SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
FTVentures Management III, L.L.C.

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2016
3. Issuer Name and Ticker or Trading Symbol
CardConnect Corp. [ CCN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
FTVentures Management III, L.L.C.

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III LP

(Last) (First) (Middle)
555 CALIFORNIA ST 29TH FLOOR

(Street)
SAN FRANCISCO CA 94104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III N LP

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III TLP

(Last) (First) (Middle)
555 CALIFORNIA ST 29TH FL

(Street)
SAN FRANCISCO CA 94104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Bernstein Bradford E

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HAYNES DAVID

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HURET ROBERT A

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HALE JAMES C III

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
Remarks:
Each of FTVentures III, L.P. ("FTVIII"), FTVentures III-N, L.P. ("FTVIIIN") and FTVentures III-T, L.P. ("FTVIIIT" together with FTVIII and FTVIIIN, the "FTV Entities") is a reporting person because each directly owns the issuer's common stock. FTVentures Management III, L.L.C. ("FTVentures") is a reporting person because it is the general partner of the FTVEntities. Richard N. Garman, Brad E. Bernstein, David A. Haynes, Chris H. Winship, James C. Hale and Robert A. Huret, are reporting persons because they are the managing members of FTVentures (the "Managing Members"), who acting by a majority vote, share voting and dispositive power over the limited liability company interest in the FTV Entities held directly by FTVentures and share an indirect beneficial interest in the issuer's common stock held directly by the FTV Entities. Each Managing Member may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by the FTV Entities and has an indirect pecuniary interest in such shares through his investment in FTVentures. Each of the Managing Members disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Exhibit List: Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
FTVentures Management III, L.L.C /s/ David A. Haynes 08/02/2016
FTVentures III, L.P. /s/ David A. Haynes 08/02/2016
FTVentures III-N, L.P. /s/ David A. Haynes 08/02/2016
FTVentures III-T, L.P. /s/ David A. Haynes 08/02/2016
Brad E. Bernstein /s/ David A. Haynes by Power of Attorney 08/02/2016
/s/ David A. Haynes 08/02/2016
Robert A. Huret /s/ David A. Haynes by Power of Attorney 08/02/2016
James C. Hale /s/ David Haynes by Power of Attorney 08/02/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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