13F-HR
1
d1044551_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2009
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: R.M. Sincerbeaux Capital Management LLC
Address: 1120 Sixth Avenue, Suite 4103
New York, New York 10036
13F File Number: 28-12784
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard M. Sincerbeaux
Title: Managing Member
Phone: (212) 626-6544
Signature, Place and Date of Signing:
/s/ Richard M. Sincerbeaux New York, New York November 12, 2009
---------------------------- ----------------------- --------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 59
Form 13F Information Table Value Total: $79,302
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVSMT OTHR VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE
-------------- ----- ----- -------- ------- --- ---- ------ ---- ---- ------ ----
ABBOTT LABS COM 002824100 982 19,850 SH SOLE NONE 19,850
ALTRIA GROUP INC COM 02209S103 809 45,400 SH SOLE NONE 45,400
AUTOMATIC DATA PROCESSING IN COM 053015103 3,951 100,533 SH SOLE NONE 100,533
BANK OF AMERICA CORPORATION COM 060505104 1,883 111,260 SH SOLE NONE 111,260
BOEING CO COM 097023105 509 9,400 SH SOLE NONE 9,400
BP PLC SPONSORED ADR 055622104 271 5,094 SH SOLE NONE 5,094
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 423 21,025 SH SOLE NONE 21,025
CBL & ASSOC PPTYS INC COM 124830100 267 27,552 SH SOLE NONE 27,552
CHEVRON CORP NEW COM 166764100 670 9,510 SH SOLE NONE 9,510
CISCO SYS INC COM 17275R102 2,241 95,200 SH SOLE NONE 95,200
CITIGROUP INC COM 172967101 422 87,240 SH SOLE NONE 87,240
COACH INC COM 189754104 296 9,000 SH SOLE NONE 9,000
COCA COLA CO COM 191216100 1,983 36,930 SH SOLE NONE 36,930
COLGATE PALMOLIVE CO COM 194162103 535 7,015 SH SOLE NONE 7,015
CONOCOPHILLIPS COM 20825C104 569 12,600 SH SOLE NONE 12,600
DELL INC COM 24702R101 448 29,343 SH SOLE NONE 29,343
E M C CORP MASS COM 268648102 2,795 164,000 SH SOLE NONE 164,000
EBAY INC COM 278642103 2,653 112,400 SH SOLE NONE 112,400
EMERSON ELEC CO COM 291011104 240 6,000 SH SOLE NONE 6,000
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 2,203 48,860 SH SOLE NONE 48,860
EXXON MOBIL CORP COM 30231G102 3,222 46,961 SH SOLE NONE 46,961
GENERAL DYNAMICS CORP COM 369550108 258 4,000 SH SOLE NONE 4,000
GENERAL ELECTRIC CO COM 369604103 2,924 178,102 SH SOLE NONE 178,102
GOLDMAN SACHS GROUP INC COM 38141G104 2,619 14,205 SH SOLE NONE 14,205
HCP INC COM 40414L109 246 8,556 SH SOLE NONE 8,556
HOME DEPOT INC COM 437076102 694 26,050 SH SOLE NONE 26,050
INTEL CORP COM 458140100 1,139 58,200 SH SOLE NONE 58,200
INTERNATIONAL BUSINESS MACHS COM 459200101 5,155 43,100 SH SOLE NONE 43,100
ISTAR FINL INC COM 45031U101 546 179,500 SH SOLE NONE 179,500
JOHNSON & JOHNSON COM 478160104 259 4,250 SH SOLE NONE 4,250
JPMORGAN CHASE & CO COM 46625H100 1,097 25,044 SH SOLE NONE 25,044
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,086 20,104 SH SOLE NONE 20,104
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4,512 95,298 SH SOLE NONE 95,298
KRAFT FOODS INC CL A 50075N104 304 11,590 SH SOLE NONE 11,590
LILLY ELI & CO COM 532457108 260 7,864 SH SOLE NONE 7,864
LINEAR TECHNOLOGY CORP COM 535678106 4,816 174,300 SH SOLE NONE 174,300
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,546 41,108 SH SOLE NONE 41,108
MEDCO HEALTH SOLUTIONS INC COM 58405U102 284 5,136 SH SOLE NONE 5,136
MEDTRONIC INC COM 585055106 3,135 85,200 SH SOLE NONE 85,200
MERCK & CO INC COM 589331107 739 23,360 SH SOLE NONE 23,360
MICROSOFT CORP COM 594918104 3,953 153,700 SH SOLE NONE 153,700
MONSANTO CO NEW COM 61166W101 418 5,400 SH SOLE NONE 5,400
PEPSICO INC COM 713448108 176 3,000 SH SOLE NONE 3,000
PFIZER INC COM 717081103 2,059 124,400 SH SOLE NONE 124,400
PHILIP MORRIS INTL INC COM 718172109 833 17,100 SH SOLE NONE 17,100
QUALCOMM INC COM 747525103 625 13,900 SH SOLE NONE 13,900
SCHERING PLOUGH CORP COM 806605101 283 10,000 SH SOLE NONE 10,000
SCHLUMBERGER LTD COM 806857108 489 8,200 SH SOLE NONE 8,200
TARGET CORP COM 87612E106 453 9,700 SH SOLE NONE 9,700
TEPPCO PARTNERS L P UT LTD PARTNER 872384102 174 5,000 SH SOLE NONE 5,000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,677 33,173 SH SOLE NONE 33,173
TRANSOCEAN LTD REG SHS H8817H100 1,103 12,891 SH SOLE NONE 12,891
TRAVELERS COMPANIES INC COM 89417E109 194 3,949 SH SOLE NONE 3,949
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 366 16,287 SH SOLE NONE 16,287
VORNADO RLTY TR SH BEN INT 929042109 750 11,640 SH SOLE NONE 11,640
WAL MART STORES INC COM 931142103 3,505 71,400 SH SOLE NONE 71,400
WESTERN UN CO COM 959802109 1,863 98,442 SH SOLE NONE 98,442
WYETH COM 983024100 972 20,000 SH SOLE NONE 20,000
WYNDHAM WORLDWIDE CORP COM 98310W108 418 25,640 SH SOLE NONE 25,640
SK 25966 0001 1044551