N-PX 1 brdB5F_0001370177_2016.txt BRDB5F_0001370177_2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St. Suite 645 Chicago, IL 60654 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 325 North LaSalle Street, Suite 645 Chicago, IL 60654 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 934227073 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 06-Aug-2015 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 80% For 20% Withheld Split NANCY C. EVERETT Mgmt Split 84% For 16% Withheld Split MICHAEL F. KLEIN Mgmt Split 79% For 21% Withheld Split W. ALLEN REED Mgmt Split 79% For 21% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 934330197 -------------------------------------------------------------------------------------------------------------------------- Security: 003009107 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: FAX ISIN: US0030091070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 TO ELECT CLASS I DIRECTOR TO THE BOARD OF Mgmt Split 92% For 5% Against 3% AbstainSplit DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS: JOHN T. SHEEHY 1.2 TO ELECT CLASS I DIRECTOR TO THE BOARD OF Mgmt Split 92% For 5% Against 3% AbstainSplit DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS: NEVILLE J. MILES -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 934329699 -------------------------------------------------------------------------------------------------------------------------- Security: 00301T102 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: ABE ISIN: US00301T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. TO ELECT CLASS III DIRECTOR TO THE BOARD OF Mgmt Split 86% For 14% Against Split DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS: ENRIQUE R. ARZAC 1B. TO ELECT CLASS III DIRECTOR TO THE BOARD OF Mgmt Split 88% For 12% Against Split DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL MEETING OF SHAREHOLDERS: JAMES J. CATTANO -------------------------------------------------------------------------------------------------------------------------- ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 934330731 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 14-Apr-2016 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt Split 87% For 13% Withheld Split PHYLLIS O. BONANNO Mgmt Split 86% For 14% Withheld Split KENNETH J. DALE Mgmt Split 88% For 12% Withheld Split FREDERIC A. ESCHERICH Mgmt Split 87% For 13% Withheld Split ROGER W. GALE Mgmt Split 87% For 13% Withheld Split KATHLEEN T. MCGAHRAN Mgmt Split 87% For 13% Withheld Split CRAIG R. SMITH Mgmt Split 87% For 13% Withheld Split MARK E. STOECKLE Mgmt Split 87% For 13% Withheld Split 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 98% For 1% Against 1% AbstainSplit AS INDEPENDENT PUBLIC AUDITORS. -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 934333066 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 31-Mar-2016 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. DOWNEY Mgmt Split 95% For 5% Withheld Split NANCY P. JACKLIN Mgmt Split 97% For 3% Withheld Split ROBERT M. KEITH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN INCOME FUND, INC. Agenda Number: 934304801 -------------------------------------------------------------------------------------------------------------------------- Security: 01881E101 Meeting Type: Special Meeting Date: 01-Mar-2016 Ticker: ACG ISIN: US01881E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 93% For 5% Against 2% AbstainSplit ACQUISITION AND DISSOLUTION PROVIDING FOR THE ACQUISITION OF ALL OF THE ASSETS OF ALLIANCEBERNSTEIN INCOME FUND, INC. IN EXCHANGE FOR ADVISOR CLASS SHARES OF AB INCOME FUND, A SERIES OF AB BOND FUND, INC., AND AN OPEN-END FUND..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 934435923 -------------------------------------------------------------------------------------------------------------------------- Security: 018828103 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: NCV ISIN: US0188281036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR HANS W. KERTESS* Mgmt Split 94% For 6% Withheld * WILLIAM B. OGDEN, IV* Mgmt Split 94% For 6% Withheld * BARBARA R. CLAUSSEN* Mgmt Split 95% For 5% Withheld * A. DOUGLAS EU# Mgmt Split 94% For 6% Withheld * -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI DIVERSIFIED INCOME & CONVERT Agenda Number: 934435909 -------------------------------------------------------------------------------------------------------------------------- Security: 01883J108 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: ACV ISIN: US01883J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR BARBARA R. CLAUSSEN* Mgmt Split 97% For 3% Withheld Split A. DOUGLAS EU# Mgmt Split 97% For 3% Withheld Split HANS W. KERTESS@ Mgmt Split 97% For 3% Withheld Split WILLIAM B. OGDEN, IV@ Mgmt Split 97% For 3% Withheld Split DAVEY S. SCOON@ Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI EQUITY & CONVERTIBLE INCOME Agenda Number: 934435884 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR DEBORAH A. DECOTIS* Mgmt Split 78% For 22% Withheld Split BRADFORD K. GALLAGHER* Mgmt Split 78% For 22% Withheld Split BARBARA R. CLAUSSEN* Mgmt Split 78% For 22% Withheld Split A. DOUGLAS EU# Mgmt Split 78% For 22% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934435896 -------------------------------------------------------------------------------------------------------------------------- Security: 01883A107 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: NFJ ISIN: US01883A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR DEBORAH A. DECOTIS* Mgmt Split 91% For 9% Withheld Split BRADFORD K. GALLAGHER* Mgmt Split 91% For 9% Withheld Split JAMES A. JACOBSON* Mgmt Split 91% For 9% Withheld Split BARBARA R. CLAUSSEN* Mgmt Split 92% For 8% Withheld Split A. DOUGLAS EU# Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 934368312 -------------------------------------------------------------------------------------------------------------------------- Security: 02082E205 Meeting Type: Annual Meeting Date: 17-May-2016 Ticker: AGD ISIN: US02082E2054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. JACOBSON Mgmt For For H. GUY LEIBLER Mgmt For For 2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 934368324 -------------------------------------------------------------------------------------------------------------------------- Security: 021060207 Meeting Type: Annual Meeting Date: 17-May-2016 Ticker: AOD ISIN: US0210602076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. JACOBSON Mgmt For For H. GUY LEIBLER Mgmt For For 2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- APOLLO SENIOR FLOATING RATE, INC Agenda Number: 934378642 -------------------------------------------------------------------------------------------------------------------------- Security: 037636107 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: AFT ISIN: US0376361079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GLENN N. MARCHAK Mgmt For For TODD J. SLOTKIN Mgmt For For -------------------------------------------------------------------------------------------------------------------------- APOLLO SENIOR FLOATING RATE, INC. Agenda Number: 934378642 -------------------------------------------------------------------------------------------------------------------------- Security: 037638103 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: AIF ISIN: US0376381036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GLENN N. MARCHAK Mgmt Split 93% For 7% Withheld Split TODD J. SLOTKIN Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934358739 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Annual Meeting Date: 12-May-2016 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: R. KIPP DEVEER Mgmt Split 97% For 2% Against 1% AbstainSplit 1.2 ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. Mgmt Split 97% For 2% Against 1% AbstainSplit 1.3 ELECTION OF DIRECTOR: ERIC B. SIEGEL Mgmt Split 97% For 2% Against 1% AbstainSplit 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt Split 97% For 2% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934367954 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Special Meeting Date: 12-May-2016 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt Split 81% For 17% Against 2% AbstainSplit OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC Agenda Number: 934243320 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Annual Meeting Date: 14-Jul-2015 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SETH J. BRUFSKY Mgmt Split 99% For 1% Withheld Split JOHN J. SHAW Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC Agenda Number: 934253179 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Special Meeting Date: 14-Jul-2015 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2A. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 95% For 4% Against 1% AbstainSplit SHARES OF COMMON STOCK OF THE FUND IN CONNECTION WITH THE TRANSFER OF ALL OF THE ASSETS OF ARES MULTI-STRATEGY CREDIT FUND, INC. ("ARMF") TO THE FUND IN EXCHANGE FOR THE ASSUMPTION BY THE FUND OF THE STATED LIABILITIES OF ARMF AND SHARES OF COMMON STOCK OF THE FUND. 2B. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 96% For 3% Against 1% AbstainSplit FUNDAMENTAL INVESTMENT RESTRICTION NUMBER 5, RELATING TO THE FUND'S MAKING OF LOANS. 2C. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 96% For 3% Against 1% AbstainSplit FUNDAMENTAL INVESTMENT RESTRICTION NUMBER 6, RELATING TO THE FUND'S CONCENTRATION POLICY. 2D. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 95% For 4% Against 1% AbstainSplit INVESTMENT POLICY SUCH THAT, UNDER NORMAL MARKET CONDITIONS, AT LEAST 80% OF ITS MANAGED ASSETS (AS DEFINED IN THE JOINT PROXY STATEMENT/PROSPECTUS) WILL BE INVESTED IN DEBT INSTRUMENTS, INCLUDING (I) SENIOR SECURED LOANS MADE PRIMARILY TO COMPANIES WHOSE DEBT IS RATED BELOW ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC Agenda Number: 934424590 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Annual Meeting Date: 28-Jun-2016 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID A. SACHS Mgmt Split 83% For 17% Withheld Split M. FREDDIE REISS Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 934243332 -------------------------------------------------------------------------------------------------------------------------- Security: 04014Q108 Meeting Type: Annual Meeting Date: 14-Jul-2015 Ticker: ARMF ISIN: US04014Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SETH J. BRUFSKY Mgmt Split 99% For 1% Withheld Split JOHN J. SHAW Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 934253181 -------------------------------------------------------------------------------------------------------------------------- Security: 04014Q108 Meeting Type: Special Meeting Date: 14-Jul-2015 Ticker: ARMF ISIN: US04014Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE REORGANIZATION OF THE FUND Mgmt Split 99% For 1% Against Split INTO ARES DYNAMIC CREDIT ALLOCATION FUND, INC. ("ARDC") PURSUANT TO THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE FUND AND ARDC , INCLUDING THE TRANSFER OF ALL OF THE ASSETS OF THE FUND TO ARDC, THE DEREGISTRATION OF THE FUND AS AN INVESTMENT COMPANY PURSUANT TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- AVENUE INCOME CREDIT STRATEGIES FUND Agenda Number: 934381865 -------------------------------------------------------------------------------------------------------------------------- Security: 05358E106 Meeting Type: Annual Meeting Date: 12-May-2016 Ticker: ACP ISIN: US05358E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MS. JULIE DIEN LEDOUX Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BABSON CAPITAL Agenda Number: 934246984 -------------------------------------------------------------------------------------------------------------------------- Security: 05617T100 Meeting Type: Annual Meeting Date: 16-Jul-2015 Ticker: BGH ISIN: US05617T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODNEY J. DILLMAN Mgmt Split 97% For 3% Withheld Split MARTIN A. SUMICHRAST Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 09255Q105 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BHL ISIN: US09255Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 99% For 1% Withheld Split JAMES T. FLYNN Mgmt Split 99% For 1% Withheld Split BARBARA G. NOVICK Mgmt Split 99% For 1% Withheld Split JOHN M. PERLOWSKI Mgmt Split 99% For 1% Withheld Split KAREN P. ROBARDS Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 09258A107 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BIT ISIN: US09258A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt For For JAMES T. FLYNN Mgmt For For BARBARA G. NOVICK Mgmt For For JOHN M. PERLOWSKI Mgmt For For KAREN P. ROBARDS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 934249497 -------------------------------------------------------------------------------------------------------------------------- Security: 09255P107 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: HYT ISIN: US09255P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split W. CARL KESTER Mgmt Split 97% For 3% Withheld Split BARBARA G. NOVICK Mgmt Split 97% For 3% Withheld Split JOHN M. PERLOWSKI Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 934249497 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R103 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: DSU ISIN: US09255R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split W. CARL KESTER Mgmt Split 96% For 4% Withheld Split BARBARA G. NOVICK Mgmt Split 96% For 4% Withheld Split JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 09251A104 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BDJ ISIN: US09251A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 88% For 12% Withheld Split JAMES T. FLYNN Mgmt Split 88% For 12% Withheld Split BARBARA G. NOVICK Mgmt Split 88% For 12% Withheld Split JOHN M. PERLOWSKI Mgmt Split 88% For 12% Withheld Split KAREN P. ROBARDS Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 934249497 -------------------------------------------------------------------------------------------------------------------------- Security: 09255X100 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: FRA ISIN: US09255X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split W. CARL KESTER Mgmt Split 96% For 4% Withheld Split BARBARA G. NOVICK Mgmt Split 96% For 4% Withheld Split JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 092501105 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BOE ISIN: US0925011050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 92% For 8% Withheld Split JAMES T. FLYNN Mgmt Split 92% For 8% Withheld Split BARBARA G. NOVICK Mgmt Split 92% For 8% Withheld Split JOHN M. PERLOWSKI Mgmt Split 92% For 8% Withheld Split KAREN P. ROBARDS Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK LTD DURATION INCOME TR Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 09249W101 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BLW ISIN: US09249W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split BARBARA G. NOVICK Mgmt Split 98% For 2% Withheld Split JOHN M. PERLOWSKI Mgmt Split 98% For 2% Withheld Split KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNICIPAL TARGET Agenda Number: 934250248 -------------------------------------------------------------------------------------------------------------------------- Security: 09257P105 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BTT ISIN: US09257P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES T. FLYNN Mgmt For For BARBARA G. NOVICK Mgmt For For JOHN M. PERLOWSKI Mgmt For For KAREN P. ROBARDS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 934250236 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 29-Jul-2015 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 95% For 5% Withheld Split JAMES T. FLYNN Mgmt Split 95% For 5% Withheld Split BARBARA G. NOVICK Mgmt Split 95% For 5% Withheld Split JOHN M. PERLOWSKI Mgmt Split 95% For 5% Withheld Split KAREN P. ROBARDS Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934338369 -------------------------------------------------------------------------------------------------------------------------- Security: 09256U105 Meeting Type: Annual Meeting Date: 20-Apr-2016 Ticker: BSL ISIN: US09256U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL HOLLAND Mgmt Split 90% For 10% Withheld Split DANIEL H. SMITH, JR. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934338371 -------------------------------------------------------------------------------------------------------------------------- Security: 09257D102 Meeting Type: Annual Meeting Date: 20-Apr-2016 Ticker: BGX ISIN: US09257D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL HOLLAND Mgmt Split 57% For 43% Withheld Split DANIEL H. SMITH, JR. Mgmt Split 78% For 22% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934338383 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 20-Apr-2016 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL HOLLAND Mgmt Split 78% For 22% Withheld Split DANIEL H. SMITH, JR. Mgmt Split 85% For 15% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 934288689 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Annual Meeting Date: 05-Nov-2015 Ticker: BIF ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD I. BARR Mgmt Split 87% For 13% Withheld Split STEVEN K. NORGAARD Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD FUND Agenda Number: 934323382 -------------------------------------------------------------------------------------------------------------------------- Security: 11272P102 Meeting Type: Annual Meeting Date: 24-Feb-2016 Ticker: HHY ISIN: US11272P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HEATHER S. GOLDMAN Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD GLOBAL LISTED INFRA INC FD Agenda Number: 934394052 -------------------------------------------------------------------------------------------------------------------------- Security: 11273Q109 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: INF ISIN: US11273Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II DIRECTOR: EDWARD A. Mgmt For For KUCZMARSKI 1B. ELECTION OF CLASS II DIRECTOR: STUART A. Mgmt For For MCFARLAND -------------------------------------------------------------------------------------------------------------------------- CALAMOS CONV & HIGH INCOME FUND Agenda Number: 934426772 -------------------------------------------------------------------------------------------------------------------------- Security: 12811P108 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: CHY ISIN: US12811P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR VIRGINIA G. BREEN Mgmt Split 96% For 4% Withheld Split THERESA A. HAMACHER Mgmt Split 96% For 4% Withheld Split STEPHEN B. TIMBERS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CALAMOS CONV OPPS & INCOME FUND Agenda Number: 934426772 -------------------------------------------------------------------------------------------------------------------------- Security: 128117108 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: CHI ISIN: US1281171082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR VIRGINIA G. BREEN Mgmt Split 95% For 5% Withheld Split THERESA A. HAMACHER Mgmt Split 95% For 5% Withheld Split STEPHEN B. TIMBERS Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CALAMOS GLOBAL DYNAMIC INCOME Agenda Number: 934426772 -------------------------------------------------------------------------------------------------------------------------- Security: 12811L107 Meeting Type: Annual Meeting Date: 30-Jun-2016 Ticker: CHW ISIN: US12811L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR VIRGINIA G. BREEN Mgmt Split 96% For 4% Withheld Split THERESA A. HAMACHER Mgmt Split 96% For 4% Withheld Split STEPHEN B. TIMBERS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CBRE CLARION SECURITIES Agenda Number: 934278210 -------------------------------------------------------------------------------------------------------------------------- Security: 12504G100 Meeting Type: Annual Meeting Date: 07-Oct-2015 Ticker: IGR ISIN: US12504G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II TRUSTEE: ASUKA Mgmt Split 98% For 2% Abstain Split NAKAHARA -------------------------------------------------------------------------------------------------------------------------- CENTRAL SECURITIES CORPORATION Agenda Number: 934328659 -------------------------------------------------------------------------------------------------------------------------- Security: 155123102 Meeting Type: Annual Meeting Date: 23-Mar-2016 Ticker: CET ISIN: US1551231020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR L. PRICE BLACKFORD Mgmt Split 90% For 10% Withheld Split SIMMS C. BROWNING Mgmt Split 90% For 10% Withheld Split DONALD G. CALDER Mgmt Split 90% For 10% Withheld Split DAVID C. COLANDER Mgmt Split 90% For 10% Withheld Split JAY R. INGLIS Mgmt Split 89% For 11% Withheld Split WILMOT H. KIDD Mgmt Split 93% For 7% Withheld Split C. CARTER WALKER, JR. Mgmt Split 89% For 11% Withheld Split 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Split 99% For 1% Against Split AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt Split 90% For 9% Against 1% AbstainSplit INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK. -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL ALLOCATION FUND Agenda Number: 934258624 -------------------------------------------------------------------------------------------------------------------------- Security: 18913Y103 Meeting Type: Annual Meeting Date: 28-Jul-2015 Ticker: GLV ISIN: US18913Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT L. BUTLER Mgmt Split 96% For 4% Withheld Split JAMES E. CANTY Mgmt Split 96% For 4% Withheld Split RICHARD C. RANTZOW Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL EQUITY FUND Agenda Number: 934256668 -------------------------------------------------------------------------------------------------------------------------- Security: 18914C100 Meeting Type: Annual Meeting Date: 28-Jul-2015 Ticker: GLQ ISIN: US18914C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ADAM D. CRESCENZI Mgmt Split 98% For 2% Withheld Split JERRY G. RUTLEDGE Mgmt Split 98% For 2% Withheld Split VINCENT W. VERSACI Mgmt Split 98% For 2% Withheld Split 2. THE SHAREHOLDER PROPOSAL AS DESCRIBED IN Shr Split 35% For 63% Against 2% AbstainSplit THE PROXY STATEMENT, IF PROPERLY PRESENTED BEFORE THE MEETING. -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 934258636 -------------------------------------------------------------------------------------------------------------------------- Security: 18914E106 Meeting Type: Annual Meeting Date: 28-Jul-2015 Ticker: GLO ISIN: US18914E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDMUND J. BURKE Mgmt Split 99% For 1% Withheld Split JOHN F. MEE Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 934338422 -------------------------------------------------------------------------------------------------------------------------- Security: 19247X100 Meeting Type: Annual Meeting Date: 28-Apr-2016 Ticker: RNP ISIN: US19247X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOSEPH M. HARVEY Mgmt Split 96% For 4% Withheld Split GERALD J. MAGINNIS Mgmt Split 96% For 4% Withheld Split RICHARD J. NORMAN Mgmt Split 96% For 4% Withheld Split FRANK K. ROSS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE STRATEGIC VALUE FUND, INC. Agenda Number: 934334474 -------------------------------------------------------------------------------------------------------------------------- Security: 21924B302 Meeting Type: Annual Meeting Date: 19-Apr-2016 Ticker: CLM ISIN: US21924B3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANDREW A. STRAUSS Mgmt Split 87% For 13% Withheld Split GLENN W. WILCOX, SR. Mgmt Split 87% For 13% Withheld Split 2. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Split 75% For 14% Against 11% AbstainSplit AUTHORIZED TO CONSIDER AND VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE SAID MEETING OR ANY ADJOURNMENT THEREOF. -------------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE ASSET MGMT INCOME FD, INC. Agenda Number: 934344893 -------------------------------------------------------------------------------------------------------------------------- Security: 224916106 Meeting Type: Annual Meeting Date: 19-Apr-2016 Ticker: CIK ISIN: US2249161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt For For TERRY F. BOVARNICK Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934271038 -------------------------------------------------------------------------------------------------------------------------- Security: 25158V108 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: LBF ISIN: US25158V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. BALLANTINE Mgmt Split 95% For 5% Withheld Split HENRY P. BECTON, JR. Mgmt Split 95% For 5% Withheld Split DAWN-MARIE DRISCOLL Mgmt Split 94% For 6% Withheld Split PAUL K. FREEMAN Mgmt Split 94% For 6% Withheld Split 2. TO ADOPT ARTICLES OF AMENDMENT TO THE Mgmt Split 92% For 7% Against 1% AbstainSplit FUND'S CHARTER TO LIMIT THE FUND'S TERM OF EXISTENCE UNTIL SEPTEMBER 30, 2017 OR SUCH EARLIER DATE AS MAY BE DETERMINED BY THE BOARD OF THE FUND, AT WHICH TIME THE FUND WILL BE LIQUIDATED. -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934271040 -------------------------------------------------------------------------------------------------------------------------- Security: 25158Y102 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: DHG ISIN: US25158Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEITH R. FOX Mgmt Split 63% For 37% Withheld Split RICHARD J. HERRING Mgmt Split 63% For 37% Withheld Split WILLIAM N. SEARCY, JR. Mgmt Split 63% For 37% Withheld Split 2. TO ADOPT ARTICLES OF AMENDMENT TO THE Mgmt Split 97% For 2% Against 1% AbstainSplit FUND'S CHARTER TO LIMIT THE FUND'S TERM OF EXISTENCE UNTIL MARCH 30, 2018 OR SUCH EARLIER DATE AS MAY BE DETERMINED BY THE BOARD OF THE FUND, AT WHICH TIME THE FUND WILL BE LIQUIDATED. -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934271052 -------------------------------------------------------------------------------------------------------------------------- Security: 25155R100 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: KHI ISIN: US25155R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEITH R. FOX Mgmt Split 54% For 46% Withheld Split RICHARD J. HERRING Mgmt Split 54% For 46% Withheld Split WILLIAM N. SEARCY, JR. Mgmt Split 54% For 46% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934271052 -------------------------------------------------------------------------------------------------------------------------- Security: 25160E102 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: KMM ISIN: US25160E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEITH R. FOX Mgmt Split 67% For 33% Withheld Split RICHARD J. HERRING Mgmt Split 67% For 33% Withheld Split WILLIAM N. SEARCY, JR. Mgmt Split 67% For 33% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934445568 -------------------------------------------------------------------------------------------------------------------------- Security: 25155R100 Meeting Type: Special Meeting Date: 30-Jun-2016 Ticker: KHI ISIN: US25155R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE CONVERTING THE FUND FROM A Mgmt Split 17% For 80% Against 3% AbstainSplit CLOSED-END INVESTMENT COMPANY TO AN OPEN-END INVESTMENT COMPANY AND AUTHORIZING CERTAIN RELATED AMENDMENTS TO THE FUND'S AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST. -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934324257 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HELEN FRAME PETERS Mgmt Split 93% For 7% Withheld Split VALERIE A. MOSLEY Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE INSD. MUN BD FD Agenda Number: 934238874 -------------------------------------------------------------------------------------------------------------------------- Security: 27827X101 Meeting Type: Annual Meeting Date: 23-Jul-2015 Ticker: EIM ISIN: US27827X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. PARK Mgmt Split 79% For 21% Withheld Split VALERIE A. MOSLEY Mgmt Split 79% For 21% Withheld Split RALPH F. VERNI Mgmt Split 79% For 21% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934306463 -------------------------------------------------------------------------------------------------------------------------- Security: 27828H105 Meeting Type: Annual Meeting Date: 21-Jan-2016 Ticker: EVV ISIN: US27828H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split CYNTHIA E. FROST Mgmt Split 98% For 2% Withheld Split VALERIE A. MOSLEY Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR INCOME TRUST Agenda Number: 934274008 -------------------------------------------------------------------------------------------------------------------------- Security: 27826S103 Meeting Type: Annual Meeting Date: 22-Oct-2015 Ticker: EVF ISIN: US27826S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SHORT DURATION DIV INCOME FD Agenda Number: 934317149 -------------------------------------------------------------------------------------------------------------------------- Security: 27828V104 Meeting Type: Annual Meeting Date: 18-Feb-2016 Ticker: EVG ISIN: US27828V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE J. GORMAN Mgmt Split 94% For 6% Withheld Split WILLIAM H. PARK Mgmt Split 94% For 6% Withheld Split SUSAN J. SUTHERLAND Mgmt Split 94% For 6% Withheld Split HARRIETT TEE TAGGART Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FEDERATED FUNDS Agenda Number: 934281534 -------------------------------------------------------------------------------------------------------------------------- Security: 314162108 Meeting Type: Annual Meeting Date: 12-Oct-2015 Ticker: FTT ISIN: US3141621082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. CHRISTOPHER DONAHUE Mgmt For For PETER E. MADDEN Mgmt For For CHARLES F. MANSFIELD JR Mgmt For For 2. PROPOSED AGREEMENT AND PLAN OF Mgmt For For REORGANIZATION PURSUANT TO WHICH FEDERATED ENHANCED TREASURY INCOME FUND ("ACQUIRING FUND") WOULD ACQUIRE ALL, OR SUBSTANTIALLY ALL, OF THE ASSETS OF FEDERATED ENHANCED TREASURY INCOME FUND (FTT) IN EXCHANGE FOR SHARES OF THE ACQUIRING FUND TO BE DISTRIBUTED PRO RATA BY FTT TO ITS SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 934339056 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 94% For 6% Withheld Split NIEL B. NIELSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST FUNDS Agenda Number: 934339056 -------------------------------------------------------------------------------------------------------------------------- Security: 337353304 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: FHY ISIN: US3373533047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 90% For 10% Withheld Split NIEL B. NIELSON Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST/ABERDEEN GLOBAL OPP INC FD Agenda Number: 934339056 -------------------------------------------------------------------------------------------------------------------------- Security: 337319107 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: FAM ISIN: US3373191077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 66% For 34% Withheld Split NIEL B. NIELSON Mgmt Split 66% For 34% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 934270480 -------------------------------------------------------------------------------------------------------------------------- Security: 35472T101 Meeting Type: Annual Meeting Date: 17-Sep-2015 Ticker: FTF ISIN: US35472T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. MICHAEL LUTTIG Mgmt Split 82% For 18% Withheld Split FRANK A. OLSON Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FULL CIRCLE CAPITAL CORPORATION Agenda Number: 934295812 -------------------------------------------------------------------------------------------------------------------------- Security: 359671104 Meeting Type: Annual Meeting Date: 15-Jan-2016 Ticker: FULL ISIN: US3596711040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGG J. FELTON Mgmt Split 88% For 12% Withheld Split JOHN E. STUART Mgmt Split 85% For 15% Withheld Split 2. TO RATIFY THE SELECTION OF RSM US LLP TO Mgmt Split 93% For 1% Against 6% AbstainSplit SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2016. 3. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 78% For 12% Against 10% AbstainSplit PROPERLY COME BEFORE THE MEETING. -------------------------------------------------------------------------------------------------------------------------- GABELLI FUNDS Agenda Number: 934358323 -------------------------------------------------------------------------------------------------------------------------- Security: 36249W104 Meeting Type: Annual Meeting Date: 09-May-2016 Ticker: GGZ ISIN: US36249W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEVIN V. DREYER Mgmt Split 98% For 2% Withheld Split KUNI NAKAMURA Mgmt Split 96% For 4% Withheld Split SALVATORE J. ZIZZA Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 934358309 -------------------------------------------------------------------------------------------------------------------------- Security: 361570104 Meeting Type: Annual Meeting Date: 09-May-2016 Ticker: GDL ISIN: US3615701048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD T. TOKAR Mgmt Split 97% For 3% Withheld Split SALVATORE J. ZIZZA Mgmt Split 52% For 48% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 934358311 -------------------------------------------------------------------------------------------------------------------------- Security: 361570302 Meeting Type: Annual Meeting Date: 09-May-2016 Ticker: GDLPRB ISIN: US3615703028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD T. TOKAR Mgmt Split 97% For 3% Withheld Split SALVATORE J. ZIZZA Mgmt Split 96% For 4% Withheld Split ANTHONY J. COLAVITA Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934332913 -------------------------------------------------------------------------------------------------------------------------- Security: 368802104 Meeting Type: Annual Meeting Date: 13-Apr-2016 Ticker: GAM ISIN: US3688021043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. BERENS Mgmt Split 78% For 22% Withheld Split MR. CULLMAN Mgmt Split 78% For 22% Withheld Split MR. DAVIDSON Mgmt Split 76% For 24% Withheld Split MR. GORDAN Mgmt Split 79% For 21% Withheld Split MS. GOTBAUM Mgmt Split 78% For 22% Withheld Split MR. KNAFEL Mgmt Split 79% For 21% Withheld Split MR. NEIDICH Mgmt Split 79% For 21% Withheld Split MR. PRIEST Mgmt Split 82% For 18% Withheld Split MR. SCHIRMER Mgmt Split 83% For 17% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 98% For 1% Against 1% AbstainSplit YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934332925 -------------------------------------------------------------------------------------------------------------------------- Security: 368802401 Meeting Type: Annual Meeting Date: 13-Apr-2016 Ticker: GAMPRB ISIN: US3688024013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. ALTSCHUL Mgmt Split 94% For 6% Withheld Split MR. BERENS Mgmt Split 93% For 7% Withheld Split MR. CULLMAN Mgmt Split 94% For 6% Withheld Split MR. DAVIDSON Mgmt Split 93% For 7% Withheld Split MR. GORDAN Mgmt Split 94% For 6% Withheld Split MS. GOTBAUM Mgmt Split 94% For 6% Withheld Split MR. KNAFEL Mgmt Split 94% For 6% Withheld Split MR. NEIDICH Mgmt Split 94% For 6% Withheld Split MR. PRIEST Mgmt Split 99% For 1% Withheld Split MR. SCHIRMER Mgmt Split 99% For 1% Withheld Split MR. TROUBH Mgmt Split 94% For 6% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Agenda Number: 934252115 -------------------------------------------------------------------------------------------------------------------------- Security: 376546404 Meeting Type: Annual Meeting Date: 06-Aug-2015 Ticker: GAINN ISIN: US3765464041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TERRY L. BRUBAKER Mgmt Split 96% For 4% Withheld Split CAREN D. MERRICK Mgmt Split 96% For 4% Withheld Split WALTER H. WILKINSON, JR Mgmt Split 96% For 4% Withheld Split 2. TO APPROVE A PROPOSAL TO AUTHORIZE US, WITH Mgmt Split 84% For 9% Against 7% AbstainSplit THE APPROVAL OF OUR BOARD OF DIRECTORS (THE "BOARD"), TO ISSUE AND SELL SHARES OF OUR COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE, SUBJECT TO CERTAIN LIMITATIONS SET FORTH IN THE PROXY STATEMENT ACCOMPANYING THIS NOTICE (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED AND SOLD PURSUANT TO SUCH AUTHORITY DOES NOT EXCEED 25% OF OUR THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH SALE). -------------------------------------------------------------------------------------------------------------------------- GLOBAL HIGH INCOME DOLLAR FUND INC. Agenda Number: 934319648 -------------------------------------------------------------------------------------------------------------------------- Security: 37933G108 Meeting Type: Annual Meeting Date: 18-Feb-2016 Ticker: GHI ISIN: US37933G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A PROPOSAL THAT THE FUND BE Mgmt Split 90% For 6% Against 4% AbstainSplit LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN OF LIQUIDATION AND DISSOLUTION. 2. DIRECTOR RICHARD R. BURT Mgmt Split 88% For 12% Withheld Split MEYER FELDBERG Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS MLP INCOME Agenda Number: 934329714 -------------------------------------------------------------------------------------------------------------------------- Security: 38147W103 Meeting Type: Annual Meeting Date: 31-Mar-2016 Ticker: GMZ ISIN: US38147W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LINDA A. LANG* Mgmt Split 97% For 3% Withheld Split MICHAEL LATHAM# Mgmt Split 98% For 2% Withheld Split JAMES A. MCNAMARA* Mgmt Split 98% For 2% Withheld Split L.W. STRANGHOENER$ Mgmt Split 98% For 2% Withheld Split RICHARD P. STRUBEL* Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934276519 -------------------------------------------------------------------------------------------------------------------------- Security: 007639107 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: AGC ISIN: US0076391079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III TRUSTEE: MR. TRACY V. Mgmt Split 97% For 1% Against 2% AbstainSplit MAITLAND 1B. ELECTION OF CLASS III TRUSTEE: MR. RONALD Mgmt Split 97% For 1% Against 2% AbstainSplit A. NYBERG -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934276533 -------------------------------------------------------------------------------------------------------------------------- Security: 00765E104 Meeting Type: Annual Meeting Date: 30-Sep-2015 Ticker: LCM ISIN: US00765E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II TRUSTEE: MR. TRACY V. Mgmt Split 76% For 2% Against 22% AbstainSplit MAITLAND 1B. ELECTION OF CLASS II TRUSTEE: MR. RONALD A. Mgmt Split 76% For 2% Against 22% AbstainSplit NYBERG -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934262748 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JAMES T. BUNCH Mgmt Split 98% For 2% Withheld Split BRUCE L. CROCKETT Mgmt Split 98% For 2% Withheld Split RODNEY F. DAMMEYER Mgmt Split 98% For 2% Withheld Split JACK M. FIELDS Mgmt Split 98% For 2% Withheld Split MARTIN L. FLANAGAN Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934262798 -------------------------------------------------------------------------------------------------------------------------- Security: 46132L107 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: VBF ISIN: US46132L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR JAMES T. BUNCH Mgmt Split 75% For 25% Withheld * BRUCE L. CROCKETT Mgmt Split 75% For 25% Withheld * RODNEY F. DAMMEYER Mgmt Split 75% For 25% Withheld * JACK M. FIELDS Mgmt Split 75% For 25% Withheld * MARTIN L. FLANAGAN Mgmt Split 75% For 25% Withheld * 2. TO ELIMINATE THE FUNDAMENTAL RESTRICTION Mgmt Split 72% For 27% Against 1% Abstain* PROHIBITING INVESTMENTS IN INVESTMENT COMPANIES, AS REFLECTED IN THE FUND'S REGISTRATION STATEMENT. -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934262748 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JAMES T. BUNCH Mgmt Split 99% For 1% Withheld Split BRUCE L. CROCKETT Mgmt Split 99% For 1% Withheld Split RODNEY F. DAMMEYER Mgmt Split 99% For 1% Withheld Split JACK M. FIELDS Mgmt Split 99% For 1% Withheld Split MARTIN L. FLANAGAN Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- IVY HIGH INCOME OPPORTUNITIES Agenda Number: 934253876 -------------------------------------------------------------------------------------------------------------------------- Security: 465893105 Meeting Type: Annual Meeting Date: 30-Jul-2015 Ticker: IVH ISIN: US4658931054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HENRY J. HERRMANN Mgmt Split 93% For 7% Withheld Split MICHAEL G. SMITH Mgmt Split 93% For 7% Withheld Split EDWARD M. TIGHE Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934276230 -------------------------------------------------------------------------------------------------------------------------- Security: 486606502 Meeting Type: Special Meeting Date: 30-Oct-2015 Ticker: KYNPRE ISIN: US4866065026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. FOR APPROVAL OF THE NEW INVESTMENT Mgmt For For MANAGEMENT AGREEMENT BY AND BETWEEN KA FUND ADVISERS, LLC AND KAYNE ANDERSON MLP INVESTMENT COMPANY. 2. FOR ANY ADJOURNMENT OF THE MEETING FROM Mgmt For For TIME TO TIME TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO CONSTITUTE A QUORUM OR TO APPROVE PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934276230 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Special Meeting Date: 30-Oct-2015 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. FOR APPROVAL OF THE NEW INVESTMENT Mgmt For For MANAGEMENT AGREEMENT BY AND BETWEEN KA FUND ADVISERS, LLC AND KAYNE ANDERSON MLP INVESTMENT COMPANY. 2. FOR ANY ADJOURNMENT OF THE MEETING FROM Mgmt For For TIME TO TIME TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO CONSTITUTE A QUORUM OR TO APPROVE PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934438133 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Annual Meeting Date: 23-Jun-2016 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANNE K. COSTIN Mgmt Split 96% For 3% Against 1% AbstainSplit 1B. ELECTION OF DIRECTOR: WILLIAM H. SHEA, JR. Mgmt Split 97% For 2% Against 1% AbstainSplit 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 2% Against Split PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- KKR INCOME OPPORTUNITIES FUND Agenda Number: 934328419 -------------------------------------------------------------------------------------------------------------------------- Security: 48249T106 Meeting Type: Annual Meeting Date: 23-Mar-2016 Ticker: KIO ISIN: US48249T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TOBIN V. LEVY Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934304596 -------------------------------------------------------------------------------------------------------------------------- Security: 95768B107 Meeting Type: Annual Meeting Date: 14-Dec-2015 Ticker: HYI ISIN: US95768B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt No vote DANIEL P. CRONIN* Mgmt No vote PAOLO M. CUCCHI* Mgmt No vote JANE E. TRUST# Mgmt No vote ROBERT D. AGDERN$ Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934317163 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 29-Jan-2016 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB* Mgmt Split 89% For 11% Withheld Split WILLIAM R. HUTCHINSON* Mgmt Split 89% For 11% Withheld Split RIORDAN ROETT* Mgmt Split 89% For 11% Withheld Split JANE E. TRUST# Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934326112 -------------------------------------------------------------------------------------------------------------------------- Security: 95790C107 Meeting Type: Annual Meeting Date: 26-Feb-2016 Ticker: GDO ISIN: US95790C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JANE E. TRUST* Mgmt No vote ROBERT D. AGDERN# Mgmt No vote EILEEN A. KAMERICK# Mgmt No vote RIORDAN ROETT# Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934326136 -------------------------------------------------------------------------------------------------------------------------- Security: 52469B100 Meeting Type: Annual Meeting Date: 26-Feb-2016 Ticker: BWG ISIN: US52469B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DANIEL P. CRONIN* Mgmt For For PAOLO M. CUCCHI* Mgmt For For JANE E. TRUST# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934334222 -------------------------------------------------------------------------------------------------------------------------- Security: 184691103 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: CBA ISIN: US1846911030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JANE E. TRUST* Mgmt Split 95% For 5% Withheld Split ROBERT D. AGDERN$ Mgmt Split 95% For 5% Withheld Split EILEEN A. KAMERICK$ Mgmt Split 95% For 5% Withheld Split RIORDAN ROETT$ Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934334195 -------------------------------------------------------------------------------------------------------------------------- Security: 18469Q108 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: CTR ISIN: US18469Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 97% For 3% Withheld Split DANIEL P. CRONIN* Mgmt Split 98% For 2% Withheld Split PAOLO M. CUCCHI* Mgmt Split 97% For 3% Withheld Split JANE E. TRUST$ Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934335111 -------------------------------------------------------------------------------------------------------------------------- Security: 18469P100 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: EMO ISIN: US18469P1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB Mgmt Split 96% For 4% Withheld Split WILLIAM R. HUTCHINSON Mgmt Split 97% For 3% Withheld Split JANE E. TRUST Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON PARTNERS CAPITAL AND INCOME Agenda Number: 934335109 -------------------------------------------------------------------------------------------------------------------------- Security: 50208A102 Meeting Type: Annual Meeting Date: 24-Mar-2016 Ticker: SCD ISIN: US50208A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB Mgmt Split 94% For 6% Withheld Split WILLIAM R. HUTCHINSON Mgmt Split 94% For 6% Withheld Split JANE E. TRUST Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934254880 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 27-Aug-2015 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN A. BENNING Mgmt Split 88% For 12% Withheld Split EDMUND J. BURKE Mgmt Split 67% For 33% Withheld Split 3. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Split 22% For 76% Against 2% AbstainSplit CONSIDER AND VOTE UPON THE SHAREHOLDER PROPOSAL PRESENTED UNDER THE HEADING "SHAREHOLDER PROPOSAL" IN THE ACCOMPANYING PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934287916 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Special Meeting Date: 19-Nov-2015 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 12% Against 2% AbstainSplit AGREEMENT AMONG THE FUND, ALPS ADVISORS, INC. ("AAI" OR THE "FUND MANAGER") AND DELAWARE INVESTMENTS FUND ADVISERS, A SERIES OF DELAWARE BUSINESS MANAGEMENT TRUST ("DELAWARE INVESTMENTS" OR THE "PORTFOLIO MANAGER"). -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934320817 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Special Meeting Date: 25-Feb-2016 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 87% For 11% Against 2% AbstainSplit AGREEMENT AMONG THE FUND, ALPS ADVISORS, INC. ("AAI" OR THE "FUND MANAGER") AND ARISTOTLE CAPITAL MANAGEMENT, LLC ("ARISTOTLE" OR THE "PORTFOLIO MANAGER"). -------------------------------------------------------------------------------------------------------------------------- LMP CORPORATE LOAN FUND Agenda Number: 934318848 -------------------------------------------------------------------------------------------------------------------------- Security: 50208B100 Meeting Type: Annual Meeting Date: 29-Jan-2016 Ticker: TLI ISIN: US50208B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN Mgmt Split 97% For 3% Withheld Split JANE E. TRUST Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LMP REAL ESTATE INCOME FUND INC. Agenda Number: 934382881 -------------------------------------------------------------------------------------------------------------------------- Security: 50208C108 Meeting Type: Special Meeting Date: 18-May-2016 Ticker: RIT ISIN: US50208C1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE MERGER OF RIT WITH AND INTO Mgmt Split 96% For 3% Against 1% AbstainSplit LEGG MASON FUNDS TRUST, IN ACCORDANCE WITH THE MARYLAND GENERAL CORPORATION LAW AND THE MARYLAND STATUTORY TRUST ACT. -------------------------------------------------------------------------------------------------------------------------- MADISON STRATEGIC SECTOR PREM Agenda Number: 934255008 -------------------------------------------------------------------------------------------------------------------------- Security: 558268108 Meeting Type: Annual Meeting Date: 31-Jul-2015 Ticker: MSP ISIN: US5582681087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PHILIP E. BLAKE* Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MANAGED HIGH YIELD PLUS FUND INC. Agenda Number: 934337432 -------------------------------------------------------------------------------------------------------------------------- Security: 561911108 Meeting Type: Special Meeting Date: 21-Apr-2016 Ticker: HYF ISIN: US5619111082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A PROPOSAL THAT THE COMPANY BE Mgmt Split 94% For 5% Against 1% AbstainSplit LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN OF LIQUIDATION AND DISSOLUTION. -------------------------------------------------------------------------------------------------------------------------- MEDLEY CAPITAL CORPORATION Agenda Number: 934323762 -------------------------------------------------------------------------------------------------------------------------- Security: 58503F106 Meeting Type: Annual Meeting Date: 14-Mar-2016 Ticker: MCC ISIN: US58503F1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. SETH TAUBE Mgmt Split 89% For 11% Withheld Split MR. ARTHUR S. AINSBERG Mgmt Split 91% For 9% Withheld Split 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Split 98% For 1% Against 1% AbstainSplit LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- MFS CHARTER INCOME TRUST Agenda Number: 934270618 -------------------------------------------------------------------------------------------------------------------------- Security: 552727109 Meeting Type: Annual Meeting Date: 01-Oct-2015 Ticker: MCR ISIN: US5527271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR ROBERT E. BUTLER Mgmt Split 80% For 20% Withheld Split DAVID H. GUNNING Mgmt Split 80% For 20% Withheld Split ROBIN A. STELMACH Mgmt Split 80% For 20% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS MULTIMARKET INCOME TRUST Agenda Number: 934270618 -------------------------------------------------------------------------------------------------------------------------- Security: 552737108 Meeting Type: Annual Meeting Date: 01-Oct-2015 Ticker: MMT ISIN: US5527371083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR ROBERT E. BUTLER Mgmt Split 81% For 19% Withheld Split DAVID H. GUNNING Mgmt Split 81% For 19% Withheld Split ROBIN A. STELMACH Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 934253953 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Annual Meeting Date: 07-Aug-2015 Ticker: MNST ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODNEY C. SACKS Mgmt Split 93% For 7% Withheld Split HILTON H. SCHLOSBERG Mgmt Split 82% For 18% Withheld Split MARK J. HALL Mgmt Split 91% For 9% Withheld Split NORMAN C. EPSTEIN Mgmt Split 95% For 5% Withheld Split GARY P. FAYARD Mgmt Split 99% For 1% Withheld Split BENJAMIN M. POLK Mgmt Split 96% For 4% Withheld Split SYDNEY SELATI Mgmt Split 96% For 4% Withheld Split HAROLD C. TABER, JR. Mgmt Split 93% For 7% Withheld Split KATHY N. WALLER Mgmt Split 92% For 8% Withheld Split MARK S. VIDERGAUZ Mgmt Split 98% For 2% Withheld Split 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Split 95% For 5% Against Split DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. 3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt Split 96% For 4% Against Split ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Split 56% For 44% Against Split ACCESS. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 934227073 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 06-Aug-2015 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 95% For 5% Withheld Split NANCY C. EVERETT Mgmt Split 95% For 5% Withheld Split MICHAEL F. KLEIN Mgmt Split 95% For 5% Withheld Split W. ALLEN REED Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY FUND Agenda Number: 934262774 -------------------------------------------------------------------------------------------------------------------------- Security: 46133G107 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: IQI ISIN: US46133G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JAMES T. BUNCH Mgmt Split 82% For 18% Withheld Split BRUCE L. CROCKETT Mgmt Split 82% For 18% Withheld Split RODNEY F. DAMMEYER Mgmt Split 82% For 18% Withheld Split JACK M. FIELDS Mgmt Split 82% For 18% Withheld Split MARTIN L. FLANAGAN Mgmt Split 82% For 18% Withheld Split 2. TO ELIMINATE THE FUNDAMENTAL RESTRICTION Mgmt Split 75% For 22% Against 3% AbstainSplit PROHIBITING INVESTMENTS IN INVESTMENT COMPANIES, AS REFLECTED IN THE FUND'S REGISTRATION STATEMENT. -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 934266582 -------------------------------------------------------------------------------------------------------------------------- Security: 64128C106 Meeting Type: Annual Meeting Date: 24-Aug-2015 Ticker: NHS ISIN: US64128C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT CONTI Mgmt Split 89% For 11% Withheld Split MICHAEL M. KNETTER Mgmt Split 88% For 12% Withheld Split PETER P. TRAPP Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 934266582 -------------------------------------------------------------------------------------------------------------------------- Security: 64190A103 Meeting Type: Annual Meeting Date: 24-Aug-2015 Ticker: NRO ISIN: US64190A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT CONTI Mgmt Split 88% For 12% Withheld Split MICHAEL M. KNETTER Mgmt Split 88% For 12% Withheld Split PETER P. TRAPP Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 934417824 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 03-Jun-2016 Ticker: NHF ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRYAN A. WARD Mgmt Split 97% For 3% Withheld Split ETHAN POWELL Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 934419272 -------------------------------------------------------------------------------------------------------------------------- Security: 65341D102 Meeting Type: Annual Meeting Date: 15-Jun-2016 Ticker: NXRT ISIN: US65341D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES DONDERO Mgmt Split 90% For 10% Withheld Split BRIAN MITTS Mgmt Split 88% For 12% Withheld Split EDWARD CONSTANTINO Mgmt Split 99% For 1% Withheld Split SCOTT KAVANAUGH Mgmt Split 96% For 4% Withheld Split ARTHUR LAFFER Mgmt Split 99% For 1% Withheld Split 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Split 99% For 1% Against Split OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit ARTICLES OF AMENDMENT AND RESTATEMENT TO REMOVE A PROVISION REQUIRING THE COMPANY TO COMPLY WITH CERTAIN DIRECTOR INDEPENDENCE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit ARTICLES OF AMENDMENT AND RESTATEMENT TO REMOVE A PROVISION REQUIRING THAT ANY ADVISORY AGREEMENT WE ENTER INTO COMPLY WITH CERTAIN REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940 5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit ARTICLES OF AMENDMENT AND RESTATEMENT TO REMOVE A PROVISION REQUIRING THAT CERTAIN FUTURE AMENDMENTS OF THE ARTICLES OF AMENDMENT AND RESTATEMENT BE APPROVED IN ACCORDANCE WITH THE INVESTMENT COMPANY ACT OF 1940 6. TO APPROVE THE NEXPOINT RESIDENTIAL TRUST, Mgmt Split 92% For 7% Against 1% AbstainSplit INC. 2016 LONG TERM INCENTIVE PLAN 7. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit ADVISORY AGREEMENT -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 934259272 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FD 3 Agenda Number: 934259272 -------------------------------------------------------------------------------------------------------------------------- Security: 67070X101 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NZF ISIN: US67070X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 88% For 12% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FD 3 Agenda Number: 934294264 -------------------------------------------------------------------------------------------------------------------------- Security: 67070X101 Meeting Type: Special Meeting Date: 10-Feb-2016 Ticker: NZF ISIN: US67070X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 88% For 10% Against 2% AbstainSplit COMMON SHARES IN CONNECTION WITH THE REORGANIZATION OF EACH OF NUVEEN MUNICIPAL ADVANTAGE FUND, INC., NUVEEN PREMIUM INCOME MUNICIPAL FUND 4, INC. AND NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 INTO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 PURSUANT TO THE AGREEMENT AND PLAN OF REORGANIZATION. 3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 88% For 9% Against 3% AbstainSplit AGREEMENT BETWEEN NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 AND NUVEEN FUND ADVISORS, LLC. 3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 88% For 9% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS, LLC AND NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3. -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934346037 -------------------------------------------------------------------------------------------------------------------------- Security: 67072T108 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JFR ISIN: US67072T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME OPPORTUNITY Agenda Number: 934346037 -------------------------------------------------------------------------------------------------------------------------- Security: 6706EN100 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JRO ISIN: US6706EN1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934259246 -------------------------------------------------------------------------------------------------------------------------- Security: 67075G103 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: JGH ISIN: US67075G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 92% For 8% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 92% For 8% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934346013 -------------------------------------------------------------------------------------------------------------------------- Security: 67075G103 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JGH ISIN: US67075G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt For For JUDITH M. STOCKDALE Mgmt For For CAROLE E. STONE Mgmt For For MARGARET L. WOLFF Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 934259272 -------------------------------------------------------------------------------------------------------------------------- Security: 67071L106 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NVG ISIN: US67071L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 88% For 12% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 934294288 -------------------------------------------------------------------------------------------------------------------------- Security: 67071L106 Meeting Type: Special Meeting Date: 02-Mar-2016 Ticker: NVG ISIN: US67071L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 87% For 9% Against 4% AbstainSplit COMMON SHARES IN CONNECTION WITH THE REORGANIZATION OF EACH OF NUVEEN QUALITY MUNICIPAL FUND, INC., NUVEEN QUALITY INCOME MUNICIPAL FUND, INC. AND NUVEEN MUNICIPAL OPPORTUNITY FUND, INC. INTO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND PURSUANT TO THE AGREEMENT AND PLAN OF REORGANIZATION. 3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 87% For 8% Against 5% AbstainSplit AGREEMENT BETWEEN NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND AND NUVEEN FUND ADVISORS, LLC. 3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 87% For 8% Against 5% AbstainSplit BETWEEN NUVEEN FUND ADVISORS, LLC AND NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND. -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED MUNICIPAL OPPORTUNITY FD Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 670984103 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NIO ISIN: US6709841034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934259246 -------------------------------------------------------------------------------------------------------------------------- Security: 67074C103 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NBB ISIN: US67074C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 97% For 3% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934259246 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Q102 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NBD ISIN: US67074Q1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK B. EVANS Mgmt Split 97% For 3% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934295191 -------------------------------------------------------------------------------------------------------------------------- Security: 25533B108 Meeting Type: Annual Meeting Date: 16-Dec-2015 Ticker: DRA ISIN: US25533B1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROGER A. GIBSON Mgmt Split 95% For 5% Withheld Split LEONARD W. KEDROWSKI Mgmt Split 95% For 5% Withheld Split RICHARD K. RIEDERER Mgmt Split 95% For 5% Withheld Split JAMES M. WADE Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934346037 -------------------------------------------------------------------------------------------------------------------------- Security: 670671106 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: NID ISIN: US6706711065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JUDITH M. STOCKDALE Mgmt For For CAROLE E. STONE Mgmt For For MARGARET L. WOLFF Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934346013 -------------------------------------------------------------------------------------------------------------------------- Security: 670735109 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JLS ISIN: US6707351093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt No vote JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934346013 -------------------------------------------------------------------------------------------------------------------------- Security: 67074R100 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JMT ISIN: US67074R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt No vote JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934346037 -------------------------------------------------------------------------------------------------------------------------- Security: 67074X107 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JSD ISIN: US67074X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL ADVANTAGE FD INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 67062H106 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NMA ISIN: US67062H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 91% For 9% Withheld Split JACK B. EVANS Mgmt Split 90% For 10% Withheld Split DAVID J. KUNDERT Mgmt Split 90% For 10% Withheld Split JOHN K. NELSON Mgmt Split 90% For 10% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 90% For 10% Withheld Split JUDITH M. STOCKDALE Mgmt Split 90% For 10% Withheld Split CAROLE E. STONE Mgmt Split 90% For 10% Withheld Split VIRGINIA L. STRINGER Mgmt Split 90% For 10% Withheld Split TERENCE J. TOTH Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL ADVANTAGE FD INC Agenda Number: 934294290 -------------------------------------------------------------------------------------------------------------------------- Security: 67062H106 Meeting Type: Special Meeting Date: 10-Feb-2016 Ticker: NMA ISIN: US67062H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 80% For 17% Against 3% AbstainSplit REORGANIZATION PURSUANT TO WHICH NUVEEN MUNICIPAL ADVANTAGE FUND, INC. (THE "TARGET FUND") WOULD (I) TRANSFER SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (THE "ACQUIRING FUND") IN EXCHANGE SOLELY FOR NEWLY ISSUED COMMON SHARES AND .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL MARKET OPPORTUNITY FD Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 67062W103 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NMO ISIN: US67062W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 89% For 11% Withheld Split JACK B. EVANS Mgmt Split 89% For 11% Withheld Split DAVID J. KUNDERT Mgmt Split 89% For 11% Withheld Split JOHN K. NELSON Mgmt Split 89% For 11% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split JUDITH M. STOCKDALE Mgmt Split 89% For 11% Withheld Split CAROLE E. STONE Mgmt Split 89% For 11% Withheld Split VIRGINIA L. STRINGER Mgmt Split 89% For 11% Withheld Split TERENCE J. TOTH Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PERFORMANCE PLUS MUNI FD INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 67062P108 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NPP ISIN: US67062P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 98% For 2% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split JOHN K. NELSON Mgmt Split 98% For 2% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934346013 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt For For JUDITH M. STOCKDALE Mgmt For For CAROLE E. STONE Mgmt For For MARGARET L. WOLFF Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIER MUNI INCOME FD, INC. Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 670988104 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NPF ISIN: US6709881048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD 2 INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 67063W102 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NPM ISIN: US67063W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split JACK B. EVANS Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 67062T100 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NPI ISIN: US67062T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY INCOME MUNI FD INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 670977107 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NQU ISIN: US6709771074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 90% For 10% Withheld Split JACK B. EVANS Mgmt Split 90% For 10% Withheld Split DAVID J. KUNDERT Mgmt Split 90% For 10% Withheld Split JOHN K. NELSON Mgmt Split 91% For 9% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 90% For 10% Withheld Split JUDITH M. STOCKDALE Mgmt Split 90% For 10% Withheld Split CAROLE E. STONE Mgmt Split 90% For 10% Withheld Split VIRGINIA L. STRINGER Mgmt Split 90% For 10% Withheld Split TERENCE J. TOTH Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY INCOME MUNI FD INC Agenda Number: 934294327 -------------------------------------------------------------------------------------------------------------------------- Security: 670977107 Meeting Type: Special Meeting Date: 02-Mar-2016 Ticker: NQU ISIN: US6709771074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 85% For 10% Against 5% AbstainSplit REORGANIZATION PURSUANT TO WHICH NUVEEN QUALITY INCOME MUNICIPAL FUND, INC. (THE "TARGET FUND") WOULD (I) TRANSFER SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND (THE "ACQUIRING FUND") IN EXCHANGE SOLELY FOR NEWLY ISSUED COMMON SHARES AND .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 934314775 -------------------------------------------------------------------------------------------------------------------------- Security: 67072W101 Meeting Type: Annual Meeting Date: 22-Mar-2016 Ticker: JHP ISIN: US67072W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split 2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 91% For 6% Against 3% AbstainSplit REORGANIZATION PURSUANT TO WHICH NUVEEN QUALITY PREFERRED INCOME FUND 3 (THE "TARGET FUND") WOULD (I) TRANSFER SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN QUALITY PREFERRED INCOME FUND 2 (THE "ACQUIRING FUND") IN EXCHANGE SOLELY FOR NEWLY ISSUED COMMON SHARES OF THE ACQUIRING ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- NUVEEN SELECT QUALITY MUNI FD INC Agenda Number: 934259234 -------------------------------------------------------------------------------------------------------------------------- Security: 670973106 Meeting Type: Annual Meeting Date: 05-Aug-2015 Ticker: NQS ISIN: US6709731060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 82% For 18% Withheld Split JACK B. EVANS Mgmt Split 82% For 18% Withheld Split DAVID J. KUNDERT Mgmt Split 82% For 18% Withheld Split JOHN K. NELSON Mgmt Split 82% For 18% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 82% For 18% Withheld Split JUDITH M. STOCKDALE Mgmt Split 82% For 18% Withheld Split CAROLE E. STONE Mgmt Split 82% For 18% Withheld Split VIRGINIA L. STRINGER Mgmt Split 82% For 18% Withheld Split TERENCE J. TOTH Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 934346037 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JUDITH M. STOCKDALE Mgmt No vote CAROLE E. STONE Mgmt No vote MARGARET L. WOLFF Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- PIMCO Agenda Number: 934348221 -------------------------------------------------------------------------------------------------------------------------- Security: 72202D106 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: PCI ISIN: US72202D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DEBORAH A. DECOTIS Mgmt Split 95% For 5% Withheld * JOHN C. MANEY Mgmt Split 95% For 5% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIONEER FLOATING RATE TRUST Agenda Number: 934268954 -------------------------------------------------------------------------------------------------------------------------- Security: 72369J102 Meeting Type: Annual Meeting Date: 22-Sep-2015 Ticker: PHD ISIN: US72369J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS J. PERNA* Mgmt Split 97% For 3% Withheld Split MARGUERITE A. PIRET* Mgmt Split 97% For 3% Withheld Split FRED J. RICCIARDI* Mgmt Split 97% For 3% Withheld Split LISA M. JONES# Mgmt Split 97% For 3% Withheld Split LORRAINE H. MONCHAK# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934319737 -------------------------------------------------------------------------------------------------------------------------- Security: 74433A109 Meeting Type: Annual Meeting Date: 11-Mar-2016 Ticker: GHY ISIN: US74433A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELLEN S. ALBERDING Mgmt Split 95% For 5% Withheld Split STUART S. PARKER Mgmt Split 96% For 4% Withheld Split RICHARD A. REDEKER Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934319749 -------------------------------------------------------------------------------------------------------------------------- Security: 74442F107 Meeting Type: Annual Meeting Date: 11-Mar-2016 Ticker: ISD ISIN: US74442F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELLEN S. ALBERDING Mgmt Split 94% For 6% Withheld Split STUART S. PARKER Mgmt Split 95% For 5% Withheld Split RICHARD A. REDEKER Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM HIGH INCOME SECURITIES FUND Agenda Number: 934345592 -------------------------------------------------------------------------------------------------------------------------- Security: 746779107 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: PCF ISIN: US7467791072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 13. Mgmt Split 93% For 3% Against 4% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 86% For 14% Withheld Split RAVI AKHOURY Mgmt Split 86% For 14% Withheld Split BARBARA M. BAUMANN Mgmt Split 87% For 13% Withheld Split JAMESON A. BAXTER Mgmt Split 87% For 13% Withheld Split ROBERT J. DARRETTA Mgmt Split 87% For 13% Withheld Split KATINKA DOMOTORFFY Mgmt Split 86% For 14% Withheld Split JOHN A. HILL Mgmt Split 87% For 13% Withheld Split PAUL L. JOSKOW Mgmt Split 86% For 14% Withheld Split KENNETH R. LEIBLER Mgmt Split 87% For 13% Withheld Split ROBERT E. PATTERSON Mgmt Split 87% For 13% Withheld Split GEORGE PUTNAM, III Mgmt Split 86% For 14% Withheld Split ROBERT L. REYNOLDS Mgmt Split 87% For 13% Withheld Split W. THOMAS STEPHENS Mgmt Split 87% For 13% Withheld Split 2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 19% For 78% Against 3% AbstainSplit FROM CLOSED-END TO OPEN- END STATUS AND CERTAIN RELATED AMENDMENTS TO YOUR FUND'S DECLARATION OF TRUST. THE TRUSTEES RECOMMEND A VOTE "AGAINST" PROPOSAL 2. -------------------------------------------------------------------------------------------------------------------------- PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 934345592 -------------------------------------------------------------------------------------------------------------------------- Security: 746909100 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: PIM ISIN: US7469091000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 13. Mgmt Split 87% For 12% Against 1% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 87% For 13% Withheld Split RAVI AKHOURY Mgmt Split 87% For 13% Withheld Split BARBARA M. BAUMANN Mgmt Split 87% For 13% Withheld Split JAMESON A. BAXTER Mgmt Split 97% For 3% Withheld Split ROBERT J. DARRETTA Mgmt Split 87% For 13% Withheld Split KATINKA DOMOTORFFY Mgmt Split 87% For 13% Withheld Split JOHN A. HILL Mgmt Split 97% For 3% Withheld Split PAUL L. JOSKOW Mgmt Split 97% For 3% Withheld Split KENNETH R. LEIBLER Mgmt Split 87% For 13% Withheld Split ROBERT E. PATTERSON Mgmt Split 97% For 3% Withheld Split GEORGE PUTNAM, III Mgmt Split 97% For 3% Withheld Split ROBERT L. REYNOLDS Mgmt Split 87% For 13% Withheld Split W. THOMAS STEPHENS Mgmt Split 87% For 13% Withheld Split 2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 15% For 82% Against 3% AbstainSplit FROM CLOSED-END TO OPEN- END STATUS AND CERTAIN RELATED AMENDMENTS TO YOUR FUND'S DECLARATION OF TRUST. THE TRUSTEES RECOMMEND A VOTE "AGAINST" PROPOSAL 2. -------------------------------------------------------------------------------------------------------------------------- RMR REAL ESTATE INCOME FUND Agenda Number: 934331505 -------------------------------------------------------------------------------------------------------------------------- Security: 76970B101 Meeting Type: Annual Meeting Date: 14-Apr-2016 Ticker: RIF ISIN: US76970B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. TO ELECT ONE CLASS III TRUSTEE TO OUR BOARD Mgmt Split 88% For 11% Against 1% AbstainSplit (COMMON SHAREHOLDERS AND PREFERRED SHAREHOLDERS, VOTING TOGETHER AS A SINGLE CLASS): ARTHUR G. KOUMANTZELIS -------------------------------------------------------------------------------------------------------------------------- ROYCE FUNDS Agenda Number: 934267700 -------------------------------------------------------------------------------------------------------------------------- Security: 78081T104 Meeting Type: Annual Meeting Date: 24-Sep-2015 Ticker: RGT ISIN: US78081T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES M. ROYCE Mgmt Split 95% For 5% Withheld Split G. PETER O'BRIEN Mgmt Split 95% For 5% Withheld Split DAVID L. MEISTER Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 934267685 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 24-Sep-2015 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES M. ROYCE Mgmt Split 89% For 11% Withheld Split G. PETER O'BRIEN Mgmt Split 88% For 12% Withheld Split DAVID L. MEISTER Mgmt Split 87% For 13% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD Agenda Number: 934407823 -------------------------------------------------------------------------------------------------------------------------- Security: 83413U100 Meeting Type: Annual Meeting Date: 07-Jun-2016 Ticker: SLRC ISIN: US83413U1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID S. WACHTER Mgmt Split 97% For 3% Withheld Split 2. TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR Mgmt Split 70% For 29% Against 1% AbstainSplit CAPITAL LTD. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW SOLAR CAPITAL LTD.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF SOLAR CAPITAL LTD.'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). -------------------------------------------------------------------------------------------------------------------------- SPROTT FUNDS Agenda Number: 934273361 -------------------------------------------------------------------------------------------------------------------------- Security: 85208J109 Meeting Type: Annual Meeting Date: 24-Sep-2015 Ticker: FUND ISIN: US85208J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. WHITNEY GEORGE Mgmt Split 99% For 1% Withheld Split JAMES R. PIERCE, JR. Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- STRATEGIC GLOBAL INCOME FUND, INC. Agenda Number: 934327227 -------------------------------------------------------------------------------------------------------------------------- Security: 862719101 Meeting Type: Annual Meeting Date: 28-Mar-2016 Ticker: SGL ISIN: US8627191013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD Q. ARMSTRONG Mgmt Split 91% For 9% Withheld Split ALAN S. BERNIKOW Mgmt Split 91% For 9% Withheld Split DAVID MALPASS Mgmt Split 91% For 9% Withheld Split 2. TO APPROVE A PROPOSAL THAT THE FUND BE Mgmt Split 95% For 3% Against 2% AbstainSplit LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN OF LIQUIDATION AND DISSOLUTION. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 934316553 -------------------------------------------------------------------------------------------------------------------------- Security: 880192109 Meeting Type: Annual Meeting Date: 01-Mar-2016 Ticker: TEI ISIN: US8801921094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. CROTHERS Mgmt For For FRANK A. OLSON Mgmt For For RUPERT H. JOHNSON, JR. Mgmt For For GREGORY E. JOHNSON Mgmt For For 2. THE RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2016. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON GLOBAL INCOME FUND Agenda Number: 934316565 -------------------------------------------------------------------------------------------------------------------------- Security: 880198106 Meeting Type: Annual Meeting Date: 01-Mar-2016 Ticker: GIM ISIN: US8801981064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. CROTHERS Mgmt For For LARRY D. THOMPSON Mgmt For For RUPERT H. JOHNSON, JR. Mgmt For For GREGORY E. JOHNSON Mgmt For For 2. THE RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2016. -------------------------------------------------------------------------------------------------------------------------- THE BROOKFIELD INVESTMENT FUNDS Agenda Number: 934289972 -------------------------------------------------------------------------------------------------------------------------- Security: 112792106 Meeting Type: Annual Meeting Date: 18-Nov-2015 Ticker: BOI ISIN: US1127921062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD A. KUCZMARSKI Mgmt Split 99% For 1% Withheld Split STUART A. MCFARLAND Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 934332470 -------------------------------------------------------------------------------------------------------------------------- Security: 641876800 Meeting Type: Annual Meeting Date: 21-Apr-2016 Ticker: HYB ISIN: US6418768007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT F. BIRCH Mgmt Split 78% For 22% Withheld Split JOSEPH L. BOWER Mgmt Split 79% For 21% Withheld Split BERNARD J. KORMAN Mgmt Split 79% For 21% Withheld Split STUART A. MCFARLAND Mgmt Split 91% For 9% Withheld Split MARGUERITE PIRET Mgmt Split 80% For 20% Withheld Split OLEG M. POHOTSKY Mgmt Split 77% For 23% Withheld Split ELLEN E. TERRY Mgmt Split 80% For 20% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG FUND, INC. Agenda Number: 934415717 -------------------------------------------------------------------------------------------------------------------------- Security: 989834205 Meeting Type: Annual Meeting Date: 10-Jun-2016 Ticker: ZF ISIN: US9898342053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. AYLWARD Mgmt Split 83% For 17% Withheld Split WILLIAM H. WRIGHT II Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 934415717 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 10-Jun-2016 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. AYLWARD Mgmt Split 65% For 35% Withheld Split WILLIAM H. WRIGHT II Mgmt Split 65% For 35% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 934374012 -------------------------------------------------------------------------------------------------------------------------- Security: 89148B101 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: NTG ISIN: US89148B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALEXANDRA A. HERGER Mgmt Split 97% For 3% Withheld Split 2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 98% For 1% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 934353094 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 18-Apr-2016 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM P. CARMICHAEL Mgmt No vote MINOR M. SHAW Mgmt No vote WILLIAM F. TRUSCOTT Mgmt No vote 2. TO RATIFY THE SELECTION OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934262748 -------------------------------------------------------------------------------------------------------------------------- Security: 46131J103 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: VKQ ISIN: US46131J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JAMES T. BUNCH Mgmt Split 78% For 22% Withheld Split BRUCE L. CROCKETT Mgmt Split 78% For 22% Withheld Split RODNEY F. DAMMEYER Mgmt Split 78% For 22% Withheld Split JACK M. FIELDS Mgmt Split 78% For 22% Withheld Split MARTIN L. FLANAGAN Mgmt Split 78% For 22% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934262748 -------------------------------------------------------------------------------------------------------------------------- Security: 46132C107 Meeting Type: Annual Meeting Date: 26-Aug-2015 Ticker: VMO ISIN: US46132C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JAMES T. BUNCH Mgmt Split 84% For 16% Withheld Split BRUCE L. CROCKETT Mgmt Split 85% For 15% Withheld Split RODNEY F. DAMMEYER Mgmt Split 85% For 15% Withheld Split JACK M. FIELDS Mgmt Split 85% For 15% Withheld Split MARTIN L. FLANAGAN Mgmt Split 85% For 15% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS Agenda Number: 934415654 -------------------------------------------------------------------------------------------------------------------------- Security: 92829B101 Meeting Type: Annual Meeting Date: 02-Jun-2016 Ticker: VGI ISIN: US92829B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS F. MANN Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VOYA EMERGING MKTS HIGH DIV EQUITY FUND Agenda Number: 934227162 -------------------------------------------------------------------------------------------------------------------------- Security: 92912P108 Meeting Type: Annual Meeting Date: 01-Jul-2015 Ticker: IHD ISIN: US92912P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR COLLEEN D. BALDWIN Mgmt Split 90% For 10% Withheld Split PETER S. DROTCH Mgmt Split 91% For 9% Withheld Split RUSSELL H. JONES Mgmt Split 91% For 9% Withheld Split JOSEPH E. OBERMEYER Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VOYA PRIME RATE TRUST Agenda Number: 934227174 -------------------------------------------------------------------------------------------------------------------------- Security: 92913A100 Meeting Type: Annual Meeting Date: 01-Jul-2015 Ticker: PPR ISIN: US92913A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR COLLEEN D. BALDWIN Mgmt Split 97% For 3% Withheld Split JOHN V. BOYER Mgmt Split 97% For 3% Withheld Split PATRICIA W. CHADWICK Mgmt Split 97% For 3% Withheld Split ALBERT E. DEPRINCE, JR. Mgmt Split 97% For 3% Withheld Split PETER S. DROTCH Mgmt Split 97% For 3% Withheld Split RUSSELL H. JONES Mgmt Split 97% For 3% Withheld Split PATRICK W. KENNY Mgmt Split 97% For 3% Withheld Split JOSEPH E. OBERMEYER Mgmt Split 97% For 3% Withheld Split SHERYL K. PRESSLER Mgmt Split 97% For 3% Withheld Split ROGER B. VINCENT Mgmt Split 97% For 3% Withheld Split SHAUN P. MATHEWS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE FUNDS Agenda Number: 934258054 -------------------------------------------------------------------------------------------------------------------------- Security: 94987B105 Meeting Type: Annual Meeting Date: 03-Aug-2015 Ticker: EAD ISIN: US94987B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM R. EBSWORTH Mgmt Split 94% For 6% Withheld Split JANE A. FREEMAN Mgmt Split 93% For 7% Withheld Split JUDITH M. JOHNSON Mgmt Split 93% For 7% Withheld Split DONALD C. WILLEKE Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE FUNDS Agenda Number: 934318999 -------------------------------------------------------------------------------------------------------------------------- Security: 94987D101 Meeting Type: Annual Meeting Date: 08-Feb-2016 Ticker: ERC ISIN: US94987D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PETER GORDON Mgmt Split 79% For 21% Withheld Split TIMOTHY PENNY Mgmt Split 79% For 21% Withheld Split MICHAEL SCOFIELD Mgmt Split 79% For 21% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MARKETS INCOME FD Agenda Number: 934275834 -------------------------------------------------------------------------------------------------------------------------- Security: 95766E103 Meeting Type: Annual Meeting Date: 25-Sep-2015 Ticker: EMD ISIN: US95766E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAOLO M. CUCCHI* Mgmt Split 78% For 22% Withheld Split LESLIE H. GELB* Mgmt Split 78% For 22% Withheld Split RIORDAN ROETT* Mgmt Split 79% For 21% Withheld Split ROBERT D. AGDERN$ Mgmt Split 78% For 22% Withheld Split JANE E. TRUST$ Mgmt Split 78% For 22% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934376042 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: ESD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB Mgmt Split 90% For 10% Withheld Split WILLIAM R. HUTCHINSON Mgmt Split 90% For 10% Withheld Split JANE E. TRUST Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET MANAGED HIGH FUND Agenda Number: 934263360 -------------------------------------------------------------------------------------------------------------------------- Security: 95766L107 Meeting Type: Annual Meeting Date: 21-Aug-2015 Ticker: MHY ISIN: US95766L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN Mgmt Split 92% For 8% Withheld Split DANIEL P. CRONIN Mgmt Split 93% For 7% Withheld Split JANE E. TRUST Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET WORLDWIDE INCOME FUND INC. Agenda Number: 934376030 -------------------------------------------------------------------------------------------------------------------------- Security: 957668106 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: SBW ISIN: US9576681061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DANIEL P. CRONIN# Mgmt Split 90% For 10% Withheld Split PAOLO M. CUCCHI# Mgmt Split 90% For 10% Withheld Split RIORDAN ROETT# Mgmt Split 90% For 10% Withheld Split JANE E. TRUST@ Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 934381930 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 05-May-2016 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONALD E. TOUPIN, JR. Mgmt Split 94% For 6% Withheld Split JANE E. TRUST Mgmt Split 94% For 6% Withheld Split * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title President Date 08/29/2016