(collectively, the “Funds”) |
to the Prospectus and Statement of Additional Information (“SAI”) dated August 1, 2022 |
Name, Address and Year of Birth | Position(s) Held with Wisconsin Capital Funds, Inc. | Term of Office and Length of Time Served(1) | Principal Occupation(s) During Past Five Years | Number of Portfolios in Fund Complex Overseen by Director | Other Directorships Held by Director | |||||||||||||||
Independent Directors: | ||||||||||||||||||||
Jay Loewi Birth date: 1957 | Director | Since May 2007 | Chairman (since 2021), and Chief Executive Officer (from 2007-2021), QTI Group (staffing company), since November 2007. | 2 | None | |||||||||||||||
Harlan J. Moeckler Birth date: 1957 | Director | Since June 2017 | Chief Financial Officer and Treasurer of TradeLink Holdings LLC (alternative investment and proprietary trading firm) since 2006. | 2 | None |
Patrick J. Quinn Birth date:1949 | Director | Since May 2007 | Currently Retired; President and Chairman of the Board of Ayres Associates (professional civil engineering firm), from April 2000 until retirement in December 2010. | 2 | National Presto Industries since May 2001. | |||||||||||||||
Roy S. Schlachtenhaufen Birth date: 1949 | Director | Since June 2017 | Currently Retired; Senior Portfolio Manager at US Bancorp Investments, Inc. (wealth management firm) from 1991 until retirement in April 2017. | 2 | None | |||||||||||||||
Interested Directors and Officers: | ||||||||||||||||||||
Thomas G. Plumb(2) Birth date:1952 | Director, Chairman, President and Chief Executive Officer Secretary | Since May 2007 Since August 2017 | President of Wisconsin Capital Management, LLC, since January 2004; Chief Compliance Officer of Wisconsin Capital Management, LLC since August 2018; President and Principal of SVA Plumb Wealth Management, LLC from March 2011 - March 2019; President of SVA Plumb Financial, LLC (financial and trust services firm) from March 2011 - March 2019; CEO of SVA Plumb Trust Company from March 2011 - March 2019. | 2 | None |
Bonnie Romani Birth date: 1970 | Chief Compliance Officer | Since August 2018 | CCO of Wisconsin Capital Management, LLC since August 2020; Client Service Administrator of Wisconsin Capital Management, LLC, since August 2018; State Analyst at American Family Insurance from February, 2006 through March 2018. | N/A | N/A | |||||||||||||||
Alissa Schlimgen Birth date: 1995 | Chief Financial Officer | Since September 2022 | Analyst II at American Family Insurance, since June 2021; Supervisor at SVA Certified Public Accounts, September 2017 through June 2021. | N/A | N/A |
(1) | Officers of the Funds serve one-year terms, subject to annual reappointment by the Board of Directors. Directors of the Funds serve a term of indefinite length until their resignation or removal, and stand for re-election by shareholders as and when required under the 1940 Act | ||||
(2) | Thomas G. Plumb is an “interested person” of the Funds by virtue of his positions with the Funds and the Advisor. |