N-PX 1 n-px.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number    811-22466 
 
                                     GAI Agility Income Fund                                      
(Exact name of registrant as specified in charter)
 
c/o Wells Fargo Investment Institute, Inc.
Global Alternative Investments
401 South Tryon Street
                                          Charlotte, NC 28202                                         
(Address of principal executive offices) (Zip code)

Lloyd Lipsett
Wells Fargo Legal Department
J9201-210
200 Berkeley Street
                                           Boston, MA 02116                                          
(Name and address of agent for service)
 
Registrant's telephone number, including area code:  (866) 440-7460
 
Date of fiscal year end:  September 30
 
Date of reporting period:  July 1, 2017 – June 30, 2018
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
FORM N-PX SPREADSHEET*
    
REGISTRANT NAME:  GAI Agility Income Fund       
INVESTMENT COMPANY ACT FILE NUMBER:  811-22466      
REPORTING PERIOD:  07/01/2017 - 06-30-2018       
REGISTRANT ADDRESS:  401 South Tryon Street, Charlotte, NC 28202      
NAME OF SERIES (AS APPLICABLE):  __________________________________     
 
Issuer of Portfolio Security
Exchange Ticker /
Symbol
CUSIP #
Shareholder
Meeting Date
Summary of Matter
Voted On
Who Proposed
Matter:  Issuer /
Shareholder
Whether Fund
Cast Vote on
Matter
Fund's Vote For, Against, or Abstain
from Proposal/Regarding Election of
Directors/Other Matters
Whether Vote Was
With or Against
Management
Vanguard International Equity
Index Fund, Inc.
VNQI
922042676
11/15/2017
Special Meeting
Issuer
Yes
For
With
The Lazard Funds
GLIFX
52106N459
10/20/2017
Special Meeting
Issuer
Yes
For
With
KLA-TENCOR CORPORATION
KLAC
482480100
11/1/2017
Annual Meeting
Issuer
Yes
For
With
CARDINAL HEALTH, INC.
CAH
14149Y108
11/8/2017
Annual Meeting
Issuer
Yes
For; Against
With
COACH, INC.
COH
189754104
11/9/2017
Annual Meeting
Issuer
Yes
For; Against
With
SYSCO CORPORATION
SYY
871829107
11/17/2017
Annual Meeting
Issuer
Yes
For; Against
With
MICROSOFT CORPORATION
MSFT
594918104
11/29/2017
Annual Meeting
Issuer
Yes
For
With
SPIRE INC.
SR
84857L101
1/25/2018
Annual Meeting
Issuer
Yes
For
With
MSC INDUSTRIAL DIRECT CO., INC.
MSM
553530106
1/25/2018
Annual Meeting
Issuer
Yes
For
With
GENUINE PARTS COMPANY
GPC
372460105
4/23/2018
Annual Meeting
Issuer
Yes
For
With
Carnival Corporation
CCL
143658300
4/11/2018
Annual Meeting
Issuer
Yes
For
With
HP Inc.
HPQ
40434L105
4/24/2018
Annual Meeting
Issuer
Yes
For; Against
With
Whirlpool Corporation
WHR
963320106
4/17/2018
Annual Meeting
Issuer
Yes
For
With
VF Corporation
VFC
918204108
4/24/2018
Annual Meeting
Issuer
Yes
For
With
Johnson & Johnson
JNJ
478160104
4/26/2018
Annual Meeting
Issuer
Yes
For; Against
With
Marathon Petroleum Corporation
MPC
56585A102
4/25/2018
Annual Meeting
Issuer
Yes
For; Against
With
Hanesbrands Inc
HBI
410345102
4/24/2018
Annual Meeting
Issuer
Yes
For
With
PepsiCo, Inc.
PEP
713448108
5/2/2018
Annual Meeting
Issuer
Yes
For; Against
With
Abbvie Inc.
ABBV
00287Y109
5/4/2018
Annual Meeting
Issuer
Yes
For; Against
With
Eli Lilly and Company
LLY
532457108
5/7/2018
Annual Meeting
Issuer
Yes
For; Against
With
Bristol-Myers Squibb Company
BMY
110122108
5/1/2018
Annual Meeting
Issuer
Yes
For; Against
With
Cummins Inc.
CMI
231021106
5/8/2018
Annual Meeting
Issuer
Yes
For; Against
With
Nucor Corporation
NUE
670346105
5/10/2018
Annual Meeting
Issuer
Yes
For; Against
With
Gilead Sciences, Inc.
GILD
375558103
5/9/2018
Annual Meeting
Issuer
Yes
For; Against
With
Penske Automotive Group, Inc.
PAG
70959W103
5/10/2018
Annual Meeting
Issuer
Yes
For
With
Tupperware Brands Corp.
TUP
899896104
5/9/2018
Annual Meeting
Issuer
Yes
For
With
Kinder-Morgan, Inc
KMI
49456B101
5/9/2018
Annual Meeting
Issuer
Yes
For; Against
With
CARDINAL HEALTH, INC.
CAH
14149Y108
4/2/2018
Non Official Offer
Issuer
Yes
Take No Action
N/A
Hasbro, Inc.
HAS
418056107
5/17/2018
Annual Meeting
Issuer
Yes
For; Against
With
Intel Corporation
INTC
458140100
5/17/2018
Annual Meeting
Issuer
Yes
For; Against
With
Newell Brands Inc.
NWL
651229106
5/15/2018
Annual Meeting
Issuer
Yes
For
With
Amgen Inc.
AMGN
31162100
5/22/2018
Annual Meeting
Issuer
Yes
For; Against
With
Omnicom Group Inc.
OMC
681919106
5/22/2018
Annual Meeting
Issuer
Yes
For; Against
With
WILLIAMS-SONOMA, INC.
WSM
969904101
5/30/2018
Annual Meeting
Issuer
Yes
For
With
Nordstrom, Inc.
JWN
655664100
5/29/2018
Annual Meeting
Issuer
Yes
For
With
Garmin Ltd.
GRMN
H2906T109
6/8/2018
Annual Meeting
Issuer
Yes
For
With
KAR Auction Services Inc.
KAR
48238T109
6/4/2018
Annual Meeting
Issuer
Yes
For
With
General Motors Company
GM
37045V100
6/12/2018
Annual Meeting
Issuer
Yes
For; None
With
 
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Registrant
GAI Agility Income Fund 
 
 
 
 
By (Signature and Title)* 
             /s/ Adam I. Taback
 
Adam I. Taback, President
(principal executive officer)
 
Date  
July 27, 2018 
 
 

 
*Print the name and title of each signing officer under his or her signature.