N-PX 1 npx0619.htm ASPIRATION FUNDS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY



Investment Company Act file number 811-22922


Aspiration Funds
(Exact name of registrant as specified in charter)


4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices)        (Zip code)


The Corporation Trust Company
1209 Orange Street, Wilmington, DE  19801
 (Name and address of agent for service)





Registrant's telephone number, including area code: 252-972-9922


Date of fiscal year end: September 30


Date of reporting period: July 1, 2018 - June 30, 2019




PROXY VOTING RECORDS

Aspiration Flagship Fund
Proxy Voting Records
                                     
BLACKROCK
  		                          
Security
      
09260B382
          
Meeting Type
  
Special
Ticker Symbol
    
BSIIX
              
Meeting Date
    
21-Nov-18
Record Date
    
24-Sep-18
                          
                                     
Item
Proposal
  		            
Type
    
Vote
Mgt. Rec
1B
Election of Directors
          
Management
      
 
1
Michael J. Castellano
                
For
For
  
 
2
Richard E. Cavanagh
                
For
For
  
 
3
Cynthia L. Egan
                  
For
For
  
 
4
Frank J. Fabozzi
                  
For
For
  
 
5
Rober Fairbairn
                  
For
For
  
 
6
Henry Gabbay
                  
For
For
  
 
7
R. Glenn Hubbard
                  
For
For
  
 
8
W. Carl Kester
                  
For
For
  
 
9
Catherine A. Lynch
                
For
For
  
 
10
John M. Perlowski
                  
For
For
  
 
11
Karen P. Robards
                  
For
For
  
                                     
                                     
HORIZONS ETF TRUST I
 		                      
Security
      
44053G603
          
Meeting Type
  
Special
Ticker Symbol
    
HSPX
              
Meeting Date
    
19-Dec-18
Record Date
    
31-Oct-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1
Approve Reorganization Plan
    
Management
For
      
2
Approve Reorganization Plan
      
Management
For
      
3
Approve Reorganization Plan
      
Management
For
For
  
                                     

OPPENHEIMER QUEST FOR VALUE FUNDS
 		              
Security
      
68380E759
          
Meeting Type
  
Special
Ticker Symbol
    
QOPIX
              
Meeting Date
    
12-Apr-19
Record Date
    
14-Jan-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1
Approve Reorganization Plan
    
Management
For
For
  
                                     
                                     
LIVENT CORPORATION
 		                      
Security
      
53814L108
          
Meeting Type
  
Annual
Ticker Symbol
    
LTHM
              
Meeting Date
    
1-May-19
Record Date
    
11-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a.
Election of Directors (Majority Voting)
  
Management
Against
Against
1b.
Election of Directors (Majority Voting)
    
Management
Against
Against
  
2
Ratify Appointment of Independent Auditors
  
Management
For
For
  
                                     
                                     
TREX COMPANY, INC.
 		                        
Security
      
89531P105
          
Meeting Type
  
Annual
Ticker Symbol
    
TREX
              
Meeting Date
    
1-May-19
Record Date
    
4-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1
Election of Directors
          
Management
      
 
1
Michael F. Golden
                  
Abstain
Against
  
 
2
Richard E. Posey
                  
Abstain
Against
  
2
14A Executive Compensation
      
Management
For
For
  
3
Amend Articles-Board Related
      
Management
For
For
  
4
Ratify Appointment of Independent Auditors
  
Management
For
For
  

Aspiration Redwood Fund
Proxy Voting Records
                                     
LAM RESEARCH CORP.
 		                      
Security
      
512807108
          
Meeting Type
  
Annual
Ticker Symbol
    
LRCX
              
Meeting Date
    
6-Nov-18
Record Date
    
7-Sep-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Martin B. Anstice
    
Management
For
For
  
1.2
Elect Director Eric K. Brandt
        
Management
Abstain
For
  
1.3
Elect Director Michael R. Cannon
    
Management
For
For
  
1.4
Elect Director Youssef A. El-Mansy
    
Management
For
For
  
1.5
Elect Director Christine A. Heckart
    
Management
For
For
  
1.6
Elect Director Catherine P. Lego
    
Management
For
For
  
1.7
Elect Director Stephen G. Newberry
    
Management
For
For
  
1.8
Elect Director Abhijit Y. Talwalkar
    
Management
For
For
  
1.9
Elect Director Lih Shyng (Rick L.) Tsai
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Amend Qualified Employee Stock Purchase Plan
  
Management
For
For
  
4
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
                                     
                                     
WESTERN DIGITAL CORP.
 		                    
Security
      
958102105
          
Meeting Type
  
Annual
Ticker Symbol
    
WDC
              
Meeting Date
    
7-Nov-18
Record Date
    
10-Sep-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Martin I. Cole
    
Management
Against
For
  
1b
Elect Director Kathleen A. Cote
    
Management
Against
For
  
1c
Elect Director Henry T. DeNero
    
Management
For
For
  
1d
Elect Director Tunc Doluca
        
Management
For
For
  
1e
Elect Director Michael D. Lambert
    
Management
For
For
  
1f
Elect Director Len J. Lauer
        
Management
For
For
  
1g
Elect Director Matthew E. Massengill
    
Management
For
For
  
1h
Elect Director Stephen D. Milligan
    
Management
For
For
  
1i
Elect Director Paula A. Price
        
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Amend Omnibus Stock Plan
        
Management
For
For
  
4
Amend Qualified Employee Stock Purchase Plan
  
Management
For
For
  
5
Ratify KPMG LLP as Auditors
      
Management
For
For
  

THE TJX COS., INC.
 		                        
Security
      
872540109
          
Meeting Type
  
Special
Ticker Symbol
    
TJX
              
Meeting Date
    
22-Oct-18
Record Date
    
27-Sep-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1
Increase Authorized Common Stock
  
Management
For
For
  
                                     
                                     
MICRON TECHNOLOGY, INC.
 		                
Security
      
595112103
          
Meeting Type
  
Annual
Ticker Symbol
    
MU
              
Meeting Date
    
17-Jan-19
Record Date
    
19-Nov-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Robert L. Bailey
    
Management
For
For
  
1.2
Elect Director Richard M. Beyer
    
Management
For
For
  
1.3
Elect Director Patrick J. Byrne
      
Management
For
For
  
1.4
Elect Director Steven J. Gomo
      
Management
For
For
  
1.5
Elect Director Mary Pat McCarthy
    
Management
For
For
  
1.6
Elect Director Sanjay Mehrotra
      
Management
For
For
  
1.7
Elect Director Robert E. Switz
      
Management
For
For
  
2
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  

WALGREENS BOOTS ALLIANCE, INC.
 		              
Security
      
931427108
          
Meeting Type
  
Annual
Ticker Symbol
    
WBA
              
Meeting Date
    
25-Jan-19
Record Date
    
26-Nov-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Jose E. Almeida
    
Management
For
For
  
1b
Elect Director Janice M. Babiak
    
Management
For
For
  
1c
Elect Director David J. Brailer
        
Management
For
For
  
1d
Elect Director William C. Foote
      
Management
For
For
  
1e
Elect Director Ginger L. Graham
    
Management
For
For
  
1f
Elect Director John A. Lederer
      
Management
For
For
  
1g
Elect Director Dominic P. Murphy
    
Management
For
For
  
1h
Elect Director Stefano Pessina
      
Management
For
For
  
1i
Elect Director Leonard D. Schaeffer
    
Management
For
For
  
1j
Elect Director Nancy M. Schlichting
    
Management
For
For
  
1k
Elect Director James A. Skinner
    
Management
For
For
  
2
Ratify Deloitte & Touche LLP as Auditors
  
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
4
Amend Qualified Employee Stock Purchase Plan
  
Management
For
For
  
5
Require Independent Board Chairman
    
Shareholder
For
Against
  
6
Use GAAP for Executive Compensation Metrics
  
Shareholder
Against
Against
  
7
Report on Governance Measures Implemented Related to Opioids
  
Shareholder
For
Against
  
8
Reduce Ownership Threshold for Shareholders to Call Special Meeting
Shareholder
For
Against
  
                                     
                                     
JABIL, INC.
 		                              
Security
      
466313103
          
Meeting Type
  
Annual
Ticker Symbol
    
JBL
              
Meeting Date
    
24-Jan-19
Record Date
    
30-Nov-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Anousheh Ansari
    
Management
For
For
  
1.2
Elect Director Martha F. Brooks
    
Management
For
For
  
1.3
Elect Director Christopher S. Holland
    
Management
For
For
  
1.4
Elect Director Timothy L. Main
      
Management
For
For
  
1.5
Elect Director Mark T. Mondello
    
Management
For
For
  
1.6
Elect Director John C. Plant
        
Management
For
For
  
1.7
Elect Director Steven A. Raymund
    
Management
For
For
  
1.8
Elect Director Thomas A. Sansone
    
Management
For
For
  
1.9
Elect Director David M. Stout
        
Management
For
For
  
2
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  


VISA, INC.
 		                              
Security
      
92826C839
          
Meeting Type
  
Annual
Ticker Symbol
    
V
              
Meeting Date
    
29-Jan-19
Record Date
    
30-Nov-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Lloyd A. Carney
    
Management
For
For
  
1b
Elect Director Mary B. Cranston
    
Management
For
For
  
1c
Elect Director Francisco Javier Fernandez-Carbajal
  
Management
For
For
  
1d
Elect Director Alfred F. Kelly, Jr.
    
Management
For
For
  
1e
Elect Director John F. Lundgren
    
Management
For
For
  
1f
Elect Director Robert W. Matschullat
    
Management
For
For
  
1g
Elect Director Denise M. Morrison
    
Management
For
For
  
1h
Elect Director Suzanne Nora Johnson
    
Management
For
For
  
1i
Elect Director John A.C. Swainson
    
Management
For
For
  
1j
Elect Director Maynard G. Webb, Jr.
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify KPMG LLP as Auditors
      
Management
For
For
  
                                     
                                     
ASHLAND GLOBAL HOLDINGS, INC.
 		              
Security
      
44186104
            
Meeting Type
  
Annual
Ticker Symbol
    
ASH
              
Meeting Date
    
8-Feb-19
Record Date
    
10-Dec-18
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Brendan M. Cummins
  
Management
For
For
  
1.1
Elect Director Kathleen Wilson-Thompson
  
Management
For
For
  
1.11
Elect Director William A. Wulfsohn
    
Management
For
For
  
1.2
Elect Director William G. Dempsey
    
Management
For
For
  
1.3
Elect Director Jay V. Ihlenfeld
      
Management
For
For
  
1.4
Elect Director Susan L. Main
        
Management
For
For
  
1.5
Elect Director Jerome A. Peribere
    
Management
For
For
  
1.6
Elect Director Craig A. Rogerson
    
Management
For
For
  
1.7
Elect Director Mark C. Rohr
        
Management
For
For
  
1.8
Elect Director Janice J. Teal
        
Management
For
For
  
1.9
Elect Director Michael J. Ward
      
Management
For
For
  
2
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  

THE WALT DISNEY CO.
 		                      
Security
      
254687106
          
Meeting Type
  
Annual
Ticker Symbol
    
DIS
              
Meeting Date
    
7-Mar-19
Record Date
    
7-Jan-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Susan E. Arnold
    
Management
For
For
  
1b
Elect Director Mary T. Barra
        
Management
For
For
  
1c
Elect Director Safra A. Catz
        
Management
For
For
  
1d
Elect Director Francis A. deSouza
    
Management
For
For
  
1e
Elect Director Michael Froman
      
Management
For
For
  
1f
Elect Director Robert A. Iger
        
Management
For
For
  
1g
Elect Director Maria Elena Lagomasino
    
Management
For
For
  
1h
Elect Director Mark G. Parker
        
Management
For
For
  
1i
Elect Director Derica W. Rice
        
Management
For
For
  
2
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
4
Report on Lobbying Payments and Policy
  
Management
For
Against
  
5
Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation
Management
Against
Against
  
                                     
                                     
APPLIED MATERIALS, INC.
 		                    
Security
      
38222105
            
Meeting Type
  
Annual
Ticker Symbol
    
AMAT
              
Meeting Date
    
7-Mar-19
Record Date
    
10-Jan-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Judy Bruner
    
Management
For
For
  
1b
Elect Director Xun (Eric) Chen
      
Management
For
For
  
1c
Elect Director Aart J. de Geus
      
Management
For
For
  
1d
Elect Director Gary E. Dickerson
    
Management
For
For
  
1e
Elect Director Stephen R. Forrest
    
Management
For
For
  
1f
Elect Director Thomas J. Iannotti
    
Management
For
For
  
1g
Elect Director Alexander A. Karsner
    
Management
For
For
  
1h
Elect Director Adrianna C. Ma
      
Management
For
For
  
1i
Elect Director Scott A. McGregor
    
Management
For
For
  
1j
Elect Director Dennis D. Powell
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify KPMG LLP as Auditors
      
Management
For
For
  
4
Provide Right to Act by Written Consent
  
Shareholder
For
Against
  

ADOBE INC.
 		                            
Security
      
00724F101
          
Meeting Type
  
Annual
Ticker Symbol
    
ADBE
              
Meeting Date
    
11-Apr-19
Record Date
    
13-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Amy L. Banse
    
Management
For
For
  
1b
Elect Director Frank A. Calderoni
    
Management
For
For
  
1c
Elect Director James E. Daley
      
Management
For
For
  
1d
Elect Director Laura B. Desmond
    
Management
For
For
  
1e
Elect Director Charles M. Geschke
    
Management
For
For
  
1f
Elect Director Shantanu Narayen
    
Management
For
For
  
1g
Elect Director Kathleen Oberg
      
Management
For
For
  
1h
Elect Director Dheeraj Pandey
      
Management
For
For
  
1i
Elect Director David A. Ricks
        
Management
For
For
  
1j
Elect Director Daniel L. Rosensweig
    
Management
For
For
  
1k
Elect Director John E. Warnock
    
Management
For
For
  
2
Approve Omnibus Stock Plan
      
Management
For
For
  
3
Ratify KPMG LLP as Auditors
      
Management
For
For
  
4
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
5
Report on Gender Pay Gap
        
Shareholder
Against
Against
  
                                     
                                     
U.S. BANCORP
 		                              
Security
      
902973304
          
Meeting Type
  
Annual
Ticker Symbol
    
USB
              
Meeting Date
    
16-Apr-19
Record Date
    
19-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Warner L. Baxter
    
Management
For
For
  
1b
Elect Director Dorothy J. Bridges
    
Management
For
For
  
1c
Elect Director Elizabeth L. Buse
    
Management
For
For
  
1d
Elect Director Marc N. Casper
      
Management
For
For
  
1e
Elect Director Andrew Cecere
      
Management
For
For
  
1f
Elect Director Arthur D. Collins, Jr.
    
Management
Against
For
  
1g
Elect Director Kimberly J. Harris
    
Management
For
For
  
1h
Elect Director Roland A. Hernandez
    
Management
Against
For
  
1i
Elect Director Doreen Woo Ho
      
Management
For
For
  
1j
Elect Director Olivia F. Kirtley
        
Management
Against
For
  
1k
Elect Director Karen S. Lynch
      
Management
For
For
  
1l
Elect Director Richard P. McKenney
    
Management
For
For
  
1m
Elect Director Yusuf I. Mehdi
        
Management
For
For
  
1n
Elect Director David B. O'Maley
    
Management
Against
For
  
1o
Elect Director O'dell M. Owens
      
Management
Against
For
  
1p
Elect Director Craig D. Schnuck
    
Management
Against
For
  
1q
Elect Director Scott W. Wine
        
Management
For
For
  
2
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  


JOHNSON & JOHNSON
 		                      
Security
      
478160104
          
Meeting Type
  
Annual
Ticker Symbol
    
JNJ
              
Meeting Date
    
25-Apr-19
Record Date
    
26-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Mary C. Beckerle
    
Management
For
For
  
1b
Elect Director D. Scott Davis
        
Management
For
For
  
1c
Elect Director Ian E. L. Davis
        
Management
For
For
  
1d
Elect Director Jennifer A. Doudna
    
Management
For
For
  
1e
Elect Director Alex Gorsky
        
Management
For
For
  
1f
Elect Director Marillyn A. Hewson
    
Management
For
For
  
1g
Elect Director Mark B. McClellan
    
Management
For
For
  
1h
Elect Director Anne M. Mulcahy
    
Management
For
For
  
1i
Elect Director William D. Perez
      
Management
For
For
  
1j
Elect Director Charles Prince
        
Management
For
For
  
1k
Elect Director A. Eugene Washington
    
Management
For
For
  
1l
Elect Director Ronald A. Williams
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditor
  
Management
Against
For
  
4
Clawback Disclosure of Recoupment Activity from Senior Officers
  
Shareholder
For
Against
  
5
Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
Shareholder
Against
Against
  
                                     
                                     
AMERIPRISE FINANCIAL, INC.
 		                        
Security
      
03076C106
          
Meeting Type
  
Annual
Ticker Symbol
    
AMP
              
Meeting Date
    
24-Apr-19
Record Date
    
28-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director James M. Cracchiolo
  
Management
Against
For
  
1b
Elect Director Dianne Neal Blixt
    
Management
For
For
  
1c
Elect Director Amy DiGeso
        
Management
For
For
  
1d
Elect Director Lon R. Greenberg
    
Management
For
For
  
1e
Elect Director Jeffrey Noddle
        
Management
For
For
  
1f
Elect Director Robert F. Sharpe, Jr.
    
Management
Against
For
  
1g
Elect Director W. Edward Walter, III
    
Management
For
For
  
1h
Elect Director Christopher J. Williams
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
For
For
  

APTIV PLC
 		                              
Security
      
G6095L109
          
Meeting Type
  
Annual
Ticker Symbol
    
APTV
              
Meeting Date
    
25-Apr-19
Record Date
    
28-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1
Elect Director Kevin P. Clark
    
Management
For
  
For
  
2
Elect Director Nancy E. Cooper
    
Management
For
  
For
  
3
Elect Director Frank J. Dellaquila
    
Management
For
  
For
  
4
Elect Director Nicholas M. Donofrio
    
Management
For
  
For
  
5
Elect Director Mark P. Frissora
      
Management
For
  
For
  
6
Elect Director Rajiv L. Gupta
        
Management
Against
  
For
  
7
Elect Director Sean O. Mahoney
    
Management
For
  
For
  
8
Elect Director Robert K. Ortberg
    
Management
For
  
For
  
9
Elect Director Colin J. Parris
        
Management
For
  
For
  
10
Elect Director Ana G. Pinczuk
      
Management
For
  
For
  
11
Elect Director Lawrence A. Zimmerman
  
Management
For
  
For
  
12
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
Management
For
  
For
  
13
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
  
For
  
                                     
                                     
BIO-RAD LABORATORIES, INC.
 		                      
Security
      
90572207
            
Meeting Type
  
Annual
Ticker Symbol
    
BIO
              
Meeting Date
    
29-Apr-19
Record Date
    
28-Feb-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Arnold A. Pinkston
    
Management
For
  
For
  
1.2
Elect Director Melinda Litherland
    
Management
For
  
For
  
1.3
Ratify KPMG LLP as Auditors
      
Management
For
  
For
  
                                     


ALLERGAN PLC
 		                        
Security
      
G0177J108
          
Meeting Type
  
Annual
Ticker Symbol
    
AGN
              
Meeting Date
    
1-May-19
Record Date
    
5-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Nesli Basgoz
    
Management
For
For
  
1b
Elect Director Joseph H. Boccuzi
    
Management
For
For
  
1c
Elect Director Christopher W. Bodine
    
Management
For
For
  
1d
Elect Director Adriane M. Brown
    
Management
For
For
  
1e
Elect Director Christopher J. Coughlin
    
Management
For
For
  
1f
Elect Director Carol Anthony (John) Davidson
  
Management
For
For
  
1g
Elect Director Thomas C. Freyman
    
Management
For
For
  
1h
Elect Director Michael E. Greenberg
    
Management
For
For
  
1i
Elect Director Robert J. Hugin
      
Management
For
For
  
1j
Elect Director Peter J. McDonnell
    
Management
For
For
  
1k
Elect Director Brenton L. Saunders
    
Management
For
For
  
5a
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Management
For
For
  
5b
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their  Remuneration
Management
Against
For
  
4
Authorize Issue of Equity
          
Management
For
For
  
6
Require Independent Board Chairman
    
Shareholder
For
Against
  
                                     
                                     
AMERICAN EXPRESS COMPANY
 		                    
Security
      
25816109
            
Meeting Type
  
Annual
Ticker Symbol
    
AXP
              
Meeting Date
    
7-May-19
Record Date
    
11-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Charlene Barshefsky
  
Management
For
For
  
1b
Elect Director John J. Brennan
      
Management
For
For
  
1c
Elect Director Peter Chernin
        
Management
Against
For
  
1d
Elect Director Ralph de la Vega
    
Management
For
For
  
1e
Elect Director Anne Lauvergeon
    
Management
For
For
  
1f
Elect Director Michael O. Leavitt
    
Management
For
For
  
1g
Elect Director Theodore J. Leonsis
    
Management
For
For
  
1h
Elect Director Stephen J. Squeri
    
Management
Against
For
  
1i
Elect Director Daniel L. Vasella
    
Management
For
For
  
1j
Elect Director Ronald A. Williams
    
Management
Against
For
  
1k
Elect Director Christopher D. Young
    
Management
For
For
  
2
Ratify PricewaterhouseCoopers LLP as Auditor
  
Management
For
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
4
Provide Right to Act by Written Consent
  
Shareholder
For
Against
  
5
Adjust Executive Compensation Metrics for Share Buybacks
  
Shareholder
Against
Against
  
6
Report on Gender Pay Gap
        
Shareholder
For
Against
  


INCYTE CORPORATION
 		                      
Security
      
45337C102
          
Meeting Type
  
Annual
Ticker Symbol
    
INCY
              
Meeting Date
    
26-Apr-19
Record Date
    
12-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Julian C. Baker
    
Management
Against
For
  
1.2
Elect Director Jean-Jacques Bienaime
    
Management
For
For
  
1.3
Elect Director Paul A. Brooke
        
Management
Against
For
  
1.4
Elect Director Paul J. Clancy
        
Management
Against
For
  
1.5
Elect Director Wendy L. Dixon
      
Management
Against
For
  
1.6
Elect Director Jacqualyn A. Fouse
    
Management
Against
For
  
1.7
Elect Director Paul A. Friedman
    
Management
Against
For
  
1.8
Elect Director Herve Hoppenot
      
Management
Against
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Amend Omnibus Stock Plan
        
Management
For
For
  
4
Ratify Ernst & Young LLP as Auditors
    
Management
Against
For
  
5
Require Independent Board Chairman
    
Shareholder
For
Against
  
                                     
                                     
GARDNER DENVER HOLDINGS, INC.
 		                  
Security
      
36555P107
          
Meeting Type
  
Annual
Ticker Symbol
    
GDI
              
Meeting Date
    
9-May-19
Record Date
    
13-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Vicente Reynal
    
Management
For
For
  
1b
Elect Director John Humphrey
      
Management
For
For
  
1c
Elect Director Joshua T. Weisenbeck
    
Management
For
For
  
2
Ratify Deloitte & Touche LLP as Auditors
  
Management
For
For
  
                                     


TERADYNE. INC.
 		                        
Security
      
880770102
          
Meeting Type
  
Annual
Ticker Symbol
    
TER
              
Meeting Date
    
7-May-19
Record Date
    
14-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1A
Elect Director Michael A. Bradley
    
Management
For
For
  
1B
Elect Director Edwin J. Gillis
        
Management
For
For
  
1C
Elect Director Timothy E. Guertin
    
Management
For
For
  
1D
Elect Director Mark E. Jagiela
        
Management
For
For
  
1E
Elect Director Mercedes Johnson
    
Management
For
For
  
1F
Elect Director Marilyn Matz
        
Management
For
For
  
1G
Elect Director Paul J. Tufano
        
Management
Against
For
  
1H
Elect Director Roy A. Vallee
        
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditor
  
Management
Against
For
  
                                     
                                     
AGCO CORP.
 		                              
Security
      
1084102
            
Meeting Type
  
Annual
Ticker Symbol
    
AGCO
              
Meeting Date
    
25-Apr-19
Record Date
    
15-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Roy V. Armes
    
Management
For
For
  
1.1
Elect Director Hendrikus Visser
    
Management
For
For
  
1.2
Elect Director Michael C. Arnold
    
Management
For
For
  
1.3
Elect Director P. George Benson
    
Management
Against
For
  
1.4
Elect Director Suzanne P. Clark
    
Management
For
For
  
1.5
Elect Director Wolfgang Deml
        
Management
For
For
  
1.6
Elect Director George E. Minnich
    
Management
For
For
  
1.7
Elect Director Martin H. Richenhagen
    
Management
For
For
  
1.8
Elect Director Gerald L. Shaheen
    
Management
Against
For
  
1.9
Elect Director Mallika Srinivasan
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify KPMG LLP as Auditor
        
Management
For
For
  


MASCO CORPORATION
 		                      
Security
      
574599106
          
Meeting Type
  
Annual
Ticker Symbol
    
MAS
              
Meeting Date
    
10-May-19
Record Date
    
15-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Marie A. Ffolkes
    
Management
For
For
  
1b
Elect Director Donald R. Parfet
      
Management
Againt
For
  
1c
Elect Director Lisa A. Payne
        
Management
Againt
For
  
1d
Elect Director Reginald M. Turner
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
Againt
For
  
                                     
                                     
PRUDENTIAL FINANCIAL, INC.
 		                      
Security
      
744320102
          
Meeting Type
  
Annual
Ticker Symbol
    
PRU
              
Meeting Date
    
14-May-19
Record Date
    
15-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Thomas J. Baltimore, Jr.
  
Management
Against
For
  
1.1
Elect Director Sandra Pianalto
      
Management
For
For
  
1.11
Elect Director Christine A. Poon
    
Management
For
For
  
1.12
Elect Director Douglas A. Scovanner
    
Management
For
For
  
1.13
Elect Director Michael A. Todman
    
Management
For
For
  
1.2
Elect Director Gilbert F. Casellas
    
Management
For
For
  
1.3
Elect Director Robert M. Falzon
    
Management
For
For
  
1.4
Elect Director Mark B. Grier
        
Management
For
For
  
1.5
Elect Director Martina Hund-Mejean
    
Management
For
For
  
1.6
Elect Director Karl J. Krapek
        
Management
For
For
  
1.7
Elect Director Peter R. Lighte
        
Management
For
For
  
1.8
Elect Director Charles F. Lowrey
    
Management
For
For
  
1.9
Elect Director George Paz
        
Management
For
For
  
2
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
Against
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
4
Provide Right to Act by Written Consent
  
Shareholder
For
Against
  




SIMON PROPERTY GROUP, INC.
 		                
Security
      
828806109
          
Meeting Type
  
Annual
Ticker Symbol
    
SPG
              
Meeting Date
    
8-May-19
Record Date
    
15-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Glyn F. Aeppel
    
Management
For
For
  
1b
Elect Director Larry C. Glasscock
    
Management
For
For
  
1c
Elect Director Karen N. Horn
        
Management
For
For
  
1d
Elect Director Allan Hubbard
        
Management
For
For
  
1e
Elect Director Reuben S. Leibowitz
    
Management
Against
For
  
1f
Elect Director Gary M. Rodkin
      
Management
For
For
  
1g
Elect Director Stefan M. Selig
        
Management
For
For
  
1h
Elect Director Daniel C. Smith
        
Management
For
For
  
1i
Elect Director J. Albert Smith, Jr.
    
Management
Against
For
  
1j
Elect Director Marta R. Stewart
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
4
Approve Omnibus Stock Plan
      
Management
For
For
  
5
Report on Political Contributions
    
Shareholder
For
Against
  
                                     
                                     
AMAZON.COM, INC.
 		                        
Security
      
23135106
            
Meeting Type
  
Annual
Ticker Symbol
    
AMZN
              
Meeting Date
    
22-May-19
Record Date
    
28-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Jeffrey P. Bezos
    
Management
For
For
  
1b
Elect Director Rosalind G. Brewer
    
Management
For
For
  
1c
Elect Director Jamie S. Gorelick
    
Management
For
For
  
1d
Elect Director Daniel P. Huttenlocher
    
Management
For
For
  
1e
Elect Director Judith A. McGrath
    
Management
For
For
  
1f
Elect Director Indra K. Nooyi
        
Management
For
For
  
1g
Elect Director Jonathan J. Rubinstein
    
Management
For
For
  
1h
Elect Director Thomas O. Ryder
    
Management
For
For
  
1i
Elect Director Patricia Q. Stonesifer
    
Management
For
For
  
1j
Elect Director Wendell P. Weeks
    
Management
Against
For
  
2
Ratify Ernst & Young LLP as Auditor
    
Management
Against
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
4
Report on Management of Food Waste
    
Shareholder
Against
Against
  
5
Reduce Ownership Threshold for Shareholders to Call Special Meeting
Shareholder
Against
Against
  
6
Prohibit Sales of Facial Recognition Technology to Government Agencies
Shareholder
Against
Against
  
7
Report on Impact of Government Use of Facial Recognition Technologies
Shareholder
Against
Against
  
8
Report on Products Promoting Hate Speech
  
Shareholder
Against
Against
  
9
Require Independent Board Chairman
    
Shareholder
Against
Against
  
10
Report on Sexual Harassment
      
Shareholder
Against
Against
  
11
Report on Climate Change
        
Shareholder
For
Against
  
12
Disclose a Board of Directors' Qualification Matrix
  
Shareholder
Against
Against
  
13
Report on Gender Pay Gap
        
Shareholder
For
Against
  
14
Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
Shareholder
Against
Against
  
15
Provide Vote Counting to Exclude Abstentions
  
Shareholder
Against
Against
  
                                     


STERICYCLE, INC.
 		                        
Security
      
858912108
          
Meeting Type
  
Annual
Ticker Symbol
    
SRCL
              
Meeting Date
    
22-May-19
Record Date
    
28-Mar-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Robert S. Murley
    
Management
For
For
  
1b
Elect Director Cindy J. Miller
        
Management
For
For
  
1c
Elect Director Brian P. Anderson
    
Management
For
For
  
1d
Elect Director Lynn D. Bleil
        
Management
For
For
  
1e
Elect Director Thomas F. Chen
      
Management
For
For
  
1f
Elect Director J. Joel Hackney, Jr.
    
Management
For
For
  
1g
Elect Director Veronica M. Hagen
    
Management
For
For
  
1h
Elect Director Stephen C. Hooley
    
Management
For
For
  
1i
Elect Director Kay G. Priestly
        
Management
For
For
  
1j
Elect Director Mike S. Zafirovski
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify Ernst & Young LLP as Auditor
    
Management
For
For
  
4
Reduce Ownership Threshold for Shareholders to Call Special Meeting
Shareholder
For
Against
  
                                     
                                     
THE TJX COMPANIES, INC.
 		                    
Security
      
872540109
          
Meeting Type
  
Annual
Ticker Symbol
    
TJX
              
Meeting Date
    
4-Jun-19
Record Date
    
8-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Zein Abdalla
    
Management
For
For
  
1.1
Elect Director John F. O'Brien
      
Management
Against
For
  
1.11
Elect Director Willow B. Shire
      
Management
Against
For
  
1.2
Elect Director Alan M. Bennett
      
Management
Against
For
  
1.3
Elect Director Rosemary T. Berkery
    
Management
For
For
  
1.4
Elect Director David T. Ching
        
Management
Against
For
  
1.5
Elect Director Ernie Herrman
        
Management
For
For
  
1.6
Elect Director Michael F. Hines
      
Management
Against
For
  
1.7
Elect Director Amy B. Lane
        
Management
Against
For
  
1.8
Elect Director Carol Meyrowitz
      
Management
For
For
  
1.9
Elect Director Jackwyn L. Nemerov
    
Management
For
For
  
2
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
Against
For
  
3
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
4
Report on Gender, Race, or Ethnicity Pay Equity
  
Shareholder
Against
Against
  
5
Report on Prison Labor in Supply Chain
  
Shareholder
For
Against
  
6
Report on Human Rights Risks in Operations and Supply Chain
  
Shareholder
For
Against
  
                                     

IRONWOOD PHARMACEUTICALS, INC.
 		              
Security
      
46333X108
          
Meeting Type
  
Annual
Ticker Symbol
    
IRWD
              
Meeting Date
    
30-May-19
Record Date
    
9-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Andrew Dreyfus
    
Management
For
For
  
1.2
Elect Director Julie H. McHugh
      
Management
For
For
  
1.3
Elect Director Edward P. Owens
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Declassify the Board of Directors
    
Management
For
For
  
4
Approve Omnibus Stock Plan
      
Management
For
For
  
5
Ratify Ernst & Young LLP as Auditors
    
Management
Against
For
  
                                     
                                     
UNITEDHEALTH GROUP INCORPORATED
 		              
Security
      
91324P102
          
Meeting Type
  
Annual
Ticker Symbol
    
UNH
              
Meeting Date
    
3-Jun-19
Record Date
    
9-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director William C. Ballard, Jr.
  
Management
Against
For
  
1b
Elect Director Richard T. Burke
    
Management
Against
For
  
1c
Elect Director Timothy P. Flynn
      
Management
For
For
  
1d
Elect Director Stephen J. Hemsley
    
Management
For
For
  
1e
Elect Director Michele J. Hooper
    
Management
Against
For
  
1f
Elect Director F. William McNabb, III
    
Management
For
For
  
1g
Elect Director Valerie C. Montgomery Rice
  
Management
For
For
  
1h
Elect Director John H. Noseworthy
    
Management
For
For
  
1i
Elect Director Glenn M. Renwick
    
Management
For
For
  
1j
Elect Director David S. Wichmann
    
Management
For
For
  
1k
Elect Director Gail R. Wilensky
      
Management
Against
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify Deloitte & Touche LLP as Auditors
  
Management
For
For
  
4
Amend Proxy Access Right
        
Shareholder
For
Against
  

ROYAL CARIBBEAN CRUISES LTD.
 		              
Security
      
V7780T103
          
Meeting Type
  
Annual
Ticker Symbol
    
RCL
              
Meeting Date
    
30-May-19
Record Date
    
10-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director John F. Brock
    
Management
For
For
  
1b
Elect Director Richard D. Fain
      
Management
Against
For
  
1c
Elect Director Stephen R. Howe, Jr.
    
Management
For
For
  
1d
Elect Director William L. Kimsey
    
Management
Against
For
  
1e
Elect Director Maritza G. Montiel
    
Management
For
For
  
1f
Elect Director Ann S. Moore
        
Management
For
For
  
1g
Elect Director Eyal M. Ofer
        
Management
Against
For
  
1h
Elect Director Thomas J. Pritzker
    
Management
Against
For
  
1i
Elect Director William K. Reilly
      
Management
For
For
  
1j
Elect Director Vagn O. Sorensen
    
Management
Against
For
  
1k
Elect Director Donald Thompson
    
Management
For
For
  
1l
Elect Director Arne Alexander Wilhelmsen
  
Management
Against
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
For
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
Against
For
  
4
Report on Political Contributions Disclosure
  
Shareholder
For
Against
  
                                     
                                     
ACTIVISION BLIZZARD, INC.
 		                    
Security
      
00507V109
          
Meeting Type
  
Annual
Ticker Symbol
    
ATVI
              
Meeting Date
    
20-Jun-19
Record Date
    
22-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1.1
Elect Director Reveta Bowers
    
Management
For
For
  
1.1
Elect Director Elaine Wynn
        
Management
For
For
  
1.2
Elect Director Robert Corti
        
Management
Against
For
  
1.3
Elect Director Hendrik Hartong, III
    
Management
For
For
  
1.4
Elect Director Brian Kelly
          
Management
For
For
  
1.5
Elect Director Robert A. Kotick
      
Management
For
For
  
1.6
Elect Director Barry Meyer
        
Management
For
For
  
1.7
Elect Director Robert Morgado
      
Management
Against
For
  
1.8
Elect Director Peter Nolan
          
Management
For
For
  
1.9
Elect Director Casey Wasserman
    
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify PricewaterhouseCoopers LLP as Auditors
  
Management
For
For
  

DELTA AIR LINES, INC.
 		                      
Security
      
247361702
          
Meeting Type
  
Annual
Ticker Symbol
    
DAL
              
Meeting Date
    
20-Jun-19
Record Date
    
30-Apr-19
                          
                                     
Item
Proposal
 		              
Type
    
Vote
Mgt. Rec
1a
Elect Director Edward H. Bastian
    
Management
For
For
  
1b
Elect Director Francis S. Blake
      
Management
Against
For
  
1c
Elect Director Daniel A. Carp
        
Management
For
For
  
1d
Elect Director Ashton B. Carter
    
Management
For
For
  
1e
Elect Director David G. DeWalt
      
Management
For
For
  
1f
Elect Director William H. Easter, III
    
Management
For
For
  
1g
Elect Director Christopher A. Hazleton
    
Management
For
For
  
1h
Elect Director Michael P. Huerta
    
Management
For
For
  
1i
Elect Director Jeanne P. Jackson
    
Management
For
For
  
1j
Elect Director George N. Mattson
    
Management
For
For
  
1k
Elect Director Sergio A. L. Rial
      
Management
For
For
  
1l
Elect Director Kathy N. Waller
      
Management
For
For
  
2
Advisory Vote to Ratify Named Executive Officers' Compensation
  
Management
Against
For
  
3
Ratify Ernst & Young LLP as Auditors
    
Management
For
For
  
4
Provide Right to Act by Written Consent
  
Shareholder
For
Against
  

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.







 
Aspiration Funds
   
   
    /s/ Andrei Cherny
 
Date: August 19, 2019
 
Andrei Cherny
President and Principal Executive Officer