
Management
    
For
    
For
    
22.
TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
Management
    
For
    
For
    
23.
TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION)
Management
    
For
    
For
    
24.
TO APPROVE THE GLAXOSMITHKLINE 2017 PERFORMANCE SHARE PLAN
Management
    
For
    
For
    
25.
TO APPROVE THE GLAXOSMITHKLINE 2017 DEFERRED ANNUAL BONUS PLAN
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
4,434
  
0
31-Mar-2017
27-Apr-2017
GLAXOSMITHKLINE PLC
  
Security
37733W105
            
Meeting Type
  
Annual
Ticker Symbol
GSK
            
Meeting Date
  
04-May-2017
  
ISIN
US37733W1053
            
Agenda
  
934573254 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT
Management
    
For
    
For
    
2.
TO APPROVE THE ANNUAL REPORT ON REMUNERATION
Management
    
For
    
For
    
3.
TO APPROVE THE REMUNERATION POLICY
Management
    
For
    
For
    
4.
TO ELECT EMMA WALMSLEY AS A DIRECTOR
Management
    
For
    
For
    
5.
TO ELECT DR VIVIENNE COX AS A DIRECTOR
Management
    
For
    
For
    
6.
TO ELECT DR PATRICK VALLANCE AS A DIRECTOR
Management
    
For
    
For
    
7.
TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR
Management
    
For
    
For
    
8.
TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR
Management
    
For
    
For
    
9.
TO RE-ELECT VINDI BANGA AS A DIRECTOR
Management
    
For
    
For
    
10.
TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR
Management
    
For
    
For
    
11.
TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR
Management
    
For
    
For
    
12.
TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR
Management
    
For
    
For
    
13.
TO RE-ELECT JUDY LEWENT AS A DIRECTOR
Management
    
For
    
For
    
14.
TO RE-ELECT URS ROHNER AS A DIRECTOR
Management
    
For
    
For
    
15.
TO RE-APPOINT AUDITORS
Management
    
For
    
For
    
16.
TO DETERMINE REMUNERATION OF AUDITORS
Management
    
For
    
For
    
17.
TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
Management
    
For
    
For
    
18.
TO AUTHORISE ALLOTMENT OF SHARES
Management
    
For
    
For
    
19.
TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER (SPECIAL RESOLUTION)
Management
    
For
    
For
    
20.
TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (SPECIAL RESOLUTION)
Management
    
For
    
For
    
21.
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION)
Management
    
For
    
For
    
22.
TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
Management
    
For
    
For
    
23.
TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION)
Management
    
For
    
For
    
24.
TO APPROVE THE GLAXOSMITHKLINE 2017 PERFORMANCE SHARE PLAN
Management
    
For
    
For
    
25.
TO APPROVE THE GLAXOSMITHKLINE 2017 DEFERRED ANNUAL BONUS PLAN
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
4,434
  
0
04-Apr-2017
27-Apr-2017
HENRY SCHEIN, INC.
  
Security
806407102
            
Meeting Type
  
Annual
Ticker Symbol
HSIC
            
Meeting Date
  
31-May-2017
  
ISIN
US8064071025
            
Agenda
  
934586782 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: BARRY J. ALPERIN
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D.
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: GERALD A. BENJAMIN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: STANLEY M. BERGMAN
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: PAUL BRONS
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: JOSEPH L. HERRING
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: DONALD J. KABAT
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: KURT P. KUEHN
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: PHILIP A. LASKAWY
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: MARK E. MLOTEK
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: STEVEN PALADINO
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: CAROL RAPHAEL
Management
    
For
    
For
    
1N.
ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D.
Management
    
For
    
For
    
1O.
ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D.
Management
    
For
    
For
    
2.
PROPOSAL TO AMEND THE COMPANY'S SECTION 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO RE- APPROVE THE PERFORMANCE GOALS THEREUNDER.
Management
    
For
    
For
    
3.
PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
    
For
    
For
    
4.
PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
5.
PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
546
  
0
15-Apr-2017
01-Jun-2017
INFOSYS LIMITED
  
Security
456788108
            
Meeting Type
  
Special
Ticker Symbol
INFY
            
Meeting Date
  
05-Apr-2017
  
ISIN
US4567881085
            
Agenda
  
934545813 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
ORDINARY RESOLUTION FOR REVISION IN COMPENSATION OF U. B. PRAVIN RAO, CHIEF OPERATING OFFICER & WHOLE-TIME DIRECTOR
Management
    
For
          
2.
ORDINARY RESOLUTION FOR APPOINTMENT OF D. N. PRAHLAD, AS AN INDEPENDENT DIRECTOR
Management
    
For
          
3.
SPECIAL RESOLUTION TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN CONFORMITY WITH THE COMPANIES ACT, 2013
Management
    
For
          
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
6,922
  
0
16-Mar-2017
27-Mar-2017
METTLER-TOLEDO INTERNATIONAL INC.
  
Security
592688105
            
Meeting Type
  
Annual
Ticker Symbol
MTD
            
Meeting Date
  
04-May-2017
  
ISIN
US5926881054
            
Agenda
  
934546409 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.1
ELECTION OF DIRECTOR: ROBERT F. SPOERRY
Management
    
For
    
For
    
1.2
ELECTION OF DIRECTOR: WAH-HUI CHU
Management
    
For
    
For
    
1.3
ELECTION OF DIRECTOR: FRANCIS A. CONTINO
Management
    
For
    
For
    
1.4
ELECTION OF DIRECTOR: OLIVIER A. FILLIOL
Management
    
For
    
For
    
1.5
ELECTION OF DIRECTOR: RICHARD FRANCIS
Management
    
For
    
For
    
1.6
ELECTION OF DIRECTOR: CONSTANCE L. HARVEY
Management
    
For
    
For
    
1.7
ELECTION OF DIRECTOR: MICHAEL A. KELLY
Management
    
For
    
For
    
1.8
ELECTION OF DIRECTOR: HANS ULRICH MAERKI
Management
    
For
    
For
    
1.9
ELECTION OF DIRECTOR: THOMAS P. SALICE
Management
    
For
    
For
    
2.
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
    
For
    
For
    
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
    
For
    
For
    
4.
ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION
Management
    
1 Year
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
172
  
0
17-Mar-2017
05-May-2017
MORGAN STANLEY
  
Security
617446448
            
Meeting Type
  
Annual
Ticker Symbol
MS
            
Meeting Date
  
22-May-2017
  
ISIN
US6174464486
            
Agenda
  
934579458 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: ERSKINE B. BOWLES
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ALISTAIR DARLING
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: THOMAS H. GLOCER
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: JAMES P. GORMAN
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: ROBERT H. HERZ
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: NOBUYUKI HIRANO
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: KLAUS KLEINFELD
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: JAMI MISCIK
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: DENNIS M. NALLY
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: HUTHAM S. OLAYAN
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: JAMES W. OWENS
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: PERRY M. TRAQUINA
Management
    
For
    
For
    
1N.
ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.
Management
    
For
    
For
    
2.
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
Management
    
For
    
For
    
3.
TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY VOTE)
Management
    
For
    
For
    
4.
TO VOTE ON THE FREQUENCY OF HOLDING A NONBINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE)
Management
    
1 Year
    
For
    
5.
TO APPROVE THE AMENDED AND RESTATED EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND TO EXTEND THE TERM
Management
    
For
    
For
    
6.
TO APPROVE THE AMENDED AND RESTATED DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
Management
    
For
    
For
    
7.
SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING
Shareholder
    
Against
    
For
    
8.
SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
3,964
  
0
08-Apr-2017
23-May-2017
NORFOLK SOUTHERN CORPORATION
  
Security
655844108
            
Meeting Type
  
Annual
Ticker Symbol
NSC
            
Meeting Date
  
11-May-2017
  
ISIN
US6558441084
            
Agenda
  
934551397 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: THOMAS D. BELL, JR.
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ERSKINE B. BOWLES
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: ROBERT A. BRADWAY
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: WESLEY G. BUSH
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: DANIEL A. CARP
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: MITCHELL E. DANIELS, JR.
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MARCELA E. DONADIO
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: STEVEN F. LEER
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: MICHAEL D. LOCKHART
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: AMY E. MILES
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: MARTIN H. NESBITT
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: JAMES A. SQUIRES
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: JOHN R. THOMPSON
Management
    
For
    
For
    
2.
RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017.
Management
    
For
    
For
    
3.
APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
Management
    
For
    
For
    
4.
FREQUENCY OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION, EVERY
Management
    
1 Year
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
493
  
0
23-Mar-2017
12-May-2017
PHILIP MORRIS INTERNATIONAL INC.
  
Security
718172109
            
Meeting Type
  
Annual
Ticker Symbol
PM
            
Meeting Date
  
03-May-2017
  
ISIN
US7181721090
            
Agenda
  
934549859 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: HAROLD BROWN
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: MASSIMO FERRAGAMO
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: WERNER GEISSLER
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: JENNIFER LI
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: JUN MAKIHARA
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: SERGIO MARCHIONNE
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: KALPANA MORPARIA
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: LUCIO A. NOTO
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: FREDERIK PAULSEN
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: ROBERT B. POLET
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: STEPHEN M. WOLF
Management
    
For
    
For
    
2.
ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION
Management
    
For
    
For
    
3.
ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
    
1 Year
    
For
    
4.
APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN
Management
    
For
    
For
    
5.
APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
Management
    
For
    
For
    
6.
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Management
    
For
    
For
    
7.
SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY
Shareholder
    
Against
    
For
    
8.
SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
904
  
0
24-Mar-2017
04-May-2017
PRICESMART, INC
  
Security
741511109
            
Meeting Type
  
Annual
Ticker Symbol
PSMT
            
Meeting Date
  
01-Feb-2017
  
ISIN
US7415111092
            
Agenda
  
934514642 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
DIRECTOR
Management
                
   
1
SHERRY S. BAHRAMBEYGUI
        
For
    
For
    
   
2
GONZALO BARRUTIETA
        
For
    
For
    
   
3
GORDON H. HANSON
        
For
    
For
    
   
4
LEON C. JANKS
        
For
    
For
    
   
5
JOSE LUIS LAPARTE
        
For
    
For
    
   
6
MITCHELL G. LYNN
        
For
    
For
    
   
7
GARY MALINO
        
For
    
For
    
   
8
PIERRE MIGNAULT
        
For
    
For
    
   
9
ROBERT E. PRICE
        
For
    
For
    
   
10
EDGAR ZURCHER
        
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
318
  
0
20-Dec-2016
02-Feb-2017
PUBLIC SERVICE ENTERPRISE GROUP INC.
  
Security
744573106
            
Meeting Type
  
Annual
Ticker Symbol
PEG
            
Meeting Date
  
18-Apr-2017
  
ISIN
US7445731067
            
Agenda
  
934544140 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: WILLIE A. DEESE
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR.
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: WILLIAM V. HICKEY
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: RALPH IZZO
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: DAVID LILLEY
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: THOMAS A. RENYI
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: HAK CHEOL (H.C.) SHIN
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: RICHARD J. SWIFT
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: SUSAN TOMASKY
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: ALFRED W. ZOLLAR
Management
    
For
    
For
    
2.
ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION
Management
    
For
    
For
    
3.
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
Management
    
1 Year
    
For
    
4.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2017
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,689
  
0
15-Mar-2017
19-Apr-2017
QUALCOMM INCORPORATED
  
Security
747525103
            
Meeting Type
  
Annual
Ticker Symbol
QCOM
            
Meeting Date
  
07-Mar-2017
  
ISIN
US7475251036
            
Agenda
  
934522435 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: JEFFREY W. HENDERSON
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: THOMAS W. HORTON
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: PAUL E. JACOBS
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: ANN M. LIVERMORE
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: HARISH MANWANI
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: STEVE MOLLENKOPF
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: CLARK T. RANDT, JR.
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: FRANCISCO ROS
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA
Management
    
For
    
For
    
2.
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017.
Management
    
For
    
For
    
3.
APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
4.
STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
800
  
0
20-Jan-2017
08-Mar-2017
QUEST DIAGNOSTICS INCORPORATED
  
Security
74834L100
            
Meeting Type
  
Annual
Ticker Symbol
DGX
            
Meeting Date
  
16-May-2017
  
ISIN
US74834L1008
            
Agenda
  
934561449 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: JENNE K. BRITELL, PH. D.
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: VICKY B. GREGG
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: JEFFREY M. LEIDEN, M.D., PH. D.
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: TIMOTHY L. MAIN
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: GARY M. PFEIFFER
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: TIMOTHY M. RING
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: DANIEL C. STANZIONE, PH. D.
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH. D.
Management
    
For
    
For
    
2.
AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT
Management
    
For
    
For
    
3.
AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION
Management
    
1 Year
    
For
    
4.
RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
Management
    
For
    
For
    
5.
APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,253
  
0
04-Apr-2017
17-May-2017
REPUBLIC SERVICES, INC.
  
Security
760759100
            
Meeting Type
  
Annual
Ticker Symbol
RSG
            
Meeting Date
  
12-May-2017
  
ISIN
US7607591002
            
Agenda
  
934562061 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: MANUEL KADRE
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: TOMAGO COLLINS
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: WILLIAM J. FLYNN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: THOMAS W. HANDLEY
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: JENNIFER M. KIRK
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: MICHAEL LARSON
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: DONALD W. SLAGER
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: JOHN M. TRANI
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: SANDRA M. VOLPE
Management
    
For
    
For
    
2.
ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION.
Management
    
For
    
For
    
3.
ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
Management
    
1 Year
    
For
    
4.
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,249
  
0
31-Mar-2017
15-May-2017
ROPER TECHNOLOGIES, INC.
  
Security
776696106
            
Meeting Type
  
Annual
Ticker Symbol
ROP
            
Meeting Date
  
08-Jun-2017
  
ISIN
US7766961061
            
Agenda
  
934622893 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
DIRECTOR
Management
                
   
1
AMY WOODS BRINKLEY
        
For
    
For
    
   
2
JOHN F. FORT, III
        
For
    
For
    
   
3
BRIAN D. JELLISON
        
For
    
For
    
   
4
ROBERT D. JOHNSON
        
For
    
For
    
   
5
ROBERT E. KNOWLING, JR.
        
For
    
For
    
   
6
WILBUR J. PREZZANO
        
For
    
For
    
   
7
LAURA G. THATCHER
        
For
    
For
    
   
8
RICHARD F. WALLMAN
        
For
    
For
    
   
9
CHRISTOPHER WRIGHT
        
For
    
For
    
2.
TO CONSIDER, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
    
For
    
For
    
3.
TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
    
1 Year
    
For
    
4.
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
447
  
0
10-May-2017
09-Jun-2017
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
  
Security
806857108
            
Meeting Type
  
Annual
Ticker Symbol
SLB
            
Meeting Date
  
05-Apr-2017
  
ISIN
AN8068571086
            
Agenda
  
934533705 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: PETER L.S. CURRIE
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: PAAL KIBSGAARD
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: HELGE LUND
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MICHAEL E. MARKS
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: INDRA K. NOOYI
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: LUBNA S. OLAYAN
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: LEO RAFAEL REIF
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: TORE I. SANDVOLD
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: HENRI SEYDOUX
Management
    
For
    
For
    
2.
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
3.
TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
4.
TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS.
Management
    
For
    
For
    
5.
TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
6.
TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.
Management
    
For
    
For
    
7.
TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
475
  
0
28-Feb-2017
06-Apr-2017
SHIRE PLC
  
Security
82481R106
            
Meeting Type
  
Annual
Ticker Symbol
SHPG
            
Meeting Date
  
25-Apr-2017
  
ISIN
US82481R1068
            
Agenda
  
934576262 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016.
Management
    
For
    
For
    
2.
TO APPROVE THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 82 TO 114 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016.
Management
    
For
    
For
    
3.
TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR.
Management
    
For
    
For
    
4.
TO RE-ELECT OLIVIER BOHUON AS A DIRECTOR.
Management
    
For
    
For
    
5.
TO RE-ELECT WILLIAM BURNS AS A DIRECTOR.
Management
    
For
    
For
    
6.
TO ELECT IAN CLARK AS A DIRECTOR.
Management
    
For
    
For
    
7.
TO ELECT GAIL FOSLER AS A DIRECTOR.
Management
    
For
    
For
    
8.
TO RE-ELECT DR. STEVEN GILLIS AS A DIRECTOR.
Management
    
For
    
For
    
9.
TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR.
Management
    
For
    
For
    
10.
TO RE-ELECT SUSAN KILSBY AS A DIRECTOR.
Management
    
For
    
For
    
11.
TO RE-ELECT SARA MATHEW AS A DIRECTOR.
Management
    
For
    
For
    
12.
TO RE-ELECT ANNE MINTO AS A DIRECTOR.
Management
    
For
    
For
    
13.
TO RE-ELECT DR. FLEMMING ORNSKOV AS A DIRECTOR.
Management
    
For
    
For
    
14.
TO RE-ELECT JEFFREY POULTON AS A DIRECTOR.
Management
    
For
    
For
    
15.
TO ELECT ALBERT STROUCKEN AS A DIRECTOR.
Management
    
For
    
For
    
16.
TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.
Management
    
For
    
For
    
17.
TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR.
Management
    
For
    
For
    
18.
THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 15,104,181.75 OF RELEVANT SECURITIES AND (B) SOLELY IN
Management
    
For
    
For
    
 
CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
                      
19.
THAT, SUBJECT TO THE PASSING OF RESOLUTION 18, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE- EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 2,265,627.25 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 25, 2017, AND ENDING ON THE EARLIER OF THE CLOSE OF ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
Management
    
For
    
For
    
20.
THAT, SUBJECT TO THE PASSING OF RESOLUTIONS 18 AND 19 AND FOR THE PURPOSE OF THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES AND RENEWED BY RESOLUTION 19, THE NON PRE- EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE INCREASED FROM 2,265,627.25 TO 4,531,254.50 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
Management
    
For
    
For
    
21.
THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 90,625,090, (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE, (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
Management
    
For
    
For
    
22.
THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY.
Management
    
For
    
For
    
23.
TO APPROVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
490
  
0
05-Apr-2017
19-Apr-2017
SPECTRA ENERGY CORP
  
Security
847560109
            
Meeting Type
  
Special
Ticker Symbol
SE
            
Meeting Date
  
15-Dec-2016
  
ISIN
US8475601097
            
Agenda
  
934503776 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1.
TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 5, 2016 (WHICH, AS MAY BE AMENDED, WE REFER TO AS THE "MERGER AGREEMENT"), AMONG SPECTRA ENERGY, ENBRIDGE INC., A CANADIAN CORPORATION (WHICH WE REFER TO AS "ENBRIDGE"), AND SAND MERGER SUB, INC., A DELAWARE CORPORATION AND A DIRECT WHOLLY OWNED SUBSIDIARY OF ENBRIDGE (WHICH WE REFER TO AS "MERGER SUB"), PURSUANT TO WHICH, AMONG OTHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
Management
    
For
    
For
    
2.
TO CONSIDER AND VOTE ON A PROPOSAL (WHICH WE REFER TO AS THE "ADVISORY COMPENSATION PROPOSAL") TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, CERTAIN SPECIFIED COMPENSATION THAT WILL OR MAY BE PAID BY SPECTRA ENERGY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
725
  
0
18-Nov-2016
16-Dec-2016
STMICROELECTRONICS N.V.
  
Security
861012102
            
Meeting Type
  
Annual
Ticker Symbol
STM
            
Meeting Date
  
20-Jun-2017
  
ISIN
US8610121027
            
Agenda
  
934627122 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
4B.
ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS FOR ITS 2016 FINANCIAL YEAR
Management
    
For
    
For
    
4C.
ADOPTION OF A DIVIDEND
Management
    
For
    
For
    
4D.
DISCHARGE OF THE SOLE MEMBER OF THE MANAGING BOARD
Management
    
For
    
For
    
4E.
DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
5.
AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION
Management
    
For
    
For
    
6.
RE-APPOINTMENT OF MR. CARLO BOZOTTI AS SOLE MEMBER OF THE MANAGING BOARD
Management
    
For
    
For
    
7.
APPROVAL OF THE STOCK-BASED PORTION OF THE COMPENSATION OF THE PRESIDENT AND CEO
Management
    
For
    
For
    
8.
RE-APPOINTMENT OF MS. HELEEN KERSTEN AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
9.
RE-APPOINTMENT OF MR. JEAN-GEORGES MALCOR AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
10.
RE-APPOINTMENT OF MR. ALESSANDRO RIVERA AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
11.
APPOINTMENT OF MR. FREDERIC SANCHEZ AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
12.
RE-APPOINTMENT OF MR. MAURIZIO TAMAGNINI AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
13.
APPROVAL OF A NEW FOUR-YEAR UNVESTED STOCK AWARD PLAN FOR THE MANAGEMENT AND KEY EMPLOYEES
Management
    
For
    
For
    
14.
AUTHORIZATION TO THE MANAGING BOARD, FOR EIGHTEEN MONTHS FOLLOWING THE AGM, TO REPURCHASE SHARES, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
15.
DELEGATION TO THE SUPERVISORY BOARD OF THE AUTHORITY TO ISSUE NEW COMMON AND PREFERENCE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES AND TO LIMIT AND/OR EXCLUDE EXISTING SHAREHOLDERS' PRE- EMPTIVE RIGHTS ON COMMON SHARES FOR A PERIOD OF EIGHTEEN MONTHS
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
9,005
  
0
13-May-2017
13-Jun-2017
STMICROELECTRONICS N.V.
  
Security
861012102
            
Meeting Type
  
Annual
Ticker Symbol
STM
            
Meeting Date
  
20-Jun-2017
  
ISIN
US8610121027
            
Agenda
  
934638442 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
4B.
ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS FOR ITS 2016 FINANCIAL YEAR
Management
    
For
    
For
    
4C.
ADOPTION OF A DIVIDEND
Management
    
For
    
For
    
4D.
DISCHARGE OF THE SOLE MEMBER OF THE MANAGING BOARD
Management
    
For
    
For
    
4E.
DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
5.
AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION
Management
    
For
    
For
    
6.
RE-APPOINTMENT OF MR. CARLO BOZOTTI AS SOLE MEMBER OF THE MANAGING BOARD
Management
    
For
    
For
    
7.
APPROVAL OF THE STOCK-BASED PORTION OF THE COMPENSATION OF THE PRESIDENT AND CEO
Management
    
For
    
For
    
8.
RE-APPOINTMENT OF MS. HELEEN KERSTEN AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
9.
RE-APPOINTMENT OF MR. JEAN-GEORGES MALCOR AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
10.
RE-APPOINTMENT OF MR. ALESSANDRO RIVERA AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
11.
APPOINTMENT OF MR. FREDERIC SANCHEZ AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
12.
RE-APPOINTMENT OF MR. MAURIZIO TAMAGNINI AS MEMBER OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
13.
APPROVAL OF A NEW FOUR-YEAR UNVESTED STOCK AWARD PLAN FOR THE MANAGEMENT AND KEY EMPLOYEES
Management
    
For
    
For
    
14.
AUTHORIZATION TO THE MANAGING BOARD, FOR EIGHTEEN MONTHS FOLLOWING THE AGM, TO REPURCHASE SHARES, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD
Management
    
For
    
For
    
15.
DELEGATION TO THE SUPERVISORY BOARD OF THE AUTHORITY TO ISSUE NEW COMMON AND PREFERENCE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES AND TO LIMIT AND/OR EXCLUDE EXISTING SHAREHOLDERS' PRE- EMPTIVE RIGHTS ON COMMON SHARES FOR A PERIOD OF EIGHTEEN MONTHS
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
8,158
  
0
27-May-2017
13-Jun-2017
TEXAS INSTRUMENTS INCORPORATED
  
Security
882508104
            
Meeting Type
  
Annual
Ticker Symbol
TXN
            
Meeting Date
  
20-Apr-2017
  
ISIN
US8825081040
            
Agenda
  
934535165 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: R. W. BABB, JR.
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: M. A. BLINN
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: T. M. BLUEDORN
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: D. A. CARP
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: J. F. CLARK
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: C. S. COX
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: J. M. HOBBY
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: R. KIRK
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: P. H. PATSLEY
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: R. E. SANCHEZ
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: W. R. SANDERS
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: R. K. TEMPLETON
Management
    
For
    
For
    
2.
BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
    
For
    
For
    
3.
BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF ANNUAL FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
4.
BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
1,252
  
0
07-Mar-2017
21-Apr-2017
THE BANK OF NOVA SCOTIA
  
Security
064149107
            
Meeting Type
  
Annual
Ticker Symbol
BNS
            
Meeting Date
  
04-Apr-2017
  
ISIN
CA0641491075
            
Agenda
  
934532715 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
01
DIRECTOR
Management
                
   
1
NORA A. AUFREITER
        
For
    
For
    
   
2
GUILLERMO E. BABATZ
        
For
    
For
    
   
3
SCOTT B. BONHAM
        
For
    
For
    
   
4
CHARLES H. DALLARA
        
For
    
For
    
   
5
WILLIAM R. FATT
        
For
    
For
    
   
6
TIFF MACKLEM
        
For
    
For
    
   
7
THOMAS C. O'NEILL
        
For
    
For
    
   
8
EDUARDO PACHECO
        
For
    
For
    
   
9
BRIAN J. PORTER
        
For
    
For
    
   
10
UNA M. POWER
        
For
    
For
    
   
11
AARON W. REGENT
        
For
    
For
    
   
12
INDIRA V. SAMARASEKERA
        
For
    
For
    
   
13
SUSAN L. SEGAL
        
For
    
For
    
   
14
BARBARA S. THOMAS
        
For
    
For
    
   
15
L. SCOTT THOMSON
        
For
    
For
    
02
APPOINTMENT OF KPMG LLP AS AUDITORS
Management
    
For
    
For
    
03
ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH
Management
    
For
    
For
    
04
SHAREHOLDER PROPOSAL 1 - WITHDRAWAL FROM TAX HAVENS.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
2,177
  
0
03-Mar-2017
05-Apr-2017
THE GOLDMAN SACHS GROUP, INC.
  
Security
38141G104
            
Meeting Type
  
Annual
Ticker Symbol
GS
            
Meeting Date
  
28-Apr-2017
  
ISIN
US38141G1040
            
Agenda
  
934542805 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: MARK A. FLAHERTY
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: WILLIAM W. GEORGE
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: JAMES A. JOHNSON
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: LAKSHMI N. MITTAL
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: PETER OPPENHEIMER
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: DAVID A. VINIAR
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: MARK O. WINKELMAN
Management
    
For
    
For
    
2.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY)
Management
    
For
    
For
    
3.
ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY
Management
    
1 Year
    
For
    
4.
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
Management
    
For
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
412
  
0
18-Mar-2017
01-May-2017
THE HOME DEPOT, INC.
  
Security
437076102
            
Meeting Type
  
Annual
Ticker Symbol
HD
            
Meeting Date
  
18-May-2017
  
ISIN
US4370761029
            
Agenda
  
934559204 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: GERARD J. ARPEY
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ARI BOUSBIB
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: JEFFERY H. BOYD
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: J. FRANK BROWN
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: ALBERT P. CAREY
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: ARMANDO CODINA
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: HELENA B. FOULKES
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: LINDA R. GOODEN
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: WAYNE M. HEWETT
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: KAREN L. KATEN
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: CRAIG A. MENEAR
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: MARK VADON
Management
    
For
    
For
    
2.
RATIFICATION OF THE APPOINTMENT OF KPMG LLP.
Management
    
For
    
For
    
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY").
Management
    
For
    
For
    
4.
ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES.
Management
    
1 Year
    
For
    
5.
SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT.
Shareholder
    
Against
    
For
    
6.
SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS.
Shareholder
    
Against
    
For
    
7.
SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
924
  
0
08-Apr-2017
19-May-2017
THE PNC FINANCIAL SERVICES GROUP, INC.
  
Security
693475105
            
Meeting Type
  
Annual
Ticker Symbol
PNC
            
Meeting Date
  
25-Apr-2017
  
ISIN
US6934751057
            
Agenda
  
934538375 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: CHARLES E. BUNCH
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: DANIEL R. HESSE
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: KAY COLES JAMES
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: RICHARD B. KELSON
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: JANE G. PEPPER
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: DONALD J. SHEPARD
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: LORENE K. STEFFES
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: DENNIS F. STRIGL
Management
    
For
    
For
    
1L.
ELECTION OF DIRECTOR: MICHAEL J. WARD
Management
    
For
    
For
    
1M.
ELECTION OF DIRECTOR: GREGORY D. WASSON
Management
    
For
    
For
    
2.
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Management
    
For
    
For
    
3.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
    
For
    
For
    
4.
RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
Management
    
1 Year
    
For
    
5.
A SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY REPORT WITH SPECIFIC ADDITIONAL DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
660
  
0
16-Mar-2017
26-Apr-2017
UNION PACIFIC CORPORATION
  
Security
907818108
            
Meeting Type
  
Annual
Ticker Symbol
UNP
            
Meeting Date
  
11-May-2017
  
ISIN
US9078181081
            
Agenda
  
934561172 - Management
                                   
Item
Proposal
    
Proposed by
  
Vote
  
For/Against Management
    
1A.
ELECTION OF DIRECTOR: ANDREW H. CARD JR.
Management
    
For
    
For
    
1B.
ELECTION OF DIRECTOR: ERROLL B. DAVIS JR.
Management
    
For
    
For
    
1C.
ELECTION OF DIRECTOR: DAVID B. DILLON
Management
    
For
    
For
    
1D.
ELECTION OF DIRECTOR: LANCE M. FRITZ
Management
    
For
    
For
    
1E.
ELECTION OF DIRECTOR: DEBORAH C. HOPKINS
Management
    
For
    
For
    
1F.
ELECTION OF DIRECTOR: JANE H. LUTE
Management
    
For
    
For
    
1G.
ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY
Management
    
For
    
For
    
1H.
ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL
Management
    
For
    
For
    
1I.
ELECTION OF DIRECTOR: THOMAS F. MCLARTY III
Management
    
For
    
For
    
1J.
ELECTION OF DIRECTOR: STEVEN R. ROGEL
Management
    
For
    
For
    
1K.
ELECTION OF DIRECTOR: JOSE H. VILLARREAL
Management
    
For
    
For
    
2.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
Management
    
For
    
For
    
3.
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY").
Management
    
For
    
For
    
4.
AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY").
Management
    
1 Year
    
For
    
5.
SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
Shareholder
    
Against
    
For
    
                                   
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
  
Unavailable Shares
Vote Date
Date Confirmed
6734308050
COGNIOS LARGE CAP GROWTH FUND
6734308050
UNION BANK
757
  
0
30-Mar-2017
12-May-2017
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

M3Sixty Funds

By Randy Linscott
/s/ Randy Linscott
  
President
  
Date: July 20, 2017