N-PX 1 n-px.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number       811-22466  
 
 
 GAI Agility Income Fund
 
 
(Exact name of registrant as specified in charter)
 
 
 
c/o Wells Fargo Investment Institute, Inc.
  Global Alternative Investments
  401 South Tryon Street
  Charlotte, NC 28202
  (Address of principal executive offices) (Zip code)
 
  Lloyd Lipsett
  Wells Fargo Law Department
  J9201-210
  200 Berkeley Street
  Boston, MA 02116
  (Name and address of agent for service)
 
  
 
Registrant's telephone number, including area code:  (866) 440-7460
 
Date of fiscal year end:  September 30 
 
Date of reporting period:  July 1, 2015 – June 30, 2016
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
 
FORM N-PX SPREADSHEET*
 
REGISTRANT NAME:  GAI Agility Income Fund
INVESTMENT COMPANY ACT FILE NUMBER:  811-22466
REPORTING PERIOD:
07/01/2015 - 06/30/2016
REGISTRANT ADDRESS:  401 South Tryon Street, Charlotte, NC 28202
NAME OF SERIES (AS APPLICABLE):  __________________________________
   
 
Issuer of Portfolio Security
Exchange Ticker Symbol
CUSIP #
Shareholder Meeting Date
Summary of Matter Voted On
Who Proposed Matter: Issuer / Shareholder
Whether Fund Cast Vote on Matter
Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors
Whether Vote Was For or Against Management
General Motors Company
GM
37045v100
6/7/2016
2016 Annual Meeting Matters
Issuer
Yes
For, Against
For
KAR Auction Services Inc.
KAR
48238T109
6/8/2016
2016 Annual Meeting Matters
Issuer
Yes
For
For
Target Corporation
TGT
871829107
6/8/2016
2016 Annual Meeting Matters
Issuer
Yes
For, Against
For
Wal-Mart Stores, Inc.
WMT
931142103
6/3/2016
2016 Annual Meeting Matters
Issuer
Yes
For, Against
For
                 
                 
                 
                 
                 
                 
                 
                 
                 
                 
*Complete for each series of the Registrant, as applicable.

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant
 
GAI Agility Income Fund 
                 
By (Signature and Title)*
  
/s/ Adam I. Taback
  Adam I. Taback, President
(principal executive officer) 
 
  
Date
    July 27, 2016
 
*Print the name and title of each signing officer under his or her signature.