SC 13G 1 d500747dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Rule 13d-102)

(Amendment No.     )*

 

 

CIGMA METALS CORPORATION

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.0001 PER SHARE

(Title of Class of Securities)

171792302

(CUSIP Number)

September 21, 2012

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


13G

 

CUSIP No. 171792302   Page 2 of 12 Pages

 

  1.   

Names of reporting persons

 

Deutsche Balaton Aktiengesellschaft

  2.  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Germany

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    5,249,800

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    5,249,800

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    5,249,800

10.  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

11.  

Percent of class represented by amount in Row 9

 

    8.82% (1)

12.  

Type of reporting person

 

    FI

 

(1) Assumes that there are 59,500,000 shares of common stock of Cigma Metals Corporation outstanding, as reported in the Quarterly Report on Form 10-Q filed by Cigma Metals Corporation with the Securities and Exchange Commission on November 29, 2012.


13G

 

CUSIP No. 171792302    Page 3 of 12 Pages

 

  1.   

Names of reporting persons

 

VV Beteiligungen Aktiengesellschaft

  2.  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Germany

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    5,249,800

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    5,249,800

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    5,249,800

10.  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

11.  

Percent of class represented by amount in Row 9

 

    8.82% (1)

12.  

Type of reporting person

 

    FI

 

(1) Assumes that there are 59,500,000 shares of common stock of Cigma Metals Corporation outstanding, as reported in the Quarterly Report on Form 10-Q filed by Cigma Metals Corporation with the Securities and Exchange Commission on November 29, 2012.


13G

 

CUSIP No. 171792302    Page 4 of 12 Pages

 

  1.   

Names of reporting persons

 

Delphi Unternehmensberatung Aktiengesellschaft

  2.  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Germany

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    5,249,800

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    5,249,800

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    5,249,800

10.  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

11.  

Percent of class represented by amount in Row 9

 

    8.82% (1)

12.  

Type of reporting person

 

    FI

 

(1) Assumes that there are 59,500,000 shares of common stock of Cigma Metals Corporation outstanding, as reported in the Quarterly Report on Form 10-Q filed by Cigma Metals Corporation with the Securities and Exchange Commission on November 29, 2012.


13G

 

CUSIP No. 171792302    Page 5 of 12 Pages

 

  1.   

Names of reporting persons

 

Wilhelm Konrad Thomas Zours

  2.  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Germany

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    5,249,800

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    5,249,800

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    5,249,800

10.  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

11.  

Percent of class represented by amount in Row 9

 

    8.82% (1)

12.  

Type of reporting person

 

    IN

 

(1) Assumes that there are 59,500,000 shares of common stock of Cigma Metals Corporation outstanding, as reported in the Quarterly Report on Form 10-Q filed by Cigma Metals Corporation with the Securities and Exchange Commission on November 29, 2012.


13G

 

CUSIP No. 171792302    Page 6 of 12 Pages

 

Item 1(a).      Name of Issuer:
     Cigma Metals Corporation
Item 1(b).      Address of Issuer’s Principal Executive Offices:
    

Calle / Zurbano 46, 2C

Madrid, Spain

Item 2(a).      Name of Persons Filing:
    

Deutsche Balaton Aktiengesellschaft

VV Beteiligungen Aktiengesellschaft

Delphi Unternehmensberatung Aktiengesellschaft

Wilhelm Konrad Thomas Zours

Item 2(b).      Address of Principal Business Office or, if None, Residence:
     The address of each of Deutsche Balaton Aktiengesellschaft, VV Beteiligungen Aktiengesellschaft, Delphi Unternehmensberatung Aktiengesellschaft and Wilhelm Konrad Thomas Zours is:
    

Ziegelhäuser Landstraße 1

Heidelberg, Germany, 69120

Item 2(c).      Citizenship:
    

Deutsche Balaton Aktiengesellschaft – Germany

VV Beteiligungen Aktiengesellschaft – Germany

Delphi Unternehmensberatung Aktiengesellschaft – Germany

Wilhelm Konrad Thomas Zours – Germany

Item 2(d).      Title of Class of Securities:
     Common Stock, par value $0.0001 per share.
Item 2(e).      CUSIP Number:
     171792302
Item 3.     
     If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)   ¨    Broker or dealer registered under Section 15 of the Act;
(b)   ¨    Bank as defined in Section 3(a)(6) of the Act;
(c)   ¨    Insurance company as defined in Section 3(a)(19) of the Act;
(d)   ¨    Investment company registered under Section 8 of the Investment Company Act of 1940;
(e)   ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);


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CUSIP No. 171792302    Page 7 of 12 Pages

 

(f)   ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)   ¨    A parent holding company or control person in accordance with §240.13d-1 (b)(1)(ii)(G);
(h)   ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i)   ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act;
(j)   ¨    A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)   ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with §240.13(d)-1(b)(1)(ii)(J), please specify the type of institution:                                         .
Item 4.      Ownership.
    

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

 

Reference is hereby made to Items 5-9 and 11 of pages 2 – 5 of this Schedule, which Items are incorporated by reference herein.

Item 5.      Ownership of Five Percent or Less of a Class.
     If this statement is being filed to report the fact that as of the date hereof each reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  ¨.
Item 6.      Ownership of More than Five Percent on Behalf of Another Person.
    

This Schedule 13G is being filed by Deutsche Balaton Aktiengesellschaft (“DB”), VV Beteiligungen Aktiengesellschaft (“VVB”), Delphi Unternehmensberatung Aktiengesellschaft (“DU”) and Wilhelm Konrad Thomas Zours (together with DB, VVB and DU, the “Reporting Persons”). VVB owns a majority interest in DB. DU owns a majority interest in VVB. Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU. Wilhelm Konrad Thomas Zours is the sole member of the board of management of VVB and DU.

 

Each of VVB, DU and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DB and disclaim beneficial ownership of such shares.

Item 7.      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
     Not applicable.
Item 8.      Identification and Classification of Members of the Group.
     Exhibit 2 sets forth information regarding the identity of members of a group. The Reporting Persons disclaim membership in a group and this report shall not be deemed an admission by any of the Reporting Persons that they are or may be members of a “group” for purposes of Rule 13d-5 or for any other purpose.


13G

 

CUSIP No. 171792302    Page 8 of 12 Pages

 

Item 9.      Notice of Dissolution of Group.
     Not applicable.
Item 10. Certification.
    

The Reporting Persons hereby make the following certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


13G

 

CUSIP No. 171792302    Page 9 of 12 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 11, 2013

 

DEUTSCHE BALATON AKTIENGESELLSCHAFT
By:  

/s/ Rolf Birkert

 

/s/ Jens Jüttner

  Rolf Birkert   Jens Jüttner
VV BETEILIGUNGEN AKTIENGESELLSCHAFT
By:  

/s/ Thomas Zours

  Thomas Zours  

DELPHI UNTERNEHMENSBERATUNG

AKTIENGESELLSCHAFT

By:  

/s/ Thomas Zours

  Thomas Zours  

/s/ Wilhelm Konrad Thomas Zours

Wilhelm Konrad Thomas Zours


13G

 

CUSIP No. 171792302    Page 10 of 12 Pages

 

EXHIBIT INDEX

 

Exhibit 1:    Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.
Exhibit 2:    Members of Group


13G

 

CUSIP No. 171792302    Page 11 of 12 Pages

 

Exhibit 1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

Date: March 11, 2013

 

DEUTSCHE BALATON AKTIENGESELLSCHAFT
By:  

/s/ Rolf Birkert

 

/s/ Jens Jüttner

  Rolf Birkert   Jens Jüttner
VV BETEILIGUNGEN AKTIENGESELLSCHAFT
By:  

/s/ Thomas Zours

  Thomas Zours  

DELPHI UNTERNEHMENSBERATUNG

AKTIENGESELLSCHAFT

By:  

/s/ Thomas Zours

  Thomas Zours  

/s/ Wilhelm Konrad Thomas Zours

Wilhelm Konrad Thomas Zours


13G

 

CUSIP No. 171792302    Page 12 of 12 Pages

 

Exhibit 2

MEMBERS OF GROUP

Deutsche Balaton Aktiengesellschaft

VV Beteiligungen Aktiengesellschaft

Delphi Unternehmensberatung Aktiengesellschaft

Wilhelm Konrad Thomas Zours