N-PX 1 fp0045227_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22466

 

Agility Multi-Asset Income Fund

 

(Exact name of registrant as specified in charter)

 

c/o UMB Fund Services, Inc.

235 West Galena Street

Milwaukee, WI 53212

 

(Address of principal executive offices) (Zip code)

 

Ann Maurer

235 W. Galena Street

Milwaukee, WI 53212

(414) 299-2217

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 414.299.2217

 

Date of fiscal year end: September 30

 

Date of reporting period: July 1, 2018 - June 30, 2019

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

ITEM 1. PROXY VOTING RECORD

 

For Agility Multi-Asset Income Fund

 

GAI Agility Income Fund

Proxy Vote Log - 2019

 

Issuer of Portfolio Security Exchange Ticker / Symbol CUSIP # Shareholder Meeting Date GAI Agility N-PX Period End Date Summary of Matter Voted On Who Proposed Matter: Issuer / Shareholder Whether Fund Cast Vote on Matter Fund's Vote For, Against, or Abstain from Proposal/
Regarding Election of Directors/Other Matters
Whether Vote Was With or Against Management
RPM International Inc. RPM 749685103 10/4/2018 6/30/2019 Annual Meeting Issuer Yes For; None With
Pinnacle Foods, Inc. PFF 72348P104 10/23/2018 6/30/2019 Annual Meeting Issuer Yes For With
CARDINAL HEALTH, INC. CAH 14149Y108 11/7/2018 6/30/2019 Annual Meeting Issuer Yes For; Against With
Sysco Corporation SYY 871829107 11/16/2018 6/30/2019 Annual Meeting Issuer Yes For; Against With
Medtronic PLC MDT G5960L103 12/7/2018 6/30/2019 Annual Meeting Issuer Yes For With
Cisco Systems, Inc. CSCO 17275R102 12/12/2018 6/30/2019 Annual Meeting Issuer Yes For; Against With
New Jersey Resources Corporation NJR 646025106 1/23/2019 6/30/2019 Annual Meeting Issuer Yes For With
Whirlpool Corporation WHR 963320106 4/16/2019 6/30/2019 Annual Meeting Issuer Yes For With
Carnival Corporation CCL 143658300 4/16/2019 6/30/2019 Annual Meeting Issuer Yes For With
Genuine Parts Company GPC 372460105 4/22/2019 6/30/2019 Annual Meeting Issuer Yes For With
Public Services Enterprise Group, Inc PEG 744573106 4/16/2019 6/30/2019 Annual Meeting Issuer Yes For With
Johnson & Johnson JNJ 478160104 4/25/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Sonoco Products Company SON 835495102 4/17/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
United Parcel Service UPS 911312106 5/9/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Valero Energy Corporation VLO 91913Y100 4/30/2019 6/30/2019 Annual Meeting Issuer Yes For With
Garrison Capital Inc GARS 366554103 5/1/2019 6/30/2019 Annual Meeting Issuer Yes For With
Abbvie Inc. ABBV 00287Y109 5/3/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Eastman Chemical Company EMN 277432100 5/2/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Southern Copper Corporation SCCO 84265V105 4/25/2019 6/30/2019 Annual Meeting Issuer Yes For With
Dominion Energy, Inc D 25746U109 5/7/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Hubbell Incorporated HUBB 443510607 5/7/2019 6/30/2019 Annual Meeting Issuer Yes For With
Packaging Corporation of America PKG 695156109 5/7/2019 6/30/2019 Annual Meeting Issuer Yes For With
Gilead Sciences, Inc. GILD 375558103 5/8/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Phillips 66 PSX 718546104 5/8/2019 6/30/2019 Annual Meeting Issuer Yes For; 1 Year; None With
DTE Energy Company DTE 233331107 5/9/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Penske Automotive Group, Inc. PAG 70959W103 5/9/2019 6/30/2019 Annual Meeting Issuer Yes For With
Occidental Petroleum Corporation OXY 674599105 5/10/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Cummins Inc. CMI 231021106 5/14/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Alliant Energy Corporation LNT 18802108 5/16/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
Amgen Inc. AMGN 31162100 5/21/2019 6/30/2019 Annual Meeting Issuer Yes For With
Bunge Limited BG G16962105 5/23/2019 6/30/2019 Annual Meeting Issuer Yes For With
The Hershey Company HSY 427866108 5/21/2019 6/30/2019 Annual Meeting Issuer Yes For With
Coca- Cola European Partners CCEP G25839104 5/29/2019 6/30/2019 Annual Meeting Issuer Yes For; None With
General Motors Company GM 37045V100 6/4/2019 6/30/2019 Annual Meeting Issuer Yes For; Against With
KAR Auction Services Inc. KAR 48238T109 6/4/2019 6/30/2019 Annual Meeting Issuer Yes For With
Garmin Ltd. GRMN H2906T109 6/7/2019 6/30/2019 Annual Meeting Issuer Yes For With
International Game Technology PLC IGT G4863A108 5/17/2019 6/30/2019 Annual Meeting Issuer Yes For With

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant Agility Multi-Asset Income Fund  
     
By (Signature and Title) /s/ Kent Muckel  
  Kent Muckel, President  
     
Date August 21, 2019