ThZeal - The Zeal

SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

GRANITE GLOBAL VENTURES L.P.

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
VOCERA COMMUNICATIONS, INC. [ VCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2012

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/02/2012		C		20,478	A	⁽¹⁾	20,478	I	By Granite Global Ventures, L.P.⁽²⁾
Common Stock	04/02/2012		C		1,198,469	A	⁽¹⁾	1,198,469	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Common Stock	04/02/2012		C		922	A	⁽¹⁾	21,400	I	By Granite Global Ventures, L.P.⁽²⁾
Common Stock	04/02/2012		C		53,988	A	⁽¹⁾	1,252,457	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Common Stock	04/02/2012		C		6,013	A	⁽¹⁾	27,413	I	By Granite Global Ventures, L.P.⁽²⁾
Common Stock	04/02/2012		C		351,914	A	⁽¹⁾	1,604,371	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Common Stock	04/02/2012		X		3,633	A	$17.78	31,046	I	By Granite Global Ventures, L.P.⁽²⁾
Common Stock	04/02/2012		X		212,601	A	$17.78	1,816,972	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series D Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			20,478	⁽¹⁾	⁽¹⁾	Common Stock	20,478	⁽¹⁾	0	I	By Granite Global Ventures L.P.⁽²⁾
Series D Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			1,198,469	⁽¹⁾	⁽¹⁾	Common Stock	1,198,469	⁽¹⁾	0	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Series E Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			922	⁽¹⁾	⁽¹⁾	Common Stock	922	⁽¹⁾	0	I	By Granite Global Ventures L.P.⁽²⁾
Series E Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			53,988	⁽¹⁾	⁽¹⁾	Common Stock	53,988	⁽¹⁾	0	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Series F Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			6,013	⁽¹⁾	⁽¹⁾	Common Stock	6,013	⁽¹⁾	0	I	By Granite Global Ventures L.P.⁽²⁾
Series F Convertible Preferred Stock	⁽¹⁾	04/02/2012		C			351,914	⁽¹⁾	⁽¹⁾	Common Stock	351,914	⁽¹⁾	0	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)	$6.61	04/02/2012		C			276	⁽⁴⁾	10/19/2015	Series E Convertible Preferred Stock⁽¹⁾	276	⁽¹⁾	0	I	By Granite Global Ventures L.P.⁽²⁾
Common Stock Purchase Warrant (Right to Buy)	$6.61	04/02/2012		C		276		⁽⁴⁾	10/19/2015	Common Stock	276	⁽¹⁾	276	I	By Granite Global Ventures L.P.⁽²⁾
Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)	$6.61	04/02/2012		C			16,196	⁽⁴⁾	10/19/2015	Series E Convertible Preferred Stock⁽¹⁾	16,196	⁽¹⁾	0	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Common Stock Purchase Warrant (Right to Buy)	$6.61	04/02/2012		C		16,196		⁽⁴⁾	10/19/2015	Common Stock	16,196	⁽¹⁾	16,196	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Call Option (Right to Buy)	$17.78	04/02/2012		P		1		04/02/2012	04/03/2012	Common Stock	285,769	$17.78	1	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾⁽⁵⁾
Call Option (Right to Buy)	$17.78	04/02/2012		P		1		04/02/2012	04/03/2012	Common Stock	4,883	$17.78	1	I	By Granite Global Ventures L.P.⁽²⁾⁽⁵⁾
Put Option (Obligation to Buy)	$17.78	04/02/2012		S			285,769	04/02/2012	04/03/2012	Common Stock	759,248	$17.78	285,769	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾⁽⁶⁾
Put Option (Obligation to Buy)	$17.78	04/02/2012		S			4,883	04/02/2012	04/03/2012	Common Stock	4,883	$17.78	4,883	I	By Granite Global Ventures L.P.⁽²⁾⁽⁶⁾
Put Option (Obligation to Buy)	$17.78	04/02/2012		X			285,769	04/02/2012	04/03/2012	Common Stock	285,769	$0	0	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾⁽⁶⁾
Put Option (Obligation to Buy)	$17.78	04/02/2012		X			4,883	04/02/2012	04/03/2012	Common Stock	4,883	$0	0	I	By Granite Global Ventures L.P.⁽²⁾⁽⁶⁾
Stock Option (Right to Buy)	$0.3	04/02/2012		X		41,747		⁽⁴⁾	05/16/2012	Common Stock	41,747	$0	41,747	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Stock Option (Right to Buy)	$0.3	04/02/2012		X		713		⁽⁴⁾	05/16/2012	Common Stock	713	$0	713	I	By Granite Global Ventures L.P.⁽²⁾
Stock Option (Right to Buy)	$1.08	04/02/2012		X		31,421		⁽⁴⁾	01/27/2015	Common Stock	31,421	$0	31,421	I	By Granite Global Ventures (Q.P.) L.P.⁽³⁾
Stock Option (Right to Buy)	$1.08	04/02/2012		X		537		⁽⁴⁾	01/27/2015	Common Stock	537	$0	537	I	By Granite Global Ventures L.P.⁽²⁾

1. Name and Address of Reporting Person^*

GRANITE GLOBAL VENTURES L.P.

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

GRANITE GLOBAL VENTURES (Q.P.) L.P.

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

Granite Global Ventures L.L.C.

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

Rothrock Ray A.

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

SUN ANTHONY

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

Bonham Scott

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

Kellman Joel D

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

1. Name and Address of Reporting Person^*

Ng Thomas

(Last)

(First)

(Middle)

C/O GGV CAPITAL

2494 SAND HILL ROAD, SUITE 100

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Former 10% Owner

Explanation of Responses:

1. Each share of Series D, Series E and Series F Convertible Preferred Stock is convertible into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date.

2. The shares are owned by Granite Global Ventures L.P. ("GGV LP"), which is under common control with Granite Global Ventures (Q.P.) L.P. ("QP LP"). Granite Global Ventures L.L.C. (the "General Partner") serves as the general partner of GGV LP and QP LP and possesses power to direct the voting and disposition of the shares owned by GGV LP and QP LP and may be deemed to have indirect beneficial ownership of the shares held by GGV LP and QP LP. The General Partner owns no securities of the Issuer directly. Messrs. Rothrock, Sun, Bonham, Kellman, Nada, and Ng are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV LP and QP LP. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.

3. The shares are owned by QP LP. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.

4. Immediately exercisable.

5. Consists of the option to purchase from Robert Shostak of an aggregate of (i) 212,601shares of Common Stock and options to purchase 73,168 share of Common Stock and (ii) 3,633shares of Common Stock and options to purchase 1,250 share of Common Stock by QP LP and GGV LP, respectively, at a per share price of $17.78 subject to that certain Put and Call Agreement with Dr. Shostak, as amended, as disclosed in the issuer's Form S-1, incorporated herein by reference (the "Put/Call Agreement").

6. Consists of the obligation to purchase from Dr. Shostak of an aggregate of (i) 212,601shares of Common Stock and options to purchase 73,168 share of Common Stock and (ii) 3,633shares of Common Stock and options to purchase 1,250 share of Common Stock by QP LP and GGV LP, respectively, at a per share price of $17.78 subject to the Put/Call Agreement.

	/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures L.P.	04/04/2012
	/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C. which serves as the sole General Partner to Granite Global Ventures (Q.P.) L.P.	04/04/2012
	/s/ Hany M. Nada as Manager of Granite Global Ventures L.L.C.	04/04/2012
	/s/ Hany M. Nada as Attorney-in-Fact for Ray A. Rothrock	04/04/2012
	/s/ Hany M. Nada as Attorney-in-Fact for Anthony Sun	04/04/2012
	/s/ Hany M. Nada as Attorney-in-Fact for Scott B. Bonham	04/04/2012
	/s/ Hany M. Nada as Attorney-in-Fact for Joel D. Kellman	04/04/2012
	/s/ Hany M. Nada as Attorney-in-Fact for Thomas K. Ng	04/04/2012
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.