N-PX 1 BRDB5F_0001370177_2019.txt BRDB5F_0001370177_2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St. Suite 645 Chicago, IL 60654 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 325 North LaSalle Street, Suite 645 Chicago, IL 60654 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth Funds -------------------------------------------------------------------------------------------------------------------------- ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 934932383 -------------------------------------------------------------------------------------------------------------------------- Security: 003009107 Meeting Type: Annual Meeting Date: 29-Mar-2019 Ticker: FAX ISIN: US0030091070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 To elect Class I Director to the Board of Mgmt Split 95% For 4% Against 1% AbstainSplit Directors to serve until the 2022 Annual Meeting of Shareholders: Neville J. Miles 1.2 To elect Class I Director to the Board of Mgmt Split 95% For 4% Against 1% AbstainSplit Directors to serve until the 2022 Annual Meeting of Shareholders: Moritz Sell -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 934869073 -------------------------------------------------------------------------------------------------------------------------- Security: 00326L100 Meeting Type: Annual Meeting Date: 19-Sep-2018 Ticker: AOD ISIN: US00326L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John Sievwright Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 934886980 -------------------------------------------------------------------------------------------------------------------------- Security: 00326L100 Meeting Type: Annual Meeting Date: 31-Oct-2018 Ticker: AOD ISIN: US00326L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 DIRECTOR John Sievwright Mgmt Split 81% For 19% Withheld Split 2. A Shareholder proposal that the Board take Shr Split 45% For 53% Against 2% AbstainSplit the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis. -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 934923079 -------------------------------------------------------------------------------------------------------------------------- Security: 00301W105 Meeting Type: Annual Meeting Date: 21-Feb-2019 Ticker: AEF ISIN: US00301W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Lawrence J. Mgmt Split 75% For 22% Against 3% AbstainSplit Fox 1.2 Election of Class II Director: C. William Mgmt Split 94% For 3% Against 3% AbstainSplit Maher -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 934873135 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Special Meeting Date: 12-Dec-2018 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the new investment advisory Mgmt Split 93% For 4% Against 3% AbstainSplit agreements for the Funds with AllianceBernstein L.P. -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 934937737 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 27-Mar-2019 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nancy P. Jacklin Mgmt Split 94% For 6% Withheld Split Michael J. Downey Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC Agenda Number: 934873135 -------------------------------------------------------------------------------------------------------------------------- Security: 01864U106 Meeting Type: Special Meeting Date: 12-Dec-2018 Ticker: AFB ISIN: US01864U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the new investment advisory Mgmt Split 92% For 5% Against 3% AbstainSplit agreements for the Funds with AllianceBernstein L.P. -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC Agenda Number: 934937749 -------------------------------------------------------------------------------------------------------------------------- Security: 01864U106 Meeting Type: Annual Meeting Date: 27-Mar-2019 Ticker: AFB ISIN: US01864U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nancy P. Jacklin Mgmt Split 78% For 22% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI EQUITY & CONVERTIBLE INCOME Agenda Number: 934846239 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Annual Meeting Date: 12-Jul-2018 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR F. Ford Drummond Mgmt Split 97% For 3% Withheld Split James A. Jacobson Mgmt Split 97% For 3% Withheld Split James S. MacLeod Mgmt Split 97% For 3% Withheld Split A. Douglas Eu Mgmt Split 97% For 3% Withheld Split Erick R. Holt Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934846241 -------------------------------------------------------------------------------------------------------------------------- Security: 01883A107 Meeting Type: Annual Meeting Date: 12-Jul-2018 Ticker: NFJ ISIN: US01883A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR Hans W. Kertess Mgmt Split 91% For 9% Withheld Split James S. MacLeod Mgmt Split 91% For 9% Withheld Split William B. Ogden, IV Mgmt Split 91% For 9% Withheld Split A. Douglas Eu Mgmt Split 91% For 9% Withheld Split Erick R. Holt Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC Agenda Number: 935007737 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Annual Meeting Date: 06-Jun-2019 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Sachs Mgmt Split 91% For 9% Withheld Split James K. Hunt Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ATLANTIC ACQUISITION CORP. Agenda Number: 934859907 -------------------------------------------------------------------------------------------------------------------------- Security: 048206106 Meeting Type: Special Meeting Date: 10-Aug-2018 Ticker: ATAC ISIN: US0482061068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Business Combination Proposal - To approve Mgmt For For the authorization for Atlantic's board of directors to complete the merger of Merger Sub into HF Group Holding Corporation ("HF Group"), resulting in HF Group becoming a wholly owned subsidiary of Atlantic, as provided for in the Acquisition Agreement, or the "Business Combination." 1a. Intention to Exercise Redemption Rights If Mgmt For you intend to exercise your redemption rights, please check this 'FOR' box. Checking this 'FOR' box, however,is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the definitive proxy statement under the section entitled "Special Meeting of Atlantic Shareholders - Redemption Rights." 1b. Stockholder Certification I hereby certify Mgmt For that I am not acting in concert, or as a "group" (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other stockholder with respect to the shares of common stock of Atlantic, owned by me in connection with the proposed Business Combination between Atlantic and HF Group. "For" = I am not acting in concert. "Against" = I am acting in concert. 2. Name Change Proposal - To approve the Mgmt For For amendment of the certificate of incorporation Atlantic to change Atlantic's name from "Atlantic Acquisition Corp." to "HF Foods Group Inc." 3. Equity Incentive Plan Proposal - To approve Mgmt For For the 2018 Omnibus Equity Incentive Plan. 4. Nasdaq Proposal - To approve the issuance Mgmt For For of more than 20% of the issued and outstanding shares of common stock of Atlantic pursuant to the terms of the Acquisition Agreement and Business Combination, as required by Nasdaq Listing Rules 5635(a) and (d). 5. Adjournment Proposal - To approve the Mgmt For For adjournment of the special meeting in the event Atlantic does not receive the requisite shareholder vote to approve the Business Combination. -------------------------------------------------------------------------------------------------------------------------- BARINGS BDC, INC. Agenda Number: 934952107 -------------------------------------------------------------------------------------------------------------------------- Security: 06759L103 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: BBDC ISIN: US06759L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Eric Lloyd Mgmt Split 97% For 2% Against 1% AbstainSplit 1.2 Election of Class I Director: Mark F. Mgmt Split 69% For 30% Against 1% AbstainSplit Mulhern 2. To ratify the appointment of Ernst & Young Mgmt Split 99% For 1% Against Split LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- BIG ROCK PARTNERS ACQUISITION CORP Agenda Number: 935030899 -------------------------------------------------------------------------------------------------------------------------- Security: 089482103 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BRPA ISIN: US0894821034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Extension of Corporate Life: Amend the Mgmt For For Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 22, 2019. 2. Early Termination: Approve the Company's Mgmt For For early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors. 3. DIRECTOR Lori B. Wittman Mgmt For For Michael Fong Mgmt For For Stuart Koenig Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 934847887 -------------------------------------------------------------------------------------------------------------------------- Security: 09255P107 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: HYT ISIN: US09255P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt No vote R. Glenn Hubbard Mgmt No vote W. Carl Kester Mgmt No vote John M. Perlowski Mgmt No vote Karen P. Robards Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 934847875 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt No vote Robert Fairbairn Mgmt No vote Catherine A. Lynch Mgmt No vote Karen P. Robards Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 934847887 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R202 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: DSU ISIN: US09255R2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt No vote R. Glenn Hubbard Mgmt No vote W. Carl Kester Mgmt No vote John M. Perlowski Mgmt No vote Karen P. Robards Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BLACKROCK LTD DURATION INCOME TR Agenda Number: 934847875 -------------------------------------------------------------------------------------------------------------------------- Security: 09249W101 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BLW ISIN: US09249W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt No vote Robert Fairbairn Mgmt No vote Catherine A. Lynch Mgmt No vote Karen P. Robards Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MULTI SECTOR INCOME TRUST Agenda Number: 934847875 -------------------------------------------------------------------------------------------------------------------------- Security: 09258A107 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BIT ISIN: US09258A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt No vote Robert Fairbairn Mgmt No vote Catherine A. Lynch Mgmt No vote Karen P. Robards Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNI INTER DURATION FD INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09253X102 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MUI ISIN: US09253X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 93% For 7% Withheld Split Richard E. Cavanagh Mgmt Split 92% For 8% Withheld Split Cynthia L. Egan Mgmt Split 94% For 6% Withheld Split Robert Fairbairn Mgmt Split 94% For 6% Withheld Split R. Glenn Hubbard Mgmt Split 92% For 8% Withheld Split Catherine A. Lynch Mgmt Split 93% For 7% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL EQUITY FUND Agenda Number: 934845883 -------------------------------------------------------------------------------------------------------------------------- Security: 18914C100 Meeting Type: Annual Meeting Date: 19-Jul-2018 Ticker: GLQ ISIN: US18914C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR Adam D. Crescenzi Mgmt Split 97% For 3% Withheld Split Jerry G. Rutledge Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 934845871 -------------------------------------------------------------------------------------------------------------------------- Security: 18914E106 Meeting Type: Annual Meeting Date: 19-Jul-2018 Ticker: GLO ISIN: US18914E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR Vincent W. Versaci Mgmt Split 93% For 7% Withheld Split Clifford J. Weber Mgmt Split 93% For 7% Withheld Split Edmund J. Burke Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CM SEVEN STAR ACQUISITION CORP Agenda Number: 934985081 -------------------------------------------------------------------------------------------------------------------------- Security: G2345N102 Meeting Type: Annual Meeting Date: 29-Apr-2019 Ticker: CMSS ISIN: KYG2345N1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Share Exchange Agreement, Mgmt For For and among CM Seven Star, Kaixin Auto Group (Kaixin) and Renren Inc. (Seller) and transactions contemplated thereunder, including but not limited to CM Seven Star's acquisition of all the issued and outstanding shares and any other equity interests of Kaixin from the Seller, as provided for in the Share Exchange Agreement & consideration paid to the Seller and earn-out consideration by way of new issue of ordinary shares credited as fully paid in accordance with the Share Exchange Agreement, or Business Combination. 2. To approve increase in the number of Mgmt For For authorized ordinary shares of CM Seven Star to 500,000,000 and removal of the class of preferred shares. This proposal is referred to as the "Authorized Share Increase Proposal." 3. To approve as a special resolution the Mgmt For For change of CM Seven Star's name to Kaixin Auto Holdings and the adoption of the Second Amended and Restated Memorandum and Articles of Association of CM Seven Star as further described in the definitive proxy statement. This proposal is referred to as the "Amendment Proposal." 4. To approve the issuance of more than 20% of Mgmt For For the issued and outstanding ordinary shares of CM Seven Star pursuant to the terms of the Share Exchange Agreement, as required by Nasdaq Listing Rules 5635(a) and (d). This proposal is referred to as the "Nasdaq Proposal." 5. To approve the 2018 CM Seven Star Equity Mgmt For For Incentive Plan. This proposal is referred to as the "Equity Incentive Plan Proposal." 6. DIRECTOR Anthony Ho Mgmt For For Sing Wang Mgmt For For Stephen N. Cannon Mgmt For For Jiong Shao Mgmt For For Michele Smith Mgmt For For 7. To approve the adjournment of the annual Mgmt For For general meeting in the event CM Seven Star does not receive the requisite shareholder vote to approve the Business Combination. This proposal is called the "Business Combination Adjournment Proposal." -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE STRATEGIC VALUE FUND, INC. Agenda Number: 934937333 -------------------------------------------------------------------------------------------------------------------------- Security: 21924B302 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: CLM ISIN: US21924B3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew A. Strauss Mgmt Split 90% For 10% Withheld Split Glenn W. Wilcox, Sr. Mgmt Split 90% For 10% Withheld Split 2. To approve a new investment management Mgmt Split 95% For 3% Against 2% AbstainSplit agreement with Cornerstone Advisors Asset Management LLC. 3. In their discretion, the proxies are Mgmt Split 66% For 31% Against 3% AbstainSplit authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof. -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE TOTAL RETURN FUND, INC. Agenda Number: 934937357 -------------------------------------------------------------------------------------------------------------------------- Security: 21924U300 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: CRF ISIN: US21924U3005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ralph W. Bradshaw Mgmt Split 92% For 8% Withheld Split Robert E. Dean Mgmt Split 92% For 8% Withheld Split Edwin Meese III Mgmt Split 92% For 8% Withheld Split Matthew W. Morris Mgmt Split 92% For 8% Withheld Split Scott B. Rogers Mgmt Split 92% For 8% Withheld Split Andrew A. Strauss Mgmt Split 92% For 8% Withheld Split Glenn W. Wilcox, Sr. Mgmt Split 92% For 8% Withheld Split 2. To approve a new investment management Mgmt Split 95% For 3% Against 2% AbstainSplit agreement with Cornerstone Advisors Asset Management LLC. 3. In their discretion, the proxies are Mgmt Split 67% For 31% Against 2% AbstainSplit authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof. -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934867726 -------------------------------------------------------------------------------------------------------------------------- Security: 25160E102 Meeting Type: Annual Meeting Date: 12-Sep-2018 Ticker: KMM ISIN: US25160E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith R. Fox Mgmt Split 88% For 12% Withheld Split Richard J. Herring Mgmt Split 88% For 12% Withheld Split William N. Searcy, Jr. Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934867726 -------------------------------------------------------------------------------------------------------------------------- Security: 25160F109 Meeting Type: Annual Meeting Date: 12-Sep-2018 Ticker: KST ISIN: US25160F1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith R. Fox Mgmt Split 87% For 13% Withheld Split Richard J. Herring Mgmt Split 86% For 14% Withheld Split William N. Searcy, Jr. Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DRAPER OAKWOOD TECHNOLOGY ACQUISITION IN Agenda Number: 934912064 -------------------------------------------------------------------------------------------------------------------------- Security: 26146L103 Meeting Type: Special Meeting Date: 19-Dec-2018 Ticker: DOTA ISIN: US26146L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote upon a proposal to Mgmt For For approve and adopt the Business Combination Agreement, the transactions contemplated thereby and the performance by Draper Oakwood Technology Acquisition, Inc. of its obligations thereunder (the "Business Combination"). 1a. Intention to Exercise Redemption Rights - Mgmt For If you intend to exercise your redemption rights, please check 'For' box. Checking 'For' box, however, is not sufficient to exercise your redemption rights. You must also vote either FOR or AGAINST the Business Combination Proposal, and, in addition, you must comply with the procedures set forth in the prospectus/proxy statement under the heading "Special Meeting of DOTA Stockholders - Redemption Rights." 2a. To consider and vote upon proposals to Mgmt For For approve the adoption of the following incentive compensation plans: 2018 Omnibus Equity Incentive Plan. 2b. To consider and vote upon proposals to Mgmt For For approve the adoption of the following incentive compensation plans: 2018 Reebonz Share Option Plan. 2c. To consider and vote upon proposals to Mgmt For For approve the adoption of the following incentive compensation plans: Management Performance Plan. 3. The Share Issuance Proposal - To consider Mgmt For For and vote upon a proposal to approve, for purposes of complying with applicable NASDAQ Stock Market LLC listing rules, the issuance of more than 20% of the issued and outstanding common stock of Draper Oakwood Technology Acquisition, Inc. in financing transactions in connection with the Business Combination. 4. The Adjournment Proposal - To consider and Mgmt For For vote upon a proposal to adjourn the special meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal. -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING RATE 2022 Agenda Number: 934933967 -------------------------------------------------------------------------------------------------------------------------- Security: 27831H100 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: EFL ISIN: US27831H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split William H. Park Mgmt Split 97% For 3% Withheld Split Helen Frame Peters Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934923118 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 21-Mar-2019 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark R. Fetting Mgmt Split 97% For 3% Withheld Split Helen Frame Peters Mgmt Split 97% For 3% Withheld Split Marcus L. Smith Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934909512 -------------------------------------------------------------------------------------------------------------------------- Security: 27828H105 Meeting Type: Annual Meeting Date: 17-Jan-2019 Ticker: EVV ISIN: US27828H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia E. Frost Mgmt For For Valerie A. Mosley Mgmt For For Scott E. Wennerholm Mgmt For For -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR INCOME TRUST Agenda Number: 934870610 -------------------------------------------------------------------------------------------------------------------------- Security: 27826S103 Meeting Type: Annual Meeting Date: 18-Oct-2018 Ticker: EVF ISIN: US27826S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark R. Fetting Mgmt Split 98% For 2% Withheld Split Helen Frame Peters Mgmt Split 98% For 2% Withheld Split Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 934936254 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 94% For 6% Withheld Split NIEL B. NIELSON Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST INTERMEDIATE Agenda Number: 934934628 -------------------------------------------------------------------------------------------------------------------------- Security: 33718W103 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: FPF ISIN: US33718W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 91% For 9% Withheld Split NIEL B. NIELSON Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934933791 -------------------------------------------------------------------------------------------------------------------------- Security: 368802401 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: GAMPRB ISIN: US3688024013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Altschul Mgmt Split 98% For 2% Withheld Split Mr. Berens Mgmt Split 98% For 2% Withheld Split Mr. Cullman Mgmt Split 97% For 3% Withheld Split Mr. Davidson Mgmt Split 98% For 2% Withheld Split Ms. Del Villar Mgmt Split 98% For 2% Withheld Split Mr. Gordan Mgmt Split 90% For 10% Withheld Split Ms. Gotbaum Mgmt Split 97% For 3% Withheld Split Mr. Knafel Mgmt Split 97% For 3% Withheld Split Ms. Lynch Mgmt Split 97% For 3% Withheld Split Mr. Priest Mgmt Split 98% For 2% Withheld Split Mr. Schirmer Mgmt Split 97% For 3% Withheld Split Mr. Troubh Mgmt Split 97% For 3% Withheld Split 2. Ratification of the selection of Ernst & Mgmt Split 92% For 7% Against 1% AbstainSplit Young LLP as auditors. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Agenda Number: 934848435 -------------------------------------------------------------------------------------------------------------------------- Security: 376546404 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: GAINN ISIN: US3765464041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry L. Brubaker Mgmt Split 95% For 5% Withheld Split Caren D. Merrick Mgmt Split 96% For 4% Withheld Split Walter H. Wilkinson, Jr Mgmt Split 96% For 4% Withheld Split 2. To approve a proposal to authorize the Mgmt Split 84% For 12% Against 4% AbstainSplit Company, with the subsequent approval of its board of directors, to issue and sell shares of the Company's common stock (during the 12 months following such stockholder approval) at a price below its then current net asset value per share, subject to certain limitations set forth in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Agenda Number: 934848435 -------------------------------------------------------------------------------------------------------------------------- Security: 376546503 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: GAINM ISIN: US3765465030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry L. Brubaker Mgmt Split 35% For 65% Withheld Split Caren D. Merrick Mgmt Split 98% For 2% Withheld Split Walter H. Wilkinson, Jr Mgmt Split 98% For 2% Withheld Split 2. To approve a proposal to authorize the Mgmt Split 93% For 6% Against 1% AbstainSplit Company, with the subsequent approval of its board of directors, to issue and sell shares of the Company's common stock (during the 12 months following such stockholder approval) at a price below its then current net asset value per share, subject to certain limitations set forth in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934844843 -------------------------------------------------------------------------------------------------------------------------- Security: 007639107 Meeting Type: Annual Meeting Date: 20-Jul-2018 Ticker: AGC ISIN: US0076391079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Approval of the Agreement and Plan of Mgmt Split 96% For 2% Against 2% AbstainSplit Merger between AGC and the Acquiring Fund, including the termination of AGC's registration under the Investment Company Act of 1940. 2A. Election of Class III Trustee: Tracy V. Mgmt Split 97% For 1% Against 2% AbstainSplit Maitland 2B. Election of Class III Trustee: Ronald A. Mgmt Split 97% For 1% Against 2% AbstainSplit Nyberg -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934844855 -------------------------------------------------------------------------------------------------------------------------- Security: 00764C109 Meeting Type: Annual Meeting Date: 20-Jul-2018 Ticker: AVK ISIN: US00764C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. Approval of the Agreement and Plan of Mgmt Split 96% For 2% Against 2% AbstainSplit Merger between AGC and AVK, including the issuance of additional common shares of AVK. 1D. Approval of the Agreement and Plan of Mgmt Split 95% For 3% Against 2% AbstainSplit Merger between LCM and AVK, including the issuance of additional common shares of AVK. 2A. Election of Class III Trustee: Tracy V. Mgmt Split 96% For 3% Against 1% AbstainSplit Maitland 2B. Election of Class III Trustee: Ronald A. Mgmt Split 96% For 3% Against 1% AbstainSplit Nyberg -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934844831 -------------------------------------------------------------------------------------------------------------------------- Security: 00765E104 Meeting Type: Annual Meeting Date: 20-Jul-2018 Ticker: LCM ISIN: US00765E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. Approval of the Agreement and Plan of Mgmt Split 93% For 4% Against 3% AbstainSplit Merger between LCM and the Acquiring Fund, including the termination of LCM's registration under the Investment Company Act of 1940. 2A. Election of Class II Trustee: Tracy V. Mgmt Split 93% For 4% Against 3% AbstainSplit Maitland 2B. Election of Class II Trustee: Ronald A. Mgmt Split 93% For 4% Against 3% AbstainSplit Nyberg -------------------------------------------------------------------------------------------------------------------------- HAYMAKER ACQUISITION CORP. Agenda Number: 934931014 -------------------------------------------------------------------------------------------------------------------------- Security: 420870107 Meeting Type: Special Meeting Date: 06-Mar-2019 Ticker: HYAC ISIN: US4208701072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal: To Mgmt For For consider and vote upon a proposal to adopt and approve the Business Combination Agreement, (as amended on January 7, 2019, by Amendment No. 1 to Business Combination Agreement, and as it may be further amended from time to time, the "Transaction Agreement"), by and among Haymaker, OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"), the sellers identified therein. 2A. Shareholding Limits for Certain Mgmt For For Shareholders of OneSpaWorld: The OneSpaWorld Memorandum and Articles of Association will provide that shareholders will be prohibited from beneficially owning OneSpaWorld's common shares, par value 0.0001 per share (the "OneSpaWorld Shares"), exceeding 9.99% of the issued and outstanding OneSpaWorld Shares without the consent of the OneSpaWorld board of directors. 2B. Shareholder Approval of Certain Matters: Mgmt For For The OneSpaWorld Memorandum and Articles of Association will provide for supermajority voting requirements with respect to certain significant transactions. At least two-thirds of the outstanding OneSpaWorld Shares will be required to approve any merger or sale of all or substantially all of OneSpaWorld's assets (unless the OneSpaWorld board of directors has approved such transaction in advance, in which case a majority of the shares entitled to vote shall be required). 3. The Lock-Up Amendment Proposal: To ratify Mgmt For For the entry into the OSW Lock-Up Agreement (as defined in the accompanying proxy statement) by Haymaker Sponsor, LLC, and the directors and officers of Haymaker that, among other things, modifies the lock-up period such parties were subject to under the lock-up agreements entered into at the closing of Haymaker's initial public offering. 4. The Adjournment Proposal: To consider and Mgmt For For vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal or the Lock-Up Amendment Proposal. -------------------------------------------------------------------------------------------------------------------------- HIGHLAND FUNDS Agenda Number: 935029555 -------------------------------------------------------------------------------------------------------------------------- Security: 43010E404 Meeting Type: Annual Meeting Date: 14-Jun-2019 Ticker: HFRO ISIN: US43010E4044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ethan Powell Mgmt Split 92% For 8% Withheld Split Bryan A. Ward Mgmt Split 92% For 8% Withheld Split 2. To approve a change to the Fund's Mgmt Split 90% For 9% Against 1% AbstainSplit fundamental policy regarding concentration such that that the Fund will invest, at least 25% of the value of its total assets in the real estate industry ("Proposal 2"). 3. To approve one or more adjournments to the Mgmt Split 91% For 8% Against 1% AbstainSplit Annual Meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Annual Meeting cast in favor of Proposal 1 and/or Proposal 2 ("Proposal 3"). -------------------------------------------------------------------------------------------------------------------------- INDUSTREA ACQUISITION CORP. Agenda Number: 934903899 -------------------------------------------------------------------------------------------------------------------------- Security: 45579J104 Meeting Type: Special Meeting Date: 04-Dec-2018 Ticker: INDU ISIN: US45579J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal: Approve Mgmt For For and adopt the Agreement and Plan of Merger, dated as of September 7, 2018, by and among the Company, Concrete Pumping Holdings Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of the Company ("Newco"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of Newco, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative, a copy of which is attached to the proxy statement/prospectus as Annex A. 2. The Nasdaq Proposal: To approve, for Mgmt For For puposes of complying with applicable Nasdaq listing rules, the issuance of more than 20% of the Company's issued and outstanding common stock pursuant to the Business Combination. 3. The Charter Proposals: To approve the Mgmt For For following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): The name of the new public company will be Concrete Pumping Holdings, Inc. as opposed to "Industrea Acquisition Corp." 4. The Charter Proposals: To approve the Mgmt For For following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): Newco will have 500,000,000 authorized shares of common stock and 10,000,000 authorized shares of preferred stock, as opposed to the Company having 220,000,000 authorized shares of common stock and 1,000,000 authorized shares of preferred stock. 5. The Charter Proposals: To approve the Mgmt For For following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): The Newco Charter will not include the various provisions applicable only to special purpose acquisition companies that the Industrea Charter contains (such as the obligation to dissolve and liquidate if a business combination is not consummated in a certain period of time). 6. DIRECTOR Heather L. Faust Mgmt For For David G. Hall Mgmt For For Iain Humphries Mgmt For For Brian Hodges Mgmt For For John M. Piecuch Mgmt For For Howard D. Morgan Mgmt For For David A. B. Brown Mgmt For For Tariq Osman Mgmt For For Bruce Young Mgmt For For 7. The Incentive Plan Proposal: To approve the Mgmt For For Concrete Pumping Holdings, Inc. 2018 Omnibus Incentive Plan, which is an incentive compensation plan for employees, directors and consultants of Newco and its subsidiaries, including CPH, a copy of which is attached to the proxy statement/prospectus as Annex C. 8. The Adjournment Proposal: To approve the Mgmt For For adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Nasdaq Proposal, the Charter Proposals or the Incentive Plan Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Business Combination Proposal the Nasdaq Proposal. -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934853296 -------------------------------------------------------------------------------------------------------------------------- Security: 46131F101 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: VLT ISIN: US46131F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce L. Crockett Mgmt Split 63% For 37% Withheld Split Jack M. Fields Mgmt Split 63% For 37% Withheld Split Martin L. Flanagan Mgmt Split 63% For 37% Withheld Split Robert C. Troccoli Mgmt Split 63% For 37% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934853309 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce L. Crockett Mgmt Split 98% For 2% Withheld Split Jack M. Fields Mgmt Split 98% For 2% Withheld Split Martin L. Flanagan Mgmt Split 98% For 2% Withheld Split Robert C. Troccoli Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934853309 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce L. Crockett Mgmt Split 98% For 2% Withheld Split Jack M. Fields Mgmt Split 98% For 2% Withheld Split Martin L. Flanagan Mgmt Split 98% For 2% Withheld Split Robert C. Troccoli Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935046765 -------------------------------------------------------------------------------------------------------------------------- Security: 486606106 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: KYN ISIN: US4866061066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: ANNE K. COSTIN Mgmt Split 96% For 3% Against 1% AbstainSplit 1B. Election of Director: ALBERT L. RICHEY Mgmt Split 96% For 3% Against 1% AbstainSplit 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 2% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935046789 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: ANNE K. COSTIN Mgmt Split 61% For 4% Against 35% AbstainSplit 1B. Election of Director: ALBERT L. RICHEY Mgmt Split 61% For 4% Against 35% AbstainSplit 1C. Election of Director: JAMES C. BAKER Mgmt Split 61% For 4% Against 35% AbstainSplit 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 65% For 1% Against 34% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934873387 -------------------------------------------------------------------------------------------------------------------------- Security: 95766B109 Meeting Type: Annual Meeting Date: 28-Sep-2018 Ticker: EHI ISIN: US95766B1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Leslie H. Gelb Mgmt Split 76% For 24% Withheld Split William R. Hutchinson Mgmt Split 76% For 24% Withheld Split Jane Trust Mgmt Split 77% For 23% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934873414 -------------------------------------------------------------------------------------------------------------------------- Security: 95768B107 Meeting Type: Annual Meeting Date: 28-Sep-2018 Ticker: HYI ISIN: US95768B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carol L. Colman Mgmt Split 86% For 14% Withheld Split Daniel P. Cronin Mgmt Split 86% For 14% Withheld Split Paolo M. Cucchi Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934921037 -------------------------------------------------------------------------------------------------------------------------- Security: 95790C107 Meeting Type: Annual Meeting Date: 22-Feb-2019 Ticker: GDO ISIN: US95790C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nisha Kumar# Mgmt Split 98% For 2% Withheld Split Robert D. Agdern* Mgmt Split 91% For 9% Withheld Split Eileen A. Kamerick* Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934921049 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 22-Feb-2019 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nisha Kumar Mgmt Split 70% For 30% Withheld Split William R. Hutchinson Mgmt Split 59% For 41% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934921417 -------------------------------------------------------------------------------------------------------------------------- Security: 10537L104 Meeting Type: Annual Meeting Date: 22-Feb-2019 Ticker: BWG ISIN: US10537L1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nisha Kumar# Mgmt Split 91% For 9% Withheld Split Daniel P. Cronin* Mgmt Split 87% For 13% Withheld Split Paolo M. Cucchi* Mgmt Split 87% For 13% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEISURE ACQUISITION CORP. Agenda Number: 934902037 -------------------------------------------------------------------------------------------------------------------------- Security: 52539T107 Meeting Type: Annual Meeting Date: 14-Dec-2018 Ticker: LACQ ISIN: US52539T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc J. Falcone Mgmt Split 78% For 22% Withheld Split 2. To ratify the selection by our Audit Mgmt Split 95% For 5% Abstain Split Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- LEISURE ACQUISITION CORP. Agenda Number: 934902037 -------------------------------------------------------------------------------------------------------------------------- Security: 52539T206 Meeting Type: Annual Meeting Date: 14-Dec-2018 Ticker: LACQU ISIN: US52539T2069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc J. Falcone Mgmt For For 2. To ratify the selection by our Audit Mgmt For For Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934856569 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 23-Aug-2018 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Benning Mgmt Split 97% For 3% Withheld Split Maureen Usifer Mgmt Split 97% For 3% Withheld Split Edmund J. Burke Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS CHARTER INCOME TRUST Agenda Number: 934870521 -------------------------------------------------------------------------------------------------------------------------- Security: 552727109 Meeting Type: Annual Meeting Date: 04-Oct-2018 Ticker: MCR ISIN: US5527271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR John A. Caroselli Mgmt Split 87% For 13% Withheld Split Clarence Otis, Jr. Mgmt Split 87% For 13% Withheld Split Robin A. Stelmach Mgmt Split 87% For 13% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS MULTIMARKET INCOME TRUST Agenda Number: 934870521 -------------------------------------------------------------------------------------------------------------------------- Security: 552737108 Meeting Type: Annual Meeting Date: 04-Oct-2018 Ticker: MMT ISIN: US5527371083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR John A. Caroselli Mgmt Split 98% For 2% Withheld Split Clarence Otis, Jr. Mgmt Split 98% For 2% Withheld Split Robin A. Stelmach Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 935029567 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 25-Jun-2019 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank L. Bowman Mgmt Split 90% For 10% Withheld Split Jakki L. Haussler Mgmt Split 85% For 15% Withheld Split Manuel H. Johnson Mgmt Split 90% For 10% Withheld Split Patricia Maleski Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MTECH ACQUISITION CORP. Agenda Number: 935035469 -------------------------------------------------------------------------------------------------------------------------- Security: 55378W107 Meeting Type: Special Meeting Date: 17-Jun-2019 Ticker: MTEC ISIN: US55378W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) The Business Combination Proposal - to Mgmt For For approve an Agreement and Plan of Merger, dated as of October 10, 2018, (as amended on April 17, 2019) a copy of which is attached to the accompanying proxy statement/prospectus as Annex A, providing for the combination of MTech and MJ Freeway, LLC, a Colorado limited liability company, under a new holding company called MTech Acquisition Holdings Inc. ("MTech Holdings"), and approve the transactions contemplated thereby (the "Business Combination"). 2a) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: having a single class of common stock and an authorized 75,000,000 shares of common stock. 2b) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: having 5,000,000 authorized shares of preferred stock. 2c) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: fixing the number of directors of MTech Holdings at eight, subject to change by resolution adopted by the affirmative vote of at least a majority of the board of directors then in office. 2d) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: dividing the board of directors of MTech Holdings into three classes with staggered three-year terms. 2e) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: prohibiting stockholder actions by written consent. 2f) The Charter Amendments Proposal - to Mgmt For For approve and adopt the Amended and Restated Certificate of Incorporation of MTech Holdings: making MTech Holdings' corporate existence perpetual as opposed to MTech's corporate existence terminating 18 months following the consummation of its initial public offering and removing various provisions applicable only to special purpose acquisition corporations contained in MTech's current amended and restated certificate of incorporation. 3) The Incentive Plan Proposal - to approve Mgmt For For and adopt the MTech Acquisition Holdings Inc. 2019 Long Term Incentive Plan in connection with the Business Combination, a copy of which is attached to the accompanying proxy statement/prospectus as Annex C. 4) The Adjournment Proposal - to approve the Mgmt For For adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if MTech is unable to consummate the Business Combination for any reason. -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 934867827 -------------------------------------------------------------------------------------------------------------------------- Security: 64128C106 Meeting Type: Annual Meeting Date: 19-Sep-2018 Ticker: NHS ISIN: US64128C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Marc Gary Mgmt Split 86% For 14% Withheld Split Michael M. Knetter Mgmt Split 86% For 14% Withheld Split Robert Conti Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935019249 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 14-Jun-2019 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ethan Powell Mgmt Split 94% For 6% Withheld Split Bryan A.Ward Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 670657105 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NEA ISIN: US6706571055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 90% For 10% Withheld Split Jack B. Evans Mgmt Split 90% For 10% Withheld Split Albin F. Moschner Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934935670 -------------------------------------------------------------------------------------------------------------------------- Security: 67072T108 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JFR ISIN: US67072T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split Carole E. Stone Mgmt Split 97% For 3% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67075G103 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JGH ISIN: US67075G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 75% For 25% Withheld Split Carole E. Stone Mgmt Split 68% For 32% Withheld Split Margaret L. Wolff Mgmt Split 75% For 25% Withheld Split William C. Hunter Mgmt Split 68% For 32% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INTER DUR QLTY MUNI TERM FD Agenda Number: 934935670 -------------------------------------------------------------------------------------------------------------------------- Security: 670677103 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: NIQ ISIN: US6706771036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Judith M. Stockdale Mgmt Split 92% For 8% Withheld Split Carole E. Stone Mgmt Split 92% For 8% Withheld Split Margaret L. Wolff Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 72% For 28% Withheld Split Carole E. Stone Mgmt Split 67% For 33% Withheld Split Margaret L. Wolff Mgmt Split 72% For 28% Withheld Split William C. Hunter Mgmt Split 67% For 33% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME TERM FUND Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67075A106 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JPI ISIN: US67075A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split Carole E. Stone Mgmt Split 95% For 5% Withheld Split Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split William C. Hunter Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 82% For 18% Withheld Split Jack B. Evans Mgmt Split 82% For 18% Withheld Split Albin F. Moschner Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ONE MADISON CORPORATION Agenda Number: 935023452 -------------------------------------------------------------------------------------------------------------------------- Security: G6772P100 Meeting Type: Special Meeting Date: 28-May-2019 Ticker: OMAD ISIN: KYG6772P1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Business Combination Proposal: To approve Mgmt For For by ordinary resolution transactions contemplated by the Stock Purchase Agreement, as amended, by and among One Madison, Rack Holdings L.P., a Delaware limited partnership ("Seller"), and Rack Holdings Inc., a Delaware corporation ("Rack Holdings"), owner of all of issued and outstanding equity interests of Ranpak Corporation, pursuant to which One Madison will acquire all of issued and outstanding equity interests of Rack Holdings from Seller, on the terms and subject to conditions set forth therein. 2) THE NYSE Proposal: To approve, for purposes Mgmt For For of complying with applicable listing rules of New York Stock Exchange, issuance by One Madison of Class A ordinary shares, par value $0.0001 per share, and Class C ordinary shares, par value $0.0001 per share, to certain accredited investors, including certain directors, officers and substantial security holders of One Madison, in each case in a private placement, the proceeds of which will be used to finance the business combination and related transactions & costs & expenses incurred in connection. 3) The Domestication Proposal. To approve by Mgmt For For special resolution the change of One Madison's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the "domestication"). 4) To approve (i) the change of our name from Mgmt For For "One Madison Corporation" to "Ranpak Holdings Corp.", (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the "closing"), making One Madison's corporate existence perpetual and (iv) upon the closing, providing for the ineffectiveness of certain provisions in our existing organizational documents relating to our status as a blank check company that will no longer be applicable to us following the closing; 5) To approve provisions providing that One Mgmt For For Madison's board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year. 6) To approve provisions providing that the Mgmt For For directors of One Madison may only be removed for cause. 7) To approve advance notice procedures with Mgmt For For regard to the nomination by shareholders of candidates for election as directors. 8) To approve provisions removing the ability Mgmt For For of shareholders to call a special meeting of shareholders. 9) To approve provisions removing the ability Mgmt For For of shareholders to act by written consent in lieu of a meeting. 10) To approve the amendment and restatement of Mgmt For For the existing organizational documents by the deletion of the existing organizational documents in their entirety and the substitution of the proposed organizational documents in their place to (among other matters) reflect the changes proposals 4 through 10. 11) The Incentive Plan Proposal. To approve by Mgmt For For ordinary resolution the One Madison Corporation 2019 Omnibus Incentive Plan. 12) The Adjournment Proposal. To approve by Mgmt For For ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal or the NYSE Proposal. -------------------------------------------------------------------------------------------------------------------------- OSPREY ENERGY ACQUISITION CORP Agenda Number: 934864883 -------------------------------------------------------------------------------------------------------------------------- Security: 688397108 Meeting Type: Special Meeting Date: 20-Aug-2018 Ticker: OSPR ISIN: US6883971086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - To Mgmt For For approve and adopt the Contribution Agreement, dated as of June 3, 2018 (the "Contribution Agreement"), by and among Royal Resources L.P., Osprey, and the other parties thereto, and approve the transactions contemplated by the Contribution Agreement (the "business combination"). The Business Combination Proposal is conditioned on the approval of the Charter Proposal and the Nasdaq Proposal. 2. The Charter Proposal - To approve and adopt Mgmt For For amendments to Osprey's amended and restated certificate of incorporation (the "Charter"), to be effective upon the consummation of the business combination, including six sub-proposals. 2a. To create a new class of capital stock Mgmt For For designated as Class C common stock, par value $0.0001 per share (the "Class C common stock"). 2b. To increase the number of authorized shares Mgmt For For of Osprey's capital stock to 361,000,000 shares and to increase the number of authorized shares of Osprey's Class A common stock, par value $0.0001 per share (the "Class A common stock"), to 240,000,000 shares. 2c. To adopt Delaware as the exclusive forum Mgmt For For for certain stockholder litigation. 2d. To require the affirmative vote of the Mgmt For For holders of at least 75% of the voting power of all outstanding shares of capital stock of Osprey to amend, repeal or adopt certain provisions of the Charter. 2e. To provide that Section 203 of the Delaware Mgmt For For General Corporation Law, which governs business combinations between Osprey and certain interested Osprey stockholders, does not apply to Osprey. 2f. To eliminate certain provisions in the Mgmt For For Charter relating to Osprey's Class B common stock, par value $0.0001 per share (the "Class B common stock") and our Initial Business Combination that will no longer be applicable to us following the completion of the business combination. 3. To approve, for purposes of complying with Mgmt For For applicable listing rules of The NASDAQ Capital Market (a) the issuance of Class C common stock in the business combination, (b) the issuance of Class A common stock concurrent with the completion of the business combination to certain qualified institutional buyers and accredited investors, (c) the issuance of Class A common stock in connection with the future redemption or exchange of common units, and (d) the issuance of Class A common stock upon the conversion of Class B common stock. 4. The LTIP Proposal - To approve and adopt Mgmt For For the Falcon Minerals Corporation 2018 Long-Term Incentive Plan and material terms thereunder. The LTIP Proposal is conditioned on the approval of the Business Combination Proposal and the Nasdaq Proposal. 5. The Adjournment Proposal - To approve the Mgmt For For adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with the foregoing proposals. The Adjournment Proposal is not conditioned on the approval of any other proposal at the special meeting. 5a. Stockholder Certification: I hereby certify Mgmt For For that I am not acting in concert or as a "group" as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended, with any other stockholder with respect to the shares of Osprey's Class A common stock or Class B common stock. -------------------------------------------------------------------------------------------------------------------------- PENSARE ACQUISITION CORP Agenda Number: 934919741 -------------------------------------------------------------------------------------------------------------------------- Security: 70957E105 Meeting Type: Special Meeting Date: 28-Jan-2019 Ticker: WRLS ISIN: US70957E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Charter Amendment: Amend Pensare's Mgmt For For Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from February 1, 2019 to May 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account. 2. DIRECTOR U. Bertram Ellis, Jr. Mgmt For For Karl Krapek Mgmt For For Dennis Lockhart Mgmt For For Dr. Klaas Baks Mgmt For For 3. Ratification of Selection of Independent Mgmt For For Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PENSARE ACQUISITION CORP Agenda Number: 934985207 -------------------------------------------------------------------------------------------------------------------------- Security: 70957E105 Meeting Type: Special Meeting Date: 29-Apr-2019 Ticker: WRLS ISIN: US70957E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Charter Amendment: To amend Pensare's Mgmt For For Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from May 1, 2019 to August 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account. 2. Adjournment of the Meeting: To direct the Mgmt For For chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve any of the foregoing proposal. -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 934918624 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 08-Mar-2019 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ellen S. Alberding Mgmt Split 85% For 15% Withheld Split Barry H. Evans Mgmt Split 85% For 15% Withheld Split Stuart S. Parker Mgmt Split 85% For 15% Withheld Split Brian K. Reid Mgmt Split 73% For 27% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 934918636 -------------------------------------------------------------------------------------------------------------------------- Security: 69346J106 Meeting Type: Annual Meeting Date: 08-Mar-2019 Ticker: GHY ISIN: US69346J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ellen S. Alberding Mgmt Split 83% For 17% Withheld Split Barry H. Evans Mgmt Split 83% For 17% Withheld Split Stuart S. Parker Mgmt Split 83% For 17% Withheld Split Brian K. Reid Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM MUNICIPAL OPPORTUNITIES TRUST Agenda Number: 934947891 -------------------------------------------------------------------------------------------------------------------------- Security: 746922103 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PMO ISIN: US7469221037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Fixing the number of Trustees at 11. Mgmt Split 94% For 4% Against 2% AbstainSplit 1B. DIRECTOR Liaquat Ahamed Mgmt Split 94% For 6% Withheld Split Ravi Akhoury Mgmt Split 91% For 9% Withheld Split Barbara M. Baumann Mgmt Split 91% For 9% Withheld Split Katinka Domotorffy Mgmt Split 91% For 9% Withheld Split Catharine Bond Hill Mgmt Split 95% For 5% Withheld Split Paul L. Joskow Mgmt Split 93% For 7% Withheld Split Kenneth R. Leibler Mgmt Split 93% For 7% Withheld Split Robert L. Reynolds Mgmt Split 95% For 5% Withheld Split Manoj P. Singh Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SPROTT FUNDS Agenda Number: 934868083 -------------------------------------------------------------------------------------------------------------------------- Security: 85208J109 Meeting Type: Annual Meeting Date: 05-Sep-2018 Ticker: FUND ISIN: US85208J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Whitney George Mgmt Split 93% For 7% Withheld Split James R. Pierce, Jr Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SSGA FUNDS Agenda Number: 934897123 -------------------------------------------------------------------------------------------------------------------------- Security: 857492888 Meeting Type: Special Meeting Date: 18-Dec-2018 Ticker: TRIXX ISIN: US8574928888 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR John R. Costantino Mgmt For For Michael A. Jessee Mgmt Split 95% For 5% Withheld Split Ellen M. Needham Mgmt For For Donna M. Rapaccioli Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 934964758 -------------------------------------------------------------------------------------------------------------------------- Security: 880192109 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: TEI ISIN: US8801921094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary C. Choksi Mgmt Split 96% For 4% Withheld Split Rupert H. Johnson, Jr. Mgmt Split 96% For 4% Withheld Split Gregory E. Johnson Mgmt Split 96% For 4% Withheld Split 2. To approve the elimination of the Mgmt Split 94% For 5% Against 1% AbstainSplit fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities 3. To approve an amended fundamental Mgmt Split 93% For 5% Against 2% AbstainSplit investment restriction regarding investments in commodities 4. The ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- TEMPLETON GLOBAL INCOME FUND Agenda Number: 934962160 -------------------------------------------------------------------------------------------------------------------------- Security: 880198106 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: GIM ISIN: US8801981064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary C. Choksi Mgmt Split 98% For 2% Withheld Split Larry D. Thompson Mgmt Split 98% For 2% Withheld Split Rupert H. Johnson, Jr. Mgmt Split 97% For 3% Withheld Split Gregory E. Johnson Mgmt Split 98% For 2% Withheld Split 2. The ratification of the selection of Mgmt Split 96% For 3% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- THE GDL FUND Agenda Number: 935001191 -------------------------------------------------------------------------------------------------------------------------- Security: 361570401 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: GDLPRC ISIN: US3615704018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward T. Tokar Mgmt Split 96% For 4% Withheld Split Salvatore J. Zizza Mgmt Split 96% For 4% Withheld Split Anthony S. Colavita Mgmt Split 96% For 4% Withheld Split 2. RESOLVED: All investment advisory and Shr Split 5% For 95% Against Split management agreements between The GDL Fund and Gabelli Funds, LLC shall be terminated by the Fund, pursuant to the right of stockholders as embodied in Section 15(a)(3) of the Investment Company Act of 1940 and as required to be included in such agreements, at the earliest date the Fund is legally permitted to do so; provided, however, that if the Board proposes, and shareholders approve, at this meeting, a plan to liquidate or open-end the Fund within one year, then the investment advisory and management agreements. -------------------------------------------------------------------------------------------------------------------------- TORTOISE MLP FUND INC Agenda Number: 934988582 -------------------------------------------------------------------------------------------------------------------------- Security: 89148B101 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: NTG ISIN: US89148B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alexandra A. Herger Mgmt Split 97% For 3% Withheld Split 2. Ratification of Ernst & Young LLP as the Mgmt Split 99% For 1% Against Split Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019. -------------------------------------------------------------------------------------------------------------------------- UNION ACQUISITION CORP. Agenda Number: 934929273 -------------------------------------------------------------------------------------------------------------------------- Security: G9366W101 Meeting Type: Special Meeting Date: 27-Feb-2019 Ticker: LTN ISIN: KYG9366W1015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination and Rizobacter Mgmt For For Call Option Agreement Proposal-To consider and vote upon a proposal to (i) approve and adopt the share exchange agreement, by and between UAC, Joseph J. Schena, in his capacity as a representative of UAC shareholders, and Bioceres, Inc., a Delaware corporation that will convert to Bioceres LLC ("Seller") (ii) ratify the amended call option agreement, dated as of October 22, 2018, as may be amended from time to time. 1a. I HEREBY EXERCISE MY REDEMPTION RIGHTS Mgmt For 1b. SHAREHOLDER CERTIFICATION: I hereby certify Mgmt For that I am not acting in concert, or as a "group" (as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended), with any other shareholder with respect to the shares of UAC owned by me in connection with the proposed business combination between UAC and Bioceres LLC. 2. The Articles Amendment Proposals-To Mgmt For For consider and vote upon four separate proposals to approve by special resolution, assuming the Business Combination and Rizobacter Call Option Agreement Proposal is approved and adopted, the following amendments to UAC's amended and restated memorandum and articles of association (the "Articles"): To consider and vote upon an amendment to the Articles to authorize changing the post- business combination corporate name from "Union Acquisition Corp." to "Bioceres Crop Solutions Corp." ("BIOX") 3. To consider and vote upon an amendment to Mgmt For For the Articles to authorize changing UAC's fiscal year end to June 30. 4. To consider and vote upon an amendment to Mgmt For For the Articles to authorize removing certain provisions relating to UAC's status as a blank-check company that will no longer apply upon consummation of the business combination. 5. To consider and vote upon an amendment to Mgmt For For the Articles to authorize removing the classified board structure of the UAC Board. 6. The Director Election Proposal-To consider Mgmt For For and vote upon a proposal to appoint seven directors to serve on the board of directors of BIOX until their respective successors are duly elected and qualified pursuant to the terms of the Articles. 7. The NYSE Proposal-To consider and vote upon Mgmt For For a proposal to approve, assuming the Business Combination and Rizobacter Call Option Agreement Proposal and the Articles Amendment Proposals are approved and adopted, for purposes of complying with applicable provisions of Section 312.03 of the New York Stock Exchange Listed Company Manual, the issuance of more than 20% of UAC's issued and outstanding ordinary shares to the Seller in connection with the business combination and the related change of control. 8. The Adjournment Proposal-To consider and Mgmt For For vote upon a proposal to approve the adjournment of the general meeting to a later date or dates, if necessary. -------------------------------------------------------------------------------------------------------------------------- VOYA PRIME RATE TRUST Agenda Number: 934822570 -------------------------------------------------------------------------------------------------------------------------- Security: 92913A100 Meeting Type: Annual Meeting Date: 10-Jul-2018 Ticker: PPR ISIN: US92913A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Colleen D. Baldwin Mgmt Split 97% For 3% Withheld Split John V. Boyer Mgmt Split 97% For 3% Withheld Split Patricia W. Chadwick Mgmt Split 97% For 3% Withheld Split Martin J. Gavin Mgmt Split 97% For 3% Withheld Split Russell H. Jones Mgmt Split 97% For 3% Withheld Split Patrick W. Kenny Mgmt Split 96% For 4% Withheld Split Joseph E. Obermeyer Mgmt Split 97% For 3% Withheld Split Sheryl K. Pressler Mgmt Split 97% For 3% Withheld Split Christopher P. Sullivan Mgmt Split 97% For 3% Withheld Split Roger B. Vincent Mgmt Split 96% For 4% Withheld Split Dina Santoro Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADV MULTI SECTOR INC FUND Agenda Number: 934918155 -------------------------------------------------------------------------------------------------------------------------- Security: 94987D101 Meeting Type: Annual Meeting Date: 11-Feb-2019 Ticker: ERC ISIN: US94987D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy J. Penny Mgmt Split 92% For 8% Withheld Split James G. Polisson Mgmt Split 94% For 6% Withheld Split Pamela Wheelock Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 934854488 -------------------------------------------------------------------------------------------------------------------------- Security: 94987B105 Meeting Type: Annual Meeting Date: 13-Aug-2018 Ticker: EAD ISIN: US94987B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William R. Ebsworth Mgmt Split 70% For 30% Withheld Split Jane A. Freeman Mgmt Split 70% For 30% Withheld Split Judith M. Johnson Mgmt Split 70% For 30% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934942207 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 12-Apr-2019 Ticker: EMD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nisha Kumar Mgmt Split 83% For 17% Withheld Split William R. Hutchinson Mgmt Split 67% For 33% Withheld Split Jane Trust Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 934873351 -------------------------------------------------------------------------------------------------------------------------- Security: 95766J102 Meeting Type: Annual Meeting Date: 28-Sep-2018 Ticker: HIX ISIN: US95766J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paolo M. Cucchi Mgmt Split 71% For 29% Withheld Split Leslie H. Gelb Mgmt Split 71% For 29% Withheld Split Riordan Roett Mgmt Split 72% For 28% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 934991907 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 10-May-2019 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ronald E. Toupin, Jr. Mgmt Split 96% For 4% Withheld Split * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title President Date 08/27/2019