(State or Other Jurisdiction of Incorporation or Organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
2300 Orchard Parkway
San Jose, CA95131
(Address of principal executive offices, including zip code)
(408) 325-8668
(Name and telephone number, including area code, of the person to contact in connection with this report)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which registered
Common stock, $0.00001 par value per share
ATEN
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
A10 Networks, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders on April 26, 2023 (the “Annual Meeting”). There were 74,096,407 shares of common stock entitled to vote at the Annual Meeting, of which 67,983,251 (91.74%) shares were voted in person or by proxy. The Company’s stockholders voted upon and approved the following proposals at the Annual Meeting:
Proposal 1: The election of the directors named below to hold office until the Company’s 2024 annual meeting of stockholders and until their successors are duly elected and qualified, subject to earlier resignation or removal:
For
Withhold
Broker Non-Votes
Tor R. Braham
57,680,820
994,443
9,307,988
Peter Y. Chung
54,316,228
4,359,035
9,307,988
Eric Singer
47,404,537
11,270,726
9,307,988
Dhrupad Trivedi
56,521,721
2,153,542
9,307,988
Dana Wolf
58,585,959
89,304
9,307,988
Proposal 2: A non-binding advisory vote to approve the Company’s executive compensation:
For
Against
Abstain
Broker Non-Votes
55,557,403
3,044,439
73,421
9,307,988
Proposal 3: The ratification of the appointment of Armanino LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023:
For
Against
Abstain
Broker Non-Votes
67,921,008
45,483
16,760
—
Proposal 4: The approval of the Company’s 2023 Stock Incentive Plan:
For
Against
Abstain
Broker Non-Votes
47,856,310
10,754,563
64,390
9,307,988
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
