8-K
0001496323false00014963232023-06-232023-06-23

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 23, 2023

 

 

IGM Biosciences, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-39045

77-0349194

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

325 E. Middlefield Road

 

Mountain View, California

 

94043

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (650) 965-7873

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, par value $0.01 per share

 

IGMS

 

The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

See the information set forth below in Item 5.07 of this Current Report on Form 8-K, which is incorporated into this Item 5.02 by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 23, 2023, IGM Biosciences, Inc. (the “Company”) held its 2023 annual meeting of stockholders (the “Annual Meeting”). Of the 29,508,089 shares of common stock outstanding of April 25, 2023, the record date for the Annual Meeting, 26,115,136 shares of common stock were present in person (including virtually) or by proxy at the Annual Meeting, representing approximately 88.5% of the shares entitled to vote at the Annual Meeting and constituting a quorum for the transaction of business. The proposals voted upon at the meeting and the final voting results with respect to each proposal are as set forth below.

Proposal 1: Election of Directors

Each of the following nominees was elected to serve as a Class I director to serve until the Company’s 2026 annual meeting of stockholders or until his or her respective successor is duly elected and qualified.

 

 

 

 

 

 

 

 

 

 

 

 

 

Nominee

 

For

 

 

Withheld

 

 

Broker Non-Votes

 

Julie Hambleton, M.D.

 

 

23,626,729

 

 

 

1,022,534

 

 

 

1,465,873

 

William Strohl, Ph.D.

 

 

23,636,208

 

 

 

1,013,055

 

 

 

1,465,873

 

Jakob Haldor Topsøe

 

 

23,635,477

 

 

 

1,013,786

 

 

 

1,465,873

 

Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm

The appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2023 was ratified.

 

 

 

 

 

 

 

 

 

 

 

 

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

26,016,059

 

 

 

7,302

 

 

 

91,775

 

 

N/A

Proposal 3: Approval of the IGM Biosciences, Inc. Amended and Restated 2018 Omnibus Incentive Plan

The approval of the amendment and restatement of the Company's 2018 Omnibus Incentive Plan, which increases the number of shares authorized for issuance thereunder by 2,160,000 shares, was approved.

 

 

 

 

 

 

 

 

 

 

 

 

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

20,783,883

 

 

 

3,862,816

 

 

 

2,564

 

 

1,465,873

A description of the amended and restated 2018 Omnibus Incentive Plan is included in Company’s definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission on April 27, 2023, which description is incorporated herein by reference. Such description does not purport to be complete, and is qualified in its entirety by reference to the amended and restated 2018 Omnibus Incentive Plan, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No

Description

10.1

IGM Biosciences, Inc. Amended and Restated 2018 Omnibus Incentive Plan

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

Date:

June 27, 2023

By:

/s/ Misbah Tahir

 

 

 

Misbah Tahir
Chief Financial Officer