N-PX 1 npx0623.htm ASPIRATION REDWOOD FUND
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY



Investment Company Act file number 811-22922


Aspiration Funds
(Exact name of registrant as specified in charter)


4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices)     (Zip code)


The Corporation Trust Company
1209 Orange Street, Wilmington, DE  19801
 (Name and address of agent for service)




Registrant's telephone number, including area code: 252-972-9922


Date of fiscal year end: September 30


Date of reporting period: July 1, 2022 - June 30, 2023


 
Aspiration Redwood Fund
Vote Summary
 
 
VMware, Inc.

           
 
Security
928563402
Meeting Type
Annual
   
 
Ticker Symbol
VMW
Meeting Date
12-Jul-22
   
 
Record Date
16-May-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Nicole Anasenes

Management
For
For
 
 
1b
Elect Director Marianne Brown

Management
For
For
 
 
1c
Elect Director Paul Sagan

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Ratify PricewaterhouseCoopers LLP as Auditors
Ratify PricewaterhouseCoopers LLP as Auditors
Management
For
For
 
 
Take-Two Interactive Software, Inc.

         
 
Security
874054109
Meeting Type
Annual
   
 
Ticker Symbol
TTWO
Meeting Date
16-Sep-22
   
 
Record Date
25-Jul-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Strauss Zelnick

Management
For
For
 
 
1b
Elect Director Michael Dornemann

Management
Against
For
 
 
1c
Elect Director J Moses

Management
Against
For
 
 
1d
Elect Director Michael Sheresky

Management
Against
For
 
 
1e
Elect Director LaVerne Srinivasan

Management
For
For
 
 
1f
Elect Director Susan Tolson

Management
For
For
 
 
1g
Elect Director Paul Viera

Management
For
For
 
 
1h
Elect Director Roland Hernandez

Management
For
For
 
 
1i
Elect Director William "Bing" Gordon

Management
For
For
 
 
1j
Elect Director Ellen Siminoff

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
                 
 
Prologis, Inc.

           
 
Security
74340W103
Meeting Type
Special
   
 
Ticker Symbol
PLD
Meeting Date
28-Sep-22
   
 
Record Date
8-Aug-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1
Issue Shares in Connection with Merger

Management
For
For
 
 
2
Adjourn Meeting

Management
For
For
 
                 
 
VMware, Inc.

           
 
Security
928563402
Meeting Type
Special
   
 
Ticker Symbol
VMW
Meeting Date
4-Nov-22
   
 
Record Date
30-Sep-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1
Approve Merger Agreement

Management
For
For
 
 
2
Advisory Vote on Golden Parachutes

Management
For
For
 
 
3
Adjourn Meeting

Management
For
For
 
 
4
Amend Certificate of Incorporation to Eliminate Personal Liability of Directors

Management
For
For
 
                 
 
Western Digital Corporation

         
 
Security
958102105
Meeting Type
Annual
   
 
Ticker Symbol
WDC
Meeting Date
16-Nov-22
   
 
Record Date
19-Sep-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Kimberly E. Alexy

Management
For
For
 
 
1b
Elect Director Thomas H. Caulfield

Management
For
For
 
 
1c
Elect Director Martin I. Cole

Management
For
For
 
 
1d
Elect Director Tunc Doluca

Management
For
For
 
 
1e
Elect Director David V. Goeckeler

Management
For
For
 
 
1f
Elect Director Matthew E. Massengill

Management
For
For
 
 
1g
Elect Director Stephanie A. Streeter

Management
For
For
 
 
1h
Elect Director Miyuki Suzuki

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Amend Omnibus Stock Plan

Management
For
For
 
 
4
Amend Qualified Employee Stock Purchase Plan

Management
For
For
 
 
5
Ratify KPMG LLP as Auditors

Management
For
For
 
                 

 
The Estee Lauder Companies Inc.

         
 
Security
518439104
Meeting Type
Annual
   
 
Ticker Symbol
EL
Meeting Date
18-Nov-22
   
 
Record Date
19-Sep-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Ronald S. Lauder

Management
For
For
 
 
1b
Elect Director William P. Lauder

Management
Withhold
For
 
 
1c
Elect Director Richard D. Parsons

Management
Withhold
For
 
 
1d
Elect Director Lynn Forester de Rothschild

Management
Withhold
For
 
 
1e
Elect Director Jennifer Tejada

Management
For
For
 
 
1f
Elect Director Richard F. Zannino

Management
Withhold
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
                 
 
Vail Resorts, Inc.

         
 
Security
91879Q109
Meeting Type
Annual
   
 
Ticker Symbol
MTN
Meeting Date
7-Dec-22
   
 
Record Date
11-Oct-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Susan L. Decker

Management
For
For
 
 
1b
Elect Director Robert A. Katz

Management
For
For
 
 
1c
Elect Director Kirsten A. Lynch

Management
For
For
 
 
1d
Elect Director Nadia Rawlinson

Management
For
For
 
 
1e
Elect Director John T. Redmond

Management
Against
For
 
 
1f
Elect Director Michele Romanow

Management
For
For
 
 
1g
Elect Director Hilary A. Schneider

Management
For
For
 
 
1h
Elect Director D. Bruce Sewell

Management
For
For
 
 
1i
Elect Director John F. Sorte

Management
Against
For
 
 
1j
Elect Director Peter A. Vaughn

Management
For
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
                 
 
Microsoft Corporation

         
 
Security
594918104
Meeting Type
Annual
   
 
Ticker Symbol
MSFT
Meeting Date
13-Dec-22
   
 
Record Date
12-Oct-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Reid G. Hoffman

Management
For
For
 
 
1.2
Elect Director Hugh F. Johnston

Management
For
For
 
 
1.3
Elect Director Teri L. List

Management
For
For
 
 
1.4
Elect Director Satya Nadella

Management
For
For
 
 
1.5
Elect Director Sandra E. Peterson

Management
For
For
 
 
1.6
Elect Director Penny S. Pritzker

Management
For
For
 
 
1.7
Elect Director Carlos A. Rodriguez

Management
For
For
 
 
1.8
Elect Director Charles W. Scharf

Management
For
For
 
 
1.9
Elect Director John W. Stanton

Management
For
For
 
 
1.10
Elect Director John W. Thompson

Management
For
For
 
 
1.11
Elect Director Emma N. Walmsley

Management
For
For
 
 
1.12
Elect Director Padmasree Warrior

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
 
4
Report on Cost/Benefit Analysis of Diversity and Inclusion

Shareholder
Against
Against
 
 
5
Report on Hiring of Persons with Arrest or Incarceration Records

Shareholder
Against
Against
 
 
6
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk

Shareholder
Against
Against
 
 
7
Report on Government Use of Microsoft Technology

Shareholder
Against
Against
 
 
8
Report on Development of Products for Military

Shareholder
Against
Against
 
 
9
Report on Tax Transparency

Shareholder
For
Against
 
                 
 
Micron Technology, Inc.

         
 
Security
595112103
Meeting Type
Annual
   
 
Ticker Symbol
MU
Meeting Date
12-Jan-23
   
 
Record Date
14-Nov-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Richard M. Beyer

Management
For
For
 
 
1b
Elect Director Lynn A. Dugle

Management
For
For
 
 
1c
Elect Director Steven J. Gomo

Management
For
For
 
 
1d
Elect Director Linnie M. Haynesworth

Management
For
For
 
 
1e
Elect Director Mary Pat McCarthy

Management
For
For
 
 
1f
Elect Director Sanjay Mehrotra

Management
For
For
 
 
1g
Elect Director Robert E. Switz

Management
For
For
 
 
1h
Elect Director MaryAnn Wright

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Amend Omnibus Stock Plan

Management
For
For
 
 
4
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 

 
Costco Wholesale Corporation

         
 
Security
22160K105
Meeting Type
Annual
   
 
Ticker Symbol
COST
Meeting Date
19-Jan-23
   
 
Record Date
11-Nov-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Susan L. Decker

Management
Against
For
 
 
1b
Elect Director Kenneth D. Denman

Management
For
For
 
 
1c
Elect Director Richard A. Galanti

Management
For
For
 
 
1d
Elect Director Hamilton E. James

Management
Against
For
 
 
1e
Elect Director W. Craig Jelinek

Management
For
For
 
 
1f
Elect Director Sally Jewell

Management
For
For
 
 
1g
Elect Director Charles T. Munger

Management
Against
For
 
 
1h
Elect Director Jeffrey S. Raikes

Management
Against
For
 
 
1i
Elect Director John W. Stanton

Management
For
For
 
 
1j
Elect Director Ron M. Vachris

Management
For
For
 
 
1k
Elect Director Mary Agnes (Maggie) Wilderotter

Management
For
For
 
 
2
Ratify KPMG LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Report on Risk Due to Restrictions on Reproductive Rights

Shareholder
For
Against
 
                 
 
Visa Inc.

           
 
Security
92826C839
Meeting Type
Annual
   
 
Ticker Symbol
V
Meeting Date
24-Jan-23
   
 
Record Date
25-Nov-22
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Lloyd A. Carney

Management
For
For
 
 
1b
Elect Director Kermit R. Crawford

Management
For
For
 
 
1c
Elect Director Francisco Javier Fernandez-Carbajal

Management
For
For
 
 
1d
Elect Director Alfred F. Kelly, Jr.

Management
For
For
 
 
1e
Elect Director Ramon Laguarta

Management
For
For
 
 
1f
Elect Director Teri L. List

Management
For
For
 
 
1g
Elect Director John F. Lundgren

Management
For
For
 
 
1h
Elect Director Denise M. Morrison

Management
For
For
 
 
1i
Elect Director Linda J. Rendle

Management
For
For
 
 
1j
Elect Director Maynard G. Webb, Jr.

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify KPMG LLP as Auditors

Management
For
For
 
 
5
Require Independent Board Chair

Shareholder
For
Against
 
                 
 
The AZEK Company Inc.

         
 
Security
05478C105
Meeting Type
Annual
   
 
Ticker Symbol
AZEK
Meeting Date
28-Feb-23
   
 
Record Date
5-Jan-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Gary Hendrickson

Management
For
For
 
 
1.2
Elect Director Howard Heckes

Management
For
For
 
 
1.3
Elect Director Bennett Rosenthal

Management
For
For
 
 
1.4
Elect Director Jesse Singh

Management
For
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Amend Certificate of Incorporation to Limit the Liability of Certain Officers

Management
For
For
 
                 
 
Starbucks Corporation

         
 
Security
855244109
Meeting Type
Annual
   
 
Ticker Symbol
SBUX
Meeting Date
23-Mar-23
   
 
Record Date
13-Jan-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Richard E. Allison, Jr.

Management
For
For
 
 
1b
Elect Director Andrew Campion

Management
For
For
 
 
1c
Elect Director Beth Ford

Management
For
For
 
 
1d
Elect Director Mellody Hobson

Management
Against
For
 
 
1e
Elect Director Jorgen Vig Knudstorp

Management
Against
For
 
 
1f
Elect Director Satya Nadella

Management
For
For
 
 
1g
Elect Director Laxman Narasimhan

Management
For
For
 
 
1h
Elect Director Howard Schultz

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
 
5
Report on Plant-Based Milk Pricing

Shareholder
Against
Against
 
 
6
Adopt Policy on Succession Planning

Shareholder
Against
Against
 
 
7
Report on Operations in Communist China

Shareholder
Against
Against
 
 
8
Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights

Shareholder
For
Against
 
 
9
Establish Committee on Corporate Sustainability

Shareholder
Against
Against
 

 
Adobe Inc.

           
 
Security
00724F101
Meeting Type
Annual
   
 
Ticker Symbol
ADBE
Meeting Date
20-Apr-23
   
 
Record Date
21-Feb-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Amy Banse

Management
For
For
 
 
1b
Elect Director Brett Biggs

Management
For
For
 
 
1c
Elect Director Melanie Boulden

Management
For
For
 
 
1d
Elect Director Frank Calderoni

Management
For
For
 
 
1e
Elect Director Laura Desmond

Management
For
For
 
 
1f
Elect Director Shantanu Narayen

Management
For
For
 
 
1g
Elect Director Spencer Neumann

Management
For
For
 
 
1h
Elect Director Kathleen Oberg

Management
For
For
 
 
1i
Elect Director Dheeraj Pandey

Management
For
For
 
 
1j
Elect Director David Ricks

Management
For
For
 
 
1k
Elect Director Daniel Rosensweig

Management
For
For
 
 
1l
Elect Director John Warnock

Management
For
For
 
 
2
Amend Omnibus Stock Plan

Management
For
For
 
 
3
Ratify KPMG LLP as Auditors

Management
For
For
 
 
4
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
5
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
6
Report on Hiring of Persons with Arrest or Incarceration Records

Shareholder
For
Against
 
                 
 
Bio-Rad Laboratories, Inc.

         
 
Security
090572207
Meeting Type
Annual
   
 
Ticker Symbol
BIO
Meeting Date
25-Apr-23
   
 
Record Date
24-Feb-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Melinda Litherland

Management
For
For
 
 
1.2
Elect Director Arnold A. Pinkston

Management
For
For
 
 
2
Ratify KPMG LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
Three Years
 
 
5
Report on Political Contributions and Expenditures

Shareholder
For
Against
 
                 
 
Regal Rexnord Corporation

         
 
Security
758750103
Meeting Type
Annual
   
 
Ticker Symbol
RRX
Meeting Date
25-Apr-23
   
 
Record Date
3-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Jan A. Bertsch

Management
For
For
 
 
1b
Elect Director Stephen M. Burt

Management
Against
For
 
 
1c
Elect Director Anesa T. Chaibi

Management
For
For
 
 
1d
Elect Director Theodore D. Crandall

Management
For
For
 
 
1e
Elect Director Michael P. Doss

Management
For
For
 
 
1f
Elect Director Michael F. Hilton

Management
For
For
 
 
1g
Elect Director Louis V. Pinkham

Management
For
For
 
 
1h
Elect Director Rakesh Sachdev

Management
Against
For
 
 
1i
Elect Director Curtis W. Stoelting

Management
For
For
 
 
1j
Elect Director Robin A. Walker-Lee

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
 
5
Approve Omnibus Stock Plan

Management
For
For
 
                 
 
Ameriprise Financial, Inc.

         
 
Security
03076C106
Meeting Type
Annual
   
 
Ticker Symbol
AMP
Meeting Date
26-Apr-23
   
 
Record Date
27-Feb-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director James M. Cracchiolo

Management
Against
For
 
 
1b
Elect Director Robert F. Sharpe, Jr.

Management
Against
For
 
 
1c
Elect Director Dianne Neal Blixt

Management
For
For
 
 
1d
Elect Director Amy DiGeso

Management
Against
For
 
 
1e
Elect Director Christopher J. Williams

Management
For
For
 
 
1f
Elect Director Armando Pimentel, Jr.

Management
For
For
 
 
1g
Elect Director Brian T. Shea

Management
For
For
 
 
1h
Elect Director W. Edward Walter, III

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Amend Omnibus Stock Plan

Management
For
For
 
 
5
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
                 

 
Aptiv PLC

           
 
Security
G6095L109
Meeting Type
Annual
   
 
Ticker Symbol
APTV
Meeting Date
26-Apr-23
   
 
Record Date
2-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Kevin P. Clark

Management
For
For
 
 
1b
Elect Director Richard L. (Rick) Clemmer

Management
For
For
 
 
1c
Elect Director Nancy E. Cooper

Management
For
For
 
 
1d
Elect Director Joseph L. (Jay) Hooley

Management
For
For
 
 
1e
Elect Director Merit E. Janow

Management
For
For
 
 
1f
Elect Director Sean O. Mahoney

Management
For
For
 
 
1g
Elect Director Paul M. Meister

Management
For
For
 
 
1h
Elect Director Robert K. (Kelly) Ortberg

Management
For
For
 
 
1i
Elect Director Colin J. Parris

Management
For
For
 
 
1j
Elect Director Ana G. Pinczuk

Management
For
For
 
 
2
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
                 
 
Eli Lilly and Company

         
 
Security
532457108
Meeting Type
Annual
   
 
Ticker Symbol
LLY
Meeting Date
1-May-23
   
 
Record Date
21-Feb-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director William G. Kaelin, Jr.

Management
For
For
 
 
1b
Elect Director David A. Ricks

Management
For
For
 
 
1c
Elect Director Marschall S. Runge

Management
For
For
 
 
1d
Elect Director Karen Walker

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
5
Declassify the Board of Directors

Management
For
For
 
 
6
Eliminate Supermajority Vote Requirement

Management
For
For
 
 
7
Report on Lobbying Payments and Policy

Shareholder
For
Against
 
 
8
Adopt Simple Majority Vote

Shareholder
For
Against
 
 
9
Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder
For
Against
 
 
10
Report on Risks of Supporting Abortion

Shareholder
Against
Against
 
 
11
Publish Third-Party Review of Alignment of Company's Lobbying Activities with its Public Statements

Shareholder
For
Against
 
 
12
Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics

Shareholder
Against
Against
 
 
13
Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities

Shareholder
Against
Against
 
                 
 
Brunswick Corporation

         
 
Security
117043109
Meeting Type
Annual
   
 
Ticker Symbol
BC
Meeting Date
3-May-23
   
 
Record Date
6-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Nancy E. Cooper

Management
For
For
 
 
1b
Elect Director David C. Everitt

Management
For
For
 
 
1c
Elect Director Reginald Fils-Aime

Management
For
For
 
 
1d
Elect Director Lauren P. Flaherty

Management
For
For
 
 
1e
Elect Director David M. Foulkes

Management
For
For
 
 
1f
Elect Director Joseph W. McClanathan

Management
For
For
 
 
1g
Elect Director David V. Singer

Management
For
For
 
 
1h
Elect Director J. Steven Whisler

Management
For
For
 
 
1i
Elect Director Roger J. Wood

Management
For
For
 
 
1j
Elect Director MaryAnn Wright

Management
For
For
 
 
2a
Amend Certificate of Incorporation to Allow Exculpation of Officers

Management
For
For
 
 
2b
Amend Certificate of Incorporation

Management
For
For
 
 
2c
Amend Charter

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Approve Omnibus Stock Plan

Management
For
For
 
 
6
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
                 

 
International Flavors & Fragrances Inc.

         
 
Security
459506101
Meeting Type
Annual
   
 
Ticker Symbol
IFF
Meeting Date
3-May-23
   
 
Record Date
8-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Kathryn J. Boor

Management
For
For
 
 
1b
Elect Director Barry A. Bruno

Management
For
For
 
 
1c
Elect Director Frank K. Clyburn, Jr.

Management
For
For
 
 
1d
Elect Director Mark J. Costa

Management
For
For
 
 
1e
Elect Director Carol Anthony (John) Davidson

Management
For
For
 
 
1f
Elect Director Roger W. Ferguson, Jr.

Management
For
For
 
 
1g
Elect Director John F. Ferraro

Management
For
For
 
 
1h
Elect Director Christina Gold

Management
For
For
 
 
1i
Elect Director Gary Hu

Management
For
For
 
 
1j
Elect Director Kevin O'Byrne

Management
For
For
 
 
1k
Elect Director Dawn C. Willoughby

Management
For
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
                 
 
Cadence Design Systems, Inc.

         
 
Security
127387108
Meeting Type
Annual
   
 
Ticker Symbol
CDNS
Meeting Date
4-May-23
   
 
Record Date
6-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Mark W. Adams

Management
For
For
 
 
1.2
Elect Director Ita Brennan

Management
For
For
 
 
1.3
Elect Director Lewis Chew

Management
For
For
 
 
1.4
Elect Director Anirudh Devgan

Management
For
For
 
 
1.5
Elect Director ML Krakauer

Management
For
For
 
 
1.6
Elect Director Julia Liuson

Management
For
For
 
 
1.7
Elect Director James D. Plummer

Management
For
For
 
 
1.8
Elect Director Alberto Sangiovanni-Vincentelli

Management
For
For
 
 
1.9
Elect Director John B. Shoven

Management
For
For
 
 
1.10
Elect Director Young K. Sohn

Management
For
For
 
 
2
Amend Omnibus Stock Plan

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
6
Remove One-Year Holding Period Requirement to Call Special Meeting

Shareholder
For
Against
 
                 
 
Ecolab Inc.

           
 
Security
278865100
Meeting Type
Annual
   
 
Ticker Symbol
ECL
Meeting Date
4-May-23
   
 
Record Date
7-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Shari L. Ballard

Management
For
For
 
 
1b
Elect Director Barbara J. Beck

Management
For
For
 
 
1c
Elect Director Christophe Beck

Management
For
For
 
 
1d
Elect Director Jeffrey M. Ettinger

Management
For
For
 
 
1e
Elect Director Eric M. Green

Management
For
For
 
 
1f
Elect Director Arthur J. Higgins

Management
For
For
 
 
1g
Elect Director Michael Larson

Management
For
For
 
 
1h
Elect Director David W. MacLennan

Management
For
For
 
 
1i
Elect Director Tracy B. McKibben

Management
For
For
 
 
1j
Elect Director Lionel L. Nowell, III

Management
For
For
 
 
1k
Elect Director Victoria J. Reich

Management
For
For
 
 
1l
Elect Director Suzanne M. Vautrinot

Management
For
For
 
 
1m
Elect Director John J. Zillmer

Management
Against
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Approve Omnibus Stock Plan

Management
For
For
 
 
4
Amend Nonqualified Employee Stock Purchase Plan

Management
For
For
 
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
6
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
7
Require Independent Board Chair

Shareholder
For
Against
 

 
Prologis, Inc.

           
 
Security
74340W103
Meeting Type
Annual
   
 
Ticker Symbol
PLD
Meeting Date
4-May-23
   
 
Record Date
7-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Hamid R. Moghadam

Management
For
For
 
 
1b
Elect Director Cristina G. Bita

Management
For
For
 
 
1c
Elect Director James B. Connor

Management
Against
For
 
 
1d
Elect Director George L. Fotiades

Management
Against
For
 
 
1e
Elect Director Lydia H. Kennard

Management
Against
For
 
 
1f
Elect Director Irving F. Lyons, III

Management
Against
For
 
 
1g
Elect Director Avid Modjtabai

Management
For
For
 
 
1h
Elect Director David P. O'Connor

Management
For
For
 
 
1i
Elect Director Olivier Piani

Management
For
For
 
 
1j
Elect Director Jeffrey L. Skelton

Management
Against
For
 
 
1k
Elect Director Carl B. Webb

Management
Against
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify KPMG LLP as Auditors

Management
For
For
 
                 
 
Shoals Technologies Group, Inc.

         
 
Security
82489W107
Meeting Type
Annual
   
 
Ticker Symbol
SHLS
Meeting Date
4-May-23
   
 
Record Date
15-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Jeannette Mills

Management
For
For
 
 
1.2
Elect Director Lori Sundberg

Management
For
For
 
 
2
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Ratify BDO USA, LLP as Auditors

Management
For
For
 
                 
 
AbbVie Inc.

           
 
Security
00287Y109
Meeting Type
Annual
   
 
Ticker Symbol
ABBV
Meeting Date
5-May-23
   
 
Record Date
6-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Robert J. Alpern

Management
For
For
 
 
1.2
Elect Director Melody B. Meyer

Management
For
For
 
 
1.3
Elect Director Frederick H. Waddell

Management
For
For
 
 
2
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Eliminate Supermajority Vote Requirement

Management
For
For
 
 
5
Adopt Simple Majority Vote

Shareholder
For
Against
 
 
6
Report on Congruency of Political Spending with Company Values and Priorities

Shareholder
Against
Against
 
 
7
Report on Lobbying Payments and Policy

Shareholder
Against
Against
 
 
8
Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder
Against
Against
 
                 
 
Bank OZK

           
 
Security
06417N103
Meeting Type
Annual
   
 
Ticker Symbol
OZK
Meeting Date
8-May-23
   
 
Record Date
1-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Nicholas Brown

Management
For
For
 
 
1b
Elect Director Paula Cholmondeley

Management
For
For
 
 
1c
Elect Director Beverly Cole

Management
For
For
 
 
1d
Elect Director Robert East

Management
For
For
 
 
1e
Elect Director Kathleen Franklin

Management
For
For
 
 
1f
Elect Director Jeffrey Gearhart

Management
For
For
 
 
1g
Elect Director George Gleason

Management
For
For
 
 
1h
Elect Director Peter Kenny

Management
For
For
 
 
1i
Elect Director William A. Koefoed, Jr.

Management
For
For
 
 
1j
Elect Director Elizabeth Musico

Management
For
For
 
 
1k
Elect Director Christopher Orndorff

Management
For
For
 
 
1l
Elect Director Steven Sadoff

Management
For
For
 
 
1m
Elect Director Ross Whipple

Management
For
For
 
 
2
Ratify Pricewaterhousecoopers Llp as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 

 
Montrose Environmental Group, Inc.

         
 
Security
615111101
Meeting Type
Annual
   
 
Ticker Symbol
MEG
Meeting Date
9-May-23
   
 
Record Date
15-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Peter M. Graham

Management
For
For
 
 
1.2
Elect Director Richard E. Perlman

Management
For
For
 
 
2
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
                 
 
American Water Works Company, Inc.

         
 
Security
030420103
Meeting Type
Annual
   
 
Ticker Symbol
AWK
Meeting Date
10-May-23
   
 
Record Date
17-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Jeffrey N. Edwards

Management
For
For
 
 
1b
Elect Director Martha Clark Goss

Management
For
For
 
 
1c
Elect Director M. Susan Hardwick

Management
For
For
 
 
1d
Elect Director Kimberly J. Harris

Management
For
For
 
 
1e
Elect Director Laurie P. Havanec

Management
For
For
 
 
1f
Elect Director Julia L. Johnson

Management
For
For
 
 
1g
Elect Director Patricia L. Kampling

Management
For
For
 
 
1h
Elect Director Karl F. Kurz

Management
For
For
 
 
1i
Elect Director Michael L. Marberry

Management
For
For
 
 
1j
Elect Director James G. Stavridis

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
5
Oversee and Report a Racial Equity Audit

Shareholder
For
Against
 
                 
 
Akamai Technologies, Inc.

         
 
Security
00971T101
Meeting Type
Annual
   
 
Ticker Symbol
AKAM
Meeting Date
11-May-23
   
 
Record Date
16-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Sharon Bowen

Management
For
For
 
 
1.2
Elect Director Marianne Brown

Management
For
For
 
 
1.3
Elect Director Monte Ford

Management
For
For
 
 
1.4
Elect Director Dan Hesse

Management
For
For
 
 
1.5
Elect Director Tom Killalea

Management
For
For
 
 
1.6
Elect Director Tom Leighton

Management
For
For
 
 
1.7
Elect Director Jonathan Miller

Management
For
For
 
 
1.8
Elect Director Madhu Ranganathan

Management
For
For
 
 
1.9
Elect Director Ben Verwaayen

Management
For
For
 
 
1.10
Elect Director Bill Wagner

Management
For
For
 
 
2
Amend Omnibus Stock Plan

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
                 
 
MSA SAFETY INCORPORATED

         
 
Security
553498106
Meeting Type
Annual
   
 
Ticker Symbol
MSA
Meeting Date
12-May-23
   
 
Record Date
14-Feb-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director William M. Lambert

Management
Withhold
For
 
 
1.2
Elect Director Diane M. Pearse

Management
For
For
 
 
1.3
Elect Director Nishan J. Vartanian

Management
For
For
 
 
2
Approve Omnibus Stock Plan

Management
For
For
 
 
3
Ratify Ernst & Young LLP as Auditor

Management
For
For
 
 
4
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
5
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
                 
 
Bloom Energy Corp.

         
 
Security
093712107
Meeting Type
Annual
   
 
Ticker Symbol
BE
Meeting Date
17-May-23
   
 
Record Date
22-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Jeffrey Immelt

Management
For
For
 
 
1.2
Elect Director Eddy Zervigon

Management
Withhold
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 

 
Option Care Health, Inc.

         
 
Security
68404L201
Meeting Type
Annual
   
 
Ticker Symbol
OPCH
Meeting Date
17-May-23
   
 
Record Date
22-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director John J. Arlotta

Management
For
For
 
 
1.2
Elect Director Elizabeth Q. Betten

Management
For
For
 
 
1.3
Elect Director Elizabeth D. Bierbower

Management
For
For
 
 
1.4
Elect Director Natasha Deckmann

Management
For
For
 
 
1.5
Elect Director David W. Golding

Management
For
For
 
 
1.6
Elect Director Harry M. Jansen Kraemer, Jr.

Management
For
For
 
 
1.7
Elect Director R. Carter Pate

Management
For
For
 
 
1.8
Elect Director John C. Rademacher

Management
For
For
 
 
1.9
Elect Director Nitin Sahney

Management
For
For
 
 
1.10
Elect Director Timothy P. Sullivan

Management
For
For
 
 
2
Ratify KPMG LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
                 
 
Vertex Pharmaceuticals Incorporated

         
 
Security
92532F100
Meeting Type
Annual
   
 
Ticker Symbol
VRTX
Meeting Date
17-May-23
   
 
Record Date
23-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Sangeeta Bhatia

Management
For
For
 
 
1.2
Elect Director Lloyd Carney

Management
For
For
 
 
1.3
Elect Director Alan Garber

Management
For
For
 
 
1.4
Elect Director Terrence Kearney

Management
Against
For
 
 
1.5
Elect Director Reshma Kewalramani

Management
For
For
 
 
1.6
Elect Director Jeffrey Leiden

Management
Against
For
 
 
1.7
Elect Director Diana McKenzie

Management
For
For
 
 
1.8
Elect Director Bruce Sachs

Management
Against
For
 
 
1.9
Elect Director Suketu Upadhyay

Management
For
For
 
 
2
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
                 
 
Advanced Micro Devices, Inc.

         
 
Security
007903107
Meeting Type
Annual
   
 
Ticker Symbol
AMD
Meeting Date
18-May-23
   
 
Record Date
22-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Nora M. Denzel

Management
For
For
 
 
1b
Elect Director Mark Durcan

Management
For
For
 
 
1c
Elect Director Michael P. Gregoire

Management
For
For
 
 
1d
Elect Director Joseph A. Householder

Management
For
For
 
 
1e
Elect Director John W. Marren

Management
For
For
 
 
1f
Elect Director Jon A. Olson

Management
For
For
 
 
1g
Elect Director Lisa T. Su

Management
For
For
 
 
1h
Elect Director Abhi Y. Talwalkar

Management
Against
For
 
 
1i
Elect Director Elizabeth W. Vanderslice

Management
For
For
 
 
2
Approve Omnibus Stock Plan

Management
For
For
 
 
3
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
4
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
5
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
                 
 
Maravai LifeSciences Holdings, Inc.

         
 
Security
56600D107
Meeting Type
Annual
   
 
Ticker Symbol
MRVI
Meeting Date
18-May-23
   
 
Record Date
21-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Anat Ashkenazi

Management
For
For
 
 
1.2
Elect Director Gregory T. Lucier

Management
For
For
 
 
1.3
Elect Director Luke Marker

Management
For
For
 
 
2
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 

 
Marsh & McLennan Companies, Inc.

         
 
Security
571748102
Meeting Type
Annual
   
 
Ticker Symbol
MMC
Meeting Date
18-May-23
   
 
Record Date
20-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Anthony K. Anderson

Management
For
For
 
 
1b
Elect Director John Q. Doyle

Management
For
For
 
 
1c
Elect Director Hafize Gaye Erkan

Management
For
For
 
 
1d
Elect Director Oscar Fanjul

Management
Against
For
 
 
1e
Elect Director H. Edward Hanway

Management
Against
For
 
 
1f
Elect Director Judith Hartmann

Management
For
For
 
 
1g
Elect Director Deborah C. Hopkins

Management
For
For
 
 
1h
Elect Director Tamara Ingram

Management
For
For
 
 
1i
Elect Director Jane H. Lute

Management
For
For
 
 
1j
Elect Director Steven A. Mills

Management
Against
For
 
 
1k
Elect Director Bruce P. Nolop

Management
Against
For
 
 
1l
Elect Director Morton O. Schapiro

Management
Against
For
 
 
1m
Elect Director Lloyd M. Yates

Management
For
For
 
 
1n
Elect Director Ray G. Young

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
                 
 
ON Semiconductor Corporation

         
 
Security
682189105
Meeting Type
Annual
   
 
Ticker Symbol
ON
Meeting Date
18-May-23
   
 
Record Date
21-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Atsushi Abe

Management
For
For
 
 
1b
Elect Director Alan Campbell

Management
For
For
 
 
1c
Elect Director Susan K. Carter

Management
For
For
 
 
1d
Elect Director Thomas L. Deitrich

Management
For
For
 
 
1e
Elect Director Hassane El-Khoury

Management
For
For
 
 
1f
Elect Director Bruce E. Kiddoo

Management
For
For
 
 
1g
Elect Director Paul A. Mascarenas

Management
Against
For
 
 
1h
Elect Director Gregory Waters

Management
For
For
 
 
1i
Elect Director Christine Y. Yan

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
                 
 
The Allstate Corporation

         
 
Security
020002101
Meeting Type
Annual
   
 
Ticker Symbol
ALL
Meeting Date
23-May-23
   
 
Record Date
24-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Donald E. Brown

Management
For
For
 
 
1b
Elect Director Kermit R. Crawford

Management
For
For
 
 
1c
Elect Director Richard T. Hume

Management
For
For
 
 
1d
Elect Director Margaret M. Keane

Management
For
For
 
 
1e
Elect Director Siddharth N. Mehta

Management
For
For
 
 
1f
Elect Director Jacques P. Perold

Management
For
For
 
 
1g
Elect Director Andrea Redmond

Management
For
For
 
 
1h
Elect Director Gregg M. Sherrill

Management
For
For
 
 
1i
Elect Director Judith A. Sprieser

Management
For
For
 
 
1j
Elect Director Perry M. Traquina

Management
For
For
 
 
1k
Elect Director Monica Turner

Management
For
For
 
 
1l
Elect Director Thomas J. Wilson

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
                 
 
Sprouts Farmers Market, Inc.

         
 
Security
85208M102
Meeting Type
Annual
   
 
Ticker Symbol
SFM
Meeting Date
24-May-23
   
 
Record Date
27-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Joel D. Anderson

Management
For
For
 
 
1.2
Elect Director Terri Funk Graham

Management
For
For
 
 
1.3
Elect Director Doug G. Rauch

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 

 
Voya Financial, Inc.

         
 
Security
929089100
Meeting Type
Annual
   
 
Ticker Symbol
VOYA
Meeting Date
25-May-23
   
 
Record Date
29-Mar-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Lynne Biggar

Management
For
For
 
 
1b
Elect Director Stephen Bowman

Management
For
For
 
 
1c
Elect Director Yvette S. Butler

Management
For
For
 
 
1d
Elect Director Jane P. Chwick

Management
For
For
 
 
1e
Elect Director Kathleen DeRose

Management
For
For
 
 
1f
Elect Director Hikmet Ersek

Management
For
For
 
 
1g
Elect Director Ruth Ann M. Gillis

Management
For
For
 
 
1h
Elect Director Heather Lavallee

Management
For
For
 
 
1i
Elect Director Aylwin B. Lewis

Management
For
For
 
 
1j
Elect Director Rodney O. Martin, Jr.

Management
For
For
 
 
1k
Elect Director Joseph V. Tripodi

Management
For
For
 
 
1l
Elect Director David Zwiener

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
                 
 
SolarEdge Technologies, Inc.

         
 
Security
83417M104
Meeting Type
Annual
   
 
Ticker Symbol
SEDG
Meeting Date
1-Jun-23
   
 
Record Date
3-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Marcel Gani

Management
For
For
 
 
1b
Elect Director Tal Payne

Management
For
For
 
 
2
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Declassify the Board of Directors

Management
For
For
 
 
6
Eliminate Supermajority Vote Requirement

Management
For
For
 
 
7
Amend Certificate of Incorporation to Add Federal Forum Selection Provision

Management
For
For
 
   
 
           
 
UnitedHealth Group Incorporated

         
 
Security
91324P102
Meeting Type
Annual
   
 
Ticker Symbol
UNH
Meeting Date
5-Jun-23
   
 
Record Date
10-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Timothy Flynn

Management
For
For
 
 
1b
Elect Director Paul Garcia

Management
For
For
 
 
1c
Elect Director Kristen Gil

Management
For
For
 
 
1d
Elect Director Stephen Hemsley

Management
For
For
 
 
1e
Elect Director Michele Hooper

Management
For
For
 
 
1f
Elect Director F. William McNabb, III

Management
For
For
 
 
1g
Elect Director Valerie Montgomery Rice

Management
For
For
 
 
1h
Elect Director John Noseworthy

Management
For
For
 
 
1i
Elect Director Andrew Witty

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify Deloitte & Touche LLP as Auditors

Management
For
For
 
 
5
Report on Third-Party Racial Equity Audit

Shareholder
Against
Against
 
 
6
Report on Congruency of Political Spending with Company Values and Priorities

Shareholder
Against
Against
 
 
7
Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder
Against
Against
 
                 
 
The TJX Companies, Inc.

         
 
Security
872540109
Meeting Type
Annual
   
 
Ticker Symbol
TJX
Meeting Date
6-Jun-23
   
 
Record Date
13-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Jose B. Alvarez

Management
For
For
 
 
1b
Elect Director Alan M. Bennett

Management
Against
For
 
 
1c
Elect Director Rosemary T. Berkery

Management
For
For
 
 
1d
Elect Director David T. Ching

Management
Against
For
 
 
1e
Elect Director C. Kim Goodwin

Management
For
For
 
 
1f
Elect Director Ernie Herrman

Management
For
For
 
 
1g
Elect Director Amy B. Lane

Management
Against
For
 
 
1h
Elect Director Carol Meyrowitz

Management
Against
For
 
 
1i
Elect Director Jackwyn L. Nemerov

Management
Against
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
4
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
5
Report on Third-Party Assessment of Human Rights Due Diligence in Supply Chain

Shareholder
For
Against
 
 
6
Report on Risk from Supplier Misclassification of Supplier's Employees

Shareholder
For
Against
 
 
7
Adopt a Paid Sick Leave Policy for All Employees

Shareholder
Against
Against
 

 
Salesforce, Inc.

         
 
Security
79466L302
Meeting Type
Annual
   
 
Ticker Symbol
CRM
Meeting Date
8-Jun-23
   
 
Record Date
14-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Marc Benioff

Management
For
For
 
 
1b
Elect Director Laura Alber

Management
For
For
 
 
1c
Elect Director Craig Conway

Management
For
For
 
 
1d
Elect Director Arnold Donald

Management
For
For
 
 
1e
Elect Director Parker Harris

Management
For
For
 
 
1f
Elect Director Neelie Kroes

Management
For
For
 
 
1g
Elect Director Sachin Mehra

Management
For
For
 
 
1h
Elect Director G. Mason Morfit

Management
For
For
 
 
1i
Elect Director Oscar Munoz

Management
For
For
 
 
1j
Elect Director John V. Roos

Management
For
For
 
 
1k
Elect Director Robin Washington

Management
For
For
 
 
1l
Elect Director Maynard Webb

Management
For
For
 
 
1m
Elect Director Susan Wojcicki

Management
For
For
 
 
2
Amend Omnibus Stock Plan

Management
For
For
 
 
3
Ratify Ernst & Young LLP as Auditors

Management
For
For
 
 
4
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
For
For
 
 
5
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
6
Require Independent Board Chair

Shareholder
For
Against
 
 
7
Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company

Shareholder
Against
Against
 
                 
 
Dollar Tree, Inc.

           
 
Security
256746108
Meeting Type
Annual
   
 
Ticker Symbol
DLTR
Meeting Date
13-Jun-23
   
 
Record Date
14-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Richard W. Dreiling

Management
For
For
 
 
1b
Elect Director Cheryl W. Grise

Management
For
For
 
 
1c
Elect Director Daniel J. Heinrich

Management
For
For
 
 
1d
Elect Director Paul C. Hilal

Management
For
For
 
 
1e
Elect Director Edward J. Kelly, III

Management
For
For
 
 
1f
Elect Director Mary A. Laschinger

Management
For
For
 
 
1g
Elect Director Jeffrey G. Naylor

Management
For
For
 
 
1h
Elect Director Winnie Y. Park

Management
For
For
 
 
1i
Elect Director Bertram L. Scott

Management
For
For
 
 
1j
Elect Director Stephanie P. Stahl

Management
For
For
 
 
2
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
3
Advisory Vote on Say on Pay Frequency

Management
One Year
One Year
 
 
4
Ratify KPMG LLP as Auditors

Management
For
For
 
 
5
Report on Economic and Social Risks of Compensation and Workforce Practices and Any Impact on Diversified Shareholders

Shareholder
Against
Against
 
                 
 
Rivian Automotive, Inc.

         
 
Security
76954A103
Meeting Type
Annual
   
 
Ticker Symbol
RIVN
Meeting Date
21-Jun-23
   
 
Record Date
24-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1a
Elect Director Karen Boone

Management
For
For
 
 
1b
Elect Director Rose Marcario

Management
For
For
 
 
2
Ratify KPMG LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Against
For
 
 
4
Adopt a Comprehensive Human Rights Policy

Shareholder
For
Against
 
                 
 
American Well Corporation

         
 
Security
03044L105
Meeting Type
Annual
   
 
Ticker Symbol
AMWL
Meeting Date
22-Jun-23
   
 
Record Date
25-Apr-23
         
 
Item
Proposal
   
Type
Vote
Mgt. Rec
 
 
1.1
Elect Director Peter L. Slavin

Management
For
For
 
 
1.2
Elect Director Ido Schoenberg

Management
For
For
 
 
1.3
Elect Director Roy Schoenberg

Management
For
For
 
 
2
Ratify PricewaterhouseCoopers LLP as Auditors

Management
For
For
 
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation

Management
Withhold
For
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.







 
Aspiration Funds
   
   
 
/s/ Olivia Albrecht
   
By:
Olivia Albrecht
President, Principal Executive Officer, and Principal
Financial Officer
 
   
Date:
August 19, 2023