8-K
Moelis & Co false 0001596967 0001596967 2025-06-05 2025-06-05
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 06, 2025 (June 05, 2025)

 

 

 

LOGO

Moelis & Company

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-36418   46-4500216
(State or Other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

399 Park Avenue

4th Floor

 
New York, New York   10022
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, Including Area Code: 212 883-3800

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

Class A Common Stock   MC   The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.07

Submission of Matters to a Vote of Security Holders.

(a) On June 6, 2024, Moelis & Company (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). (b) At the Annual Meeting, stockholders voted on proposals to (1) elect five directors to the Company’s board of directors; (2) approve, on an advisory basis, the compensation of the Company’s named executive officers; and (3) ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025. Following is the final tabulation of votes cast at the meeting.

Proposal 1:

Five directors were elected to the board of directors, based upon the following final tabulation of votes:

 

Nominee

   Votes For      Votes Against      Abstain      Broker Non-Votes  

Kenneth Moelis

     105,050,801        1,832,746        18,876        6,378,591  

Eric Cantor

     101,893,915        4,987,224        21,284        6,378,591  

Louise Mirrer

     100,718,038        6,164,823        19,562        6,378,591  

Kenneth L. Shropshire

     89,122,211        17,752,192        28,020        6,378,591  

Laila Worrell

     91,065,343        15,817,674        19,406        6,378,591  

Proposal 2:

The non-binding, advisory vote on the compensation of the Company’s named executive officers was approved, based upon the following final tabulation of votes:

 

For

     82,139,375  

Against

     24,628,012  

Abstain

     135,036  

Broker Non-Votes

     6,378,591  

Proposal 3:

The appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2025 was ratified, based upon the following final tabulation of votes:

 

For

     110,769,178  

Against

     2,486,856  

Abstain

     24,980  

Broker Non-Votes

     0  

(c) Not applicable.

(d) Not applicable.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits:

 

Exhibit
Number
   Description
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      MOELIS & COMPANY
Date: June 06, 2025     By:  

/s/ Osamu Watanabe

    Name:   Osamu Watanabe
    Title:   General Counsel and Secretary