N-PX 1 BRDB5F_0001370177_2023.txt BRDB5F_0001370177_2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 360 South Rosemary Avenue Suite 1420 West Palm Beach, FL 33401 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 360 South Rosemary Avenue Suite 1420 West Palm Beach, FL 33401 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth Funds -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 935868248 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frances L. Cashman Mgmt Split 96% For 4% Withheld Split Kathleen A. Dennis Mgmt Split 96% For 4% Withheld Split Joseph J. Kearns Mgmt Split 87% For 13% Withheld Split Patricia A. Maleski Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935771279 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class Two Director: Onur Erzan Mgmt Split 96% For 2% Against 2% AbstainSplit 1.2 Election of Class Two Director: Carol C. Mgmt Split 97% For 2% Against 1% AbstainSplit McMullen 2. To ratify the appointment of Ernst & Young Mgmt Split 96% For 3% Against 1% AbstainSplit LLP as the Fund's independent registered public accounting firm for the fiscal year ending March 31, 2024. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935673598 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X102 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: NCV ISIN: US92838X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1e. Election of Class I Trustee: William B. Mgmt Split 94% For 6% Withheld Split Ogden, IV 1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 94% For 6% Withheld Split 1h. Election of Class III Trustee: Brian T. Mgmt Split 95% For 5% Withheld Split Zino -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935673601 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X706 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: NCVPRA ISIN: US92838X7066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1e. Election of Class I Trustee: William B. Mgmt Split 99% For 1% Withheld Split Ogden, IV 1f. Election of Class I Trustee: Philip R. Mgmt Split 99% For 1% Withheld Split McLoughlin 1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 99% For 1% Withheld Split 1h. Election of Class III Trustee: Brian T. Mgmt Split 99% For 1% Withheld Split Zino -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935699150 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X102 Meeting Type: Special Meeting Date: 10-Nov-2022 Ticker: NCV ISIN: US92838X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the new Subadvisory Agreement Mgmt Split 91% For 3% Against 6% AbstainSplit by and among each Fund, Virtus Investment Advisers, Inc. and Voya Investment Management Co. LLC. 2. To consider and vote upon such other Mgmt Split 68% For 25% Against 7% AbstainSplit matters, including adjournments, as may properly come before the Meeting or any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935699150 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X706 Meeting Type: Special Meeting Date: 10-Nov-2022 Ticker: NCVPRA ISIN: US92838X7066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the new Subadvisory Agreement Mgmt Split 94% For 3% Against 3% AbstainSplit by and among each Fund, Virtus Investment Advisers, Inc. and Voya Investment Management Co. LLC. 2. To consider and vote upon such other Mgmt Split 82% For 14% Against 4% AbstainSplit matters, including adjournments, as may properly come before the Meeting or any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935837104 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X706 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: NCVPRA ISIN: US92838X7066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3a. Election of Class I Trustee: Geraldine M. Mgmt Split 98% For 2% Withheld Split McNamara 3b. Election of Class II Trustee: George R. Mgmt Split 98% For 2% Withheld Split Aylward 3c. Election of Class II Trustee: Sarah E. Mgmt Split 97% For 3% Withheld Split Cogan 3d. Election of Class II Trustee: R. Keith Mgmt Split 98% For 2% Withheld Split Walton -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INM 2024 TRGT TRM COM Agenda Number: 935699150 -------------------------------------------------------------------------------------------------------------------------- Security: 92838R105 Meeting Type: Special Meeting Date: 10-Nov-2022 Ticker: CBH ISIN: US92838R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the new Subadvisory Agreement Mgmt Split 95% For 1% Against 4% AbstainSplit by and among each Fund, Virtus Investment Advisers, Inc. and Voya Investment Management Co. LLC. 2. To consider and vote upon such other Mgmt Split 51% For 45% Against 4% AbstainSplit matters, including adjournments, as may properly come before the Meeting or any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INM 2024 TRGT TRM COM Agenda Number: 935837091 -------------------------------------------------------------------------------------------------------------------------- Security: 92838R105 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: CBH ISIN: US92838R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2a. Election of Class III Trustee: George R. Mgmt Split 98% For 2% Withheld Split Aylward 2b. Election of Class III Trustee: Sarah E. Mgmt Split 99% For 1% Withheld Split Cogan 2c. Election of Class III Trustee: Deborah A. Mgmt Split 99% For 1% Withheld Split DeCotis -------------------------------------------------------------------------------------------------------------------------- APOLLO TACTICAL INCOME FUND INC. Agenda Number: 935847422 -------------------------------------------------------------------------------------------------------------------------- Security: 037638103 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: AIF ISIN: US0376381036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert L. Borden Mgmt Split 90% For 9% Against 1% AbstainSplit 1b. Election of Director: Meredith Coffey Mgmt Split 92% For 7% Against 1% AbstainSplit 2. To consider and ratify the appointment of Mgmt Split 99% For 1% Abstain Split Deloitte & Touche LLP as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BARINGS BDC, INC. Agenda Number: 935787183 -------------------------------------------------------------------------------------------------------------------------- Security: 06759L103 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: BBDC ISIN: US06759L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director who will Mgmt Split 79% For 19% Against 2% AbstainSplit serve until 2026 Annual Meeting: Steve Byers 1b. Election of Class II Director who will Mgmt Split 79% For 18% Against 3% AbstainSplit serve until 2026 Annual Meeting: Valerie Lancaster-Beal 1c. Election of Class II Director who will Mgmt Split 79% For 19% Against 2% AbstainSplit serve until 2026 Annual Meeting: John A. Switzer 2. To authorize the Company, with subsequent Mgmt Split 78% For 19% Against 3% AbstainSplit approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). -------------------------------------------------------------------------------------------------------------------------- BARINGS GBL SHORT DURATION H/Y FUND Agenda Number: 935685872 -------------------------------------------------------------------------------------------------------------------------- Security: 06760L100 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: BGH ISIN: US06760L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David M. Mihalick Mgmt Split 94% For 6% Withheld Split Dr.Bernard A Harris Jr. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09260Q108 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BIGZ ISIN: US09260Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 90% For 10% Withheld Split Robert Fairbairn Mgmt Split 90% For 10% Withheld Split J. Phillip Holloman Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CAPITAL ALLOCATION TRUST Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09260U109 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BCAT ISIN: US09260U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 91% For 9% Withheld Split Robert Fairbairn Mgmt Split 96% For 4% Withheld Split J. Phillip Holloman Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORE BOND TRUST Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09249E101 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BHK ISIN: US09249E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 96% For 4% Withheld Split Stayce D. Harris Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 96% For 4% Withheld Split Stayce D. Harris Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R202 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: DSU ISIN: US09255R2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 95% For 5% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ESG CAPITAL ALLOCATION Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09262F100 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: ECAT ISIN: US09262F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 75% For 25% Withheld Split Robert Fairbairn Mgmt Split 80% For 20% Withheld Split J. Phillip Holloman Mgmt Split 75% For 25% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FUNDS Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09258G104 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BST ISIN: US09258G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 93% For 7% Withheld Split Robert Fairbairn Mgmt Split 93% For 7% Withheld Split Stayce D. Harris Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE / GSO SENIOR FLT RATE TERM FD Agenda Number: 935780711 -------------------------------------------------------------------------------------------------------------------------- Security: 09256U105 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: BSL ISIN: US09256U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Edward D'Alelio Mgmt Split 95% For 5% Withheld Split 1.2 Election of Trustee: Jane Siebels Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 935780709 -------------------------------------------------------------------------------------------------------------------------- Security: 09257D102 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: BGX ISIN: US09257D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.1 Election of Trustee: Jane Siebels Mgmt Split 80% For 20% Withheld Split 2.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 935780696 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3.1 Election of Trustee: Jane Siebels Mgmt Split 89% For 11% Withheld Split 3.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BNY MELLON HIGH YIELD STRATEGIES FUND Agenda Number: 935686494 -------------------------------------------------------------------------------------------------------------------------- Security: 09660L105 Meeting Type: Annual Meeting Date: 16-Aug-2022 Ticker: DHF ISIN: US09660L1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bradley J. Skapyak Mgmt Split 93% For 7% Withheld Split Roslyn M. Watson Mgmt Split 91% For 9% Withheld Split Benaree Pratt Wiley Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BNY MELLON HIGH YIELD STRATEGIES FUND Agenda Number: 935707325 -------------------------------------------------------------------------------------------------------------------------- Security: 09660L105 Meeting Type: Special Meeting Date: 14-Dec-2022 Ticker: DHF ISIN: US09660L1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve a sub-investment advisory Mgmt Split 82% For 6% Against 12% AbstainSplit agreement between BNY Mellon Investment Adviser, Inc., on behalf of the Fund, and Alcentra NY, LLC. -------------------------------------------------------------------------------------------------------------------------- BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD Agenda Number: 935780874 -------------------------------------------------------------------------------------------------------------------------- Security: 10537L104 Meeting Type: Annual Meeting Date: 14-Apr-2023 Ticker: BWG ISIN: US10537L1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt Split 93% For 6% Against 1% AbstainSplit until the 2026 Annual Meeting: Nisha Kumar 1.2 Election of Class II Director to serve Mgmt Split 93% For 6% Against 1% AbstainSplit until the 2026 Annual Meeting: Jane Trust 2. To ratify the selection of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending October 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CALAMOS INVESTMENTS Agenda Number: 935869795 -------------------------------------------------------------------------------------------------------------------------- Security: 12812C106 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: CPZ ISIN: US12812C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John P. Calamos, Sr. Mgmt Split 95% For 5% Withheld Split William R. Rybak Mgmt Split 94% For 6% Withheld Split Christopher M. Toub Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CC NEUBERGER PRINCIPAL HOLDINGS II Agenda Number: 935686901 -------------------------------------------------------------------------------------------------------------------------- Security: G3166T103 Meeting Type: Special Meeting Date: 19-Jul-2022 Ticker: PRPB ISIN: KYG3166T1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Domestication Merger Proposal - To consider Mgmt For For and vote upon a proposal by special resolution to approve CCNB merging with and into Vector Domestication Merger Sub, LLC ("Domestication Merger Sub") in accordance with Section 18-209 of the DLLCA and ceasing to exist in the Cayman Islands in accordance with Part XVI the Companies Act, with Domestication Merger Sub surviving the merger as a wholly-owned direct subsidiary of New CCNB (the "Domestication Merger"), and all outstanding securities of CCNB ...(due to space limits, see proxy material for full proposal). 2. Business Combination Proposal - To consider Mgmt For For and vote upon a proposal to approve the Business Combination Agreement, dated December 9, 2021 (the "Business Combination Agreement"), by and among CCNB, New CCNB, Domestication Merger Sub, Vector Merger Sub 1, LLC, a Delaware limited liability company and a wholly- owned subsidiary of CCNB ("G Merger Sub 1"), Vector Merger Sub 2, LLC, a Delaware limited liability company and a wholly-owned subsidiary of CCNB ("G Merger Sub 2"), Griffey Global Holdings, ...(due to space limits, see proxy material for full proposal). 3. Adjournment Proposal - To consider and vote Mgmt For For upon a proposal to approve the adjournment of the Shareholders Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. This proposal will only be presented at the Shareholders Meeting (i) to the extent necessary to ensure that any legally required supplement or ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS Agenda Number: 935780735 -------------------------------------------------------------------------------------------------------------------------- Security: 19249X108 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PTA ISIN: US19249X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael G. Clark Mgmt Split 96% For 4% Withheld Split Dean A. Junkans Mgmt Split 98% For 2% Withheld Split Ramona Rogers-Windsor Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935763652 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 16-Mar-2023 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ETRACS 2X LEVERAGED FED SIGNAL Agenda Number: 935688979 -------------------------------------------------------------------------------------------------------------------------- Security: 246107106 Meeting Type: Annual Meeting Date: 10-Aug-2022 Ticker: IVH ISIN: US2461071068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR H. Jeffrey Dobbs Mgmt Split 74% For 26% Withheld Split F. A. Sevilla-Sacasa Mgmt Split 74% For 26% Withheld Split Christianna Wood Mgmt Split 80% For 20% Withheld Split Joseph W. Chow Mgmt Split 79% For 21% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ETRACS 2X LEVERAGED FED SIGNAL Agenda Number: 935718998 -------------------------------------------------------------------------------------------------------------------------- Security: 246107106 Meeting Type: Special Meeting Date: 09-Nov-2022 Ticker: IVH ISIN: US2461071068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an Agreement and Plan of Mgmt Split 77% For 20% Against 3% AbstainSplit Reorganization providing for the transfer of all of the assets of Delaware Ivy High Income Opportunities Fund ("IVH") to abrdn Income Credit Strategies Fund (the "Acquiring Fund") in exchange solely for newly issued common shares of beneficial interest of the Acquiring Fund and the assumption by the Acquiring Fund of all or substantially all liabilities of IVH and the distribution of common shares of beneficial interest of the Acquiring Fund to the shareholders of IVH and complete liquidation of IVH. -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33738C103 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FIF ISIN: US33738C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 82% For 18% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 81% For 19% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33739M100 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FPL ISIN: US33739M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 84% For 16% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 83% For 17% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST DYNAMIC EUROPE Agenda Number: 935776356 -------------------------------------------------------------------------------------------------------------------------- Security: 33740D107 Meeting Type: Annual Meeting Date: 03-Apr-2023 Ticker: FDEU ISIN: US33740D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Trustee for a three Mgmt No vote year term: Denise M. Keefe 1b. Election of Class I Trustee for a three Mgmt No vote year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST HY OPPORTUNITIES 2027 TERM Agenda Number: 935701044 -------------------------------------------------------------------------------------------------------------------------- Security: 33741Q107 Meeting Type: Annual Meeting Date: 19-Sep-2022 Ticker: FTHY ISIN: US33741Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: James A. Bowen 1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 935702248 -------------------------------------------------------------------------------------------------------------------------- Security: 35472T101 Meeting Type: Annual Meeting Date: 04-Oct-2022 Ticker: FTF ISIN: US35472T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Harris J. Ashton Mgmt Split 93% For 7% Withheld Split 1b. Election of Trustee: Edith E. Holiday Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GOLUB CAPITAL BDC, INC. Agenda Number: 935752623 -------------------------------------------------------------------------------------------------------------------------- Security: 38173M102 Meeting Type: Annual Meeting Date: 07-Feb-2023 Ticker: GBDC ISIN: US38173M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director of the Company Mgmt Split 80% For 20% Against Split who will each serve for a term expiring in 2026: David B. Golub 1b. Election of Class I Director of the Company Mgmt Split 75% For 25% Against Split who will each serve for a term expiring in 2026: Anita J. Rival 2. To ratify the selection of Ernst & Young Mgmt Split 97% For 2% Against 1% AbstainSplit LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- GORES TECHNOLOGY PARTNERS II, INC. Agenda Number: 935744436 -------------------------------------------------------------------------------------------------------------------------- Security: 38287L107 Meeting Type: Special Meeting Date: 15-Dec-2022 Ticker: GTPB ISIN: US38287L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To amend the Company's Amended and Restated Mgmt For For Certificate of Incorporation (the "Charter") by adopting an amendment to the Charter in the form set forth in Annex A of the proxy statement (the "Charter Amendment") to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from ...(due to space limits,see proxy material for full proposal). 2. To amend the Investment Management Trust Mgmt For For Agreement, dated March 16, 2021 (the "Trust Agreement"), by and between the Company and Computershare Trust Company, N.A., as trustee ("Computershare"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement, to change the date on which Computershare must commence liquidation of the trust account established in connection with the Company's initial public offering to the Amended Termination Date (the "Trust Amendment Proposal"). 3. To allow the chairman of the Special Mgmt For For Meeting to adjourn the Special Meeting to a later date or dates, if necessary, for the absence of a quorum, to solicit additional proxies from Company stockholders to approve the Charter Amendment Proposal and/or the Trust Amendment Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Company stockholders. -------------------------------------------------------------------------------------------------------------------------- INTELSAT S.A. Agenda Number: 935878491 -------------------------------------------------------------------------------------------------------------------------- Security: L5217E120 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: ISIN: LU2445093128 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Approval of the statutory stand-alone Mgmt For For financial statements 3. Approval of the consolidated financial Mgmt For For statements 4. Approval of discharge (quitus) to directors Mgmt For For for proper performance of their duties 5. Approval of carry forward of net results Mgmt For For 6. Confirmation of David Wajsgras (co-opted) Mgmt For For as director 7. Confirmation of David Mack (co-opted) as Mgmt For For director 8a. Re-election of Director: Roy Chestnutt Mgmt For For 8b. Re-election of Director: Lisa Hammitt Mgmt For For 8c. Re-election of Director: David Mack Mgmt For For 8d. Re-election of Director: Marc Montagner Mgmt For For 8e. Re-election of Director: Easwaran Sundaram Mgmt For For 8f. Re-election of Director: David Wajsgras Mgmt For For 8g. Re-election of Director: Jinhy Yoon Mgmt For For 9. Ratification of directors' remuneration for Mgmt For For 2022 10. Approval of directors' remuneration for Mgmt For For 2023 11. Approval of re-appointment of KPMG Audit Mgmt For For S.a r.l. as approved statutory auditor 12. Approval of share repurchases and treasury Mgmt For For share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) -------------------------------------------------------------------------------------------------------------------------- INVESCO SENIOR INCOME TRUST Agenda Number: 935687725 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia Hostetler Mgmt Split 95% For 5% Withheld Split Eli Jones Mgmt Split 95% For 5% Withheld Split Ann Barnett Stern Mgmt Split 95% For 5% Withheld Split Daniel S. Vandivort Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LONGVIEW ACQUISITION CORP II Agenda Number: 935739308 -------------------------------------------------------------------------------------------------------------------------- Security: 54319Q113 Meeting Type: Special Meeting Date: 14-Dec-2022 Ticker: LGVWS ISIN: US54319Q1132 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Charter Amendment Proposal: Amend the Mgmt For For Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination from March 23, 2023 to September 23, 2023 or such earlier date determined by the Company's board of directors (the "Board') and publicly announced by the Company. 2. Trust Amendment Proposal: Amend the Mgmt For For Company's Investment Trust Management Agreement, dated March 18, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("ContinentaI") to change the date that Continental must commence liquidation of the trust account to the earliest of (i) the Company's completion of an initial business combination, (ii) September 23, 2023, and (iii) such earlier date determined by the Board. 3. Adjournment Proposal: Adjourn the Mgmt For For Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal l and/or Proposal 2, if the Board determines before the Stockholder Meeting that it is not necessary or no longer desirable to proceed with Proposal 1 and/or Proposal 2, or if otherwise determined by the chairperson of the Stockholder Meeting to be necessary or appropriate. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 935868248 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frances L. Cashman Mgmt Split 96% For 4% Withheld Split Kathleen A. Dennis Mgmt Split 96% For 4% Withheld Split Joseph J. Kearns Mgmt Split 87% For 13% Withheld Split Patricia A. Maleski Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 935699681 -------------------------------------------------------------------------------------------------------------------------- Security: 64128C106 Meeting Type: Annual Meeting Date: 16-Sep-2022 Ticker: NHS ISIN: US64128C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Michael J. Mgmt Split 92% For 8% Withheld Split Cosgrove 1b. Election of Class II Director: Deborah C. Mgmt Split 92% For 8% Withheld Split McLean -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 670657105 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NEA ISIN: US6706571055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split Carole E. Stone Mgmt Split 94% For 6% Withheld Split Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN CORE PLUS IMPACT FUND Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67080D103 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: NPCT ISIN: US67080D1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt For For Amy B.R. Lancellotta** Mgmt For For John K. Nelson** Mgmt For For Terence J. Toth** Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN FUNDS Agenda Number: 935816693 -------------------------------------------------------------------------------------------------------------------------- Security: 67079F101 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JHAA ISIN: US67079F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Robert L. Young* Mgmt Split 90% For 10% Withheld Split Amy B.R. Lancellotta** Mgmt Split 90% For 10% Withheld Split John K. Nelson** Mgmt Split 90% For 10% Withheld Split Terence J. Toth** Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt Split 82% For 18% Withheld Split Amy B.R. Lancellotta** Mgmt Split 91% For 9% Withheld Split John K. Nelson** Mgmt Split 81% For 19% Withheld Split Terence J. Toth** Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67072C105 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JPS ISIN: US67072C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt For For Amy B.R. Lancellotta** Mgmt For For John K. Nelson** Mgmt For For Terence J. Toth** Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME TERM FUND Agenda Number: 935816693 -------------------------------------------------------------------------------------------------------------------------- Security: 67075A106 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JPI ISIN: US67075A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Robert L. Young* Mgmt Split 94% For 6% Withheld Split Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split John K. Nelson** Mgmt Split 94% For 6% Withheld Split Terence J. Toth** Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split Carole E. Stone Mgmt Split 96% For 4% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 935816718 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an Agreement and Plan of Merger Mgmt For For pursuant to which Nuveen Senior Income Fund (a "Target Fund") would be merged with and into NFRIF Merger Sub, LLC, a Massachusetts limited liability company and wholly-owned subsidiary of Nuveen Floating Rate Income Fund (the "Acquiring Fund"), with the issued and outstanding common and preferred shares of the Target Fund being converted into newly issued common and preferred shares of the Acquiring Fund. 3. DIRECTOR Robert L. Young* Mgmt For For Amy B. R. Lancellotta# Mgmt For For John K. Nelson# Mgmt For For Terence J. Toth# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 935866612 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an Agreement and Plan of Merger Mgmt For For pursuant to which Nuveen Senior Income Fund (a "Target Fund") would be merged with and into NFRIF Merger Sub, LLC, a Massachusetts limited liability company and wholly-owned subsidiary of Nuveen Floating Rate Income Fund (the "Acquiring Fund"), with the issued and outstanding common and preferred shares of the Target Fund being converted into newly issued common and preferred shares of the Acquiring Fund. 3. DIRECTOR Robert L. Young* Mgmt For For Amy B. R. Lancellotta# Mgmt For For John K. Nelson# Mgmt For For Terence J. Toth# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN VARIABLE RATE PREFERRED & INCOME Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67080R102 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: NPFD ISIN: US67080R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt For For Amy B.R. Lancellotta** Mgmt For For John K. Nelson** Mgmt For For Terence J. Toth** Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935765579 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit Bannon 1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Director: Grace C. Mgmt Split 95% For 4% Against 1% AbstainSplit Torres 2. Ratify the appointment of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935765581 -------------------------------------------------------------------------------------------------------------------------- Security: 69346J106 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: GHY ISIN: US69346J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit Bannon 1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Director: Grace C. Mgmt Split 91% For 8% Against 1% AbstainSplit Torres 2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PGIM SHORT DURATION HIGH YIELD OPP Agenda Number: 935765593 -------------------------------------------------------------------------------------------------------------------------- Security: 69355J104 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: SDHY ISIN: US69355J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Trustee: Kevin J. Mgmt Split 89% For 10% Against 1% AbstainSplit Bannon 1.2 Election of Class II Trustee: Keith F. Mgmt Split 84% For 15% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Trustee: Grace C. Mgmt Split 84% For 15% Against 1% AbstainSplit Torres -------------------------------------------------------------------------------------------------------------------------- PIMCO ACCESS INCOME FUND Agenda Number: 935795851 -------------------------------------------------------------------------------------------------------------------------- Security: 72203T100 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PAXS ISIN: US72203T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen McCartney Mgmt Split 98% For 2% Withheld * 1.2 Election of Trustee: Deborah DeCotis Mgmt Split 98% For 2% Withheld * 1.3 Election of Trustee: David Fisher Mgmt Split 98% For 2% Withheld * 1.4 Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld * Jr. -------------------------------------------------------------------------------------------------------------------------- PIMCO CLOSED-END FUNDS Agenda Number: 935795801 -------------------------------------------------------------------------------------------------------------------------- Security: 69355M107 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PDO ISIN: US69355M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen McCartney Mgmt Split 97% For 3% Withheld Split 1.2 Election of Trustee: Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split 1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 935880395 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 96% For 4% Withheld Split 1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split 1.3 Election of Trustee: Joseph B. Kittredge, Mgmt Split 96% For 4% Withheld Split Jr. 1.4 Election of Trustee: David Fisher Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE INCOME FUND Agenda Number: 935880408 -------------------------------------------------------------------------------------------------------------------------- Security: 72201H108 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PFL ISIN: US72201H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld * 1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 93% For 7% Withheld * 1.3 Election of Trustee: Sarah E. Cogan Mgmt Split 93% For 7% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935880410 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 90% For 10% Withheld * 1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 92% For 8% Withheld * 1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO HIGH INCOME FUND Agenda Number: 935880371 -------------------------------------------------------------------------------------------------------------------------- Security: 722014107 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PHK ISIN: US7220141078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld Split 1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld Split 1.3 Election of Trustee: David Fisher Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SPECIAL OPPORTUNITIES FUND, INC Agenda Number: 935737392 -------------------------------------------------------------------------------------------------------------------------- Security: 84741T104 Meeting Type: Annual Meeting Date: 14-Dec-2022 Ticker: SPE ISIN: US84741T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Andrew Dakos Mgmt Split 91% For 9% Withheld Split Mr. Ben Harris Mgmt Split 96% For 4% Withheld Split Mr. Gerald Hellerman Mgmt Split 91% For 9% Withheld Split Mr. Charles Walden Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TISHMAN SPEYER INNOVATION CORP. II Agenda Number: 935734916 -------------------------------------------------------------------------------------------------------------------------- Security: 88825H100 Meeting Type: Special Meeting Date: 29-Nov-2022 Ticker: TSIB ISIN: US88825H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of an amendment to the Company's Mgmt For For amended and restated Certificate of Incorporation (the "Charter") to change the termination date of the business combination requirement from February 17, 2023 to November 30, 2022. 2. Approval of an amendment to the Charter Mgmt For For eliminating the prohibition on redemption of Class A common stock by the Company, when such redemption would result in the Company having net tangible assets of less than $5,000,001. 3. Approval of an amendment to the Investment Mgmt For For Management Trust Agreement between the Company and Continental Stock Transfer & Trust Company ("Continental") to change the date on which Continental must commence liquidation of the trust to November 30, 2022. 4. Adjournment of the special meeting of Mgmt For For stockholders to a later date if necessary or appropriate. -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 935687725 -------------------------------------------------------------------------------------------------------------------------- Security: 46131M106 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: VGM ISIN: US46131M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia Hostetler Mgmt Split 91% For 9% Withheld Split Eli Jones Mgmt Split 91% For 9% Withheld Split Ann Barnett Stern Mgmt Split 91% For 9% Withheld Split Daniel S. Vandivort Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VIRTUS GLOBAL DIVIDEND AND INCOME FUND I Agenda Number: 935837178 -------------------------------------------------------------------------------------------------------------------------- Security: 92835W107 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: ZTR ISIN: US92835W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 10a Election of Class III Director: Connie D. Mgmt For * McDaniel 10b Election of Class III Director: Geraldine Mgmt For * M. McNamara 10c Election of Class III Director: R. Keith Mgmt For * Walton 10d Election of Class III Director: Brian T. Mgmt For * Zino -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935780886 -------------------------------------------------------------------------------------------------------------------------- Security: 95790K109 Meeting Type: Annual Meeting Date: 14-Apr-2023 Ticker: WDI ISIN: US95790K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit until the 2026 Annual Meeting: Paolo M. Cucchi 1.2 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit until the 2026 Annual Meeting: Eileen A. Kamerick 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935713241 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 21-Oct-2022 Ticker: EMD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit until the 2025 Annual Meeting: William R. Hutchinson 1.2 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit until the 2025 Annual Meeting: Nisha Kumar 1.3 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit until the 2025 Annual Meeting: Jane Trust 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935780812 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 14-Apr-2023 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit the 2026 Annual Meeting: Robert D. Agdern 1.2 Election of Class I Director to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit the 2026 Annual Meeting: Carol L. Colman 1.3 Election of Class I Director to serve until Mgmt Split 88% For 11% Against 1% AbstainSplit the 2026 Annual Meeting: Daniel P. Cronin 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 935829955 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan B. Kerley Mgmt Split 88% For 12% Withheld Split Michael Larson Mgmt Split 88% For 12% Withheld Split Ronald L. Olson Mgmt Split 90% For 10% Withheld Split Avedick B. Poladian Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- XAI OCTAGON FUNDS Agenda Number: 935868325 -------------------------------------------------------------------------------------------------------------------------- Security: 98400T205 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: XFLTPR ISIN: US98400T2050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Trustee to serve Mgmt Split 33% For 47% Against 20% AbstainSplit until the 2026 annual meeting: Scott Craven Jones * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title Chief Executive Officer Date 08/17/2023