N-PX 1 BRD8W2_0001602584_2019.txt BRD8W2_0001602584_2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22949 NAME OF REGISTRANT: Calamos Dynamic Convertible and Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville, IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder, Chairman and Global Chief Investment Officer 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: 630-245-7200 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 Calamos Dynamic Convertible & Income Fund -------------------------------------------------------------------------------------------------------------------------- ALLERGAN PLC Agenda Number: 934955696 -------------------------------------------------------------------------------------------------------------------------- Security: G0177J108 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: AGN ISIN: IE00BY9D5467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For 1b. Election of Director: Joseph H. Boccuzi Mgmt For For 1c. Election of Director: Christopher W. Bodine Mgmt For For 1d. Election of Director: Adriane M. Brown Mgmt For For 1e. Election of Director: Christopher J. Mgmt For For Coughlin 1f. Election of Director: Carol Anthony (John) Mgmt For For Davidson 1g. Election of Director: Thomas C. Freyman Mgmt For For 1h. Election of Director: Michael E. Greenberg, Mgmt For For PhD 1i. Election of Director: Robert J. Hugin Mgmt For For 1j. Election of Director: Peter J. McDonnell, Mgmt For For M.D. 1k. Election of Director: Brenton L. Saunders Mgmt For For 2. To approve, in a non-binding vote, Named Mgmt For For Executive Officer compensation. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. 4. To renew the authority of the directors of Mgmt For For the Company (the "Directors") to issue shares. 5a. To renew the authority of the Directors to Mgmt For For issue shares for cash without first offering shares to existing shareholders. 5b. To authorize the Directors to allot new Mgmt For For shares up to an additional 5% for cash in connection with an acquisition or other capital investment. 6. To consider a shareholder proposal Shr Against For requiring an independent Board Chairman (immediate change), if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- ANTHEM, INC. Agenda Number: 934964429 -------------------------------------------------------------------------------------------------------------------------- Security: 036752103 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ANTM ISIN: US0367521038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director Nominee: Bahija Jallal Mgmt For For 1.2 Election of Director Nominee: Elizabeth E. Mgmt For For Tallett 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for 2019. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. To approve proposed amendments to our Mgmt For For Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. 5. Shareholder proposal to elect each director Shr Against annually. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 934993088 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. M. Austin Mgmt For For 1b. Election of Director: J. B. Frank Mgmt For For 1c. Election of Director: A. P. Gast Mgmt For For 1d. Election of Director: E. Hernandez, Jr. Mgmt For For 1e. Election of Director: C. W. Moorman IV Mgmt For For 1f. Election of Director: D. F. Moyo Mgmt For For 1g. Election of Director: D. Reed-Klages Mgmt For For 1h. Election of Director: R. D. Sugar Mgmt For For 1i. Election of Director: I. G. Thulin Mgmt For For 1j. Election of Director: D. J. Umpleby III Mgmt For For 1k. Election of Director: M. K. Wirth Mgmt For For 2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 4. Report on Human Right to Water Shr Against For 5. Report on Reducing Carbon Footprint Shr Against For 6. Create a Board Committee on Climate Change Shr Against For 7. Adopt Policy for an Independent Chairman Shr Against For 8. Set Special Meeting Threshold at 10% Shr Against For -------------------------------------------------------------------------------------------------------------------------- CUMULUS MEDIA INC. Agenda Number: 934981653 -------------------------------------------------------------------------------------------------------------------------- Security: 231082801 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: CMLS ISIN: US2310828015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary G. Berner Mgmt For For David M. Baum Mgmt For For Matthew C. Blank Mgmt For For Thomas H. Castro Mgmt For For Joan Hogan Gillman Mgmt For For Andrew W. Hobson Mgmt For For Brian G. Kushner Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation paid to the Company's named executive officers. 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- GASLOG LTD. Agenda Number: 934964102 -------------------------------------------------------------------------------------------------------------------------- Security: G37585109 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: GLOG ISIN: BMG375851091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Peter G. Livanos Mgmt For For 1b. Election of Director: Bruce L. Blythe Mgmt For For 1c. Election of Director: David P. Conner Mgmt For For 1d. Election of Director: William M. Friedrich Mgmt For For 1e. Election of Director: Dennis M. Houston Mgmt For For 1f. Election of Director: Donald J. Kintzer Mgmt For For 1g. Election of Director: Julian R. Metherell Mgmt For For 1h. Election of Director: Anthony S. Mgmt For For Papadimitriou 1i. Election of Director: Graham Westgarth Mgmt For For 1j. Election of Director: Paul A. Wogan Mgmt For For 2. To approve the appointment of Deloitte LLP Mgmt For For as our independent auditors for the fiscal year ending December 31, 2019 and until the conclusion of the next annual general meeting, and to authorize the Board of Directors, acting through the Audit and Risk Committee, to determine the independent auditor fee. -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 934938068 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter R. Arnheim Mgmt For For Lori A. Gobillot Mgmt For For Edward J. Guay Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation 3. Ratification of Appointment of Independent Mgmt For For Auditor for 2019 -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 03-Apr-2019 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Peter L.S. Currie Mgmt For For 1b. Election of Director: Miguel M. Galuccio Mgmt For For 1c. Election of Director: Paal Kibsgaard Mgmt For For 1d. Election of Director: Nikolay Kudryavtsev Mgmt For For 1e. Election of Director: Tatiana A. Mitrova Mgmt For For 1f. Election of Director: Indra K. Nooyi Mgmt For For 1g. Election of Director: Lubna S. Olayan Mgmt For For 1h. Election of Director: Mark G. Papa Mgmt For For 1i. Election of Director: Leo Rafael Reif Mgmt For For 1j. Election of Director: Henri Seydoux Mgmt For For 2. Approval of the advisory resolution to Mgmt For For approve our executive compensation. 3. Approval of our consolidated balance sheet Mgmt For For as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2019. 5. Approval of an amended and restated 2004 Mgmt For For Stock and Deferral Plan for Non-Employee Directors. -------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY PARTNERS, LP Agenda Number: 934901390 -------------------------------------------------------------------------------------------------------------------------- Security: 84756N109 Meeting Type: Consent Meeting Date: 13-Dec-2018 Ticker: SEP ISIN: US84756N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of merger of Autumn Acquisition Mgmt For For Sub, LLC, a Delaware limited liability company & an indirect wholly-owned subsidiary of Enbridge Inc., with & into Spectra Energy Partners, LP (SEP), with SEP continuing as surviving entity & an indirect wholly-owned subsidiary of Enbridge, & approval of Agreement & Plan of Merger, as such agreement may be amended from time to time, entered into by & among SEP, Spectra Energy Partners (DE) GP, LP, Enbridge, Enbridge (U.S.) Inc., Merger Sub and, solely for purposes of Article I, Article II & Article XI therein. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 934858020 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Special Meeting Date: 09-Aug-2018 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the adoption of an amendment to Mgmt For For The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). 2. To approve, subject to and conditioned upon Mgmt For For the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). 3. To approve the adjournment of the special Mgmt For For meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 934962033 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan S. Armstrong Mgmt For For 1b. Election of Director: Stephen W. Bergstrom Mgmt For For 1c. Election of Director: Nancy K. Buese Mgmt For For 1d. Election of Director: Stephen I. Chazen Mgmt For For 1e. Election of Director: Charles I. Cogut Mgmt For For 1f. Election of Director: Kathleen B. Cooper Mgmt For For 1g. Election of Director: Michael A. Creel Mgmt For For 1h. Election of Director: Vicki L. Fuller Mgmt For For 1i. Election of Director: Peter A. Ragauss Mgmt For For 1j. Election of Director: Scott D. Sheffield Mgmt For For 1k. Election of Director: Murray D. Smith Mgmt For For 1l. Election of Director: William H. Spence Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For auditors for 2019. 3. Approval, by nonbinding advisory vote, of Mgmt For For the Company's executive compensation. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Calamos Dynamic Convertible and Income Fund By (Signature) /s/ John P. Calamos Sr. Name John P. Calamos Sr. Title President Date 08/28/2019