N-PX 1 npx0621.htm ASPIRATION FUNDS - ASPIRATION REDWOOD FUND
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY



Investment Company Act file number 811-22922


Aspiration Funds
(Exact name of registrant as specified in charter)


4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices)    (Zip code)


The Corporation Trust Company
1209 Orange Street, Wilmington, DE  19801
 (Name and address of agent for service)





Registrant's telephone number, including area code: 252-972-9922


Date of fiscal year end: September 30


Date of reporting period: July 1, 2020 - June 30, 2021


ASPIRATION REDWOOD FUND
Proxy Votes
VMware, Inc.
      		                      
Security
    
928563402
                      
Meeting Type
Annual
    
Ticker Symbol
VMW
                      
Meeting Date
7/15/2020
    
Record Date
5/18/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
  
Elect Director Anthony Bates
  
Management
For
  
For
2
  
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
  
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
For
  
For
                                               
LiveRamp Holdings, Inc.
    		                      
Security
    
53815P108
                
Meeting Type
Annual
    
Ticker Symbol
RAMP
                      
Meeting Date
8/11/2020
    
Record Date
6/15/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Timothy R. Cadogan
  
Management
For
  
For
1b
Elect Director Vivian Chow
  
Management
For
  
For
1c
Elect Director Scott E. Howe
  
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify KPMG LLP as Auditors
  
Management
For
  
For
                                               
Take-Two Interactive Software, Inc.
 		                      
Security
    
874054109
                      
Meeting Type
Annual
    
Ticker Symbol
TTWO
                      
Meeting Date
9/16/2020
    
Record Date
7/20/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Strauss Zelnick
              
Management
Against
  
For
1.2
Elect Director Michael Dornemann
          
Management
Against
  
For
1.3
Elect Director J Moses
                  
Management
Against
  
For
1.4
Elect Director Michael Sheresky
            
Management
Against
  
For
1.5
Elect Director LaVerne Srinivasan
            
Management
For
  
For
1.6
Elect Director Susan Tolson
                
Management
Against
  
For
1.7
Elect Director Paul Viera
                  
Management
For
  
For
1.8
Elect Director Roland Hernandez
            
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Amend Omnibus Stock Plan
              
Management
For
  
For
4
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
                                               
Lam Research Corporation
   		                      
Security
    
512807108
                      
Meeting Type
Annual
    
Ticker Symbol
LRCX
                      
Meeting Date
11/3/2020
    
Record Date
9/4/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Sohail U. Ahmed
            
Management
For
  
For
1.2
Elect Director Timothy M. Archer
            
Management
For
  
For
1.3
Elect Director Eric K. Brandt
              
Management
For
  
For
1.4
Elect Director Michael R. Cannon
            
Management
For
  
For
1.5
Elect Director Catherine P. Lego
            
Management
For
  
For
1.6
Elect Director Bethany J. Mayer
            
Management
For
  
For
1.7
Elect Director Abhijit Y. Talwalkar
            
Management
For
  
For
1.8
Elect Director Lih Shyng (Rick L.) Tsai
        
Management
For
  
For
1.9
Elect Director Leslie F. Varon
              
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
Western Digital Corporation
   		                      
Security
    
958102105
                      
Meeting Type
Annual
    
Ticker Symbol
WDC
                      
Meeting Date
11/18/2020
    
Record Date
9/21/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Kimberly E. Alexy
      
Management
For
  
For
1b
Elect Director Martin I. Cole
      
Management
For
  
For
1c
Elect Director Kathleen A. Cote
      
Management
Against
  
For
1d
Elect Director Tunc Doluca
      
Management
For
  
For
1e
Elect Director David V. Goeckeler
      
Management
For
  
For
1f
Elect Director Matthew E. Massengill
      
Management
For
  
For
1g
Elect Director Paula A. Price
      
Management
For
  
For
1h
Elect Director Stephanie A. Streeter
      
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Amend Omnibus Stock Plan
      
Management
For
  
For
4
Ratify KPMG LLP as Auditors
      
Management
For
  
For
                                               
Microsoft Corporation
    		                        
Security
    
594918104
                      
Meeting Type
Annual
    
Ticker Symbol
MSFT
                      
Meeting Date
12/2/2020
    
Record Date
10/8/2020
                                  
Item
  
Proposal
              
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Reid G. Hoffman
            
Management
For
  
For
1.2
Elect Director Hugh F. Johnston
            
Management
For
  
For
1.3
Elect Director Teri L. List-Stoll
              
Management
For
  
For
1.4
Elect Director Satya Nadella
                
Management
For
  
For
1.5
Elect Director Sandra E. Peterson
            
Management
For
  
For
1.6
Elect Director Penny S. Pritzker
            
Management
For
  
For
1.7
Elect Director Charles W. Scharf
            
Management
For
  
For
1.8
Elect Director Arne M. Sorenson
            
Management
For
  
For
1.9
Elect Director John W. Stanton
            
Management
For
  
For
1.1
Elect Director John W. Thompson
            
Management
For
  
For
1.11
Elect Director Emma N. Walmsley
          
Management
For
  
For
1.12
Elect Director Padmasree Warrior
            
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
4
Report on Employee Representation on the Board of Directors
Share Holder
Against
  
Against
                                               
Vail Resorts, Inc.
     		                        
Security
    
91879Q109
                
Meeting Type
Annual
    
Ticker Symbol
MTN
                      
Meeting Date
12/3/2020
    
Record Date
10/7/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Susan L. Decker
            
Management
For
  
For
1b
Elect Director Robert A. Katz
              
Management
For
  
For
1c
Elect Director Nadia Rawlinson
            
Management
For
  
For
1d
Elect Director John T. Redmond
            
Management
Against
  
For
1e
Elect Director Michele Romanow
            
Management
For
  
For
1f
Elect Director Hilary A. Schneider
            
Management
For
  
For
1g
Elect Director D. Bruce Sewell
            
Management
For
  
For
1h
Elect Director John F. Sorte
                
Management
Against
  
For
1i
Elect Director Peter A. Vaughn
            
Management
For
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
                                               
Medtronic plc
      		                          
Security
    
G5960L103
                
Meeting Type
Annual
    
Ticker Symbol
MDT
                      
Meeting Date
12/11/2020
    
Record Date
10/15/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Richard H. Anderson
          
Management
Against
  
For
1b
Elect Director Craig Arnold
                
Management
For
  
For
1c
Elect Director Scott C. Donnelly
            
Management
Against
  
For
1d
Elect Director Andrea J. Goldsmith
          
Management
For
  
For
1e
Elect Director Randall J. Hogan, III
          
Management
Against
  
For
1f
Elect Director Michael O. Leavitt
            
Management
For
  
For
1g
Elect Director James T. Lenehan
            
Management
Against
  
For
1h
Elect Director Kevin E. Lofton
              
Management
For
  
For
1i
Elect Director Geoffrey S. Martha
            
Management
For
  
For
1j
Elect Director Elizabeth G. Nabel
            
Management
For
  
For
1k
Elect Director Denise M. O'Leary
            
Management
Against
  
For
1l
Elect Director Kendall J. Powell
            
Management
Against
  
For
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
4
Renew the Board's Authority to Issue Shares Under Irish Law
Management
For
  
For
5
Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
Management
For
  
For
6
Authorize Overseas Market Purchases of Ordinary Shares
Management
For
  
For
                                               
Costco Wholesale Corporation
   		                      
Security
    
22160K105
                
Meeting Type
Annual
    
Ticker Symbol
COST
                      
Meeting Date
1/21/2021
    
Record Date
11/12/2020
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Susan L. Decker
            
Management
Withhold
  
For
1.2
Elect Director Kenneth D. Denman
          
Management
For
  
For
1.3
Elect Director Richard A. Galanti
            
Management
For
  
For
1.4
Elect Director W. Craig Jelinek
            
Management
For
  
For
1.5
Elect Director Sally Jewell
                  
Management
For
  
For
1.6
Elect Director Charles T. Munger
            
Management
For
  
For
1.7
Elect Director Jeffrey S. Raikes
            
Management
Withhold
  
For
2
Ratify KPMG LLP as Auditors
              
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
                                               
Visa Inc.
          		                      
Security
    
92826C839
                
Meeting Type
Annual
    
Ticker Symbol
V
                      
Meeting Date
1/26/2021
    
Record Date
11/27/2020
                                  
Item
  
Proposal
                        
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Lloyd A. Carney
            
Management
Against
  
For
1b
Elect Director Mary B. Cranston
            
Management
For
  
For
1c
Elect Director Francisco Javier Fernandez-Carbajal
Management
For
  
For
1d
Elect Director Alfred F. Kelly, Jr.
            
Management
For
  
For
1e
Elect Director Ramon Laguarta
            
Management
For
  
For
1f
Elect Director John F. Lundgren
            
Management
For
  
For
1g
Elect Director Robert W. Matschullat
          
Management
For
  
For
1h
Elect Director Denise M. Morrison
            
Management
For
  
For
1i
Elect Director Suzanne Nora Johnson
          
Management
Against
  
For
1j
Elect Director Linda J. Rendle
              
Management
For
  
For
1k
Elect Director John A. C. Swainson
          
Management
Against
  
For
1l
Elect Director Maynard G. Webb, Jr.
          
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify KPMG LLP as Auditors
              
Management
For
  
For
4
Amend Omnibus Stock Plan
              
Management
For
  
For
5
Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting
Management
For
  
For
6
Provide Right to Act by Written Consent
        
Share Holder
For
  
Against
7
Amend Principles of Executive Compensation Program
Share Holder
Against
  
Against
                                               
Starbucks Corporation
     		                      
Security
    
855244109
                      
Meeting Type
Annual
    
Ticker Symbol
SBUX
                      
Meeting Date
3/17/2021
    
Record Date
1/8/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Richard E. Allison, Jr.
          
Management
For
  
For
1b
Elect Director Rosalind G. Brewer *Withdrawn Resolution*
Management
Non voting
  
Non voting
1c
Elect Director Andrew Campion
            
Management
For
  
For
1d
Elect Director Mary N. Dillon
              
Management
For
  
For
1e
Elect Director Isabel Ge Mahe
              
Management
For
  
For
1f
Elect Director Mellody Hobson
            
Management
Against
  
For
1g
Elect Director Kevin R. Johnson
            
Management
For
  
For
1h
Elect Director Jorgen Vig Knudstorp
          
Management
For
  
For
1i
Elect Director Satya Nadella
                
Management
For
  
For
1j
Elect Director Joshua Cooper Ramo
          
Management
For
  
For
1k
Elect Director Clara Shih
                  
Management
For
  
For
1l
Elect Director Javier G. Teruel
              
Management
Against
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
4
Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates
Share Holder
Against
  
Against
                                               
Keysight Technologies, Inc.
   		                      
Security
    
49338L103
                
Meeting Type
Annual
    
Ticker Symbol
KEYS
                      
Meeting Date
3/18/2021
    
Record Date
1/19/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Ronald S. Nersesian
          
Management
For
  
For
1.2
Elect Director Charles J. Dockendorff
          
Management
For
  
For
1.3
Elect Director Robert A. Rango
            
Management
For
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
4
Advisory Vote on Say on Pay Frequency
        
Management
One Year
  
One Year
                                               
Ciena Corporation
      		                      
Security
    
171779309
                      
Meeting Type
Annual
    
Ticker Symbol
CIEN
                      
Meeting Date
4/1/2021
    
Record Date
2/4/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Hassan M. Ahmed
            
Management
For
  
For
1b
Elect Director Bruce L. Claflin
              
Management
Against
  
For
1c
Elect Director T. Michael Nevens
            
Management
For
  
For
1d
Elect Director Patrick T. Gallagher
          
Management
For
  
For
2
Amend Qualified Employee Stock Purchase Plan
  
Management
For
  
For
3
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
4
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
                                               
AGCO Corporation
      		                      
Security
    
1084102
                      
Meeting Type
Annual
    
Ticker Symbol
AGCO
                      
Meeting Date
4/22/2021
    
Record Date
3/12/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Roy V. Armes
              
Management
For
  
For
1.2
Elect Director Michael C. Arnold
            
Management
For
  
For
1.3
Elect Director Sondra L. Barbour
            
Management
For
  
For
1.4
Elect Director P. George Benson
            
Management
Against
  
For
1.5
Elect Director Suzanne P. Clark
            
Management
For
  
For
1.6
Elect Director Bob De Lange
              
Management
For
  
For
1.7
Elect Director Eric P. Hansotia
            
Management
For
  
For
1.8
Elect Director George E. Minnich
            
Management
Against
  
For
1.9
Elect Director Mallika Srinivasan
            
Management
For
  
For
1.1
Elect Director Matthew Tsien
              
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify KPMG LLP as Auditor
              
Management
For
  
For
                                               
Bio-Rad Laboratories, Inc.
   		                      
Security 90572207










Meeting Type
Annual

Ticker Symbol BIO










Meeting Date
 4/27/2021

Record Date 3/1/2021














Item
Proposal
      





Type
 Vote
Mgt. Rec
                       
1.1
 Elect Director Melinda Litherland





Management For
For
1.2
 Elect Director Arnold A. Pinkston





Management For
For
2
 Ratify KPMG LLP as Auditors





Management For
For
 
                    
Ameriprise Financial, Inc.
   		                      
Security
    
03076C106
                
Meeting Type
Annual
    
Ticker Symbol
AMP
                      
Meeting Date
4/28/2021
    
Record Date
3/1/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director James M. Cracchiolo
          
Management
Against
  
For
1b
Elect Director Dianne Neal Blixt
            
Management
For
  
For
1c
Elect Director Amy DiGeso
                
Management
For
  
For
1d
Elect Director Lon R. Greenberg
            
Management
For
  
For
1e
Elect Director Jeffrey Noddle
                
Management
For
  
For
1f
Elect Director Robert F. Sharpe, Jr.
          
Management
Against
  
For
1g
Elect Director Brian T. Shea
                
Management
For
  
For
1h
Elect Director W. Edward Walter, III
          
Management
For
  
For
1i
Elect Director Christopher J. Williams
          
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
                                               
Prologis, Inc.
        		                      
Security
    
74340W103
                
Meeting Type
Annual
    
Ticker Symbol
PLD
                      
Meeting Date
4/29/2021
    
Record Date
3/8/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Hamid R. Moghadam
          
Management
For
  
For
1b
Elect Director Cristina G. Bita
              
Management
For
  
For
1c
Elect Director George L. Fotiades
            
Management
Against
  
For
1d
Elect Director Lydia H. Kennard
            
Management
Against
  
For
1e
Elect Director Irving F. Lyons, III
            
Management
For
  
For
1f
Elect Director Avid Modjtabai
              
Management
For
  
For
1g
Elect Director David P. O'Connor
            
Management
For
  
For
1h
Elect Director Olivier Piani
                  
Management
For
  
For
1i
Elect Director Jeffrey L. Skelton
            
Management
Against
  
For
1j
Elect Director Carl B. Webb
                
Management
Against
  
For
1k
Elect Director William D. Zollars
            
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify KPMG LLP as Auditors
              
Management
For
  
For
                                               
Aptiv PLC
        		                        
Security
    
G6095L109
                
Meeting Type
Annual
    
Ticker Symbol
APTV
                      
Meeting Date
4/30/2021
    
Record Date
3/2/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Kevin P. Clark
              
Management
For
  
For
1b
Elect Director Richard L. Clemmer
          
Management
For
  
For
1c
Elect Director Nancy E. Cooper
            
Management
For
  
For
1d
Elect Director Nicholas M. Donofrio
          
Management
For
  
For
1e
Elect Director Rajiv L. Gupta
                
Management
For
  
For
1f
Elect Director Joseph L. Hooley
            
Management
For
  
For
1g
Elect Director Merit E. Janow
              
Management
For
  
For
1h
Elect Director Sean O. Mahoney
            
Management
For
  
For
1i
Elect Director Paul M. Meister
            
Management
For
  
For
1j
Elect Director Robert K. Ortberg
            
Management
For
  
For
1k
Elect Director Colin J. Parris
                
Management
For
  
For
1l
Elect Director Ana G. Pinczuk
            
Management
For
  
For
2
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
Cadence Design Systems, Inc.
 		                      
Security
    
127387108
                      
Meeting Type
Annual
    
Ticker Symbol
CDNS
                      
Meeting Date
5/6/2021
    
Record Date
3/8/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Mark W. Adams
            
Management
For
  
For
1.2
Elect Director Ita Brennan
                  
Management
For
  
For
1.3
Elect Director Lewis Chew
                  
Management
For
  
For
1.4
Elect Director Julia Liuson
                  
Management
For
  
For
1.5
Elect Director James D. Plummer
            
Management
For
  
For
1.6
Elect Director Alberto Sangiovanni-Vincentelli
      
Management
For
  
For
1.7
Elect Director John B. Shoven
              
Management
For
  
For
1.8
Elect Director Young K. Sohn
              
Management
For
  
For
1.9
Elect Director Lip-Bu Tan
              
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
4
Reduce Ownership Threshold for Shareholders to Request Action by Written Consent
Share Holder
For
  
Against
                                               
Ecolab Inc.
        		                        
Security
    
278865100
                      
Meeting Type
Annual
    
Ticker Symbol
ECL
                      
Meeting Date
5/6/2021
    
Record Date
3/9/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Douglas M. Baker, Jr.
          
Management
For
  
For
1b
Elect Director Shari L. Ballard
              
Management
For
  
For
1c
Elect Director Barbara J. Beck
            
Management
For
  
For
1d
Elect Director Christophe Beck
            
Management
For
  
For
1e
Elect Director Jeffrey M. Ettinger
            
Management
For
  
For
1f
Elect Director Arthur J. Higgins
            
Management
For
  
For
1g
Elect Director Michael Larson
              
Management
For
  
For
1h
Elect Director David W. MacLennan
          
Management
For
  
For
1i
Elect Director Tracy B. McKibben
            
Management
For
  
For
1j
Elect Director Lionel L. Nowell, III
            
Management
For
  
For
1k
Elect Director Victoria J. Reich
            
Management
For
  
For
1l
Elect Director Suzanne M. Vautrinot
          
Management
For
  
For
1m
Elect Director John J. Zillmer
              
Management
Against
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
4
Amend Proxy Access Right
                
Share Holder
For
  
Against
                                               
AbbVie Inc.
        		                       
Security
    
00287Y109
                
Meeting Type
Annual
    
Ticker Symbol
ABBV
                      
Meeting Date
5/7/2021
    
Record Date
3/8/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Roxanne S. Austin
            
Management
For
  
For
1.2
Elect Director Richard A. Gonzalez
          
Management
For
  
For
1.3
Elect Director Rebecca B. Roberts
          
Management
For
  
For
1.4
Elect Director Glenn F. Tilton
              
Management
For
  
For
2
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
4
Amend Omnibus Stock Plan
              
Management
For
  
For
5
Amend Nonqualified Employee Stock Purchase Plan
Management
For
  
For
6
Eliminate Supermajority Vote Requirement
        
Management
For
  
For
7
Report on Lobbying Payments and Policy
        
Share Holder
For
  
Against
8
Require Independent Board Chair
            
Share Holder
For
  
Against
                                               
Prudential Financial, Inc.
   		                      
Security
    
744320102
                      
Meeting Type
Annual
    
Ticker Symbol
PRU
                      
Meeting Date
5/11/2021
    
Record Date
3/12/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Thomas J. Baltimore, Jr.
        
Management
Against
  
For
1.2
Elect Director Gilbert F. Casellas
            
Management
For
  
For
1.3
Elect Director Robert M. Falzon
            
Management
For
  
For
1.4
Elect Director Martina Hund-Mejean
          
Management
For
  
For
1.5
Elect Director Wendy E. Jones
            
Management
For
  
For
1.6
Elect Director Karl J. Krapek
              
Management
Against
  
For
1.7
Elect Director Peter R. Lighte
              
Management
For
  
For
1.8
Elect Director Charles F. Lowrey
            
Management
Against
  
For
1.9
Elect Director George Paz
                  
Management
For
  
For
1.1
Elect Director Sandra Pianalto
            
Management
For
  
For
1.11
Elect Director Christine A. Poon
            
Management
Against
  
For
1.12
Elect Director Douglas A. Scovanner
          
Management
For
  
For
1.13
Elect Director Michael A. Todman
            
Management
For
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
4
Approve Omnibus Stock Plan
              
Management
For
  
For
5
Require Independent Board Chair
            
Share Holder
For
  
Against
                                               
American Water Works Company, Inc.
 		                    
Security
    
30420103
                      
Meeting Type
Annual
    
Ticker Symbol
AWK
                      
Meeting Date
5/12/2021
    
Record Date
3/17/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Jeffrey N. Edwards
            
Management
For
  
For
1b
Elect Director Martha Clark Goss
            
Management
Against
  
For
1c
Elect Director Veronica M. Hagen
            
Management
For
  
For
1d
Elect Director Kimberly J. Harris
            
Management
For
  
For
1e
Elect Director Julia L. Johnson
            
Management
For
  
For
1f
Elect Director Patricia L. Kampling
          
Management
For
  
For
1g
Elect Director Karl F. Kurz
                
Management
For
  
For
1h
Elect Director Walter J. Lynch
              
Management
For
  
For
1i
Elect Director George MacKenzie
            
Management
Against
  
For
1j
Elect Director James G. Stavridis
            
Management
For
  
For
1k
Elect Director Lloyd M. Yates
              
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
                                               
Bloom Energy Corporation
   		                      
Security
    
93712107
                      
Meeting Type
Annual
    
Ticker Symbol
BE
                      
Meeting Date
5/12/2021
    
Record Date
3/16/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Michael Boskin
              
Management
For
  
For
1.2
Elect Director John T. Chambers
            
Management
For
  
For
1.3
Elect Director L. John Doerr - Withdrawn
        
Management
Non voting
  
Non voting
2
Advisory Vote on Say on Pay Frequency
        
Management
One Year
  
One Year
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
4
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
                                               
Montrose Environmental Group, Inc.
 		                    
Security
    
615111101
                      
Meeting Type
Annual
    
Ticker Symbol
MEG
                      
Meeting Date
5/13/2021
    
Record Date
3/19/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director J. Miguel Fernandez de Castro
      
Management
For
  
For
1.2
Elect Director Vijay Manthripragada
          
Management
For
  
For
1.3
Elect Director Robin L. Newmark
            
Management
For
  
For
2
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
                                               
The AZEK Company Inc.
   		                      
Security
    
05478C105
                
Meeting Type
Annual
    
Ticker Symbol
AZEK
                      
Meeting Date
5/18/2021
    
Record Date
3/25/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Sallie B. Bailey
              
Management
For
  
For
1.2
Elect Director Ashfaq Qadri
                
Management
For
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
                                               
Maravai LifeSciences Holdings, Inc.
 		                    
Security
    
56600D107
                
Meeting Type
Annual
    
Ticker Symbol
MRVI
                      
Meeting Date
5/19/2021
    
Record Date
3/22/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Carl Hull
                  
Management
For
  
For
1.2
Elect Director Benjamin Daverman
          
Management
Withhold
  
For
1.3
Elect Director Susannah Gray
              
Management
For
  
For
1.4
Elect Director Constantine Mihas
            
Management
Withhold
  
For
2
Advisory Vote to Retain Classified Board Structure
Management
Against
  
For
3
Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws
Management
Against
  
For
4
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
                                               
MSA Safety Incorporated
   		                      
Security
    
553498106
                      
Meeting Type
Annual
    
Ticker Symbol
MSA
                      
Meeting Date
5/19/2021
    
Record Date
2/19/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Sandra Phillips Rogers
          
Management
For
  
For
1.2
Elect Director John T. Ryan, III
            
Management
For
  
For
2
Ratify Ernst & Young LLP as Auditor
          
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
                                               
Southwest Airlines Co.
    		                      
Security
    
844741108
                      
Meeting Type
Annual
    
Ticker Symbol
LUV
                      
Meeting Date
5/19/2021
    
Record Date
3/23/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director David W. Biegler
            
Management
Against
  
For
1b
Elect Director J. Veronica Biggins
            
Management
For
  
For
1c
Elect Director Douglas H. Brooks
            
Management
For
  
For
1d
Elect Director William H. Cunningham
        
Management
Against
  
For
1e
Elect Director John G. Denison
            
Management
Against
  
For
1f
Elect Director Thomas W. Gilligan
            
Management
For
  
For
1g
Elect Director Gary C. Kelly
                
Management
Against
  
For
1h
Elect Director Grace D. Lieblein
            
Management
For
  
For
1i
Elect Director Nancy B. Loeffler
            
Management
Against
  
For
1j
Elect Director John T. Montford
            
Management
Against
  
For
1k
Elect Director Ron Ricks
                  
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify Ernst & Young LLP as Auditor
          
Management
For
  
For
4
Provide Right to Act by Written Consent
        
Share Holder
For
  
Against
5
Adopt Majority Vote Cast to Remove Directors With or Without Cause
Share Holder
For
  
Against
                                               
Marsh & McLennan Companies, Inc.
 		                  
Security
    
571748102
                      
Meeting Type
Annual
    
Ticker Symbol
MMC
                      
Meeting Date
5/20/2021
    
Record Date
3/22/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Anthony K. Anderson
          
Management
For
  
For
1b
Elect Director Oscar Fanjul
                
Management
For
  
For
1c
Elect Director Daniel S. Glaser
            
Management
For
  
For
1d
Elect Director H. Edward Hanway
            
Management
For
  
For
1e
Elect Director Deborah C. Hopkins
          
Management
For
  
For
1f
Elect Director Tamara Ingram
              
Management
For
  
For
1g
Elect Director Jane H. Lute
                
Management
For
  
For
1h
Elect Director Steven A. Mills
              
Management
For
  
For
1i
Elect Director Bruce P. Nolop
              
Management
Against
  
For
1j
Elect Director Marc D. Oken
                
Management
For
  
For
1k
Elect Director Morton O. Schapiro
            
Management
For
  
For
1l
Elect Director Lloyd M. Yates
              
Management
For
  
For
1m
Elect Director R. David Yost
                
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify Deloitte & Touche LLP as Auditor
        
Management
For
  
For
                                               
Synchrony Financial
   		                            
Security
    
87165B103
                
Meeting Type
Annual
    
Ticker Symbol
SYF
                      
Meeting Date
5/20/2021
    
Record Date
3/25/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Margaret M. Keane
            
Management
For
  
For
1b
Elect Director Fernando Aguirre
            
Management
For
  
For
1c
Elect Director Paget L. Alves
              
Management
For
  
For
1d
Elect Director Arthur W. Coviello, Jr.
          
Management
Against
  
For
1e
Elect Director Brian D. Doubles
            
Management
For
  
For
1f
Elect Director William W. Graylin
            
Management
For
  
For
1g
Elect Director Roy A. Guthrie
              
Management
For
  
For
1h
Elect Director Jeffrey G. Naylor
            
Management
For
  
For
1i
Elect Director P.W. "Bill" Parker
            
Management
For
  
For
1j
Elect Director Laurel J. Richie
              
Management
For
  
For
1k
Elect Director Olympia J. Snowe
            
Management
For
  
For
1l
Elect Director Ellen M. Zane
                
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Advisory Vote on Say on Pay Frequency
        
Management
One Year
  
One Year
4
Ratify KPMG LLP as Auditors
              
Management
For
  
For
                                               
The Allstate Corporation
  		                          
Security
    
20002101
                      
Meeting Type
Annual
    
Ticker Symbol
ALL
                      
Meeting Date
5/25/2021
    
Record Date
3/26/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Donald E. Brown
            
Management
For
  
For
1b
Elect Director Kermit R. Crawford
            
Management
For
  
For
1c
Elect Director Michael L. Eskew
            
Management
For
  
For
1d
Elect Director Richard T. Hume
            
Management
For
  
For
1e
Elect Director Margaret M. Keane
            
Management
For
  
For
1f
Elect Director Siddharth N. (Bobby) Mehta
        
Management
For
  
For
1g
Elect Director Jacques P. Perold
            
Management
For
  
For
1h
Elect Director Andrea Redmond
            
Management
For
  
For
1i
Elect Director Gregg M. Sherrill
            
Management
For
  
For
1j
Elect Director Judith A. Sprieser
            
Management
For
  
For
1k
Elect Director Perry M. Traquina
            
Management
For
  
For
1l
Elect Director Thomas J. Wilson
            
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
3
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
4
Amend Proxy Access Right
                
Share Holder
For
  
Against
Incyte Corporation
   		                            
Security
    
45337C102
                
Meeting Type
Annual
    
Ticker Symbol
INCY
                      
Meeting Date
5/26/2021
    
Record Date
3/29/2021
                            
   
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Julian C. Baker
              
Management
Against
  
For
1.2
Elect Director Jean-Jacques Bienaime
        
Management
For
  
For
1.3
Elect Director Paul J. Clancy
              
Management
For
  
For
1.4
Elect Director Wendy L. Dixon
            
Management
For
  
For
1.5
Elect Director Jacqualyn A. Fouse
          
Management
For
  
For
1.6
Elect Director Edmund P. Harrigan
          
Management
For
  
For
1.7
Elect Director Katherine A. High
            
Management
For
  
For
1.8
Elect Director Herve Hoppenot
              
Management
Against
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Amend Omnibus Stock Plan
              
Management
For
  
For
4
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
                                               
NXP Semiconductors N.V.
  		                        
Security
    
N6596X109
                
Meeting Type
Annual
    
Ticker Symbol
NXPI
                      
Meeting Date
5/26/2021
    
Record Date
4/28/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1
Adopt Financial Statements and Statutory Reports
Management
For
  
For
2
Approve Discharge of Board Members
          
Management
For
  
For
3a
Reelect Kurt Sievers as Executive Director
        
Management
For
  
For
3b
Reelect Peter Bonfield as Non-Executive Director
  
Management
For
  
For
3c
Elect Annette Clayton as Non-Executive Director
    
Management
For
  
For
3d
Elect Anthony Foxx as Non-Executive Director
    
Management
For
  
For
3e
Reelect Kenneth A. Goldman as Non-Executive Director
Management
For
  
For
3f
Reelect Josef Kaeser as Non-Executive Director
    
Management
For
  
For
3g
Reelect Lena Olving as Non-Executive Director
    
Management
For
  
For
3h
Reelect Peter Smitham as Non-Executive Director
  
Management
For
  
For
3i
Reelect Julie Southern as Non-Executive Director
  
Management
For
  
For
3j
Reelect Jasmin Staiblin as Non-Executive Director
  
Management
For
  
For
3k
Reelect Gregory L. Summe as Non-Executive Director
Management
Against
  
For
3l
Reelect Karl-Henrik Sundström as Non-Executive Director
Management
For
  
For
4
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
Management
For
  
For
5
Authorize Board to Exclude Preemptive Rights from Share Issuances
Management
For
  
For
6
Authorize Share Repurchase Program
        
Management
For
  
For
7
Approve Cancellation of Ordinary Shares
        
Management
For
  
For
8
Approve Remuneration of the Non Executive Members of the Board
Management
For
  
For
9
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
                                               
Voya Financial, Inc.
    		                          
Security
    
929089100
                      
Meeting Type
Annual
    
Ticker Symbol
VOYA
                      
Meeting Date
5/27/2021
    
Record Date
3/30/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Yvette S. Butler
              
Management
For
  
For
1b
Elect Director Jane P. Chwick
              
Management
For
  
For
1c
Elect Director Kathleen DeRose
            
Management
For
  
For
1d
Elect Director Ruth Ann M. Gillis
            
Management
For
  
For
1e
Elect Director Aylwin B. Lewis
            
Management
For
  
For
1f
Elect Director Rodney O. Martin, Jr.
          
Management
For
  
For
1g
Elect Director Byron H. Pollitt, Jr.
            
Management
For
  
For
1h
Elect Director Joseph V. Tripodi
            
Management
For
  
For
1i
Elect Director David Zwiener
                
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
                                               
SolarEdge Technologies, Inc.
  		                        
Security
    
83417M104
                
Meeting Type
Annual
    
Ticker Symbol
SEDG
                      
Meeting Date
6/1/2021
    
Record Date
4/9/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Nadav Zafrir
                  
Management
For
  
For
1b
Elect Director Avery More
                  
Management
For
  
For
1c
Elect Director Zivi Lando
                  
Management
For
  
For
2
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
Akamai Technologies, Inc.
  		                        
Security
    
00971T101
                
Meeting Type
Annual
    
Ticker Symbol
AKAM
                      
Meeting Date
6/3/2021
    
Record Date
4/9/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Sharon Bowen
              
Management
For
  
For
1.2
Elect Director Marianne Brown
            
Management
For
  
For
1.3
Elect Director Monte Ford
                  
Management
For
  
For
1.4
Elect Director Jill Greenthal
                
Management
For
  
For
1.5
Elect Director Dan Hesse
                  
Management
For
  
For
1.6
Elect Director Tom Killalea
                
Management
For
  
For
1.7
Elect Director Tom Leighton
                
Management
For
  
For
1.8
Elect Director Jonathan Miller
              
Management
For
  
For
1.9
Elect Director Madhu Ranganathan
          
Management
For
  
For
1.1
Elect Director Ben Verwaayen
              
Management
For
  
For
1.11
Elect Director Bill Wagner
                  
Management
For
  
For
2
Amend Omnibus Stock Plan
              
Management
For
  
For
3
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
4
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For
                                               
UnitedHealth Group Incorporated
 		                        
Security
    
91324P102
                
Meeting Type
Annual
    
Ticker Symbol
UNH
                      
Meeting Date
6/7/2021
    
Record Date
4/9/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Richard T. Burke
            
Management
Against
  
For
1b
Elect Director Timothy P. Flynn
            
Management
For
  
For
1c
Elect Director Stephen J. Hemsley
          
Management
For
  
For
1d
Elect Director Michele J. Hooper
            
Management
Against
  
For
1e
Elect Director F. William McNabb, III
          
Management
For
  
For
1f
Elect Director Valerie C. Montgomery Rice
        
Management
For
  
For
1g
Elect Director John H. Noseworthy
          
Management
For
  
For
1h
Elect Director Gail R. Wilensky
            
Management
For
  
For
1i
Elect Director Andrew Witty
                
Management
For
  
For
2
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
Against
  
For
3
Ratify Deloitte & Touche LLP as Auditors
        
Management
For
  
For
4
Amend Qualified Employee Stock Purchase Plan
  
Management
For
  
For
5
Reduce Ownership Threshold for Shareholders to Call Special Meeting
Share Holder
For
  
Against
                                               
salesforce.com, inc.
   		                            
Security
    
79466L302
                
Meeting Type
Annual
    
Ticker Symbol
CRM
                      
Meeting Date
6/10/2021
    
Record Date
4/15/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1a
Elect Director Marc Benioff
                
Management
For
  
For
1b
Elect Director Craig Conway
                
Management
For
  
For
1c
Elect Director Parker Harris
                
Management
For
  
For
1d
Elect Director Alan Hassenfeld
            
Management
Against
  
For
1e
Elect Director Neelie Kroes
                
Management
For
  
For
1f
Elect Director Colin Powell
                
Management
For
  
For
1g
Elect Director Sanford Robertson
            
Management
Against
  
For
1h
Elect Director John V. Roos
                
Management
For
  
For
1i
Elect Director Robin Washington
            
Management
Against
  
For
1j
Elect Director Maynard Webb
              
Management
Against
  
For
1k
Elect Director Susan Wojcicki
              
Management
For
  
For
2
Amend Omnibus Stock Plan
              
Management
For
  
For
3
Ratify Ernst & Young LLP as Auditors
        
Management
For
  
For
4
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
For
  
For
5
Amend Certificate of Incorporation to Become a Public Benefit Corporation
Share Holder
Against
  
Against
                                               
American Well Corporation
  		                        
Security
    
03044L105
                
Meeting Type
Annual
    
Ticker Symbol
AMWL
                      
Meeting Date
6/15/2021
    
Record Date
4/19/2021
                                  
Item
  
Proposal
                          
Type
Vote
  
Mgt. Rec
                                               
1.1
Elect Director Derek Ross
                  
Management
For
  
For
1.2
Elect Director Brendan O'Grady
            
Management
For
  
For
1.3
Elect Director Deborah Jackson
            
Management
For
  
For
2
Ratify PricewaterhouseCoopers LLP as Auditors
    
Management
For
  
For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.







 
Aspiration Funds
   
   
 
/s/ Andrei Cherny
   
By:
Andrei Cherny
President and Principal Executive Officer
 
   
Date:
August 24, 2021