ThZeal - The Zeal

N-PX 1 fp0084824-1_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-21987

ALPS VARIABLE INVESTMENT TRUST

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1000, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Michael Lawlor, Esq., Secretary

ALPS Variable Investment Trust

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: December 31

Date of reporting period: July 1, 2022 - June 30, 2023

Item 1 – Proxy Voting Record.


******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-21987
Reporting Period: 07/01/2022 - 06/30/2023
ALPS Variable Investment Trust









================= ALPS/Alerian Energy Infrastructure Portfolio =================


ANTERO MIDSTREAM CORPORATION

Ticker:       AM             Security ID:  03676B102
Meeting Date: JUN 06, 2023   Meeting Type: Annual
Record Date:  APR 17, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Peter A. Dea             For       For          Management
1.2   Elect Director W. Howard Keenan, Jr.    For       Withhold     Management
1.3   Elect Director Janine J. McArdle        For       For          Management
2     Ratify KPMG LLP as Auditors             For       For          Management
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
4     Amend Certificate of Incorporation to   For       For          Management
      Reflect New Delaware Law Provisions
      Regarding Officer Exculpation


--------------------------------------------------------------------------------

CHENIERE ENERGY, INC.

Ticker:       LNG            Security ID:  16411R208
Meeting Date: MAY 11, 2023   Meeting Type: Annual
Record Date:  MAR 27, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director G. Andrea Botta          For       For          Management
1b    Elect Director Jack A. Fusco            For       For          Management
1c    Elect Director Patricia K. Collawn      For       For          Management
1d    Elect Director Brian E. Edwards         For       For          Management
1e    Elect Director Denise Gray              For       For          Management
1f    Elect Director Lorraine Mitchelmore     For       For          Management
1g    Elect Director Donald F. Robillard, Jr. For       For          Management
1h    Elect Director Matthew Runkle           For       For          Management
1i    Elect Director Neal A. Shear            For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management
4     Ratify KPMG LLP as Auditors             For       For          Management
5     Report on Stranded Carbon Asset Risk    Against   Against      Shareholder


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CRESTWOOD EQUITY PARTNERS LP

Ticker:       CEQP           Security ID:  226344208
Meeting Date: MAY 11, 2023   Meeting Type: Annual
Record Date:  MAR 15, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director David Lumpkins           For       Withhold     Management
1.2   Elect Director Frances M. Vallejo       For       Withhold     Management
1.3   Elect Director Gary D. Reaves           For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify Ernst & Young LLP as Auditors    For       For          Management
4     Amend Omnibus Stock Plan                For       For          Management


--------------------------------------------------------------------------------

DT MIDSTREAM, INC.

Ticker:       DTM            Security ID:  23345M107
Meeting Date: MAY 05, 2023   Meeting Type: Annual
Record Date:  MAR 08, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Peter Tumminello         For       For          Management
1.2   Elect Director Dwayne Wilson            For       For          Management
2     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation


--------------------------------------------------------------------------------

ENBRIDGE INC.

Ticker:       ENB            Security ID:  29250N105
Meeting Date: MAY 03, 2023   Meeting Type: Annual
Record Date:  MAR 07, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Mayank M. Ashar          For       For          Management
1.2   Elect Director Gaurdie E. Banister      For       For          Management
1.3   Elect Director Pamela L. Carter         For       For          Management
1.4   Elect Director Susan M. Cunningham      For       For          Management
1.5   Elect Director Gregory L. Ebel          For       For          Management
1.6   Elect Director Jason B. Few             For       For          Management
1.7   Elect Director Teresa S. Madden         For       For          Management
1.8   Elect Director Stephen S. Poloz         For       For          Management
1.9   Elect Director S. Jane Rowe             For       For          Management
1.10  Elect Director Dan C. Tutcher           For       For          Management
1.11  Elect Director Steven W. Williams       For       For          Management
2     Approve PricewaterhouseCoopers LLP as   For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach
4     Re-approve Shareholder Rights Plan      For       For          Management
5     SP 1: Report on Lobbying and Political  Against   Against      Shareholder
      Donations
6     SP 2: Disclose the Company's Scope 3    Against   Against      Shareholder
      Emissions


--------------------------------------------------------------------------------

ENTERPRISE PRODUCTS PARTNERS LP

Ticker:       EPD            Security ID:  293792107
Meeting Date: NOV 22, 2022   Meeting Type: Special
Record Date:  OCT 11, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Omnibus Stock Plan                For       Against      Management
2     Amend Qualified Employee Stock          For       For          Management
      Purchase Plan


--------------------------------------------------------------------------------

EQUITRANS MIDSTREAM CORPORATION

Ticker:       ETRN           Security ID:  294600101
Meeting Date: APR 25, 2023   Meeting Type: Annual
Record Date:  FEB 17, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Vicky A. Bailey          For       For          Management
1b    Elect Director Sarah M. Barpoulis       For       For          Management
1c    Elect Director Kenneth M. Burke         For       For          Management
1d    Elect Director Diana M. Charletta       For       For          Management
1e    Elect Director Thomas F. Karam          For       For          Management
1f    Elect Director D. Mark Leland           For       For          Management
1g    Elect Director Norman J. Szydlowski     For       For          Management
1h    Elect Director Robert F. Vagt           For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify Ernst & Young LLP as Auditors    For       For          Management


--------------------------------------------------------------------------------

GIBSON ENERGY INC.

Ticker:       GEI            Security ID:  374825206
Meeting Date: MAY 02, 2023   Meeting Type: Annual
Record Date:  MAR 20, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director James M. Estey           For       For          Management
1b    Elect Director Douglas P. Bloom         For       For          Management
1c    Elect Director James J. Cleary          For       For          Management
1d    Elect Director Judy E. Cotte            For       For          Management
1e    Elect Director Heidi L. Dutton          For       For          Management
1f    Elect Director John L. Festival         For       For          Management
1g    Elect Director Diane A. Kazarian        For       For          Management
1h    Elect Director Margaret C. Montana      For       For          Management
1i    Elect Director Steven R. Spaulding      For       For          Management
2     Approve PricewaterhouseCoopers LLP as   For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach


--------------------------------------------------------------------------------

KEYERA CORP.

Ticker:       KEY            Security ID:  493271100
Meeting Date: MAY 09, 2023   Meeting Type: Annual
Record Date:  MAR 22, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Jim Bertram              For       For          Management
1b    Elect Director Isabelle Brassard        For       For          Management
1c    Elect Director Michael Crothers         For       For          Management
1d    Elect Director Blair Goertzen           For       For          Management
1e    Elect Director Doug Haughey             For       For          Management
1f    Elect Director Gianna Manes             For       For          Management
1g    Elect Director Michael Norris           For       For          Management
1h    Elect Director Thomas O'Connor          For       For          Management
1i    Elect Director Charlene Ripley          For       For          Management
1j    Elect Director Dean Setoguchi           For       For          Management
1k    Elect Director Janet Woodruff           For       For          Management
2     Ratify Deloitte LLP as Auditors         For       For          Management
3     Re-approve Shareholder Rights Plan      For       For          Management
4     Advisory Vote on Executive              For       For          Management
      Compensation Approach


--------------------------------------------------------------------------------

KINDER MORGAN, INC.

Ticker:       KMI            Security ID:  49456B101
Meeting Date: MAY 10, 2023   Meeting Type: Annual
Record Date:  MAR 13, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Richard D. Kinder        For       For          Management
1.2   Elect Director Steven J. Kean           For       For          Management
1.3   Elect Director Kimberly A. Dang         For       For          Management
1.4   Elect Director Ted A. Gardner           For       For          Management
1.5   Elect Director Anthony W. Hall, Jr.     For       For          Management
1.6   Elect Director Gary L. Hultquist        For       For          Management
1.7   Elect Director Ronald L. Kuehn, Jr.     For       For          Management
1.8   Elect Director Deborah A. Macdonald     For       For          Management
1.9   Elect Director Michael C. Morgan        For       For          Management
1.10  Elect Director Arthur C. Reichstetter   For       For          Management
1.11  Elect Director C. Park Shaper           For       For          Management
1.12  Elect Director William A. Smith         For       For          Management
1.13  Elect Director Joel V. Staff            For       For          Management
1.14  Elect Director Robert F. Vagt           For       Against      Management
2     Amend Certificate of Incorporation to   For       For          Management
      Allow Exculpation of Certain Officers
3     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors
4     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation


--------------------------------------------------------------------------------

KINETIK HOLDINGS INC.

Ticker:       KNTK           Security ID:  02215L209
Meeting Date: MAY 31, 2023   Meeting Type: Annual
Record Date:  APR 05, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Jamie Welch              For       For          Management
1.2   Elect Director David I. Foley           For       For          Management
1.3   Elect Director John-Paul (JP) Munfa     For       For          Management
1.4   Elect Director Elizabeth P. Cordia      For       For          Management
1.5   Elect Director Jesse Krynak             For       For          Management
1.6   Elect Director Ronald Schweizer         For       For          Management
1.7   Elect Director Laura A. Sugg            For       For          Management
1.8   Elect Director Kevin S. McCarthy        For       For          Management
1.9   Elect Director Ben C. Rodgers           For       For          Management
1.10  Elect Director D. Mark Leland           For       For          Management
1.11  Elect Director Deborah L. Byers         For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management
4     Eliminate Supermajority Vote            For       For          Management
      Requirement
5     Amend Certificate of Incorporation to   For       Against      Management
      Limit the Liability of Officers
6     Ratify KPMG LLP as Auditors             For       For          Management


--------------------------------------------------------------------------------

MAGELLAN MIDSTREAM PARTNERS, L.P.

Ticker:       MMP            Security ID:  559080106
Meeting Date: APR 27, 2023   Meeting Type: Annual
Record Date:  FEB 09, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Sivasankaran             For       For          Management
      Somasundaram
1.2   Elect Director Chansoo Joung            For       For          Management
1.3   Elect Director Aaron L. Milford         For       For          Management
1.4   Elect Director James R. Montague        For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management
4     Ratify Ernst & Young LLP as Auditors    For       For          Management


--------------------------------------------------------------------------------

NEXTDECADE CORPORATION

Ticker:       NEXT           Security ID:  65342K105
Meeting Date: JUN 01, 2023   Meeting Type: Annual
Record Date:  APR 20, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Brian Belke              For       For          Management
1.2   Elect Director L. Spencer Wells         For       Against      Management
1.3   Elect Director Edward Andrew Scoggins,  For       Against      Management
      Jr.
2     Amend Omnibus Stock Plan                For       Against      Management
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
4     Ratify Grant Thornton LLP as Auditors   For       For          Management


--------------------------------------------------------------------------------

NUSTAR ENERGY L.P.

Ticker:       NS             Security ID:  67058H102
Meeting Date: APR 27, 2023   Meeting Type: Annual
Record Date:  MAR 01, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Jelynne LeBlanc Burley   For       For          Management
1.2   Elect Director Robert J. Munch          For       For          Management
1.3   Elect Director Martin Salinas, Jr.      For       For          Management
1.4   Elect Director Suzanne Allford Wade     For       For          Management
2     Ratify KPMG LLP as Auditors             For       For          Management
3     Amend Omnibus Stock Plan                For       For          Management


--------------------------------------------------------------------------------

ONEOK, INC.

Ticker:       OKE            Security ID:  682680103
Meeting Date: MAY 24, 2023   Meeting Type: Annual
Record Date:  MAR 27, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Brian L. Derksen         For       For          Management
1.2   Elect Director Julie H. Edwards         For       For          Management
1.3   Elect Director Mark W. Helderman        For       For          Management
1.4   Elect Director Randall J. Larson        For       For          Management
1.5   Elect Director Steven J. Malcolm        For       For          Management
1.6   Elect Director Jim W. Mogg              For       For          Management
1.7   Elect Director Pattye L. Moore          For       For          Management
1.8   Elect Director Pierce H. Norton, II     For       For          Management
1.9   Elect Director Eduardo A. Rodriguez     For       For          Management
1.10  Elect Director Gerald D. Smith          For       For          Management
2     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors
3     Amend Qualified Employee Stock          For       For          Management
      Purchase Plan
4     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management


--------------------------------------------------------------------------------

PEMBINA PIPELINE CORPORATION

Ticker:       PPL            Security ID:  706327103
Meeting Date: MAY 05, 2023   Meeting Type: Annual
Record Date:  MAR 17, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Anne-Marie N. Ainsworth  For       For          Management
1.2   Elect Director J. Scott Burrows         For       For          Management
1.3   Elect Director Cynthia Carroll          For       For          Management
1.4   Elect Director Ana Dutra                For       For          Management
1.5   Elect Director Robert G. Gwin           For       For          Management
1.6   Elect Director Maureen E. Howe          For       For          Management
1.7   Elect Director Gordon J. Kerr           For       For          Management
1.8   Elect Director David M.B. LeGresley     For       For          Management
1.9   Elect Director Andy J. Mah              For       For          Management
1.10  Elect Director Leslie A. O'Donoghue     For       For          Management
1.11  Elect Director Bruce D. Rubin           For       For          Management
1.12  Elect Director Henry W. Sykes           For       For          Management
2     Approve KPMG LLP as Auditors and        For       For          Management
      Authorize Board to Fix Their
      Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach


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PLAINS GP HOLDINGS, L.P.

Ticker:       PAGP           Security ID:  72651A207
Meeting Date: MAY 24, 2023   Meeting Type: Annual
Record Date:  MAR 27, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Willie Chiang            For       For          Management
1.2   Elect Director Ellen R. DeSanctis       For       For          Management
1.3   Elect Director Alexandra D. Pruner      For       For          Management
1.4   Elect Director Lawrence M. Ziemba       For       For          Management
2     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation


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TARGA RESOURCES CORP.

Ticker:       TRGP           Security ID:  87612G101
Meeting Date: MAY 23, 2023   Meeting Type: Annual
Record Date:  MAR 28, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Paul W. Chung            For       For          Management
1.2   Elect Director Charles R. Crisp         For       For          Management
1.3   Elect Director Laura C. Fulton          For       For          Management
2     Ratify PricewaterhouseCoopers LLP as    For       For          Management
      Auditors
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management
5     Report on Efforts to Reduce Methane     Against   For          Shareholder
      Emission Venting and Flaring in Supply
      Chain


--------------------------------------------------------------------------------

TC ENERGY CORPORATION

Ticker:       TRP            Security ID:  87807B107
Meeting Date: MAY 02, 2023   Meeting Type: Annual
Record Date:  MAR 17, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Cheryl F. Campbell       For       For          Management
1.2   Elect Director Michael R. Culbert       For       For          Management
1.3   Elect Director William D. Johnson       For       For          Management
1.4   Elect Director Susan C. Jones           For       For          Management
1.5   Elect Director John E. Lowe             For       For          Management
1.6   Elect Director David MacNaughton        For       For          Management
1.7   Elect Director Francois L. Poirier      For       For          Management
1.8   Elect Director Una Power                For       For          Management
1.9   Elect Director Mary Pat Salomone        For       For          Management
1.10  Elect Director Indira Samarasekera      For       For          Management
1.11  Elect Director Siim A. Vanaselja        For       For          Management
1.12  Elect Director Thierry Vandal           For       For          Management
1.13  Elect Director Dheeraj "D" Verma        For       For          Management
2     Approve KPMG LLP as Auditors and        For       For          Management
      Authorize Board to Fix Their
      Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach


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TELLURIAN INC.

Ticker:       TELL           Security ID:  87968A104
Meeting Date: JUN 07, 2023   Meeting Type: Annual
Record Date:  APR 24, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Jean P. Abiteboul        For       For          Management
1b    Elect Director Diana Derycz-Kessler     For       For          Management
1c    Elect Director Dillon J. Ferguson       For       For          Management
2     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors
3     Increase Authorized Common Stock        For       For          Management
4     Advisory Vote to Ratify Named           For       Against      Management
      Executive Officers' Compensation
5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management


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THE WILLIAMS COMPANIES, INC.

Ticker:       WMB            Security ID:  969457100
Meeting Date: APR 25, 2023   Meeting Type: Annual
Record Date:  FEB 24, 2023

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Alan S. Armstrong        For       For          Management
1.2   Elect Director Stephen W. Bergstrom     For       For          Management
1.3   Elect Director Michael A. Creel         For       For          Management
1.4   Elect Director Stacey H. Dore           For       For          Management
1.5   Elect Director Carri A. Lockhart        For       For          Management
1.6   Elect Director Richard E. Muncrief      For       For          Management
1.7   Elect Director Peter A. Ragauss         For       For          Management
1.8   Elect Director Rose M. Robeson          For       For          Management
1.9   Elect Director Scott D. Sheffield       For       For          Management
1.10  Elect Director Murray D. Smith          For       For          Management
1.11  Elect Director William H. Spence        For       For          Management
1.12  Elect Director Jesse J. Tyson           For       For          Management
2     Ratify Ernst & Young LLP as Auditors    For       For          Management
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

========= Morningstar Aggressive Growth ETF Asset Allocation Portfolio =========

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.

============= Morningstar Balanced ETF Asset Allocation Portfolio ==============


SPDR SERIES TRUST

Ticker:                      Security ID:  78464A375
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management

=========== Morningstar Conservative ETF Asset Allocation Portfolio ============


SPDR SERIES TRUST

Ticker:                      Security ID:  78464A375
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management

============== Morningstar Growth ETF Asset Allocation Portfolio ===============


SPDR SERIES TRUST

Ticker:                      Security ID:  78464A375
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


========== Morningstar Income & Growth ETF Asset Allocation Portfolio ==========


SPDR SERIES TRUST

Ticker:                      Security ID:  78464A375
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management

========== END NPX REPORT

ALPS Global Opportunity Portfolio

Reporting Period: 07/01/2022 to 06/30/2023


Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	2	Approve Remuneration Report	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	3	Elect Anulika Ajufo as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	4	Re-elect Francesca Barnes as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	5	Re-elect Elizabeth Burne as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	6	Re-elect Carolina Espinal as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	7	Re-elect Edmond Warner as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	8	Re-elect Steven Wilderspin as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	9	Re-elect Peter Wilson as Director	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	10	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	11	Authorise Board to Fix Remuneration of Auditors	Mgmt	For	For
HarbourVest Global Private Equity	HVPE	G43905127	07/18/2022	1657198	12	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	2	Approve Remuneration Report	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	3	Reappoint Ernst & Young LLP as Auditors	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	4	Authorise the Audit Committee to Fix Remuneration of Auditors	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	5	Approve Final Dividend	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	6	Re-elect Vijay Bharadia as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	7	Re-elect Benoit Durteste as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	8	Re-elect Virginia Holmes as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	9	Re-elect Michael Nelligan as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	10	Re-elect Kathryn Purves as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	11	Re-elect Amy Schioldager as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	12	Re-elect Andrew Sykes as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	13	Re-elect Stephen Welton as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	14	Re-elect Antje Hensel-Roth as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	15	Re-elect Rosemary Leith as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	16	Re-elect Matthew Lester as Director	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	17	Authorise Issue of Equity	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	18	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	19	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	20	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
Intermediate Capital Group Plc	ICP	G4807D192	07/19/2022	1656484	21	Authorise the Company to Call General Meeting with Two Weeks' Notice	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
FS KKR Capital Corp.	FSK	302635206	04/25/2022	1644831	1.1	Elect Director Barbara Adams	Mgmt	For	For
FS KKR Capital Corp.	FSK	302635206	04/25/2022	1644831	1.2	Elect Director Michael C. Forman	Mgmt	For	For
FS KKR Capital Corp.	FSK	302635206	04/25/2022	1644831	1.3	Elect Director Jerel A. Hopkins	Mgmt	For	Withhold
FS KKR Capital Corp.	FSK	302635206	04/25/2022	1644831	2	Approve Issuance of Shares Below Net Asset Value (NAV)	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.1	Elect Director John Barnett	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.2	Elect Director Michael Bregman	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.3	Elect Director Anne-Mette de Place Filippini	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.4	Elect Director Joseph E. Fluet, III	Mgmt	For	Withhold
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.5	Elect Director Joseph J. Heffernan	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.6	Elect Director G. John Krediet	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.7	Elect Director William F. Morneau	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.8	Elect Director B. Jeffrey Parr	Mgmt	For	Withhold
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.9	Elect Director Kenneth B. Rotman	Mgmt	For	Withhold
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.10	Elect Director Lionel H. Schipper	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.11	Elect Director Michael Wagman	Mgmt	For	Withhold
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	1.12	Elect Director Rick Watkin	Mgmt	For	For
Clairvest Group Inc.	CVG	17965L100	06/24/2022	1657993	2	Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	1.1	Elect Director Jose A. Fernandez	Mgmt	For	Withhold
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	1.2	Elect Director Thomas Keck	Mgmt	For	Withhold
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	1.3	Elect Director Michael I. McCabe	Mgmt	For	Withhold
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	1.4	Elect Director Steven R. Mitchell	Mgmt	For	Withhold
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
StepStone Group, Inc.	STEP	85914M107	07/19/2022	1673071	3	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	1	Ratify KPMG Audit Limited as Auditors and Authorise Their Remuneration	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	2	Re-elect Caroline Foulger as Director	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	3	Re-elect Richard Lightowler as Director	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	4	Re-elect Fiona Beck as Director	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	5	Re-elect Peter Dubens as Director	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	6	Re-elect Stewart Porter as Director	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	7	Authorise Board to Fill Vacancies	Mgmt	For	For
Oakley Capital Investments Ltd	OCI	G67013105	09/27/2022	1682176	8	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.1	Elect Director Marc A. Beilinson	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.2	Elect Director James R. Belardi	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.3	Elect Director Jessica Bibliowicz	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.4	Elect Director Walter (Jay) Clayton, III	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.5	Elect Director Michael Ducey	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.6	Elect Director Richard Emerson	Mgmt	For	Withhold
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.7	Elect Director Kerry Murphy Healey	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.8	Elect Director Mitra Hormozi	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.9	Elect Director Pamela Joyner	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.10	Elect Director Scott Kleinman	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.11	Elect Director A.B. Krongard	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.12	Elect Director Pauline Richards	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.13	Elect Director Marc Rowan	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.14	Elect Director David Simon	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.15	Elect Director Lynn Swann	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	1.16	Elect Director James Zelter	Mgmt	For	For
Apollo Global Management, Inc.	APO	03769M106	08/12/2022	1677567	2	Ratify Deloitte & Touche LLP as Auditors	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	2	Approve Remuneration Report	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	3	Approve Remuneration Policy	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	4	Re-elect John Singer as Director	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	5	Re-elect John Burgess as Director	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	6	Re-elect David Melvin as Director	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	7	Re-elect Dame Susan Owen as Director	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	8	Re-elect Mary Ann Sieghart as Director	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	9	Reappoint Ernst & Young LLP as Auditors	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	10	Authorise the Audit Committee to Fix Remuneration of Auditors	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	11	Authorise Issue of Equity	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	12	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	13	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
Pantheon International PLC	PIN	G6889N170	10/14/2022	1674447	14	Authorise the Company to Call General Meeting with Two Weeks' Notice	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Wesfarmers Limited	WES	Q95870103	10/25/2022	1681078	2a	Elect Jennifer Anne Westacott as Director	Mgmt	For	For
Wesfarmers Limited	WES	Q95870103	10/25/2022	1681078	2b	Elect Michael (Mike) Roche as Director	Mgmt	For	For
Wesfarmers Limited	WES	Q95870103	10/25/2022	1681078	2c	Elect Sharon Lee Warburton as Director	Mgmt	For	For
Wesfarmers Limited	WES	Q95870103	10/25/2022	1681078	3	Approve Remuneration Report	Mgmt	For	For
Wesfarmers Limited	WES	Q95870103	10/25/2022	1681078	4	Approve Grant of KEEPP Deferred Shares and KEEPP Performance Shares to Robert Scott	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Brookfield Asset Management Inc.	BAM.A	112585104	10/03/2022	1687047		Meeting for Class A Limited Voting Shareholders	Mgmt
Brookfield Asset Management Inc.	BAM.A	112585104	10/03/2022	1687047	1	Approve Division of the Corporation into Two Publicly Traded Companies and the Distribution of its Asset Management Business Ownership	Mgmt	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	10/03/2022	1687047	2	Approve MSOP Resolution	Mgmt	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	10/03/2022	1687047	3	Approve NQMSOP Resolution	Mgmt	For	Against
Brookfield Asset Management Inc.	BAM.A	112585104	10/03/2022	1687047	4	Approve Manager Escrowed Stock Plan Resolution	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1a	Elect Director Susan L. Decker	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1b	Elect Director Kenneth D. Denman	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1c	Elect Director Richard A. Galanti	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1d	Elect Director Hamilton E. James	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1e	Elect Director W. Craig Jelinek	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1f	Elect Director Sally Jewell	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1g	Elect Director Charles T. Munger	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1h	Elect Director Jeffrey S. Raikes	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1i	Elect Director John W. Stanton	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1j	Elect Director Ron M. Vachris	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	1k	Elect Director Mary Agnes (Maggie) Wilderotter	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	2	Ratify KPMG LLP as Auditors	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	3	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	4	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Costco Wholesale Corporation	COST	22160K105	11/11/2022	1703195	5	Report on Risk Due to Restrictions on Reproductive Rights	SH	Against	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1a	Elect Director Jaime Ardila	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1b	Elect Director Nancy McKinstry	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1c	Elect Director Beth E. Mooney	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1d	Elect Director Gilles C. Pelisson	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1e	Elect Director Paula A. Price	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1f	Elect Director Venkata (Murthy) Renduchintala	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1g	Elect Director Arun Sarin	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1h	Elect Director Julie Sweet	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	1i	Elect Director Tracey T. Travis	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	2	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	3	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	4	Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	5	Renew the Board's Authority to Issue Shares Under Irish Law	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	6	Authorize Board to Opt-Out of Statutory Pre-Emption Rights	Mgmt	For	For
Accenture Plc	ACN	G1151C101	12/06/2022	1704746	7	Determine Price Range for Reissuance of Treasury Shares	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	1.1	Elect Director Sundaram Nagarajan	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	1.2	Elect Director Michael J. Merriman, Jr.	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	1.3	Elect Director Milton M. Morris	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	1.4	Elect Director Mary G. Puma	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	3	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	4	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	5	Reduce Supermajority Vote Requirement	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	6	Reduce Supermajority Vote Requirement for Matters Requiring Shareholder Approval under the Ohio Revised Code	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	7	Reduce Supermajority Vote Requirement for Certain Amendments to Regulations as set forth in Article IX	Mgmt	For	For
Nordson Corporation	NDSN	655663102	12/30/2022	1712026	8	Amend Regulations to the Extent Permitted by Ohio law	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	2	Approve Remuneration Policy	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	3	Approve Remuneration Report	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	4	Approve the Company's Dividend Policy	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	5	Re-elect Dugald Agble as Director	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	6	Re-elect Alan Devine as Director	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	7	Re-elect Diane Seymour-Williams as Director	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	8	Re-elect Yvonne Stillhart as Director	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	9	Re-elect Calum Thomson as Director	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	10	Reappoint BDO LLP as Auditors	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	11	Authorise Board to Fix Remuneration of Auditors	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	12	Authorise Issue of Equity	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	13	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	14	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
abrdn Private Equity Opportunities Trust plc	APEO	G8425X100	03/20/2023	1712358	15	Authorise the Company to Call General Meeting with Two Weeks' Notice	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Altamir SCA	LTA	F0261L168	04/21/2023	1730961		Ordinary Business	Mgmt
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	1	Approve Financial Statements and Statutory Reports	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	2	Approve Consolidated Financial Statements and Statutory Reports	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	3	Approve Allocation of Income and Dividends of EUR 1.08 per Share	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	4	Approve Auditors' Special Report on Related-Party Transactions	Mgmt	For	Against
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	5	Renew Appointment of Ernst & Young et Autres as Auditor	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	6	Reelect Marleen Groen as Supervisory Board Member	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	7	Approve Remuneration Policy of General Management	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	8	Approve Remuneration Policy of Chairman and Supervisory Board Members	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	9	Approve Compensation Report	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	10	Approve Compensation of Altamir Gerance, General Manager	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	11	Approve Compensation of Jean Estin, Chairman of the Supervisory Board	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	12	Authorize Repurchase of Up to 1 Percent of Issued Share Capital	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	13	Ratify Change Location of Registered Office to 61 Rue des Belles Feuilles, 75116 Paris	Mgmt	For	For
Altamir SCA	LTA	F0261L168	04/21/2023	1730961	14	Authorize Filing of Required Documents/Other Formalities	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	2	Approve Remuneration Policy	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	3	Approve Remuneration Report	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	4	Ratify KPMG Channel Islands Limited as Auditors	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	5	Authorise Board to Fix Remuneration of Auditors	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	6	Re-elect Chris Ambler as Director	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	7	Re-elect Mike Bane as Director	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	8	Re-elect Tim Breedon as Director	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	9	Re-elect Stephanie Coxon as Director	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	10	Re-elect Sally-Ann Farnon as Director	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	11	Approve Dividend Policy	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	12	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
Apax Global Alpha Ltd	APAX	G04039106	04/28/2023	1722015	13	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	1	Elect Chairman of Meeting	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	2	Prepare and Approve List of Shareholders	Mgmt
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	3	Approve Agenda of Meeting	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	4	Designate Inspector(s) of Minutes of Meeting	Mgmt
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	5	Acknowledge Proper Convening of Meeting	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	6	Receive Financial Statements and Statutory Reports	Mgmt
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	7	Receive President's Report	Mgmt
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	8	Accept Financial Statements and Statutory Reports	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	9	Approve Remuneration Report	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.A	Approve Discharge of Gunnar Brock	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.B	Approve Discharge of Johan Forssell	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.C	Approve Discharge of Magdalena Gerger	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.D	Approve Discharge of Tom Johnstone	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.E	Approve Discharge of Isabelle Kocher	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.F	Approve Discharge of Sven Nyman	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.G	Approve Discharge of Grace Reksten Skaugen	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.H	Approve Discharge of Hans Straberg	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.I	Approve Discharge of Jacob Wallenberg	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.J	Approve Discharge of Marcus Wallenberg	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	10.K	Approve Discharge of Sara Ohrvall	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	11	Approve Allocation of Income and Dividends of SEK 4.40 Per Share	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	12.A	Determine Number of Members (11) and Deputy Members (0) of Board	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	12.B	Determine Number of Auditors (1) and Deputy Auditors	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	13.A	Approve Remuneration of Directors in the Amount of SEK 3.2 Million for Chairman, SEK 1.8 Million for Vice Chairman and SEK 850,000 for Other Directors; Approve Remuneration for Committee Work	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	13.B	Approve Remuneration of Auditors	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.A	Reelect Gunnar Brock as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.B	Reelect Johan Forssell as Director	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.C	Reelect Magdalena Gerger as Director	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.D	Reelect Tom Johnstone as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.E	Reelect Isabelle Kocher as Director	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.F	Reelect Sven Nyman as Director	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.G	Reelect Grace Reksten Skaugen as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.H	Reelect Hans Straberg as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.I	Reelect Jacob Wallenberg as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.J	Reelect Marcus Wallenberg as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	14.K	Reelect Sara Ohrvall as Director	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	15	Reelect Jacob Wallenberg as Board Chair	Mgmt	For	Against
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	16	Ratify Deloitte as Auditor	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	17.A	Approve Performance Share Matching Plan (LTVR) for Employees within Investor	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	17.B	Approve Performance Share Matching Plan (LTVR) for Employees within Patricia Industries	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	18.A	Authorize Share Repurchase Program and Reissuance of Repurchased Shares	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	18.B	Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants	Mgmt	For	For
Investor AB	INVE.B	W5R777115	04/24/2023	1686867	19	Close Meeting	Mgmt

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.1	Elect Director Warren E. Buffett	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.2	Elect Director Charles T. Munger	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.3	Elect Director Gregory E. Abel	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.4	Elect Director Howard G. Buffett	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.5	Elect Director Susan A. Buffett	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.6	Elect Director Stephen B. Burke	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.7	Elect Director Kenneth I. Chenault	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.8	Elect Director Christopher C. Davis	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.9	Elect Director Susan L. Decker	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.10	Elect Director Charlotte Guyman	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.11	Elect Director Ajit Jain	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.12	Elect Director Thomas S. Murphy, Jr.	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.13	Elect Director Ronald L. Olson	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.14	Elect Director Wallace R. Weitz	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	1.15	Elect Director Meryl B. Witmer	Mgmt	For	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	2	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	Against
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	3	Advisory Vote on Say on Pay Frequency	Mgmt	Three Years	One Year
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	4	Report on Physical and Transitional Climate-Related Risks and Opportunities	SH	Against	Against
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	5	Report on Audit Committee's Oversight on Climate Risks and Disclosures	SH	Against	Against
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	6	Report If and How Company Will Measure, Disclose and Reduce GHG Emissions	SH	Against	Against
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	7	Report on Effectiveness of Diversity, Equity, and Inclusion Efforts	SH	Against	Against
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	8	Require Independent Board Chair	SH	Against	For
Berkshire Hathaway Inc.	BRK.B	084670702	03/08/2023	1730666	9	Encourage Senior Management Commitment to Avoid Political Speech	SH	Against	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.1	Elect Director Jeff Bender	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.2	Elect Director John Billowits	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.3	Elect Director Susan Gayner	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.4	Elect Director Claire Kennedy	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.5	Elect Director Robert Kittel	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.6	Elect Director Mark Leonard	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.7	Elect Director Mark Miller	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.8	Elect Director Lori O'Neill	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.9	Elect Director Donna Parr	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.10	Elect Director Andrew Pastor	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.11	Elect Director Laurie Schultz	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.12	Elect Director Barry Symons	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	1.13	Elect Director Robin Van Poelje	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	2	Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration	Mgmt	For	For
Constellation Software Inc.	CSU	21037X100	03/27/2023	1722402	3	Advisory Vote on Executive Compensation Approach	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1a	Elect Director Rainer M. Blair	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1b	Elect Director Feroz Dewan	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1c	Elect Director Linda Filler	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1d	Elect Director Teri List	Mgmt	For	Against
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1e	Elect Director Walter G. Lohr, Jr.	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1f	Elect Director Jessica L. Mega	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1g	Elect Director Mitchell P. Rales	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1h	Elect Director Steven M. Rales	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1i	Elect Director Pardis C. Sabeti	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1j	Elect Director A. Shane Sanders	Mgmt	For	Against
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1k	Elect Director John T. Schwieters	Mgmt	For	Against
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1l	Elect Director Alan G. Spoon	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1m	Elect Director Raymond C. Stevens	Mgmt	For	Against
Danaher Corporation	DHR	235851102	03/10/2023	1736021	1n	Elect Director Elias A. Zerhouni	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	3	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	4	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Danaher Corporation	DHR	235851102	03/10/2023	1736021	5	Require Independent Board Chair	SH	Against	For
Danaher Corporation	DHR	235851102	03/10/2023	1736021	6	Report on Effectiveness of Diversity, Equity, and Inclusion Efforts	SH	Against	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Brederode SA	BREB	L1236K106	04/26/2023	1740308		Annual Meeting Agenda	Mgmt
Brederode SA	BREB	L1236K106	04/26/2023	1740308	1	Receive Director's Reports (Non-Voting)	Mgmt
Brederode SA	BREB	L1236K106	04/26/2023	1740308	2	Receive Financial Statements and Statutory Reports (Non-Voting)	Mgmt
Brederode SA	BREB	L1236K106	04/26/2023	1740308	3	Discuss Company's Corporate Governance Statement	Mgmt
Brederode SA	BREB	L1236K106	04/26/2023	1740308	4	Receive Auditor's Report (Non-Voting)	Mgmt
Brederode SA	BREB	L1236K106	04/26/2023	1740308	5	Approve Financial Statements	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	6	Approve Allocation of Income	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	7	Approve Dividends of EUR 1.22 Per Share	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	8	Approve Discharge of Directors	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	9	Reelect Bruno Colmant as Independent Director	Mgmt	For	Against
Brederode SA	BREB	L1236K106	04/26/2023	1740308	10	Reelect Nicolas-Louis Pinon as Executive Director	Mgmt	For	Against
Brederode SA	BREB	L1236K106	04/26/2023	1740308	11	Approve Remuneration Policy	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	12	Approve Remuneration Report	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	13	Approve Remuneration of Directors	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	14	Approve Discharge of Auditors	Mgmt	For	For
Brederode SA	BREB	L1236K106	04/26/2023	1740308	15	Renew Appointment of Mazars Luxembourg as Auditor	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.1	Elect Director Kevin J. Mcnamara	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.2	Elect Director Ron Delyons	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.3	Elect Director Patrick P. Grace	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.4	Elect Director Christopher J. Heaney	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.5	Elect Director Thomas C. Hutton	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.6	Elect Director Andrea R. Lindell	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.7	Elect Director Eileen P. Mccarthy	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.8	Elect Director John M. Mount, Jr.	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.9	Elect Director Thomas P. Rice	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	1.10	Elect Director George J. Walsh Iii	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	2	Ratify Pricewaterhousecoopers LLP as Auditors	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	3	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	4	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Chemed Corporation	CHE	16359R103	03/22/2023	1739227	5	Submit Severance Agreement (Change-in-Control) to Shareholder Vote	SH	Against	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Ares Capital Corporation	ARCC	04010L103	03/15/2023	1730668	1a	Elect Director Michael J Arougheti	Mgmt	For	For
Ares Capital Corporation	ARCC	04010L103	03/15/2023	1730668	1b	Elect Director Ann Torre Bates	Mgmt	For	For
Ares Capital Corporation	ARCC	04010L103	03/15/2023	1730668	1c	Elect Director Steven B. McKeever	Mgmt	For	Against
Ares Capital Corporation	ARCC	04010L103	03/15/2023	1730668	2	Ratify KPMG LLP as Auditors	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	2	Approve Remuneration Report	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	3	Approve Remuneration Policy	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	4	Approve Final Dividend	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	5	Elect Erika Schraner as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	6	Re-elect Richard Brooman as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	7	Re-elect Pilar Junco as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	8	Re-elect Jim Strang as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	9	Re-elect Guy Wakeley as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	10	Re-elect Anne West as Director	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	11	Reappoint Grant Thornton UK LLP as Auditors	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	12	Authorise Board to Fix Remuneration of Auditors	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	13	Authorise Issue of Equity	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	14	Adopt the Revised Investment Policy	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	15	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	16	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
HgCapital Trust PLC	HGT	G4441G148	05/15/2023	1727682	17	Amend Articles of Association to Increase the Aggregate Limit on Directors' Fees	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Partners Group Holding AG	PGHN	H6120A101		1706922	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	2	Approve Allocation of Income and Dividends of CHF 37.00 per Share	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	3	Approve Discharge of Board and Senior Management	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	4.1	Amend Corporate Purpose	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	4.2	Approve Virtual-Only or Hybrid Shareholder Meetings	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	4.3	Amend Articles of Association	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	4.4	Amend Articles Re: Restriction on Share Transferability	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	5	Approve Remuneration Report	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.1	Approve Fixed Remuneration of Directors in the Amount of CHF 3.5 Million	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.2	Approve Variable Long-Term Remuneration of Executive Directors in the Amount of CHF 6.8 Million	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.3	Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 13.3 Million	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.4	Approve Remuneration Budget of Executive Committee in the Amount of CHF 13 Million	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.5	Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 23.9 Million	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	6.6	Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 90,000	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.1	Reelect Steffen Meister as Director and Board Chair	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.2	Reelect Marcel Erni as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.3	Reelect Alfred Gantner as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.4	Reelect Anne Lester as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.5	Elect Gaelle Olivier as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.6	Reelect Martin Strobel as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.7	Reelect Urs Wietlisbach as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.1.8	Reelect Flora Zhao as Director	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.2.1	Reappoint Flora Zhao as Member of the Nomination and Compensation Committee	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.2.2	Reappoint Anne Lester as Member of the Nomination and Compensation Committee	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.2.3	Reappoint Martin Strobel as Member of the Nomination and Compensation Committee	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.3	Designate Hotz & Goldmann as Independent Proxy	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	7.4	Ratify KPMG AG as Auditors	Mgmt	For	For
Partners Group Holding AG	PGHN	H6120A101		1706922	8	Transact Other Business (Voting)	Mgmt	For	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1a	Elect Director Marc N. Casper	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1b	Elect Director Nelson J. Chai	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1c	Elect Director Ruby R. Chandy	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1d	Elect Director C. Martin Harris	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1e	Elect Director Tyler Jacks	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1f	Elect Director R. Alexandra Keith	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1g	Elect Director James C. Mullen	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1h	Elect Director Lars R. Sorensen	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1i	Elect Director Debora L. Spar	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1j	Elect Director Scott M. Sperling	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	1k	Elect Director Dion J. Weisler	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	2	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	3	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	4	Ratify PricewaterhouseCoopers LLP as Auditors	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	5	Amend Omnibus Stock Plan	Mgmt	For	For
Thermo Fisher Scientific Inc.	TMO	883556102	03/27/2023	1741265	6	Approve Qualified Employee Stock Purchase Plan	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	1.1	Elect Director William E. Conway, Jr.	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	1.2	Elect Director Lawton W. Fitt	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	1.3	Elect Director Mark S. Ordan	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	1.4	Elect Director Anthony Welters	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	3	Declassify the Board of Directors	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	4	Amend Omnibus Stock Plan	Mgmt	For	For
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	5	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	Against
The Carlyle Group Inc.	CG	14316J108	04/03/2023	1743234	6	Adopt Simple Majority Vote	SH	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Carlyle Secured Lending, Inc.	CGBD	872280102	04/05/2023	1754149	1a	Elect Director William H. Wright, II	Mgmt	For	Withhold
Carlyle Secured Lending, Inc.	CGBD	872280102	04/05/2023	1754149	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Brookfield Corporation	BN	11271J107	04/20/2023	1733970		Meeting for Holders of Class A Limited Voting Shares	Mgmt
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	1	Approve Decrease in Size of Board from Sixteen to Fourteen	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.1	Elect Director M. Elyse Allan	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.2	Elect Director Angela F. Braly	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.3	Elect Director Janice Fukakusa	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.4	Elect Director Maureen Kempston Darkes	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.5	Elect Director Frank J. McKenna	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.6	Elect Director Hutham S. Olayan	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	2.7	Elect Director Diana L. Taylor	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	3	Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	4	Advisory Vote on Executive Compensation Approach	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	5	Amend Escrowed Stock Plan	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	6	Approve BNRE Restricted Stock Plan	Mgmt	For	For
Brookfield Corporation	BN	11271J107	04/20/2023	1733970		Shareholder Proposal	Mgmt
Brookfield Corporation	BN	11271J107	04/20/2023	1733970	7	SP: Report on Tax Transparency	SH	Against	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1a	Elect Director Michael J. Arougheti	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1b	Elect Director Ashish Bhutani	Mgmt	For	For
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1c	Elect Director Antoinette Bush	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1d	Elect Director R. Kipp deVeer	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1e	Elect Director Paul G. Joubert	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1f	Elect Director David B. Kaplan	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1g	Elect Director Michael Lynton	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1h	Elect Director Eileen Naughton	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1i	Elect Director Judy D. Olian	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1j	Elect Director Antony P. Ressler	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	1k	Elect Director Bennett Rosenthal	Mgmt	For	Against
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	2	Ratify Ernst & Young LLP as Auditors	Mgmt	For	For
Ares Management Corporation	ARES	03990B101	04/14/2023	1754433	3	Approve Omnibus Stock Plan	Mgmt	For	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	2	Approve Remuneration Report	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	3	Re-elect William Maltby as Director	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	4	Re-elect John Falla as Director	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	5	Re-elect Trudi Clark as Director	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	6	Re-elect Wilken von Hodenberg as Director	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	7	Re-elect Louisa Symington-Mills as Director	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	8	Ratify KPMG Channel Islands Limited as Auditors	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	9	Authorise Board to Fix Remuneration of Auditors	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	10	Ratify Past Interim Dividends	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	11	Approve Increase in the Aggregate Remuneration of Directors	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	12	Authorise Market Purchase of Class A Shares	Mgmt	For	For
NB Private Equity Partners Limited	NBPE	G64033106	06/13/2023	1749436	13	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	2	Approve Discharge of Board and Senior Management	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	3	Approve Allocation of Income and Omission of Dividends	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.1.1	Reelect Hans Hasler as Director and Board Chair	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.1.2	Reelect Rudolf Lanz as Director	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.1.3	Reelect Mario Giuliani as Director	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.1.4	Reelect Stella Xu as Director	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.1.5	Reelect Elaine Jones as Director	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.2.1	Reappoint Mario Giuliani as Member of the Compensation Committee	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.2.2	Reappoint Stella Xu as Member of the Compensation Committee	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	4.2.3	Reappoint Elaine Jones as Member of the Compensation Committee	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	5.1	Approve Fixed Remuneration of Directors in the Amount of CHF 1.2 Million	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	5.2	Approve Fixed Remuneration of Executive Committee in the Amount of CHF 350,000	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	6	Ratify Ernst & Young AG as Auditors	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	7	Designate KBT Treuhand AG as Independent Proxy	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	8	Approve CHF 84.2 Million Reduction in Share Capital via Reduction of Nominal Value and Repayment of CHF 7.50 per Share	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	9.1	Amend Articles Re: Shares and Share Register	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	9.2	Amend Articles of Association (Incl. Approval of Virtual-Only or Hybrid Shareholder Meetings)	Mgmt	For	Against
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	9.3	Amend Articles Re: Powers of the Board of Directors; Term of Office	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	9.4	Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee	Mgmt	For	For
HBM Healthcare Investments AG	HBMN	H3553X112		1762228	10	Transact Other Business (Voting)	Mgmt	For	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Cannae Holdings, Inc.	CNNE	13765N107	04/24/2023	1753339	1.1	Elect Director Hugh R. Harris	Mgmt	For	Withhold
Cannae Holdings, Inc.	CNNE	13765N107	04/24/2023	1753339	1.2	Elect Director C. Malcolm Holland	Mgmt	For	For
Cannae Holdings, Inc.	CNNE	13765N107	04/24/2023	1753339	1.3	Elect Director Mark D. Linehan	Mgmt	For	For
Cannae Holdings, Inc.	CNNE	13765N107	04/24/2023	1753339	2	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Cannae Holdings, Inc.	CNNE	13765N107	04/24/2023	1753339	3	Ratify Deloitte & Touche LLP as Auditors	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Owl Rock Capital Corporation	ORCC	69121K104	03/24/2023	1736328	1a	Elect Director Eric Kaye	Mgmt	For	Against
Owl Rock Capital Corporation	ORCC	69121K104	03/24/2023	1736328	1b	Elect Director Victor Woolridge	Mgmt	For	Against
Owl Rock Capital Corporation	ORCC	69121K104	03/24/2023	1736328	2	Ratify KPMG LLP as Auditors	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	2	Approve Final Dividend	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	3	Re-elect Jane Tufnell as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	4	Re-elect Alastair Bruce as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	5	Re-elect David Warnock as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	6	Re-elect Gerhard Fusenig as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	7	Elect Janine Nicholls as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	8	Elect Adiba Ighodaro as Director	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	9	Reappoint Ernst & Young LLP as Auditors	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	10	Authorise the Audit Committee to Fix Remuneration of Auditors	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	11	Approve Remuneration Report	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	12	Approve Remuneration Policy	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	13	Authorise Issue of Equity	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	14	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	15	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
ICG Enterprise Trust plc	ICGT	G4707H103	06/23/2023	1758375	16	Authorise the Company to Call General Meeting with Two Weeks' Notice	Mgmt	For	For

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1a	Elect Director Merit E. Janow	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1b	Elect Director Candido Bracher	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1c	Elect Director Richard K. Davis	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1d	Elect Director Julius Genachowski	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1e	Elect Director Choon Phong Goh	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1f	Elect Director Oki Matsumoto	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1g	Elect Director Michael Miebach	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1h	Elect Director Youngme Moon	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1i	Elect Director Rima Qureshi	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1j	Elect Director Gabrielle Sulzberger	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1k	Elect Director Harit Talwar	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	1l	Elect Director Lance Uggla	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	2	Advisory Vote to Ratify Named Executive Officers' Compensation	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	3	Advisory Vote on Say on Pay Frequency	Mgmt	One Year	One Year
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	4	Approve Qualified Employee Stock Purchase Plan	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	5	Ratify PricewaterhouseCoopers LLP as Auditors	Mgmt	For	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	6	Report on Overseeing Risks Related to Discrimination	SH	Against	Against
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	7	Report on Establishing Merchant Category Code for Gun and Ammunition Stores	SH	Against	Against
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	8	Report on Lobbying Payments and Policy	SH	Against	For
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	9	Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders	SH	Against	Against
Mastercard Incorporated	MA	57636Q104	04/28/2023	1754019	10	Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts	SH	Against	Against

Issuer Name	Ticker	Primary Security ID	Record Date	Meeting ID	Proposal Number	Proposal Text	Proponent	Mgmt Rec	Vote Instruction
3i Group PLC	III	G88473148	06/27/2023	1762831	1	Accept Financial Statements and Statutory Reports	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	2	Approve Remuneration Report	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	3	Approve Remuneration Policy	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	4	Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	5	Approve Dividend	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	6	Re-elect Simon Borrows as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	7	Re-elect Stephen Daintith as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	8	Re-elect Jasi Halai as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	9	Re-elect James Hatchley as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	10	Re-elect David Hutchison as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	11	Re-elect Lesley Knox as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	12	Re-elect Coline McConville as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	13	Re-elect Peter McKellar as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	14	Re-elect Alexandra Schaapveld as Director	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	15	Reappoint KPMG LLP as Auditors	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	16	Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	17	Authorise UK Political Donations and Expenditure	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	18	Authorise Issue of Equity	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	19	Authorise Issue of Equity without Pre-emptive Rights	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	20	Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	21	Authorise Market Purchase of Ordinary Shares	Mgmt	For	For
3i Group PLC	III	G88473148	06/27/2023	1762831	22	Authorise the Company to Call General Meeting with Two Weeks' Notice	Mgmt	For	For

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SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	ALPS Variable Investment Trust

	By:	/s/ Kathryn Burns
		Kathryn Burns
		President

	Date:	August 23, 2023

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