UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
Regional Management Corp. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) on May 18, 2023. At the Annual Meeting, the stockholders of the Company voted on the following proposals, which are described in greater detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 12, 2023 (the “Proxy Statement”). The results of the voting are presented below.
Election of Directors
The Company’s stockholders elected the nine nominees named in the Proxy Statement to serve as members of the Company’s Board of Directors until the next annual meeting of stockholders or until their successors are elected and qualified, based on the following final voting results:
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Nominee |
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Votes For |
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Votes Withheld |
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Broker Non-Votes |
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Philip V. Bancroft |
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7,328,195 |
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188,899 |
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956,005 |
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Robert W. Beck |
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7,313,909 |
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203,185 |
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956,005 |
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Jonathan D. Brown |
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7,334,097 |
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182,997 |
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956,005 |
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Roel C. Campos |
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6,533,201 |
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983,893 |
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956,005 |
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Maria Contreras-Sweet |
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7,126,980 |
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390,114 |
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956,005 |
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Michael R. Dunn |
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7,286,369 |
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230,725 |
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956,005 |
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Steven J. Freiberg |
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7,045,217 |
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471,877 |
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956,005 |
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Sandra K. Johnson |
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7,257,349 |
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259,745 |
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956,005 |
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Carlos Palomares |
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7,116,287 |
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400,807 |
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956,005 |
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Ratification of Independent Auditor
The Company’s stockholders approved the ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, based on the following final voting results:
For |
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Against |
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Abstain |
8,463,873 |
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7,790 |
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1,436 |
Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers
The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, based on the following final voting results:
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Against |
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Abstain |
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Broker Non-Votes |
7,190,504 |
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315,814 |
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10,776 |
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956,005 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Regional Management Corp. |
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Date: |
May 22, 2023 |
By: |
/s/ Harpreet Rana |
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Name: Harpreet Rana |