N-PX 1 fm-npx_063021.htm ANNUAL REPORT OF PROXY VOTING RECORD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act File Number 811-21726

 

M3Sixty Funds Trust

(Exact name of registrant as specified in charter)

  

 4300 SHAWNEE MISSION PARKWAY, SUITE 100  FAIRWAY, KANSAS 66205
(Address of principal executive offices) (Zip code)

  

M3SIXTY ADMINISTRATION, LLC

4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205

(Name and address of agent for service)

  

Registrant's telephone number, including area code: 877.244.6235

  

Date of fiscal year end: June 30th

  

Date of reporting period: 07/01/2020 to 06/30/2021

 

 

 

  

ITEM 1.PROXY VOTING RECORD:

 

The filing for FM Investments Large Cap Focused Fund, a series of the M3Sixty Funds Trust, is not attached as there were no proxies voted during the report period.

 

Proxy Voting Summary

 Report Date Range:        01-Jul-20 to 30-Jun-21

 

PROCTER & GAMBLE CO.

 

 

ISIN

US7427181091

Meeting Date

13-Oct-20

 

 

 

 

Ticker

PG

Deadline Date

12-Oct-20

 

 

 

 

Country

United States

Record Date

14-Aug-20

 

 

 

 

Blocking

No

Vote Date

09-Oct-20

 

Proposal

 

 

 

 

For/Against

Number

Proposal

Proponent

Mgmt Rec

Vote

Mgmt

1A.

Elect Francis S. Blake

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Angela F. Braly

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Amy L. Chang

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Joseph Jimenez

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Debra L. Lee

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Terry J. Lundgren

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Christine M. McCarthy

Management

For

For

For

 

 

 

 

 

 

1H.

Elect W. James McNerney, Jr.

Management

For

For

For

 

 

 

 

 

 

1I.

Elect Nelson Peltz

Management

For

For

For

 

 

 

 

 

 

1J.

Elect David. S. Taylor

Management

For

For

For

 

 

 

 

 

 

1K.

Elect Margaret C. Whitman

Management

For

For

For

 

 

 

 

 

 

1L.

Elect Patricia A. Woertz

Management

For

For

For

 

 

 

 

 

 

2.

Ratification of Auditor

Management

For

For

For

 

 

 

 

 

 

3.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

4.

Amendment to the Stock Ownership Plan

Management

For

For

For

 

 

 

 

 

 

5.

Shareholder Proposal Regarding Deforestation Report

Shareholder

Against

Against

For

 

 

 

 

 

 

6.

Shareholder Proposal Regarding Diversity and Inclusion Report

Shareholder

Against

Against

For

 

29-Jul-21 1 of 9

 

Proxy Voting Summary

 Report Date Range:        01-Jul-20 to 30-Jun-21

 

TELADOC HEALTH INC

 

 

ISIN

US87918A1051

Meeting Date

29-Oct-20

 

 

 

 

Ticker

TDOC

Deadline Date

28-Oct-20

 

 

 

 

Country

United States

Record Date

08-Sep-20

 

 

 

 

Blocking

No

Vote Date

25-Oct-20

 

Proposal

 

 

 

 

For/Against

Number

Proposal

Proponent

Mgmt Rec

Vote

Mgmt

1.

Livongo Issuance

Management

For

For

For

 

 

 

 

 

 

2.

Increase in Authorized Common Stock

Management

For

For

For

 

 

 

 

 

 

3.

Right to Adjourn Meeting

Management

For

For

For

 

29-Jul-21 2 of 9

 

Proxy Voting Summary

 Report Date Range:       01-Jul-20 to 30-Jun-21

 

LAM RESEARCH CORP.

 

 

ISIN

US5128071082

Meeting Date

03-Nov-20

 

 

 

 

Ticker

LRCX

Deadline Date

02-Nov-20

 

 

 

 

Country

United States

Record Date

04-Sep-20

 

 

 

 

Blocking

No

Vote Date

30-Oct-20

 

Proposal

For/Against

Number

Proposal

Proponent

Mgmt Rec

Vote

Mgmt

1.1

Elect Sohail U. Ahmed

Management

For

For

For

 

 

 

 

 

1.2

Elect Timothy M. Archer

Management

For

For

For

 

 

 

 

 

1.3

Elect Eric K. Brandt

Management

For

For

For

 

 

 

 

 

1.4

Elect Michael R. Cannon

Management

For

For

For

 

 

 

 

 

1.5

Elect Catherine P. Lego

Management

For

For

For

 

 

 

 

 

1.6

Elect Bethany J. Mayer

Management

For

For

For

 

 

 

 

 

1.7

Elect Abhijit Y. Talwalkar

Management

For

For

For

 

 

 

 

 

 

1.8

Elect Lih-Shyng (Rick L.) Tsai

Management

For

For

For

 

 

 

 

 

 

1.9

Elect Leslie F. Varon

Management

For

For

For

 

 

 

 

 

 

2.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

3.

Ratification of Auditor

Management

For

For

For

 

29-Jul-21 3 of 9

 

Proxy Voting Summary

 Report Date Range:       01-Jul-20 to 30-Jun-21

 

CLOROX CO.

 

 

ISIN

BRCLXCBDR000

Meeting Date

18-Nov-20

 

 

 

 

Ticker

CLX

Deadline Date

17-Nov-20

 

 

 

 

Country

United States

Record Date

25-Sep-20

 

 

 

 

Blocking

No

Vote Date

14-Nov-20

 

Proposal

 

 

 

 

For/Against

Number

Proposal

Proponent

Mgmt Rec

Vote

Mgmt

1A.

Elect Amy L. Banse

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Richard H. Carmona

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Benno Dorer

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Spencer C. Fleischer

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Esther S. Lee

Management

For

For

For

 

 

 

 

 

 

1F.

Elect A.D. David Mackay

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Paul G. Parker

Management

For

For

For

 

 

 

 

 

 

1H.

Elect Linda Rendle

Management

For

For

For

 

 

 

 

 

 

1I.

Elect Matthew J. Shattock

Management

For

For

For

 

 

 

 

 

 

1J.

Elect Kathryn A. Tesija

Management

For

For

For

 

 

 

 

 

 

1K.

Elect Pamela Thomas-Graham

Management

For

For

For

 

 

 

 

 

 

1L.

Elect Russell J. Weiner

Management

For

For

For

 

 

 

 

 

 

1M.

Elect Christopher J. Williams

Management

For

For

For

 

 

 

 

 

 

2.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

3.

Ratification of Auditor

Management

For

For

For

 

 

 

 

 

 

4.

Elimination of Supermajority Requirement

Management

For

For

For

 

29-Jul-21 4 of 9

 

Proxy Voting Summary

 Report Date Range:      01-Jul-20 to 30-Jun-21

 

MICROSOFT CORPORATION

 

 

ISIN

US5949181045

Meeting Date

02-Dec-20

 

 

 

 

Ticker

MSFT

Deadline Date

01-Dec-20

 

 

 

 

Country

United States

Record Date

08-Oct-20

 

 

 

 

Blocking

No

Vote Date

28-Nov-20

 

Proposal

 

 

 

 

For/Against

Number

Proposal

Proponent

Mgmt Rec

Vote

Mgmt

1A.

Elect Reid G. Hoffman

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Hugh F. Johnston

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Teri L. List-Stoll

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Satya Nadella

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Sandra E. Peterson

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Penny S. Pritzker

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Charles W. Scharf

Management

For

For

For

 

 

 

 

 

 

1H.

Elect Arne M. Sorenson

Management

For

For

For

 

 

 

 

 

 

1I.

Elect John W. Stanton

Management

For

For

For

 

 

 

 

 

 

1J.

Elect John W. Thompson

Management

For

For

For

 

 

 

 

 

 

1K.

Elect Emma N. Walmsley

Management

For

For

For

 

 

 

 

 

 

1L.

Elect Padmasree Warrior

Management

For

For

For

 

 

 

 

 

 

2.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

3.

Ratification of Auditor

Management

For

For

For

 

 

 

 

 

 

4.

Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board

Shareholder

Against

Against

For

 

29-Jul-21 5 of 9

 

Proxy Voting Summary

Report Date Range:       01-Jul-20 to 30-Jun-21

 

APPLE INC

 

 

ISIN

BRAAPLBDR004

Meeting Date

23-Feb-21

 

 

 

 

Ticker

AAPL

Deadline Date

22-Feb-21

 

 

 

 

Country

United States

Record Date

28-Dec-20

 

 

 

 

Blocking

No

Vote Date

19-Feb-21

 

Proposal

Number

Proposal

Proponent

Mgmt Rec

Vote

For/Against

Mgmt

1A.

Elect James A. Bell

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Timothy D. Cook

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Albert A. Gore

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Andrea Jung

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Arthur D. Levinson

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Monica C. Lozano

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Ronald D. Sugar

Management

For

For

For

 

 

 

 

 

 

1H.

Elect Susan L. Wagner

Management

For

For

For

 

 

 

 

 

 

2.

Ratification of Auditor

Management

For

For

For

 

 

 

 

 

 

3.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

4.

Shareholder Proposal Regarding Proxy Access Bylaw Amendment

Shareholder

Against

Against

For
           

5.

Shareholder Proposal Regarding Improvements in Executive Compensation Program

Shareholder

Against

Against

For

 

29-Jul-21

6 of  9

 

Proxy Voting Summary

Report Date Range:       01-Jul-20 to 30-Jun-21

 

JOHNSON CONTROLS INTERNATIONAL PLC

 

 

ISIN

IE00BY7QL619

Meeting Date

10-Mar-21

 

 

 

 

Ticker

JCI

Deadline Date

09-Mar-21

 

 

 

 

Country

Ireland

Record Date

07-Jan-21

 

 

 

 

Blocking

No

Vote Date

06-Mar-21

 

Proposal

Number

Proposal

Proponent

Mgmt Rec

Vote

For/Against

Mgmt

1A.

Elect Jean S. Blackwell

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Pierre E. Cohade

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Michael E. Daniels

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Juan Pablo del Valle Perochena

Management

For

For

For

 

 

 

 

 

 

1E.

Elect W. Roy Dunbar

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Gretchen R. Haggerty

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Simone Menne

Management

For

For

For

 

 

 

 

 

 

1H.

Elect George R. Oliver

Management

For

For

For

 

 

 

 

 

 

1I.

Elect Carl Jürgen Tinggren

Management

For

For

For

 

 

 

 

 

 

1J.

Elect Mark P. Vergnano

Management

For

For

For

 

 

 

 

 

 

1K.

Elect R. David Yost

Management

For

For

For

 

 

 

 

 

 

1L.

Elect John D. Young

Management

For

For

For

 

 

 

 

 

 

2.A

Appointment of Auditor

Management

For

For

For

 

 

 

 

 

 

2.B

Authority to Set Auditor’s Fees

Management

For

For

For

 

 

 

 

 

 

3.

Authority to Repurchase Shares

Management

For

For

For

 

 

 

 

 

 

4.

Authorize Price Range at which the Company Can Re-Allot Treasury Shares

Management

For

For

For

5.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

6.

Approval of 2021 Equity and Incentive Plan

Management

For

For

For

 

 

 

 

 

 

7.

Authority to Issue Shares w/ Preemptive Rights

Management

For

For

For

 

 

 

 

 

 

8.

Authority to Issue Shares w/o Preemptive Rights

Management

For

For

For

 

29-Jul-21

7 of 9

 

Proxy Voting Summary

Report Date Range:       01-Jul-20 to 30-Jun-21

 

HOLOGIC, INC.

 

 

ISIN

BRH1OLBDR004

Meeting Date

11-Mar-21

 

 

 

 

Ticker

HOLX

Deadline Date

10-Mar-21

 

 

 

 

Country

United States

Record Date

12-Jan-21

 

 

 

 

Blocking

No

Vote Date

07-Mar-21

 

Proposal

Number

Proposal

Proponent

Mgmt Rec

Vote

For/Against

Mgmt

1A.

Elect Stephen P. MacMillan

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Sally W. Crawford

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Charles J. Dockendorff

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Scott T. Garrett

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Ludwig N. Hantson

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Namal Nawana

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Christina Stamoulis

Management

For

For

For

 

 

 

 

 

 

1H.

Elect Amy M. Wendell

Management

For

For

For

 

 

 

 

 

 

2.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

3.

Ratification of Auditor

Management

For

For

For

 

29-Jul-21

8 of 9

 

Proxy Voting Summary

Report Date Range:       01-Jul-20 to 30-Jun-21

 

APPLIED MATERIALS INC.

 

 

ISIN

US0382221051

Meeting Date

11-Mar-21

 

 

 

 

Ticker

AMAT

Deadline Date

10-Mar-21

 

 

 

 

Country

United States

Record Date

14-Jan-21

 

 

 

 

Blocking

No

Vote Date

07-Mar-21

 

Proposal

Number

Proposal

Proponent

Mgmt Rec

Vote

For/Against

Mgmt

1A.

Elect Rani Borkar

Management

For

For

For

 

 

 

 

 

 

1B.

Elect Judy Bruner

Management

For

For

For

 

 

 

 

 

 

1C.

Elect Eric Chen

Management

For

For

For

 

 

 

 

 

 

1D.

Elect Aart J. de Geus

Management

For

For

For

 

 

 

 

 

 

1E.

Elect Gary E. Dickerson

Management

For

For

For

 

 

 

 

 

 

1F.

Elect Thomas J. Iannotti

Management

For

For

For

 

 

 

 

 

 

1G.

Elect Alexander A. Karsner

Management

For

For

For

 

 

 

 

 

 

1H.

Elect Adrianna C. Ma

Management

For

For

For

 

 

 

 

 

 

1I.

Elect Yvonne McGill

Management

For

For

For

 

 

 

 

 

 

1J.

Elect Scott A. McGregor

Management

For

For

For

 

 

 

 

 

 

2.

Advisory Vote on Executive Compensation

Management

For

For

For

 

 

 

 

 

 

3.

Ratification of Auditor

Management

For

For

For

 

 

 

 

 

 

4.

Amendment to the Stock Incentive Plan

Management

For

For

For

 

 

 

 

 

 

5.

Approval of the Employees Stock Purchase Plan

Management

For

For

For

 

 

 

 

 

 

6.

Shareholder Proposal Regarding Independent Chair

Shareholder

Against

Against

For

 

 

 

 

 

 

7.

Shareholder Proposal Regarding Improvement of Executive Compensation Program

Shareholder

Against

Against

For

 

29-Jul-21

9 of 9

 

 



SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

M3Sixty Funds Trust

 

By Randy Linscott  

 

President
Date: August 23, 2021