13F-HR
1
d1017825_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended June 30, 2009
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: R.M. Sincerbeaux Capital Management LLC
Address: 1120 Sixth Avenue, Suite 4103
New York, New York 10036
13F File Number: 28-12784
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard M. Sincerbeaux
Title: Managing Member
Phone: (212) 626-6544
Signature, Place and Date of Signing:
/s/ Richard M. Sincerbeaux New York, New York August 12, 2009
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 54
Form 13F Information Table Value Total: $67,691
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
ABBOTT LABS COM 002824100 734 15,600 SH SOLE NONE 15,600
ALTRIA GROUP INC COM 02209S103 656 40,000 SH SOLE NONE 40,000
AUTOMATIC DATA PROCESSING IN COM 053015103 3,552 100,233 SH SOLE NONE 100,233
BANK OF AMERICA CORPORATION COM 060505104 1,458 110,460 SH SOLE NONE 110,460
BOEING CO COM 097023105 400 9,400 SH SOLE NONE 9,400
BP PLC SPONSORED ADR 055622104 243 5,094 SH SOLE NONE 5,094
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 347 20,925 SH SOLE NONE 20,925
CBL & ASSOC PPTYS INC COM 124830100 138 25,552 SH SOLE NONE 25,552
CHEVRON CORP NEW COM 166764100 630 9,510 SH SOLE NONE 9,510
CISCO SYS INC COM 17275R102 1,775 95,200 SH SOLE NONE 95,200
CITIGROUP INC COM 172967101 258 86,774 SH SOLE NONE 86,774
COACH INC COM 189754104 242 9,000 SH SOLE NONE 9,000
COCA COLA CO COM 191216100 1,763 36,730 SH SOLE NONE 36,730
COLGATE PALMOLIVE CO COM 194162103 496 7,015 SH SOLE NONE 7,015
CONOCOPHILLIPS COM 20825C104 530 12,600 SH SOLE NONE 12,600
DELL INC COM 24702R101 403 29,343 SH SOLE NONE 29,343
E M C CORP MASS COM 268648102 2,152 164,266 SH SOLE NONE 164,266
EBAY INC COM 278642103 1,925 112,400 SH SOLE NONE 112,400
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,731 47,741 SH SOLE NONE 47,741
EXXON MOBIL CORP COM 30231G102 3,283 46,961 SH SOLE NONE 46,961
GENERAL DYNAMICS CORP COM 369550108 222 4,000 SH SOLE NONE 4,000
GENERAL ELECTRIC CO COM 369604103 2,087 178,102 SH SOLE NONE 178,102
GOLDMAN SACHS GROUP INC COM 38141G104 2,316 15,705 SH SOLE NONE 15,705
HOME DEPOT INC COM 437076102 610 25,800 SH SOLE NONE 25,800
INTEL CORP COM 458140100 963 58,200 SH SOLE NONE 58,200
INTERNATIONAL BUSINESS MACHS COM 459200101 4,501 43,100 SH SOLE NONE 43,100
ISTAR FINL INC COM 45031U101 507 178,600 SH SOLE NONE 178,600
JOHNSON & JOHNSON COM 478160104 241 4,250 SH SOLE NONE 4,250
JPMORGAN CHASE & CO COM 46625H100 854 25,044 SH SOLE NONE 25,044
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,028 20,104 SH SOLE NONE 20,104
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4,212 93,254 SH SOLE NONE 93,254
KRAFT FOODS INC CL A 50075N104 294 11,590 SH SOLE NONE 11,590
LILLY ELI & CO COM 532457108 272 7,864 SH SOLE NONE 7,864
LINEAR TECHNOLOGY CORP COM 535678106 3,993 171,000 SH SOLE NONE 171,000
MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 1,368 65,000 SH SOLE NONE 65,000
MEDCO HEALTH SOLUTIONS INC COM 58405U102 234 5,136 SH SOLE NONE 5,136
MEDTRONIC INC COM 585055106 2,882 82,600 SH SOLE NONE 82,600
MERCK & CO INC COM 589331107 653 23,360 SH SOLE NONE 23,360
MICROSOFT CORP COM 594918104 3,611 151,900 SH SOLE NONE 151,900
MONSANTO CO NEW COM 61166W101 401 5,400 SH SOLE NONE 5,400
PFIZER INC COM 717081103 1,866 124,400 SH SOLE NONE 124,400
PHILIP MORRIS INTL INC COM 718172109 694 15,900 SH SOLE NONE 15,900
QUALCOMM INC COM 747525103 628 13,900 SH SOLE NONE 13,900
SCHERING PLOUGH CORP COM 806605101 251 10,000 SH SOLE NONE 10,000
SCHLUMBERGER LTD COM 806857108 379 7,000 SH SOLE NONE 7,000
TARGET CORP COM 87612E106 383 9,700 SH SOLE NONE 9,700
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,560 31,617 SH SOLE NONE 31,617
TRANSOCEAN LTD REG SHS H8817H100 958 12,891 SH SOLE NONE 12,891
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 267 13,687 SH SOLE NONE 13,687
VORNADO RLTY TR SH BEN INT 929042109 453 10,064 SH SOLE NONE 10,064
WAL MART STORES INC COM 931142103 3,459 71,400 SH SOLE NONE 71,400
WESTERN UN CO COM 959802109 1,611 98,223 SH SOLE NONE 98,223
WYETH COM 983024100 908 20,000 SH SOLE NONE 20,000
WYNDHAM WORLDWIDE CORP COM 98310W108 309 25,480 SH SOLE NONE 25,480
SK 25966 0001 1017825