UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
dba Sterling Multifamily Trust
(Exact name of registrant as specified in its charter)
|
| |||
(State or other Jurisdiction of | (Commission File Number) | (IRS Employer Identification No.) |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (
1711 Gold Drive S., Suite 100 Fargo, North Dakota | ||
(Former name or former address if changed since last report.) |
Securities Registered pursuant to Section 12(b) of the Act
Title of Each Class | Trading Symbol(s) | Name of each exchange on which registered |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 24, 2021, Sterling Real Estate Trust (the “Trust”) held its annual meeting of shareholders. At the meeting, the Trust’s shareholders approved the following proposals as stated in the Definitive Proxy Statement on Form DEF 14A filed with the SEC on April 28, 2021:
1. | Election of eight trustees to serve until the next annual meeting of shareholders and until their successors are duly elected and qualified. The result of the votes to elect the eight trustees was as follows: |
Nominee |
| For |
| Withheld |
| Broker Non-Vote |
Ann L. Christenson | 5,225,854 | 1,280 | 0 | |||
Timothy Haugen | 5,225,854 | 1,280 | 0 | |||
Timothy Hunt | 5,225,854 | 1,280 | 0 | |||
Michelle Korsmo | 5,225,854 | 1,280 | 0 | |||
Mark T. Polovitz | 5,225,854 | 1,280 | 0 | |||
Kenneth P. Regan | 5,211,917 | 15,217 | 0 | |||
James S. Wieland | 5,200,324 | 26,810 | 0 | |||
Lance R. Wolf | 5,225,854 | 1,280 | 0 | |||
2. | Ratification of the appointment of RSM US, LLP to serve as independent registered public accounting firm for the year ending December 31, 2021. The proposal received: 5,187,322 For; 0 Against; and 39,812 Abstained. |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Sterling Real Estate Trust | ||
Date: June 30, 2021 | ||
By: | /s/ Joel S. Thomsen | |
Name: Joel S. Thomsen | ||
Title: President |
3