Form X-17A-5 Filer Information

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE

Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder

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FORM X-17A-5

OMB Number: 3235-0123, 3235-0749

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X-17A-5: Filer Information

Filer CIK

0001423881

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

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LIVE

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TEST

Would you like a Return Copy?

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Is this an electronic copy of an official filing submitted in paper format?

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Confirming Broker Dealer Copy File Number

Confirming Security-Based Swap Entity Copy File Number

Submission Contact Information

Name

Phone

E-Mail Address

Notify via Filing Website only?

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X-17A-5: Submission Information

Report for the Period Beginning

01-01-2024

and Ending

12-31-2024

Type of Registrant

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Broker-dealer

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Security-based swap dealer

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Major security-based swap participant

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OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

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Yes

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No

X-17A-5: A. Registrant Identification

Name of Firm

SPARTAN CAPITAL SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

45 BROADWAY

Address 2

19TH FLOOR

City

NEW YORK

State/Country

NEW YORK

Mailing Zip/ Portal Code

10006

Name and Telephone Number of Person to Contact in Regard to this Report

Name

MAURICE DACOSTA

Telephone Number

2122934225

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Rosenfield and Company PLLC

Address 1

One Penn Plaza, 250 W 34th Street

Address 2

Suite 1705

City

New York

State/Country

NEW YORK

Mailing Zip/ Postal Code

10119

Check One

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Certified Public Accountant
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Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Maurice Dacosta, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SPARTAN CAPITAL SECURITIES, LLC, as of 12-31-2024, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Maurice Dacosta

Title

Chief Financial Controller

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

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