13F-HR 1 d963695_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: R.M. Sincerbeaux Capital Management LLC Address: 1120 Sixth Avenue, Suite 4103 New York, New York 10036 13F File Number: 28-12784 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard M. Sincerbeaux Title: Managing Member Phone: (212) 626-6544 Signature, Place and Date of Signing: /s/ Richard M. Sincerbeaux New York, New York February 12, 2009 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $66,330 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABS COM 002824100 833 15,600 SH SOLE NONE 15,600 ALTRIA GROUP INC COM 02209S103 596 39,600 SH SOLE NONE 39,600 AMERICAN INTL GROUP INC COM 026874107 51 32,200 SH SOLE NONE 32,200 AUTOMATIC DATA PROCESSING IN COM 53015103 3,900 99,133 SH SOLE NONE 99,133 BANK OF AMERICA CORPORATION COM 60505104 1,159 82,302 SH SOLE NONE 82,302 BOEING CO COM 097023105 333 7,800 SH SOLE NONE 7,800 BP PLC SPONSORED ADR 055622104 269 5,756 SH SOLE NONE 5,756 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 274 21,875 SH SOLE NONE 21,875 CBL & ASSOC PPTYS INC COM 124830100 145 22,350 SH SOLE NONE 22,350 CHEVRON CORP NEW COM 166764100 647 8,742 SH SOLE NONE 8,742 CISCO SYS INC COM 17275R102 1,568 96,200 SH SOLE NONE 96,200 CITIGROUP INC COM 172967101 539 80,313 SH SOLE NONE 80,313 COCA COLA CO COM 191216100 1,676 37,030 SH SOLE NONE 37,030 COLGATE PALMOLIVE CO COM 194162103 562 8,200 SH SOLE NONE 8,200 CONOCOPHILLIPS COM 20825C104 653 12,600 SH SOLE NONE 12,600 DELL INC COM 24702R101 300 29,343 SH SOLE NONE 29,343 E M C CORP MASS COM 268648102 1,724 164,666 SH SOLE NONE 164,666 EBAY INC COM 278642103 1,583 113,400 SH SOLE NONE 113,400 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,165 47,631 SH SOLE NONE 47,631 EXXON MOBIL CORP COM 30231G102 3,636 45,551 SH SOLE NONE 45,551 GENENTECH INC COM NEW 368710406 4,029 48,600 SH SOLE NONE 48,600 GENERAL DYNAMICS CORP COM 369550108 230 4,000 SH SOLE NONE 4,000 GENERAL ELECTRIC CO COM 369604103 2,720 167,902 SH SOLE NONE 167,902 GOLDMAN SACHS GROUP INC COM 38141G104 1,245 14,755 SH SOLE NONE 14,755 HCP INC COM 40414L109 218 7,844 SH SOLE NONE 7,844 HOME DEPOT INC COM 437076102 516 22,400 SH SOLE NONE 22,400 INTEL CORP COM 458140100 847 57,800 SH SOLE NONE 57,800 INTERNATIONAL BUSINESS MACHS COM 459200101 3,627 42,500 SH SOLE NONE 42,500 ISTAR FINL INC COM 45031U101 405 181,500 SH SOLE NONE 181,500 JPMORGAN & CHASE & CO COM 46625H100 837 26,544 SH SOLE NONE 26,544 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 835 18,250 SH SOLE NONE 18,250 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 3,680 92,052 SH SOLE NONE 92,052 KRAFT FOODS INC CL A 50075N104 333 12,420 SH SOLE NONE 12,420 LILLY ELI & CO COM 532457108 317 7,864 SH SOLE NONE 7,864 LINEAR TECHNOLOGY CORP COM 535678106 3,801 171,840 SH SOLE NONE 171,840 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 932 67,200 SH SOLE NONE 67,200 MEDCO HEALTH SOLUTIONS INC COM 58405U102 202 4,824 SH SOLE NONE 4,824 MEDTRONIC INC COM 585055106 2,622 83,450 SH SOLE NONE 83,450 MERCK & CO INC COM 589331107 671 22,064 SH SOLE NONE 22,064 MERRILL LYNCH & CO INC COM 590188108 256 22,000 SH SOLE NONE 22,000 MICROSOFT CORP COM 594918104 2,865 147,400 SH SOLE NONE 147,400 MONSANTO CO NEW COM 61166W101 380 5,400 SH SOLE NONE 5,400 PFIZER INC COM 717081103 2,102 118,700 SH SOLE NONE 118,700 PHILIP MORRIS INTL INC COM 718172109 701 16,100 SH SOLE NONE 16,100 SCHERING PLOUGH CORP COM 806605101 170 10,000 SH SOLE NONE 10,000 SCHLUMBERGER LTD COM 806857108 296 7,000 SH SOLE NONE 7,000 TARGET CORP COM 87612E106 335 9,700 SH SOLE NONE 9,700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,366 32,086 SH SOLE NONE 32,086 TIME WARNER INC COM 887317105 101 10,000 SH SOLE NONE 10,000 TRANSOCEAN INC NEW SHS G90073100 515 10,891 SH SOLE NONE 10,891 TRAVELERS COMPANIES INC COM 89417E109 243 5,386 SH SOLE NONE 5,386 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 329 16,102 SH SOLE NONE 16,102 VORNADO RLTY TR SH BEN INT 929042109 680 11,262 SH SOLE NONE 11,262 WAL MART STORES INC COM 931142103 3,975 70,900 SH SOLE NONE 70,900 WESTERN UN CO COM 959802109 1,420 99,042 SH SOLE NONE 99,042 WYETH COM 983024100 750 20,000 SH SOLE NONE 20,000 WYNDHAM WORLDWIDE CORP COM 98310W108 166 25,370 SH SOLE NONE 25,370
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