UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22641 

___Franklin Alternative Strategies Funds____

(Exact name of registrant as specified in charter)

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

Alison E. Baur, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

Registrant's telephone number, including area code: (650) 312-2000 

Date of fiscal year end: 5/31

Date of reporting period: 6/30/23

Item 1. Proxy Voting Records.

ABBOTT LABORATORIES
Meeting Date:  APR 28, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  ABT
Security ID:  002824100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

Against

1.2

Elect Director Claire Babineaux-Fontenot

Management

For

For

1.3

Elect Director Sally E. Blount

Management

For

Against

1.4

Elect Director Robert B. Ford

Management

For

For

1.5

Elect Director Paola Gonzalez

Management

For

Against

1.6

Elect Director Michelle A. Kumbier

Management

For

For

1.7

Elect Director Darren W. McDew

Management

For

Against

1.8

Elect Director Nancy McKinstry

Management

For

Against

1.9

Elect Director Michael G. O'Grady

Management

For

For

1.10

Elect Director Michael F. Roman

Management

For

For

1.11

Elect Director Daniel J. Starks

Management

For

For

1.12

Elect Director John G. Stratton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Require Independent Board Chair

Shareholder

Against

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

For

8

Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics

Shareholder

Against

For

ABBVIE INC.
Meeting Date:  MAY 05, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Melody B. Meyer

Management

For

For

1.3

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

Against

For

6

Report on Congruency of Political Spending with Company Values and Priorities

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Report on Impact of Extended Patent Exclusivities on Product Access

Shareholder

Against

Against

ACCELERATE ACQUISITION CORP.
Meeting Date:  DEC 15, 2022
Record Date:  NOV 25, 2022
Meeting Type:  SPECIAL

Ticker:  AAQC
Security ID:  00439D102

Proposal

Proposal

Proposed By

Management

Vote

No

Recommendation

Cast

1

Amend Certificate of Incorporation to Eliminate Redemption Limitation

Management

For

For

2

Amend Certificate of Incorporation to Change the Original Termination Date

Management

For

For

3

Amend Investment Management Trust Agreement

Management

For

For

4

Adjourn Meeting

Management

For

For

ACCENTURE PLC
Meeting Date:  FEB 01, 2023
Record Date:  DEC 06, 2022
Meeting Type:  ANNUAL

Ticker:  ACN
Security ID:  G1151C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jaime Ardila

Management

For

For

1b

Elect Director Nancy McKinstry

Management

For

For

1c

Elect Director Beth E. Mooney

Management

For

For

1d

Elect Director Gilles C. Pelisson

Management

For

For

1e

Elect Director Paula A. Price

Management

For

For

1f

Elect Director Venkata (Murthy) Renduchintala

Management

For

For

1g

Elect Director Arun Sarin

Management

For

For

1h

Elect Director Julie Sweet

Management

For

For

1i

Elect Director Tracey T. Travis

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

6

Authorize Board to Opt-Out of Statutory Pre-Emption Rights

Management

For

For

7

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 21, 2023
Record Date:  APR 25, 2023
Meeting Type:  ANNUAL

Ticker:  ATVI

Security ID:  00507V109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Reveta Bowers

Management

For

For

1b

Elect Director Kerry Carr

Management

For

For

1c

Elect Director Robert Corti

Management

For

For

1d

Elect Director Brian Kelly

Management

For

For

1e

Elect Director Robert Kotick

Management

For

For

1f

Elect Director Barry Meyer

Management

For

For

1g

Elect Director Robert Morgado

Management

For

For

1h

Elect Director Peter Nolan

Management

For

For

1i

Elect Director Dawn Ostroff

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

For

6

Adopt Policy on Freedom of Association and Collective Bargaining

Shareholder

Against

For

7

Report on Prevention of Harassment and Discrimination in the Workplace - Withdrawn

Shareholder

None

None

AEA-BRIDGES IMPACT CORP.
Meeting Date:  SEP 16, 2022
Record Date:  MAY 06, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  IMPX
Security ID:  G01046104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2

Change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware

Management

For

Against

3

Amend Charter

Management

For

Against

4a

Approve Changes in the Authorized Share Capital

Management

For

Against

4b

Authorize Board to Issue Any or All Shares of Preferred Stock in One or More Classes or Series

Management

For

Against

4c

Eliminate Right to Act by Written Consent

Management

For

Against

4d

Approve Other Changes in Connection with

Management

For

Against

Adoption of the Domesticated ABIC Organizational Documents

5

Approve Omnibus Stock Plan

Management

For

Against

6

Adjourn Meeting

Management

For

Against

ALGONQUIN POWER & UTILITIES CORP.
Meeting Date:  JUN 20, 2023
Record Date:  APR 24, 2023
Meeting Type:  ANNUAL

Ticker:  AQN
Security ID:  015857105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Ratify Ernst & Young LLP as Auditors

Management

For

For

2.1

Elect Director Arun Banskota

Management

For

For

2.2

Elect Director Melissa Stapleton Barnes

Management

For

For

2.3

Elect Director Amee Chande

Management

For

For

2.4

Elect Director Daniel Goldberg

Management

For

For

2.5

Elect Director Christopher Huskilson

Management

For

For

2.6

Elect Director D. Randy Laney

Management

For

For

2.7

Elect Director Kenneth Moore

Management

For

For

2.8

Elect Director Masheed Saidi

Management

For

For

2.9

Elect Director Dilek Samil

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

ALPHABET INC.
Meeting Date:  JUN 02, 2023
Record Date:  APR 04, 2023
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Larry Page

Management

For

Against

1b

Elect Director Sergey Brin

Management

For

Against

1c

Elect Director Sundar Pichai

Management

For

Against

1d

Elect Director John L. Hennessy

Management

For

Against

1e

Elect Director Frances H. Arnold

Management

For

Against

1f

Elect Director R. Martin "Marty" Chavez

Management

For

For

1g

Elect Director L. John Doerr

Management

For

Against

1h

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1i

Elect Director Ann Mather

Management

For

For

1j

Elect Director K. Ram Shriram

Management

For

Against

1k

Elect Director Robin L. Washington

Management

For

Against

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties

Shareholder

Against

Against

8

Report on Framework to Assess Company Lobbying Alignment with Climate Goals

Shareholder

Against

Against

9

Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access

Shareholder

Against

For

10

Report on Risks of Doing Business in Countries with Significant Human Rights Concerns

Shareholder

Against

Against

11

Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology

Shareholder

Against

For

12

Disclose More Quantitative and Qualitative Information on Algorithmic Systems

Shareholder

Against

For

13

Report on Alignment of YouTube Policies With Online Safety Regulations

Shareholder

Against

For

14

Report on Content Governance and Censorship

Shareholder

Against

Against

15

Commission Independent Assessment of Effectiveness of Audit and Compliance Committee

Shareholder

Against

For

16

Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders

Shareholder

Against

For

17

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

18

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

ALTICE USA, INC.
Meeting Date:  JUN 14, 2023
Record Date:  APR 19, 2023
Meeting Type:  ANNUAL

Ticker:  ATUS
Security ID:  02156K103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alexandre Fonseca

Management

For

Against

1b

Elect Director Patrick Drahi

Management

For

Against

1c

Elect Director David Drahi

Management

For

Against

1d

Elect Director Dexter Goei

Management

For

Against

1e

Elect Director Mark Mullen

Management

For

Against

1f

Elect Director Dennis Okhuijsen

Management

For

Against

1g

Elect Director Susan Schnabel

Management

For

For

1h

Elect Director Charles Stewart

Management

For

Against

1i

Elect Director Raymond Svider

Management

For

Against

2

Ratify KPMG LLP as Auditors

Management

For

For

ALTRIA GROUP, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL

Ticker:  MO
Security ID:  02209S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ian L.T. Clarke

Management

For

For

1b

Elect Director Marjorie M. Connelly

Management

For

For

1c

Elect Director R. Matt Davis

Management

For

For

1d

Elect Director William F. Gifford, Jr.

Management

For

For

1e

Elect Director Jacinto J. Hernandez

Management

For

For

1f

Elect Director Debra J. Kelly-Ennis

Management

For

For

1g

Elect Director Kathryn B. McQuade

Management

For

For

1h

Elect Director George Munoz

Management

For

For

1i

Elect Director Nabil Y. Sakkab

Management

For

For

1j

Elect Director Virginia E. Shanks

Management

For

For

1k

Elect Director Ellen R. Strahlman

Management

For

For

1l

Elect Director M. Max Yzaguirre

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Congruency of Political Spending

Shareholder

Against

Against

with Company Values and Priorities

6

Report on Third-Party Civil Rights Audit

Shareholder

Against

For

AMAZON.COM, INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 30, 2023
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Andrew R. Jassy

Management

For

For

1c

Elect Director Keith B. Alexander

Management

For

For

1d

Elect Director Edith W. Cooper

Management

For

Against

1e

Elect Director Jamie S. Gorelick

Management

For

For

1f

Elect Director Daniel P. Huttenlocher

Management

For

Against

1g

Elect Director Judith A. McGrath

Management

For

Against

1h

Elect Director Indra K. Nooyi

Management

For

For

1i

Elect Director Jonathan J. Rubinstein

Management

For

For

1j

Elect Director Patricia Q. Stonesifer

Management

For

For

1k

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ratification of Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For

6

Report on Climate Risk in Retirement Plan Options

Shareholder

Against

Against

7

Report on Customer Due Diligence

Shareholder

Against

For

8

Revise Transparency Report to Provide Greater Disclosure on Government Requests

Shareholder

Against

Against

9

Report on Government Take Down Requests

Shareholder

Against

Against

10

Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines

Shareholder

Against

For

11

Publish a Tax Transparency Report

Shareholder

Against

For

12

Report on Climate Lobbying

Shareholder

Against

Against

13

Report on Median and Adjusted Gender/Racial Pay Gaps

Shareholder

Against

Against

14

Report on Cost/Benefit Analysis of Diversity,

Shareholder

Against

Against

Equity and Inclusion Programs

15

Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders

Shareholder

Against

For

16

Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining

Shareholder

Against

For

17

Consider Pay Disparity Between Executives and Other Employees

Shareholder

Against

Against

18

Report on Animal Welfare Standards

Shareholder

Against

Against

19

Establish a Public Policy Committee

Shareholder

Against

Against

20

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

Shareholder

Against

Against

21

Commission a Third Party Audit on Working Conditions

Shareholder

Against

For

22

Report on Efforts to Reduce Plastic Use

Shareholder

Against

Against

23

Commission Third Party Study and Report on Risks Associated with Use of Rekognition

Shareholder

Against

For

AMC ENTERTAINMENT HOLDINGS, INC.
Meeting Date:  MAR 14, 2023
Record Date:  FEB 08, 2023
Meeting Type:  SPECIAL

Ticker:  AMC
Security ID:  00165C203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

2

Approve Reverse Stock Split

Management

For

For

3

Adjourn Meeting

Management

For

For

AMERICAN CAMPUS COMMUNITIES, INC.
Meeting Date:  AUG 04, 2022
Record Date:  JUN 14, 2022
Meeting Type:  SPECIAL

Ticker:  ACC
Security ID:  024835100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 24, 2023
Record Date:  MAR 27, 2023

Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas A. Bartlett

Management

For

For

1b

Elect Director Kelly C. Chambliss

Management

For

For

1c

Elect Director Teresa H. Clarke

Management

For

For

1d

Elect Director Raymond P. Dolan

Management

For

For

1e

Elect Director Kenneth R. Frank

Management

For

For

1f

Elect Director Robert D. Hormats

Management

For

For

1g

Elect Director Grace D. Lieblein

Management

For

For

1h

Elect Director Craig Macnab

Management

For

For

1i

Elect Director JoAnn A. Reed

Management

For

For

1j

Elect Director Pamela D. A. Reeve

Management

For

For

1k

Elect Director Bruce L. Tanner

Management

For

For

1l

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

AMYRIS, INC.
Meeting Date:  MAY 25, 2023
Record Date:  MAR 28, 2023
Meeting Type:  ANNUAL

Ticker:  AMRS
Security ID:  03236M200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ana Dutra

Management

For

For

1b

Elect Director Geoffrey Duyk

Management

For

For

1c

Elect Director James McCann

Management

For

Withhold

1d

Elect Director Steven Mills

Management

For

For

2

Ratify Macias Gini & O'Connell LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Increase Authorized Common Stock

Management

For

For

ANGEL POND HOLDINGS CORPORATION
Meeting Date:  NOV 22, 2022
Record Date:  OCT 20, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  POND
Security ID:  G0447J102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve SPAC Transaction

Management

For

Against

2

Approve Merger Agreement

Management

For

Against

3

Approve Amendments to the Memorandum and Articles of Association of APHC

Management

For

Against

4

Approve Issuance of Shares for a Private Placement

Management

For

Against

5

Approve Amendments to the Memorandum and Articles of Association of Irish Holdco

Management

For

Against

6

Elect Directors

Management

For

Against

7

Approve Omnibus Stock Plan

Management

For

Against

8

Change Company Name of Irish Holdco from Mangomill plc to MariaDB plc

Management

For

Against

9

Adjourn Meeting

Management

For

Against

ANZU SPECIAL ACQUISITION CORP. I
Meeting Date:  FEB 28, 2023
Record Date:  JAN 17, 2023
Meeting Type:  SPECIAL

Ticker:  ANZU
Security ID:  03737A101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 4, 2023 to September 30, 2023

Management

For

For

2

Adjourn Meeting

Management

For

For

AON PLC
Meeting Date:  JUN 16, 2023
Record Date:  APR 14, 2023
Meeting Type:  ANNUAL

Ticker:  AON
Security ID:  G0403H108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lester B. Knight

Management

For

For

1.2

Elect Director Gregory C. Case

Management

For

For

1.3

Elect Director Jin-Yong Cai

Management

For

For

1.4

Elect Director Jeffrey C. Campbell

Management

For

For

1.5

Elect Director Fulvio Conti

Management

For

For

1.6

Elect Director Cheryl A. Francis

Management

For

For

1.7

Elect Director Adriana Karaboutis

Management

For

For

1.8

Elect Director Richard C. Notebaert

Management

For

For

1.9

Elect Director Gloria Santona

Management

For

For

1.10

Elect Director Sarah E. Smith

Management

For

For

1.11

Elect Director Byron O. Spruell

Management

For

For

1.12

Elect Director Carolyn Y. Woo

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Ratify Ernst & Young Chartered Accountants as Statutory Auditor

Management

For

For

6

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

7

Amend Omnibus Plan

Management

For

For

APOLLO STRATEGIC GROWTH CAPITAL II
Meeting Date:  MAY 05, 2023
Record Date:  APR 04, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  APGB
Security ID:  G0412A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 12, 2023 to February 12, 2024

Management

For

For

2

Amend Articles to Eliminate Redemption Limitation

Management

For

For

3

Adjourn Meeting

Management

For

For

APPLE INC.
Meeting Date:  MAR 10, 2023
Record Date:  JAN 09, 2023
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Alex Gorsky

Management

For

For

1e

Elect Director Andrea Jung

Management

For

For

1f

Elect Director Art Levinson

Management

For

For

1g

Elect Director Monica Lozano

Management

For

For

1h

Elect Director Ron Sugar

Management

For

For

1i

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Civil Rights and Non-Discrimination Audit

Shareholder

Against

Against

6

Report on Operations in Communist China

Shareholder

Against

Against

7

Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals

Shareholder

Against

Against

8

Report on Median Gender/Racial Pay Gap

Shareholder

Against

Against

9

Amend Proxy Access Right

Shareholder

Against

Against

APX ACQUISITION CORP. I
Meeting Date:  FEB 27, 2023
Record Date:  JAN 30, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  APXI
Security ID:  G0440J109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association to Change Extension Payment

Management

For

For

2

Amend Investment Management Trust Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

ARES ACQUISITION CORP.
Meeting Date:  FEB 02, 2023
Record Date:  DEC 15, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  AAC
Security ID:  G33032106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 4, 2023 to August 4, 2023

Management

For

For

2

Amend Certificate of Incorporation Regarding Redemption Limitation

Management

For

For

3

Adjourn Meeting

Management

For

For

ARRAY TECHNOLOGIES, INC.
Meeting Date:  MAY 23, 2023
Record Date:  MAR 28, 2023
Meeting Type:  ANNUAL

Ticker:  ARRY
Security ID:  04271T100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brad Forth

Management

For

Withhold

1.2

Elect Director Kevin Hostetler

Management

For

For

1.3

Elect Director Gerrard Schmid

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Certificate of Incorporation to Allow Exculpation of Officers as Permitted by Delaware Law

Management

For

For

ATHENA CONSUMER ACQUISITION CORP.
Meeting Date:  DEC 21, 2022
Record Date:  NOV 17, 2022
Meeting Type:  SPECIAL

Ticker:  ACAQ
Security ID:  04684M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 22, 2023 to July 22, 2023

Management

For

For

2

Adjourn Meeting

Management

For

For

ATHENA TECHNOLOGY ACQUISITION CORP. II
Meeting Date:  DEC 21, 2022
Record Date:  NOV 21, 2022
Meeting Type:  SPECIAL

Ticker:  ATEK
Security ID:  04687C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend

Management

For

For

Consummation of Business Combination from June 14, 2023 to September 14, 2023

2

Adjourn Meeting

Management

For

For

ATLANTIC AVENUE ACQUISITION CORP
Meeting Date:  OCT 04, 2022
Record Date:  AUG 26, 2022
Meeting Type:  SPECIAL

Ticker:  ASAQ
Security ID:  04906P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from October 6, 2022 to April 6, 2023

Management

For

For

2

Amend Investment Management Trust Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

ATLAS AIR WORLDWIDE HOLDINGS, INC.
Meeting Date:  NOV 29, 2022
Record Date:  OCT 18, 2022
Meeting Type:  SPECIAL

Ticker:  AAWW
Security ID:  049164205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

ATLAS CREST INVESTMENT CORP. II
Meeting Date:  DEC 01, 2022
Record Date:  NOV 03, 2022
Meeting Type:  SPECIAL

Ticker:  ACII
Security ID:  049287105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation

Management

For

For

2

Amend Certificate of Incorporation to Change the Original Termination Date

Management

For

For

3

Amend Investment Management Trust Agreement

Management

For

For

4

Adjourn Meeting

Management

For

For

ATLASSIAN CORPORATION PLC

Meeting Date:  AUG 22, 2022
Record Date:  JUN 24, 2022
Meeting Type:  SPECIAL

Ticker:  TEAM
Security ID:  G06242111

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Effect Scheme of Arrangement

Management

For

For

ATLASSIAN CORPORATION PLC
Meeting Date:  AUG 22, 2022
Record Date:  JUN 24, 2022
Meeting Type:  SPECIAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

AUSTERLITZ ACQUISITION CORP. I
Meeting Date:  NOV 22, 2022
Record Date:  OCT 28, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  AUS
Security ID:  G0633D109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association to Change Consummation of Business Combination from March 2, 2023 to November 22, 2022

Management

For

For

2

Amend Investment Management Trust Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

AUSTERLITZ ACQUISITION CORP. II
Meeting Date:  NOV 22, 2022
Record Date:  OCT 28, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  ASZ
Security ID:  G0633U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association to Change Consummation of Business Combination from March 2, 2023 to November 22, 2022

Management

For

For

2

Amend Investment Management Trust Agreement

Management

For

For

3

Adjourn Meeting

Management

For

For

AUTOLIV, INC.
Meeting Date:  MAY 11, 2023
Record Date:  MAR 15, 2023
Meeting Type:  ANNUAL

Ticker:  ALV
Security ID:  052800109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mikael Bratt

Management

For

For

1.2

Elect Director Laurie Brlas

Management

For

For

1.3

Elect Director Jan Carlson

Management

For

For

1.4

Elect Director Hasse Johansson

Management

For

For

1.5

Elect Director Leif Johansson

Management

For

For

1.6

Elect Director Franz-Josef Kortum

Management

For

For

1.7

Elect Director Frederic Lissalde

Management

For

For

1.8

Elect Director Xiaozhi Liu

Management

For

For

1.9

Elect Director Gustav Lundgren

Management

For

For

1.10

Elect Director Martin Lundstedt

Management

For

For

1.11

Elect Director Thaddeus J. "Ted" Senko

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young AB as Auditors

Management

For

For

AVALARA, INC.
Meeting Date:  OCT 14, 2022
Record Date:  SEP 08, 2022
Meeting Type:  PROXY CONTEST

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Universal Proxy (White Proxy Card)

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Universal Proxy (Gold Proxy Card)

1

Approve Merger Agreement

Management

Against

Did Not

Vote

2

Advisory Vote on Golden Parachutes

Management

Against

Did Not Vote

3

Adjourn Meeting

Management

Against

Did Not Vote

BALL CORPORATION
Meeting Date:  APR 26, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  BALL
Security ID:  058498106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cathy D. Ross

Management

For

For

1.2

Elect Director Betty J. Sapp

Management

For

For

1.3

Elect Director Stuart A. Taylor, II

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

BANK OF AMERICA CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  MAR 01, 2023
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Jose (Joe) E. Almeida

Management

For

For

1c

Elect Director Frank P. Bramble, Sr.

Management

For

For

1d

Elect Director Pierre J.P. de Weck

Management

For

For

1e

Elect Director Arnold W. Donald

Management

For

For

1f

Elect Director Linda P. Hudson

Management

For

For

1g

Elect Director Monica C. Lozano

Management

For

For

1h

Elect Director Brian T. Moynihan

Management

For

For

1i

Elect Director Lionel L. Nowell, III

Management

For

For

1j

Elect Director Denise L. Ramos

Management

For

For

1k

Elect Director Clayton S. Rose

Management

For

For

1l

Elect Director Michael D. White

Management

For

For

1m

Elect Director Thomas D. Woods

Management

For

For

1n

Elect Director Maria T. Zuber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Require Independent Board Chair

Shareholder

Against

For

7

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

8

Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting

Shareholder

Against

Against

9

Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets

Shareholder

Against

For

10

Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development

Shareholder

Against

Against

11

Commission Third Party Racial Equity Audit

Shareholder

Against

Against

BILL.COM HOLDINGS, INC.
Meeting Date:  DEC 08, 2022
Record Date:  OCT 11, 2022
Meeting Type:  ANNUAL

Ticker:  BILL
Security ID:  090043100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Steven Cakebread

Management

For

For

1.2

Elect David M. Hornik

Management

For

For

1.3

Elect Brian Jacobs

Management

For

Withhold

1.4

Elect Allie Kline

Management

For

For

2

Ratification of Auditor

Management

For

For

3

Advisory Vote on Executive Compensation

Management

For

Against

BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Meeting Date:  SEP 29, 2022
Record Date:  AUG 29, 2022
Meeting Type:  SPECIAL

Ticker:  BHVN
Security ID:  G11196105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

BLACKROCK, INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 30, 2023
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bader M. Alsaad

Management

For

For

1b

Elect Director Pamela Daley

Management

For

For

1c

Elect Director Laurence D. Fink

Management

For

For

1d

Elect Director William E. Ford

Management

For

For

1e

Elect Director Fabrizio Freda

Management

For

For

1f

Elect Director Murry S. Gerber

Management

For

For

1g

Elect Director Margaret "Peggy" L. Johnson

Management

For

For

1h

Elect Director Robert S. Kapito

Management

For

For

1i

Elect Director Cheryl D. Mills

Management

For

For

1j

Elect Director Gordon M. Nixon

Management

For

For

1k

Elect Director Kristin C. Peck

Management

For

For

1l

Elect Director Charles H. Robbins

Management

For

For

1m

Elect Director Marco Antonio Slim Domit

Management

For

For

1n

Elect Director Hans E. Vestberg

Management

For

For

1o

Elect Director Susan L. Wagner

Management

For

For

1p

Elect Director Mark Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Third-Party Civil Rights Audit

Shareholder

Against

Against

6

Report on Ability to Engineer Decarbonization in the Real Economy

Shareholder

Against

Against

7

Report on Societal Impacts of Aerospace & Defense Industry ETF

Shareholder

Against

Against

BLEUACACIA LTD.
Meeting Date:  MAY 19, 2023

Record Date:  APR 19, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  BLEU
Security ID:  G11728105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination

Management

For

For

2

Amend Articles of Association to Eliminate Redemption Limitation

Management

For

For

3

Adjourn Meeting

Management

For

For

BRAEMAR HOTELS & RESORTS INC.
Meeting Date:  MAY 10, 2023
Record Date:  MAR 10, 2023
Meeting Type:  ANNUAL

Ticker:  BHR
Security ID:  10482B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Monty J. Bennett

Management

For

Withhold

1.2

Elect Director Stefani D. Carter

Management

For

Withhold

1.3

Elect Director Candace Evans

Management

For

For

1.4

Elect Director Kenneth H. Fearn, Jr.

Management

For

For

1.5

Elect Director Rebeca Odino-Johnson

Management

For

For

1.6

Elect Director Matthew D. Rinaldi

Management

For

For

1.7

Elect Director Abteen Vaziri

Management

For

Withhold

1.8

Elect Director Richard J. Stockton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify BDO USA, LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

BRIDGETOWN HOLDINGS LIMITED
Meeting Date:  OCT 13, 2022
Record Date:  SEP 07, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  BTWN
Security ID:  G1355U113

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from October 20, 2022 to October 20, 2023

Management

For

For

2

Adjourn Meeting

Management

For

For

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 02, 2023
Record Date:  MAR 13, 2023
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Deepak L. Bhatt

Management

For

For

1C

Elect Director Giovanni Caforio

Management

For

For

1D

Elect Director Julia A. Haller

Management

For

For

1E

Elect Director Manuel Hidalgo Medina

Management

For

For

1F

Elect Director Paula A. Price

Management

For

For

1G

Elect Director Derica W. Rice

Management

For

For

1H

Elect Director Theodore R. Samuels

Management

For

For

1I

Elect Director Gerald L. Storch

Management

For

For

1J

Elect Director Karen H. Vousden

Management

For

For

1K

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

For

6

Commission a Civil Rights and Non-Discrimination Audit

Shareholder

Against

Against

7

Amend Right to Call Special Meeting

Shareholder

Against

Against

BROADCOM INC.
Meeting Date:  APR 03, 2023
Record Date:  FEB 06, 2023
Meeting Type:  ANNUAL

Ticker:  AVGO
Security ID:  11135F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Diane M. Bryant

Management

For

Against

1b

Elect Director Gayla J. Delly

Management

For

For

1c

Elect Director Raul J. Fernandez

Management

For

For

1d

Elect Director Eddy W. Hartenstein

Management

For

Against

1e

Elect Director Check Kian Low

Management

For

Against

1f

Elect Director Justine F. Page

Management

For

For

1g

Elect Director Henry Samueli

Management

For

For

1h

Elect Director Hock E. Tan

Management

For

For

1i

Elect Director Harry L. You

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

BROADSCALE ACQUISITION CORP.
Meeting Date:  DEC 06, 2022
Record Date:  OCT 25, 2022
Meeting Type:  SPECIAL

Ticker:  SCLE
Security ID:  11134Y101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Change the Original Termination Date

Management

For

For

2

Amend Charter to Reduce Redemption Limitation

Management

For

For

3

Adjourn Meeting

Management

For

For

CALIFORNIA RESOURCES CORPORATION
Meeting Date:  APR 28, 2023
Record Date:  MAR 07, 2023
Meeting Type:  ANNUAL

Ticker:  CRC
Security ID:  13057Q305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew B. Bremner

Management

For

Withhold

1.2

Elect Director Tiffany (TJ) Thom Cepak

Management

For

For

1.3

Elect Director James N. Chapman

Management

For

For

1.4

Elect Director Francisco J. Leon

Management

For

For

1.5

Elect Director Mark A. (Mac) McFarland

Management

For

For

1.6

Elect Director Nicole Neeman Brady

Management

For

For

1.7

Elect Director Julio M. Quintana

Management

For

For

1.8

Elect Director William B. Roby

Management

For

For

1.9

Elect Director Alejandra (Ale) Veltmann

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive

Management

For

For

Officers' Compensation

4

Amend Certificate of Incorporation to Allow Exculpation of Officers

Management

For

Against

CANADIAN NATURAL RESOURCES LIMITED
Meeting Date:  MAY 04, 2023
Record Date:  MAR 15, 2023
Meeting Type:  ANNUAL

Ticker:  CNQ
Security ID:  136385101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine M. Best

Management

For

For

1.2

Elect Director M. Elizabeth Cannon

Management

For

For

1.3

Elect Director N. Murray Edwards

Management

For

For

1.4

Elect Director Christopher L. Fong

Management

For

For

1.5

Elect Director Gordon D. Giffin

Management

For

For

1.6

Elect Director Wilfred A. Gobert

Management

For

For

1.7

Elect Director Steve W. Laut

Management

For

For

1.8

Elect Director Tim S. McKay

Management

For

For

1.9

Elect Director Frank J. McKenna

Management

For

For

1.10

Elect Director David A. Tuer

Management

For

For

1.11

Elect Director Annette M. Verschuren

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

CANADIAN PACIFIC KANSAS CITY LIMITED
Meeting Date:  JUN 15, 2023
Record Date:  APR 24, 2023
Meeting Type:  ANNUAL

Ticker:  CP
Security ID:  13646K108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Ratify Ernst & Young LLP as Auditors

Management

For

For

2

Advisory Vote on Executive Compensation Approach

Management

For

For

3

Management Advisory Vote on Climate Change

Management

For

For

4.1

Elect Director John Baird

Management

For

For

4.2

Elect Director Isabelle Courville

Management

For

For

4.3

Elect Director Keith E. Creel

Management

For

For

4.4

Elect Director Gillian H. Denham

Management

For

For

4.5

Elect Director Antonio Garza

Management

For

For

4.6

Elect Director David Garza-Santos

Management

For

For

4.7

Elect Director Edward R. Hamberger

Management

For

For

4.8

Elect Director Janet H. Kennedy

Management

For

For

4.9

Elect Director Henry J. Maier

Management

For

For

4.10

Elect Director Matthew H. Paull

Management

For

For

4.11

Elect Director Jane L. Peverett

Management

For

For

4.12

Elect Director Andrea Robertson

Management

For

For

4.13

Elect Director Gordon T. Trafton

Management

For

For

CAPITALWORKS EMERGING MARKETS ACQUISITION CORP.
Meeting Date:  MAR 01, 2023
Record Date:  JAN 19, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  CMCA
Security ID:  G1889L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 3, 2023 to December 3, 2023

Management

For

For

2

Approve the Liquidation Amendment

Management

For

For

3

Amend Investment Management Trust Agreement

Management

For

For

4

Adjourn Meeting

Management

For

For

CARNEY TECHNOLOGY ACQUISITION CORP. II
Meeting Date:  DEC 14, 2022
Record Date:  NOV 10, 2022
Meeting Type:  SPECIAL

Ticker:  CTAQ
Security ID:  143636108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Certificate of Incorporation to Extend Consummation of Business Combination from December 14, 2022 to June 14, 2023

Management

For

For

2.1

Elect Director Carol Goode

Management

For

Withhold

2.2

Elect Director Robert Ferrell

Management

For

Withhold

3

Adjourn Meeting

Management

For

Against

CC NEUBERGER PRINCIPAL HOLDINGS II

Meeting Date:  JUL 19, 2022
Record Date:  MAY 11, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  PRPB
Security ID:  G3166T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

Against

2

Approve SPAC Transaction

Management

For

Against

3

Adjourn Meeting

Management

For

Against

CC NEUBERGER PRINCIPAL HOLDINGS III
Meeting Date:  FEB 01, 2023
Record Date:  JAN 09, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  PRPC
Security ID:  G1992N100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from February 5, 2023 to May 5, 2023, and to Further Extend, Without Another Shareholder Approval, to February 5, 2024

Management

For

For

2

Amend Memorandum and Articles of Association to Eliminate Redemption Limitation

Management

For

For

3

Adjourn Meeting

Management

For

For

CEMEX SAB DE CV
Meeting Date:  MAR 23, 2023
Record Date:  FEB 27, 2023
Meeting Type:  ANNUAL

Ticker:  CEMEXCPO
Security ID:  151290889

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income

Management

For

For

3

Present Board's Report on Share Repurchase

Management

For

For

4

Set Maximum Amount of Share Repurchase Reserve

Management

For

For

5

Authorize Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares

Management

For

For

6.A

Elect Rogelio Zambrano Lozano as Board Chairman

Management

For

For

6.B

Elect Fernando A. Gonzalez Olivieri as Director

Management

For

For

6.C

Elect Marcelo Zambrano Lozano as Director

Management

For

Against

6.D

Elect Armando J. Garcia Segovia as Director

Management

For

Against

6.E

Elect Rodolfo Garcia Muriel as Director

Management

For

For

6.F

Elect Francisco Javier Fernandez Carbajal as Director

Management

For

For

6.G

Elect Armando Garza Sada as Director

Management

For

For

6.H

Elect David Martinez Guzman as Director

Management

For

For

6.I

Elect Everardo Elizondo Almaguer as Director

Management

For

For

6.J

Elect Ramiro Gerardo Villarreal Morales as Director

Management

For

For

6.K

Elect Gabriel Jaramillo Sanint as Director

Management

For

For

6.L

Elect Isabel Maria Aguilera Navarro as Director

Management

For

For

6.M

Elect Maria de Lourdes Melgar Palacios as Director

Management

For

For

6.N

Elect Roger Saldana Madero as Board Secretary

Management

For

For

7.A

Elect Everardo Elizondo Almaguer as Chairman of Audit Committee

Management

For

For

7.B

Elect Francisco Javier Fernandez Carbajal as Member of Audit Committee

Management

For

For

7.C

Elect Gabriel Jaramillo Sanint as Member of Audit Committee

Management

For

For

7.D

Elect Roger Saldana Madero as Secretary of Audit Committee

Management

For

For

8.A

Elect Francisco Javier Fernandez Carbajal as Chairman of Corporate Practices and Finance Committee

Management

For

For

8.B

Elect Rodolfo Garcia Muriel as Member of Corporate Practices and Finance Committee

Management

For

For

8.C

Elect Armando Garza Sada as Member of Corporate Practices and Finance Committee

Management

For

For

8.D

Elect Roger Saldana Madero as Secretary of Corporate Practices and Finance Committee

Management

For

For

9.A

Elect Armando J. Garcia Segovia as Chairman of Sustainability, Climate Action, Social Impact and Diversity Committee

Management

For

Against

9.B

Elect Marcelo Zambrano Lozano as Member of Sustainability, Climate Action, Social Impact and Diversity Committee

Management

For

Against

9.C

Elect Isabel Maria Aguilera Navarro as Member of Sustainability, Climate Action, Social Impact and Diversity Committee

Management

For

For

9.D

Elect Maria de Lourdes Melgar Palacios as Member of Sustainability, Climate Action, Social Impact and Diversity Committee

Management

For

For

9.E

Elect Roger Saldana Madero as Secretary of Sustainability, Climate Action, Social Impact and Diversity Committee

Management

For

For

10

Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, Sustainability, Climate Action, Social Impact and Diversity Committees

Management

For

For

11

Authorize Board to Ratify and Execute Approved Resolutions

Management

For

For