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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): July 15, 2025

 

BLACKROCK TCP CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

Delaware 814-00899 56-2594706

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification Number)

 

2951 28th Street, Suite 1000

Santa Monica, California

  90405
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code (310) 566-1000

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading symbol(s)  

Name of each exchange on which registered

Common Stock, $0.001 par value   TCPC   NASDAQ Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.

 

Resignation of Ariel Hazzard as Chief Compliance Officer of the Company

 

On July 15, 2025, Ariel Hazzard informed the Board of Directors (the “Board”) of BlackRock TCP Capital Corp. (the “Company”) of her in intention to resign from her position as Chief Compliance Officer of the Company to pursue other business opportunities outside of BlackRock, Inc. effective as of July 31, 2025. Ms. Hazzard’s resignation is not the result of any disagreement with the Company or with BlackRock, Inc., nor is it based on any disagreement over compliance matters, Board reporting or any other matters relevant to the Company. Ms. Hazzard will continue to serve as Chief Compliance Officer of the Company and as an employee of BlackRock, Inc. until July 31, 2025 in order to ensure the smooth transition of her responsibilities.

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  BLACKROCK TCP CAPITAL CORP.
     
  By:

/s/ Diana Huffman

Date: July 16, 2025   Diana Huffman
    Title: General Counsel & Assistant Secretary