UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22466
Agility Multi-Asset Income Fund
(Exact name of registrant as specified in charter)
c/o UMB Fund Services, Inc.
235 West Galena Street
Milwaukee, WI 53212
(Address of principal executive offices) (Zip code)
Ann Maurer
235 W. Galena Street
Milwaukee, WI 53212
(414) 299-2217
(Name and address of agent for service)
Registrant's telephone number, including area code: 414.299.2217
Date of fiscal year end: September 30
Date of reporting period: July 1, 2018 - June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD
For Agility Multi-Asset Income Fund
GAI Agility Income Fund
Proxy Vote Log - 2019
Issuer of Portfolio Security | Exchange Ticker / Symbol | CUSIP # | Shareholder Meeting Date | GAI Agility N-PX Period End Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For, Against, or Abstain from Proposal/ Regarding Election of Directors/Other Matters |
Whether Vote Was With or Against Management |
RPM International Inc. | RPM | 749685103 | 10/4/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; None | With |
Pinnacle Foods, Inc. | PFF | 72348P104 | 10/23/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
CARDINAL HEALTH, INC. | CAH | 14149Y108 | 11/7/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Sysco Corporation | SYY | 871829107 | 11/16/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Medtronic PLC | MDT | G5960L103 | 12/7/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2018 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
New Jersey Resources Corporation | NJR | 646025106 | 1/23/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Whirlpool Corporation | WHR | 963320106 | 4/16/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Carnival Corporation | CCL | 143658300 | 4/16/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Genuine Parts Company | GPC | 372460105 | 4/22/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Public Services Enterprise Group, Inc | PEG | 744573106 | 4/16/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Johnson & Johnson | JNJ | 478160104 | 4/25/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Sonoco Products Company | SON | 835495102 | 4/17/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
United Parcel Service | UPS | 911312106 | 5/9/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Valero Energy Corporation | VLO | 91913Y100 | 4/30/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Garrison Capital Inc | GARS | 366554103 | 5/1/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Abbvie Inc. | ABBV | 00287Y109 | 5/3/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Eastman Chemical Company | EMN | 277432100 | 5/2/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Southern Copper Corporation | SCCO | 84265V105 | 4/25/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Dominion Energy, Inc | D | 25746U109 | 5/7/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Hubbell Incorporated | HUBB | 443510607 | 5/7/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Packaging Corporation of America | PKG | 695156109 | 5/7/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Gilead Sciences, Inc. | GILD | 375558103 | 5/8/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Phillips 66 | PSX | 718546104 | 5/8/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; 1 Year; None | With |
DTE Energy Company | DTE | 233331107 | 5/9/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Penske Automotive Group, Inc. | PAG | 70959W103 | 5/9/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Occidental Petroleum Corporation | OXY | 674599105 | 5/10/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Cummins Inc. | CMI | 231021106 | 5/14/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Alliant Energy Corporation | LNT | 18802108 | 5/16/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
Amgen Inc. | AMGN | 31162100 | 5/21/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Bunge Limited | BG | G16962105 | 5/23/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
The Hershey Company | HSY | 427866108 | 5/21/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Coca- Cola European Partners | CCEP | G25839104 | 5/29/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; None | With |
General Motors Company | GM | 37045V100 | 6/4/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For; Against | With |
KAR Auction Services Inc. | KAR | 48238T109 | 6/4/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
Garmin Ltd. | GRMN | H2906T109 | 6/7/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
International Game Technology PLC | IGT | G4863A108 | 5/17/2019 | 6/30/2019 | Annual Meeting | Issuer | Yes | For | With |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Agility Multi-Asset Income Fund | |
By (Signature and Title) | /s/ Kent Muckel | |
Kent Muckel, President | ||
Date | August 21, 2019 |