N-PX
1
prospector_npx.txt
ANNUAL NOTICE OF PROXY VOTING
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22077
Reporting Period: 07/01/2013 - 06/30/2014
Prospector Funds, Inc.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22077
Prospector Funds, Inc.
(Exact name of registrant as specified in charter)
370 Church St., Guilford, CT 06437
(Address of principal executive offices) (Zip code)
Prospector Partners Asset Management, LLC, 370 Church St., Guilford, CT 06437
(Name and address of agent for service)
Registrant's telephone number, including area code: (203) 458-1500
Date of fiscal year end: December 31, 2014
Date of reporting period: July 1, 2013 to June 30, 2014
Item 1. Proxy Voting Record.
===================== Prospector Capital Appreciation Fund =====================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
Ticker: AHL Security ID: G05384105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher O'Kane For For Management
1.2 Elect Director Liaquat Ahamed For For Management
1.3 Elect Director Albert Beer For For Management
1.4 Elect Director John Cavoores For For Management
1.5 Elect Director Heidi Hutter For For Management
1.6 Elect Director Gary Gregg For For Management
1.7 Elect Director Bret Pearlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
AURICO GOLD INC.
Ticker: AUQ Security ID: 05155C105
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Edwards For For Management
1.2 Elect Director Mark J. Daniel For For Management
1.3 Elect Director Scott G. Perry For For Management
1.4 Elect Director Luis M. Chavez For For Management
1.5 Elect Director Patrick D. Downey For For Management
1.6 Elect Director Ronald E. Smith For For Management
1.7 Elect Director Richard M. Colterjohn For For Management
1.8 Elect Director Joseph G. Spiteri For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
4 Amend By-Law No. 1 For For Management
5 Amend Employee Share Purchase Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. William D. Birchall For For Management
1.2 Elect Director Gustavo Cisneros For For Management
1.3 Elect Director Ned Goodman For For Management
1.4 Elect Director J. Brett Harvey For For Management
1.5 Elect Director Nancy H.O. Lockhart For For Management
1.6 Elect Director Dambisa Moyo For For Management
1.7 Elect Director Anthony Munk For For Management
1.8 Elect Director David Naylor For For Management
1.9 Elect Director Steven J. Shapiro For For Management
1.10 Elect Director Jamie C. Sokalsky For For Management
1.11 Elect Director John L. Thornton For For Management
1.12 Elect Director Ernie L. Thrasher For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Lhota For For Management
1.2 Elect Director Thomas V. Reifenheiser For Withhold Management
1.3 Elect Director John R. Ryan For Withhold Management
1.4 Elect Director Vincent Tese For Withhold Management
1.5 Elect Director Leonard Tow For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Political Contributions Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Lawrence C. Karlson For For Management
1.5 Elect Director Randall W. Larrimore For For Management
1.6 Elect Director Mary Alice Dorrance For For Management
Malone
1.7 Elect Director Sara Mathew For For Management
1.8 Elect Director Denise M. Morrison For For Management
1.9 Elect Director Charles R. Perrin For For Management
1.10 Elect Director A. Barry Rand For For Management
1.11 Elect Director Nick Shreiber For For Management
1.12 Elect Director Tracey T. Travis For For Management
1.13 Elect Director Archbold D. van Beuren For Withhold Management
1.14 Elect Director Les C. Vinney For For Management
1.15 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Liska For For Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Thomas F. Motamed For For Management
1.4 Elect Director Don M. Randel For For Management
1.5 Elect Director Joseph Rosenberg For For Management
1.6 Elect Director Andrew H. Tisch For For Management
1.7 Elect Director James S. Tisch For For Management
1.8 Elect Director Marvin Zonis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Orrin H. Ingram, II For For Management
1.6 Elect Director Thomas H. Johnson For For Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For For Management
1.9 Elect Director Andrea L. Saia For For Management
1.10 Elect Director Garry Watts For For Management
1.11 Elect Director Curtis R. Welling For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Kornberg For For Management
1.2 Elect Director Edwin Kantor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director David J. Illingworth For For Management
1.5 Elect Director Brian M. Levitt For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DONEGAL GROUP INC.
Ticker: DGICA Security ID: 257701201
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Bolinger For For Management
1.2 Elect Director Patricia A. Gilmartin For For Management
1.3 Elect Director Philip H. Glatfelter, II For For Management
1.4 Elect Director Jack L. Hess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Lewis W. Coleman For For Management
1.3 Elect Director Harry 'Skip' Brittenham For Withhold Management
1.4 Elect Director Thomas E. Freston For For Management
1.5 Elect Director Lucian Grainge For For Management
1.6 Elect Director Mellody Hobson For For Management
1.7 Elect Director Jason Kilar For For Management
1.8 Elect Director Michael J. Montgomery For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
1l Elect Director Patrick J. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Contributions Against Against Shareholder
5 Report on Herbicide Use on GMO Crops Against Against Shareholder
6 Establish Committee on Plant Closures Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Johnson For For Management
1.2 Elect Director Ward M. Klein For For Management
1.3 Elect Director W. Patrick McGinnis For For Management
1.4 Elect Director John R. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
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FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Doti For For Management
1.2 Elect Director Michael D. McKee For For Management
1.3 Elect Director Thomas V. McKernan For For Management
1.4 Elect Director Virginia M. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director William T. Cottle For For Management
1.5 Elect Director Robert B. Heisler, Jr. For For Management
1.6 Elect Director Julia L. Johnson For For Management
1.7 Elect Director Ted J. Kleisner For For Management
1.8 Elect Director Donald T. Misheff For For Management
1.9 Elect Director Ernest J. Novak, Jr. For For Management
1.10 Elect Director Christopher D. Pappas For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Luis A. Reyes For For Management
1.13 Elect Director George M. Smart For For Management
1.14 Elect Director Wes M. Taylor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
5 Submit SERP to Shareholder Vote Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
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FORESTAR GROUP INC.
Ticker: FOR Security ID: 346233109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For For Management
1.2 Elect Director Michael E. Dougherty For For Management
1.3 Elect Director William C. Powers, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: 38059T106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors of the For For Management
Company
2 Re-elect Kofi Ansah as Director For For Management
3 Re-elect Nick Holland as Director For For Management
4 Re-elect Paul Schmidt as Director For For Management
5 Re-elect Gayle Wilson as Member of the For For Management
Audit Committee
6 Re-elect Richard Menell as Member of For For Management
the Audit Committee
7 Re-elect Donald Ncube as Member of the For For Management
Audit Committee
8 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Approve Remuneration Policy For For Management
1 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance to For For Management
Related or Inter-related Company
4 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
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HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For For Management
1.2 Elect Director Edith E. Holiday For For Management
1.3 Elect Director John H. Mullin, III For For Management
1.4 Elect Director James H. Quigley For For Management
1.5 Elect Director Robert N. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4a Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation and Bylaws
4b Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation
5 Amend Certificate of Incorporation For For Management
Removing Provisions of $3.50
Cumulative Convertible Preferred Stock
6 Report on Financial Risks of Climate Against Against Shareholder
Change
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HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Irving W. Bailey, II For For Management
1b Elect Director F. Michael Ball For For Management
1c Elect Director Connie R. Curran For For Management
1d Elect Director William G. Dempsey For For Management
1e Elect Director Dennis M. Fenton For For Management
1f Elect Director Heino von Prondzynski For For Management
1g Elect Director Jacque J. Sokolov For For Management
1h Elect Director Mark F. Wheeler For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Kass For For Management
1.2 Elect Director John V. Murphy For For Management
1.3 Elect Director John H. Myers For For Management
1.4 Elect Director Nelson Peltz For For Management
1.5 Elect Director W. Allen Reed For For Management
1.6 Elect Director Joseph A. Sullivan For For Management
2 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence S. Bacow For For Management
1b Elect Director Ann E. Berman For For Management
1c Elect Director Joseph L. Bower For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Jacob A. Frenkel For For Management
1f Elect Director Paul J. Fribourg For For Management
1g Elect Director Walter L. Harris For For Management
1h Elect Director Philip A. Laskawy For For Management
1i Elect Director Ken Miller For For Management
1j Elect Director Andrew H. Tisch For For Management
1k Elect Director James S. Tisch For For Management
1l Elect Director Jonathan M. Tisch For For Management
1m Elect Director Anthony Welters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONTPELIER RE HOLDINGS LTD.
Ticker: MRH Security ID: G62185106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Henry R. Keizer as Director For For Management
1.2 Elect Michael R. Eisenson as Director For For Management
1.3 Elect Christopher L. Harris as Director For For Management
1.4 Elect Nicholas C. Marsh as Director For For Management
1.5 Elect Ian M. Winchester as Director For For Management
2.1 Elect Christopher L. Harris as For For Management
Director for Montpelier Reinsurance
Ltd.
2.2 Elect Jonathan B. Kim as Director for For For Management
Montpelier Reinsurance Ltd.
2.3 Elect Christopher T. Schaper as For For Management
Director for Montpelier Reinsurance
Ltd.
3 Amend Bylaws For For Management
4 Approve PricewaterhouseCoopers Ltd. For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director T. Jay Collins For For Management
1c Elect Director Steven A. Cosse For For Management
1d Elect Director Claiborne P. Deming For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director James V. Kelley For For Management
1g Elect Director Walentin Mirosh For For Management
1h Elect Director R. Madison Murphy For For Management
1i Elect Director Jeffrey W. Nolan For For Management
1j Elect Director Neal E. Schmale For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 16, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Joseph G. Doody For For Management
1c Elect Director David J. S. Flaschen For For Management
1d Elect Director Phillip Horsley For For Management
1e Elect Director Grant M. Inman For For Management
1f Elect Director Pamela A. Joseph For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Toni Jennings For For Management
1.7 Elect Director Ronald de Waal For For Management
1.8 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SIBANYE GOLD LTD
Ticker: SGL Security ID: 825724206
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of the Consideration For For Management
Shares to Gold One International
Limited
2 Elect Robert Chan as Director For For Management
3 Elect Christopher Chadwick as Director For For Management
--------------------------------------------------------------------------------
SIBANYE GOLD LTD
Ticker: SGL Security ID: 825724206
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors of the For For Management
Company
2 Elect Zola Skweyiya as Director For For Management
3 Re-elect Sello Moloko as Director For For Management
4 Re-elect Neal Froneman as Director For For Management
5 Re-elect Charl Keyter as Director For For Management
6 Re-elect Keith Rayner as Director For For Management
7 Re-elect Keith Rayner as Chairman of For For Management
the Audit Committee
8 Re-elect Rick Menell as Member of the For For Management
Audit Committee
9 Re-elect Nkosemntu Nika as Member of For For Management
the Audit Committee
10 Re-elect Susan van der Merwe as Member For For Management
of the Audit Committee
11 Place Authorised but Unissued Shares For For Management
under Control of Directors
12 Approve Remuneration Policy For For Management
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
3 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
STATE AUTO FINANCIAL CORPORATION
Ticker: STFC Security ID: 855707105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. D'Antoni For For Management
1.2 Elect Director David R. Meuse For For Management
1.3 Elect Director S. Elaine Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Cassaday For For Management
1b Elect Director Jonathan Golden For For Management
1c Elect Director Joseph A. Hafner, Jr. For For Management
1d Elect Director Hans-Joachim Koerber For For Management
1e Elect Director Nancy S. Newcomb For For Management
1f Elect Director Jackie M. Ward For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TALISMAN ENERGY INC.
Ticker: TLM Security ID: 87425E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christiane Bergevin For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Jonathan Christodoro For For Management
1.4 Elect Director Thomas W. Ebbern For For Management
1.5 Elect Director Harold N. Kvisle For For Management
1.6 Elect Director Brian M. Levitt For For Management
1.7 Elect Director Samuel J. Merksamer For For Management
1.8 Elect Director Lisa A. Stewart For For Management
1.9 Elect Director Henry W. Sykes For For Management
1.10 Elect Director Peter W. Tomsett For For Management
1.11 Elect Director Michael T. Waites For For Management
1.12 Elect Director Charles R. Williamson For For Management
1.13 Elect Director Charles M. Winograd For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Approve Advance Notice Policy For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
6 Prohibit Accelerated Vesting of Awards Against Against Shareholder
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 22, 2014 Meeting Type: Proxy Contest
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director George W. Off For For Management
1.3 Elect Director Mitchell H. Saranow For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Directors Philip T. Blazek For Did Not Vote Shareholder
1.2 Elect Directors Walter M. Schenker For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan Against Did Not Vote Management
4 Advisory Vote to Ratify Named Abstain Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
Ticker: TR Security ID: 890516107
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin J. Gordon For Withhold Management
1.2 Elect Director Ellen R. Gordon For Withhold Management
1.3 Elect Director Lana Jane Lewis-Brent For Withhold Management
1.4 Elect Director Barre A. Seibert For Withhold Management
1.5 Elect Director Richard P. Bergeman For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For Against Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bender For For Management
1.2 Elect Director Robert K. Herdman For For Management
1.3 Elect Director George A. Lorch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Quantitative GHG Goals for Against For Shareholder
Operations, Including Methane Emissions
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Richard J. Harrington For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Robert J. Keegan For For Management
1.6 Elect Director Robert A. McDonald For For Management
1.7 Elect Director Charles Prince For For Management
1.8 Elect Director Ann N. Reese For For Management
1.9 Elect Director Sara Martinez Tucker For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================= Prospector Opportunity Fund ==========================
AJS BANCORP, INC.
Ticker: AJSB Security ID: 00150P102
Meeting Date: SEP 27, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formation of Holding Company For For Management
2 Adjourn Meeting For For Management
3 Adopt Supermajority Vote Requirement For Against Management
for Amendments to Articles of
Incorporation
4 Adopt Supermajority Vote Requirement For Against Management
for Amendments to Bylaws
5 Limit Voting Rights of Shares For Against Management
Beneficially Owned in Excess of 10% of
Company's Stock
--------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For For Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For For Management
1.7 Elect Director Douglas L. Maine For For Management
1.8 Elect Director Roman Martinez, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMAG PHARMACEUTICALS, INC.
Ticker: AMAG Security ID: 00163U106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Heiden For For Management
1.2 Elect Director Barbara Deptula For For Management
1.3 Elect Director Robert J. Perez For For Management
1.4 Elect Director Lesley Russell For For Management
1.5 Elect Director Gino Santini For For Management
1.6 Elect Director Davey S. Scoon For For Management
1.7 Elect Director James R. Sulat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director Frank E. English, Jr. For For Management
1d Elect Director J. Patrick Gallagher, For For Management
Jr.
1e Elect Director Elbert O. Hand For For Management
1f Elect Director David S. Johnson For For Management
1g Elect Director Kay W. McCurdy For For Management
1h Elect Director Norman L. Rosenthal For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
Ticker: AHL Security ID: G05384105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher O'Kane For For Management
1.2 Elect Director Liaquat Ahamed For For Management
1.3 Elect Director Albert Beer For For Management
1.4 Elect Director John Cavoores For For Management
1.5 Elect Director Heidi Hutter For For Management
1.6 Elect Director Gary Gregg For For Management
1.7 Elect Director Bret Pearlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC.
Ticker: AUXL Security ID: 05334D107
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf A. Classon For For Management
1.2 Elect Director Adrian Adams For For Management
1.3 Elect Director Peter C. Brandt For For Management
1.4 Elect Director Oliver S. Fetzer For For Management
1.5 Elect Director Paul A. Friedman For For Management
1.6 Elect Director Nancy S. Lurker For For Management
1.7 Elect Director William T. McKee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert L. Friedman as Director For For Management
1.2 Elect Cheryl-Ann Lister as Director For For Management
1.3 Elect Thomas C. Ramey as Director For For Management
1.4 Elect Wilhelm Zeller as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
BSB BANCORP, INC.
Ticker: BLMT Security ID: 05573H108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Warren Farrell For For Management
1.2 Elect Director John A. Greene For For Management
1.3 Elect Director Paul E. Petry For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director James D. Plummer For For Management
1.3 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.4 Elect Director George M. Scalise For For Management
1.5 Elect Director John B. Shoven For For Management
1.6 Elect Director Roger S. Siboni For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPE BANCORP, INC.
Ticker: CBNJ Security ID: 139209100
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Agostino R. Fabietti For For Management
1.2 Elect Director Roy Goldberg For For Management
1.3 Elect Director James J. Lynch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL BANK FINANCIAL CORP.
Ticker: CBF Security ID: 139794101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha M. Bachman For For Management
1.2 Elect Director Richard M. DeMartini For For Management
1.3 Elect Director Peter N. Foss For For Management
1.4 Elect Director William A. Hodges For For Management
1.5 Elect Director Oscar A. Keller, III For For Management
1.6 Elect Director Jeffrey E. Kirt For For Management
1.7 Elect Director Marc D. Oken For For Management
1.8 Elect Director R. Eugene Taylor For For Management
1.9 Elect Director William G. Ward, Sr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Barron For For Management
1.2 Elect Director J. Everitt Drew For For Management
1.3 Elect Director Lina S. Knox For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATLIN GROUP LTD
Ticker: CGL Security ID: G196F1100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect John Barton as Director For For Management
7 Re-elect Stephen Catlin as Director For For Management
8 Re-elect Benjamin Meuli as Director For For Management
9 Re-elect Robert Gowdy as Director For For Management
10 Re-elect Fiona Luck as Director For For Management
11 Re-elect Nicholas Lyons as Director For For Management
12 Elect Dr Claus-Michael Dill as Director For For Management
13 Elect Beatrice Hollond as Director For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Common For For Management
Shares
--------------------------------------------------------------------------------
CELADON GROUP, INC.
Ticker: CGI Security ID: 150838100
Meeting Date: DEC 11, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Russell For For Management
1.2 Elect Director Anthony Heyworth For For Management
1.3 Elect Director Catherine Langham For For Management
1.4 Elect Director Michael Miller For For Management
1.5 Elect Director Paul Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvaro J. Aguirre For For Management
1.2 Elect Director James F. Burr For For Management
1.3 Elect Director Christine H. H. Camp For For Management
1.4 Elect Director John C. Dean For For Management
1.5 Elect Director Earl E. Fry For For Management
1.6 Elect Director Paul J. Kosasa For For Management
1.7 Elect Director Duane K. Kurisu For For Management
1.8 Elect Director Colbert M. Matsumoto For For Management
1.9 Elect Director Crystal K. Rose For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Tax Benefits Preservation Plan For For Management
5 Amend Securities Transfer Restrictions For For Management
--------------------------------------------------------------------------------
CHICOPEE BANCORP, INC.
Ticker: CBNK Security ID: 168565109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Giokas For For Management
1.2 Elect Director Gregg F. Orlen For For Management
1.3 Elect Director Judith T. Tremble For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Robert D. LeBlanc For For Management
1c Elect Director Janet S. Vergis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For For Management
1.2 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Bram Goldsmith For For Management
1.3 Elect Director Mohamad Ali For For Management
1.4 Elect Director Richard L. Bloch For For Management
1.5 Elect Director Kenneth L. Coleman For For Management
1.6 Elect Director Ashok Israni For For Management
1.7 Elect Director Bruce Rosenblum For For Management
1.8 Elect Director Peter M. Thomas For For Management
1.9 Elect Director Robert H. Tuttle For Against Management
1.10 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
Ticker: CWEI Security ID: 969490101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Parker For For Management
1.2 Elect Director Jordan R. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLIFTON SAVINGS BANCORP, INC.
Ticker: CSBK Security ID: 18712Q103
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Adzima For Withhold Management
1.2 Elect Director Charles J. Pivirotto For Withhold Management
1.3 Elect Director Cynthia Sisco For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLIFTON SAVINGS BANCORP, INC.
Ticker: CSBK Security ID: 18712Q103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Adopt Supermajority Vote Requirement For Against Management
for Amendments to Articles of
Incorporation
3 Limit Voting Rights of Shares For Against Management
Beneficially Owned in Excess of 10% of
Company's Stock
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Liska For For Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Thomas F. Motamed For For Management
1.4 Elect Director Don M. Randel For For Management
1.5 Elect Director Joseph Rosenberg For For Management
1.6 Elect Director Andrew H. Tisch For For Management
1.7 Elect Director James S. Tisch For For Management
1.8 Elect Director Marvin Zonis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CU BANCORP
Ticker: CUNB Security ID: 126534106
Meeting Date: AUG 20, 2013 Meeting Type: Annual
Record Date: JUN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto E. Barragan For For Management
1.2 Elect Director Kenneth L. Bernstein For For Management
1.3 Elect Director Stephen G. Carpenter For For Management
1.4 Elect Director Kenneth J. Cosgrove For For Management
1.5 Elect Director Robert Matranga For For Management
1.6 Elect Director David I. Rainer For For Management
1.7 Elect Director Roy A. Salter For For Management
1.8 Elect Director Daniel F. Selleck For For Management
1.9 Elect Director Lester M. Sussman For For Management
1.10 Elect Director Charles H. Sweetman For For Management
1.11 Elect Director Anne A. Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Martin R. Benante For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Allen A. Kozinski For For Management
1.6 Elect Director John R. Myers For For Management
1.7 Elect Director John B. Nathman For For Management
1.8 Elect Director Robert J. Rivet For For Management
1.9 Elect Director William W. Sihler For For Management
1.10 Elect Director Albert E. Smith For For Management
1.11 Elect Director Stuart W. Thorn For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: APR 30, 2014 Meeting Type: Proxy Contest
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Revoke Consent to Request Special For Did Not Vote Shareholder
Meeting
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Consent to Request Special Meeting For Did Not Vote Shareholder
--------------------------------------------------------------------------------
DE MASTER BLENDERS 1753 NV
Ticker: DE Security ID: N2563N109
Meeting Date: JUL 31, 2013 Meeting Type: Special
Record Date: JUL 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Oak Leaf B.V None None Management
3 Amend Articles Re: Public Offer By Oak For For Management
Leaf B.V
4a Elect B. Becht as Non-Executive For For Management
Director
4b Elect P. Harf as Non-Executive Director For For Management
4c Elect O. Goudet as Non-Executive For For Management
Director
4d Elect A. Van Damme as Non-Executive For For Management
Director
4e Elect B. Trott as Non-Executive For For Management
Director
4f Elect A. Santo Domingo as For For Management
Non-Executive Director
4g Elect M.M.G. Cup as Executive Director For For Management
5a Accept Resignation of J. Bennink as a For For Management
Board Member
5b Accept Resignation of N.R. For For Management
Sorensen-Valdez as a Board Member
5c Accept Resignation of M.M.M. Corrales For For Management
as a Board Member (Non-contentious)
5d Accept Resignation of G.J.M. Picaud as For For Management
a Board Member (Non-contentious)
5e Accept Resignation of S.E. Taylor as a For For Management
Board Member (Non-contentious)
6a Approve Conditional Discharge of A. For For Management
Illy as Board Member
6b Approve Conditional Discharge of R. For For Management
Zwartendijk as Board Member
7a Approve Discharge of C.J.A. van Lede For For Management
as Former Board Member
7b Approve Discharge of M.J. Herkemij of For For Management
Former Board Member
8 Approve Conditional Merger Agreement For For Management
of Oak Sub BV and New Oak BV in Case
the Acceptance Level of the Public
Tender Offer is Less than 95 Percent
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
DELTIC TIMBER CORPORATION
Ticker: DEL Security ID: 247850100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christoph Keller, III For Withhold Management
1.2 Elect Director David L. Lemmon For Withhold Management
1.3 Elect Director R. Madison Murphy For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENNY'S CORPORATION
Ticker: DENN Security ID: 24869P104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg R. Dedrick For For Management
1.2 Elect Director Jose M. Gutierrez For For Management
1.3 Elect Director George W. Haywood For For Management
1.4 Elect Director Brenda J. Lauderback For For Management
1.5 Elect Director Robert E. Marks For For Management
1.6 Elect Director John C. Miller For For Management
1.7 Elect Director Louis P. Neeb For For Management
1.8 Elect Director Donald C. Robinson For For Management
1.9 Elect Director Debra Smithart-Oglesby For For Management
1.10 Elect Director Laysha Ward For For Management
1.11 Elect Director F. Mark Wolfinger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Mahon For For Management
1.2 Elect Director George L. Clark, Jr. For For Management
1.3 Elect Director Steven D. Cohn For For Management
1.4 Elect Director Robert C. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director David J. Illingworth For For Management
1.5 Elect Director Brian M. Levitt For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP.
Ticker: FDEF Security ID: 32006W106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Hubbard For For Management
1.2 Elect Director Barbara A. Mitzel For For Management
1.3 Elect Director James L. Rohrs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORESTAR GROUP INC.
Ticker: FOR Security ID: 346233109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For For Management
1.2 Elect Director Michael E. Dougherty For For Management
1.3 Elect Director William C. Powers, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOX CHASE BANCORP, INC.
Ticker: FXCB Security ID: 35137T108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd S. Benning For For Management
1.2 Elect Director Thomas M. Petro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: 38059T106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors of the For For Management
Company
2 Re-elect Kofi Ansah as Director For For Management
3 Re-elect Nick Holland as Director For For Management
4 Re-elect Paul Schmidt as Director For For Management
5 Re-elect Gayle Wilson as Member of the For For Management
Audit Committee
6 Re-elect Richard Menell as Member of For For Management
the Audit Committee
7 Re-elect Donald Ncube as Member of the For For Management
Audit Committee
8 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Approve Remuneration Policy For For Management
1 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance to For For Management
Related or Inter-related Company
4 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Losh For For Management
1.2 Elect Director Lee R. Mitau For For Management
1.3 Elect Director R. William Van Sant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Bartlett Foote For For Management
1.2 Elect Director Pedro P. Granadillo For For Management
1.3 Elect Director Mark W. Kroll For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC.
Ticker: HTSI Security ID: 414585109
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For For Management
1.2 Elect Director Edith E. Holiday For For Management
1.3 Elect Director John H. Mullin, III For For Management
1.4 Elect Director James H. Quigley For For Management
1.5 Elect Director Robert N. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4a Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation and Bylaws
4b Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation
5 Amend Certificate of Incorporation For For Management
Removing Provisions of $3.50
Cumulative Convertible Preferred Stock
6 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
HOMETRUST BANCSHARES, INC.
Ticker: HTBI Security ID: 437872104
Meeting Date: NOV 25, 2013 Meeting Type: Annual
Record Date: OCT 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Stanford Allen For For Management
1.2 Elect Director J. Steven Goforth For For Management
1.3 Elect Director Robert E. Shepherd, Sr. For For Management
1.4 Elect Director Dana L. Stonestreet For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HYATT HOTELS CORPORATION
Ticker: H Security ID: 448579102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Pritzker For For Management
1.2 Elect Director Pamela M. Nicholson For For Management
1.3 Elect Director Richard C. Tuttle For For Management
1.4 Elect Director James H. Wooten, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFINITY PROPERTY AND CASUALTY CORPORATION
Ticker: IPCC Security ID: 45665Q103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela Brock-Kyle For For Management
1.2 Elect Director Teresa A. Canida For For Management
1.3 Elect Director Jorge G. Castro For For Management
1.4 Elect Director James R. Gober For For Management
1.5 Elect Director Harold E. Layman For For Management
1.6 Elect Director E. Robert Meaney For For Management
1.7 Elect Director Drayton Nabers, Jr. For For Management
1.8 Elect Director William Stancil Starnes For For Management
1.9 Elect Director Samuel J. Weinhoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Delaney For For Management
1.2 Elect Director C. Martin Harris For For Management
1.3 Elect Director A. Malachi Mixon, III For For Management
1.4 Elect Director Gerald B. Blouch For For Management
1.5 Elect Director Charles S. Robb For For Management
1.6 Elect Director Baiju R. Shah For For Management
1.7 Elect Director James L. Jones For For Management
1.8 Elect Director Dan T. Moore, III For For Management
1.9 Elect Director Dale C. LaPorte For For Management
1.10 Elect Director Ellen O. Tauscher For For Management
1.11 Elect Director Michael J. Merriman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Denis Kessler For For Management
2.2 Elect Director G. Richard ('Rick') For For Management
Wagoner, Jr.
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
Ticker: JJSF Security ID: 466032109
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vincent Melchiorre For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brough For For Management
1.2 Elect Director John K. Carrington For For Management
1.3 Elect Director John M. H. Huxley For For Management
1.4 Elect Director Kenneth C. Irving For For Management
1.5 Elect Director John A. Keyes For For Management
1.6 Elect Director John A. Macken For For Management
1.7 Elect Director Catherine McLeod-Seltzer For For Management
1.8 Elect Director John E. Oliver For For Management
1.9 Elect Director Una M. Power For For Management
1.10 Elect Director Terence C. W. Reid For For Management
1.11 Elect Director J. Paul Rollinson For For Management
1.12 Elect Director Ruth G. Woods For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Share Option Plan For For Management
4 Amend Restricted Share Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION
Ticker: LANC Security ID: 513847103
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth L. Cooke For For Management
1.2 Elect Director Alan F. Harris For For Management
1.3 Elect Director Zuheir Sofia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Bannister For For Management
1.2 Elect Director Michael A. Henning For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Kass For For Management
1.2 Elect Director John V. Murphy For For Management
1.3 Elect Director John H. Myers For For Management
1.4 Elect Director Nelson Peltz For For Management
1.5 Elect Director W. Allen Reed For For Management
1.6 Elect Director Joseph A. Sullivan For For Management
2 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Beyer For For Management
1.2 Elect Director W. Patrick Campbell For For Management
1.3 Elect Director Brian P. Friedman For For Management
1.4 Elect Director Richard B. Handler For For Management
1.5 Elect Director Robert E. Joyal For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Stuart H. Reese For For Management
1.9 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Other Business For Against Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For Against Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For Against Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 20, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Turner For For Management
1.2 Elect Director Gregory S. Babe For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For For Management
1.3 Elect Director James R. Bergman For For Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For For Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.R. Frank Wazzan For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
METRO BANCORP, INC.
Ticker: METR Security ID: 59161R101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Nalbandian For For Management
1.2 Elect Director James R. Adair For For Management
1.3 Elect Director John J. Cardello For For Management
1.4 Elect Director Douglas S. Gelder For For Management
1.5 Elect Director Alan R. Hassman For For Management
1.6 Elect Director J. Rodney Messick For For Management
1.7 Elect Director Howell C. Mette For For Management
1.8 Elect Director Michael A. Serluco For For Management
1.9 Elect Director Samir J. Srouji For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 611740101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director Norman C. Epstein For For Management
1.5 Elect Director Benjamin M. Polk For For Management
1.6 Elect Director Sydney Selati For For Management
1.7 Elect Director Harold C. Taber, Jr. For For Management
1.8 Elect Director Mark S. Vidergauz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Adopt Policy and Report on Board Against For Shareholder
Diversity
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director T. Jay Collins For For Management
1c Elect Director Steven A. Cosse For For Management
1d Elect Director Claiborne P. Deming For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director James V. Kelley For For Management
1g Elect Director Walentin Mirosh For For Management
1h Elect Director R. Madison Murphy For For Management
1i Elect Director Jeffrey W. Nolan For For Management
1j Elect Director Neal E. Schmale For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NOODLES & COMPANY
Ticker: NDLS Security ID: 65540B105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Pittman For Withhold Management
1.2 Elect Director James Rand For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NV ENERGY, INC.
Ticker: NVE Security ID: 67073Y106
Meeting Date: SEP 25, 2013 Meeting Type: Special
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OCEAN SHORE HOLDING CO.
Ticker: OSHC Security ID: 67501R103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Ford For For Management
1.2 Elect Director John L. Van Duyne, Jr. For For Management
1.3 Elect Director Dorothy F. McCrosson For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Burke For For Management
1.2 Elect Director Angelo Catania For For Management
1.3 Elect Director John R. Garbarino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMNIAMERICAN BANCORP, INC.
Ticker: OABC Security ID: 68216R107
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Carter For For Management
1.2 Elect Director Norman G. Carroll For For Management
1.3 Elect Director Patrick D. Conley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORITANI FINANCIAL CORP.
Ticker: ORIT Security ID: 68633D103
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Antonaccio For For Management
1.2 Elect Director Kevin J. Lynch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORK Security ID: R67787102
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Idar Kreutzer as For Did Not Vote Management
Chairman of Meeting
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.50
per Share
3.1 Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
3.2 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
4 Receive Company's Corporate Governance None None Management
Statement
5.1 Authorize Repurchase of Shares for Use For Did Not Vote Management
in Employee Incentive Programs
5.2 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
6 Authorize Company to Call EGM with Two For Did Not Vote Management
Weeks' Notice
7.1 Elect Stein Hagen as Director For Did Not Vote Management
7.2 Elect Grace Skaugen as Director For Did Not Vote Management
7.3 Elect Jo Lunder as Director For Did Not Vote Management
7.4 Elect Ingrid Blank as Director For Did Not Vote Management
7.5 Elect Lisbeth Pallesen as Director For Did Not Vote Management
7.6 Elect Lars Dahlgren as Director For Did Not Vote Management
7.7 Elect Nils Selte as Director For Did Not Vote Management
8.1 Elect Stein Hagen as Chairman For Did Not Vote Management
8.2 Elect Grace Skaugen as Vice Chairman For Did Not Vote Management
9.1 Elect Leiv Askvig as Member of For Did Not Vote Management
Nominating Committee
9.2 Elect Anders Ryssdal as Member of For Did Not Vote Management
Nominating Committee
9.3 Elect Karin Orgland as Member of For Did Not Vote Management
Nominating Committee
10 Elect Chairman of Nominating Committee For Did Not Vote Management
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 660,000 for
Chairman, NOK 515,000 for Vice
Chairman, and NOK 390,000 for the
Other Directors
12 Approve Remuneration of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: JAN 13, 2014 Meeting Type: Special
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Issue Shares in Connection with For For Management
Acquisition
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote on Golden Parachutes For Against Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Carlson For For Management
1.2 Elect Director John M. Eggemeyer For For Management
1.3 Elect Director Barry C. Fitzpatrick For For Management
1.4 Elect Director Andrew B. Fremder For For Management
1.5 Elect Director C. William Hosler For For Management
1.6 Elect Director Susan E. Lester For For Management
1.7 Elect Director Douglas H. (Tad) Lowrey For For Management
1.8 Elect Director Timothy B. Matz For For Management
1.9 Elect Director Roger H. Molvar For For Management
1.10 Elect Director James J. Pieczynski For For Management
1.11 Elect Director Daniel B. Platt For For Management
1.12 Elect Director Robert A. Stine For For Management
1.13 Elect Director Matthew P. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adjourn Meeting For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
Ticker: PKY Security ID: 70159Q104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Banyasz For Withhold Management
1.2 Elect Director Charles T. Cannada For For Management
1.3 Elect Director Edward M. Casal For For Management
1.4 Elect Director Kelvin L. Davis For Withhold Management
1.5 Elect Director Laurie L. Dotter For For Management
1.6 Elect Director James R. Heistand For For Management
1.7 Elect Director C. William Hosler For For Management
1.8 Elect Director Adam S. Metz For For Management
1.9 Elect Director Brenda J. Mixson For For Management
1.10 Elect Director James A. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 09, 2013 Meeting Type: Annual
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 16, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Joseph G. Doody For For Management
1c Elect Director David J. S. Flaschen For For Management
1d Elect Director Phillip Horsley For For Management
1e Elect Director Grant M. Inman For For Management
1f Elect Director Pamela A. Joseph For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES FEDERAL BANCSHARES, INC.
Ticker: PEOP Security ID: 711037101
Meeting Date: FEB 18, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Leetch, Jr. For For Management
1.2 Elect Director Vincent Mannering For For Management
1.3 Elect Director Norman Posner For For Management
1.4 Elect Director Maurice H. Sullivan, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Jack B. Dunn, IV For For Management
1.3 Elect Director H. Russell Frisby, Jr. For For Management
1.4 Elect Director Terence C. Golden For For Management
1.5 Elect Director Patrick T. Harker For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PICO HOLDINGS, INC.
Ticker: PICO Security ID: 693366205
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Hart For For Management
1b Elect Director Michael J. Machado For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect Linda E. Ransom as Director For For Management
1.7 Elect James P. Slattery as Director For For Management
1.8 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SI FINANCIAL GROUP, INC.
Ticker: SIFI Security ID: 78425V104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Alliod For For Management
1.2 Elect Director Michael R. Garvey For For Management
1.3 Elect Director Robert O. Gillard For For Management
1.4 Elect Director Kathleen A. Nealon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIBANYE GOLD LTD
Ticker: SGL Security ID: 825724206
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of the Consideration For For Management
Shares to Gold One International
Limited
2 Elect Robert Chan as Director For For Management
3 Elect Christopher Chadwick as Director For For Management
--------------------------------------------------------------------------------
SILGAN HOLDINGS INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Greg Horrigan For Withhold Management
1.2 Elect Director John W. Alden For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of 3.20 CHF per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Amend Articles Re: Ordinance Against For Against Management
Excessive Remuneration at Listed
Companies
5.1.1 Reelect Thomas Glanzmann as Director For For Management
5.1.2 Reelect Jill Lee as Director For For Management
5.1.3 Reelect Marco Musetti as Director For For Management
5.1.4 Reelect Luciano Respini as Director For For Management
5.1.5 Reelect Klaus Sturany as Director For For Management
5.2 Elect Peter Loescher as Director and For For Management
Chairman of the Board of Directors
5.3 Elect Matthias Bichsel as Director For For Management
6.1 Appoint Thomas Glanzmann as Member of For For Management
the Compensation Committee
6.2 Appoint Marco Musetti as Member of the For For Management
Compensation Committee
6.3 Appoint Luciano Respini as Member of For For Management
the Compensation Committee
7 Ratify KPMG Ltd as Auditors For For Management
8 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Geraldine B. Laybourne For For Management
1e Elect Director David L. Mahoney For For Management
1f Elect Director Robert S. Miller For For Management
1g Elect Director Anita M. Sands For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
1j Elect Director Suzanne M. Vautrinot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TALISMAN ENERGY INC.
Ticker: TLM Security ID: 87425E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christiane Bergevin For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Jonathan Christodoro For For Management
1.4 Elect Director Thomas W. Ebbern For For Management
1.5 Elect Director Harold N. Kvisle For For Management
1.6 Elect Director Brian M. Levitt For For Management
1.7 Elect Director Samuel J. Merksamer For For Management
1.8 Elect Director Lisa A. Stewart For For Management
1.9 Elect Director Henry W. Sykes For For Management
1.10 Elect Director Peter W. Tomsett For For Management
1.11 Elect Director Michael T. Waites For For Management
1.12 Elect Director Charles R. Williamson For For Management
1.13 Elect Director Charles M. Winograd For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Approve Advance Notice Policy For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
6 Prohibit Accelerated Vesting of Awards Against Against Shareholder
--------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Ferman, Jr. For For Management
1.2 Elect Director Evelyn V. Follit For For Management
1.3 Elect Director John B. Ramil For For Management
1.4 Elect Director Tom L. Rankin For For Management
1.5 Elect Director William D. Rockford For For Management
1.6 Elect Director Paul L. Whiting For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zoe Baird Budinger For For Management
1b Elect Director Sheila P. Burke For For Management
1c Elect Director James I. Cash, Jr. For For Management
1d Elect Director John D. Finnegan For For Management
1e Elect Director Timothy P. Flynn For For Management
1f Elect Director Karen M. Hoguet For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Martin G. McGuinn For For Management
1i Elect Director Lawrence M. Small For For Management
1j Elect Director Jess Soderberg For For Management
1k Elect Director Daniel E. Somers For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director James M. Zimmerman For For Management
1n Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY
Ticker: EDE Security ID: 291641108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth R. Allen For For Management
1.2 Elect Director Bradley P. Beecher For For Management
1.3 Elect Director William L. Gipson For For Management
1.4 Elect Director Thomas M. Ohlmacher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Amend Stock Unit Plan for Directors For For Management
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Gary Krow For For Management
1.5 Elect Director Allen Model For For Management
1.6 Elect Director R. Scot Sellers For For Management
1.7 Elect Director Steven Shepsman For For Management
1.8 Elect Director Burton M. Tansky For For Management
1.9 Elect Director Mary Ann Tighe For For Management
1.10 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart B. Burgdoerfer For For Management
1.2 Elect Director Charles A. Davis For For Management
1.3 Elect Director Lawton W. Fitt For For Management
1.4 Elect Director Jeffrey D. Kelly For For Management
1.5 Elect Director Heidi G. Miller For For Management
1.6 Elect Director Patrick H. Nettles For For Management
1.7 Elect Director Glenn M. Renwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THOMAS PROPERTIES GROUP, INC.
Ticker: TPGI Security ID: 884453101
Meeting Date: DEC 17, 2013 Meeting Type: Special
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
Ticker: TR Security ID: 890516107
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin J. Gordon For Withhold Management
1.2 Elect Director Ellen R. Gordon For Withhold Management
1.3 Elect Director Lana Jane Lewis-Brent For Withhold Management
1.4 Elect Director Barre A. Seibert For Withhold Management
1.5 Elect Director Richard P. Bergeman For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3a Elect Director Edward D. Breen For For Management
3b Elect Director Herman E. Bulls For For Management
3c Elect Director Michael E. Daniels For For Management
3d Elect Director Frank M. Drendel For For Management
3e Elect Director Brian Duperreault For For Management
3f Elect Director Rajiv L. Gupta For For Management
3g Elect Director George R. Oliver For For Management
3h Elect Director Brendan R. O'Neill For For Management
3i Elect Director Jurgen Tinggren For For Management
3j Elect Director Sandra S. Wijnberg For For Management
3k Elect Director R. David Yost For For Management
4 Elect Board Chairman Edward D. Breen For For Management
5a Elect Rajiv L. Gupta as Member of For For Management
Remuneration Committee
5b Elect Sandra S. Wijnberg as Member of For For Management
Remuneration Committee
5c Elect R. David Yost as Member of For For Management
Remuneration Committee
6a Appoint Deloitte AG as Statutory For For Management
Auditor
6b Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm
6c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
7 Designate Bratschi Wiederkehr & Buob For For Management
as Independent Proxy
8 Approve Allocation of Income For For Management
9 Approve Ordinary Cash Dividend For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
1.2 Elect Director Arnold L. Chase For For Management
1.3 Elect Director Betsy Henley-Cohn For For Management
1.4 Elect Director Suedeen G. Kelly For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Daniel J. Miglio For For Management
1.7 Elect Director William F. Murdy For For Management
1.8 Elect Director William B. Plummer For For Management
1.9 Elect Director Donald R. Shassian For For Management
1.10 Elect Director James P. Torgerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 91030T109
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
UNITED STATES LIME & MINERALS, INC.
Ticker: USLM Security ID: 911922102
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy W. Byrne For For Management
1.2 Elect Director Richard W. Cardin For For Management
1.3 Elect Director Antoine M. Doumet For Withhold Management
1.4 Elect Director Billy R. Hughes For For Management
1.5 Elect Director Edward A. Odishaw For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Provide Right to Call Special Meeting For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VICTORIA GOLD CORP.
Ticker: VIT Security ID: 92625W101
Meeting Date: OCT 02, 2013 Meeting Type: Annual/Special
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director T. Sean Harvey For For Management
2.2 Elect Director John McConnell For For Management
2.3 Elect Director Edward C. Dowling For For Management
2.4 Elect Director Christopher Hill For For Management
2.5 Elect Director Leendert Krol For For Management
2.6 Elect Director Michael McInnis For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For Against Management
5 Re-approve Stock Option Plan For For Management
6 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For Against Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC.
Ticker: WASH Security ID: 940610108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Bowen For For Management
1.2 Elect Director Robert A. DiMuccio For For Management
1.3 Elect Director H. Douglas Randall, III For For Management
1.4 Elect Director John F. Treanor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WESTFIELD FINANCIAL, INC.
Ticker: WFD Security ID: 96008P104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Benoit For For Management
1.2 Elect Director Donna J. Damon For Withhold Management
1.3 Elect Director Lisa G. McMahon For For Management
1.4 Elect Director Steven G. Richter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Michael S. McGavick as Director For For Management
2.2 Elect Anne Stevens as Director For For Management
2.3 Elect John M. Vereker as Director For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Renew Director's Authority to Issue For Against Management
Shares
6 Renew Director's Authority to Issue For Against Management
Shares for Cash
7 Amend Articles of Association For Against Management
8 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sten E. Jakobsson For For Management
1b Elect Director Steven R. Loranger For For Management
1c Elect Director Edward J. Ludwig For For Management
1d Elect Director Jerome A. Peribere For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Provide Right to Call Special Meeting For For Management
7 Stock Retention Against For Shareholder
========== END NPX REPORT
SIGNATURES
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
(Registrant) Prospector Funds, Inc.
By (Signature and Title)* /s/ John D. Gillespie
John D. Gillespie
Principal Executive Officer
Date 8/22/2014
* Print the name and title of each signing officer under his or her signature.