S-1/A 1 forms-1a.htm

 

As filed with the Securities and Exchange Commission on February 6, 2025.

 

Registration No. 333-283807

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Pre-Effective Amendment No. 1 to

FORM S-1

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

AMERICAN BATTERY TECHNOLOGY COMPANY
(Exact name of registrant as specified in its charter)

 

Nevada   7372   33-1227980

(State or jurisdiction of

incorporation or organization)

  (Primary Standard Industrial Classification Code Number)  

(I.R.S. Employer

Identification No.)

 

100 Washington Street, Suite 100

Reno, NV 89503

Tel: (775) 473-4744

(Address, including zip code, and telephone number,

including area code, of registrant’s principal executive offices)

 
Ryan Melsert
Chief Executive Officer
100 Washington Street, Suite 100,
Reno, NV 89503
Tel: (775) 473-4744

(Name, address, including zip code, and telephone number,

including area code, of agent for service)

 

With a copy to:

 

Amy Bowler

Holland & Hart LLP

555 17th Street, Suite 3200

Denver, CO 80202

(303) 295-8000

 

From time to time after the effective date of this registration statement

(Approximate date of commencement of proposed sale to the public)

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following: ☒

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer Accelerated filer
Non-accelerated filer Smaller reporting company
    Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the U.S. Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

 

 

 

 

 

 

EXPLANATORY NOTE

 

This Amendment No. 1 to the Registration Statement on Form S-1 of American Battery Technology Company (the “Company”) (File No. 333-283807) is being filed as an exhibit-only filing solely to file the opinion of Holland & Hart LLP. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature pages to the Registration Statement, and the referenced exhibit. The prospectus and the balance of Part II of the Registration Statement are unchanged hereby and have been omitted.

 

Item 16. Exhibits

 

The following exhibits are included as part of this Registration Statement by reference:

 

Exhibit   Description   Filed Herewith  

Incorporated

Date

 

By

Form

 

Reference

Exhibit

3.1   Articles of Incorporation, as amended       September 12, 2022   10-K   3.1
3.2   Certificate of Change       September 14, 2022   8-K   3.1
3.3   Certificate of Amendment       November 14, 2024   8-K   3.1
3.4   Amended and Restated Bylaws       September 11, 2023   8-K   3.1
4.1+*   Form of Senior Secured Convertible Notes                
5.1   Opinion of Holland & Hart LLP   X            
10.1+*   Securities Purchase Agreement                
23.1*   Consent of Marcum LLP                
23.2   Consent of Holland & Hart LLP (included in Exhibit 5.1)   X            
107*   Filing Fee Table                

 

 

+ Portions of this exhibit have been omitted for confidentiality purposes.
*

Previously filed.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Reno, State of Nevada, on February 6, 2025.

 

  AMERICAN BATTERY TECHNOLOGY COMPANY
  a Nevada corporation
     
  By: /s/ Ryan Melsert
    Ryan Melsert
    Chief Executive Officer, Chief Technology Officer and Director

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated.

 

/s/ Ryan Melsert        
Ryan Melsert   Chief Executive Officer, Chief Technology Officer and Director (Principal Executive Officer)   February 6, 2025
         
*        
Elizabeth Lowery   Director   February 6, 2025
         
*        
Susan Yun Lee   Director   February 6, 2025
         
*        
Richard Fezell   Chairman of the Board, Director   February 6, 2025
         
*        
Sherif Marakby   Director   February 6, 2025
         
/s/ Paul McGarry        
Paul McGarry   Interim Chief Financial Officer (Principal Accounting Officer and Principal Financial Officer)   February 6, 2025

 

*By: /s/ Ryan Melsert  
  Ryan Melsert  
  Attorney-In-Fact