N-PX 1 brdB5F_0001370177.txt BRDB5F_0001370177.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St. Suite 645 Chicago, IL 60654 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 325 North LaSalle Street, Suite 645 Chicago, IL 60654 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth -------------------------------------------------------------------------------------------------------------------------- DWS HIGH INCOME OPPORTUNITIES FUND, INC Agenda Number: 934060649 -------------------------------------------------------------------------------------------------------------------------- Security: 23339M204 Meeting Type: Annual Meeting Date: 03-Sep-2014 Ticker: DHG ISIN: US23339M2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. BALLANTINE Mgmt Split 81% For 19% Withheld Split DAWN-MARIE DRISCOLL Mgmt Split 81% For 19% Withheld Split KENNETH C. FROEWISS Mgmt Split 81% For 19% Withheld Split REBECCA W. RIMEL Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 934015214 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 01-Jul-2014 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KATHLEEN A. DENNIS Mgmt Split 97% For 3% Withheld Split JOSEPH J. KEARNS Mgmt Split 96% For 4% Withheld Split MICHAEL E. NUGENT Mgmt Split 97% For 3% Withheld Split FERGUS REID Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Agenda Number: 934228544 -------------------------------------------------------------------------------------------------------------------------- Security: 002896207 Meeting Type: Annual Meeting Date: 18-Jun-2015 Ticker: ANF ISIN: US0028962076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For 1B. ELECTION OF DIRECTOR: BONNIE R. BROOKS Mgmt For For 1C. ELECTION OF DIRECTOR: TERRY L. BURMAN Mgmt For For 1D. ELECTION OF DIRECTOR: SARAH M. GALLAGHER Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL E. GREENLEES Mgmt For For 1F. ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES R. PERRIN Mgmt For For 1I. ELECTION OF DIRECTOR: STEPHANIE M. SHERN Mgmt For For 1J. ELECTION OF DIRECTOR: CRAIG R. STAPLETON Mgmt For For 2. APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED BYLAWS TO IMPLEMENT "PROXY ACCESS". 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 30, 2016. 5. STOCKHOLDER PROPOSAL ON ADOPTION OF A Shr Against For POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF NAMED EXECUTIVE OFFICERS UPON A CHANGE OF CONTROL, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 934127881 -------------------------------------------------------------------------------------------------------------------------- Security: 003009107 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: FAX ISIN: US0030091070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARTIN J. GILBERT Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 934127918 -------------------------------------------------------------------------------------------------------------------------- Security: 00301T102 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: ETF ISIN: US00301T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEVEN N. RAPPAPORT Mgmt Split 20% For 80% Withheld Split ALEXANDER ZAGOREOS Mgmt Split 20% For 80% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ADAMS EXPRESS COMPANY Agenda Number: 934136599 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 30-Apr-2015 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt Split 78% For 22% Withheld Split PHYLLIS O. BONANNO Mgmt Split 77% For 23% Withheld Split KENNETH J. DALE Mgmt Split 79% For 21% Withheld Split FREDERIC A. ESCHERICH Mgmt Split 80% For 20% Withheld Split ROGER W. GALE Mgmt Split 79% For 21% Withheld Split KATHLEEN T. MCGAHRAN Mgmt Split 78% For 22% Withheld Split CRAIG R. SMITH Mgmt Split 80% For 20% Withheld Split MARK E. STOECKLE Mgmt Split 78% For 22% Withheld Split 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 90% For 8% Against 2% AbstainSplit AS INDEPENDENT PUBLIC AUDITORS. 3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt Split 78% For 19% Against 3% AbstainSplit AMEND THE COMPANY'S FUNDAMENTAL INVESTMENT POLICY ON INVESTMENTS IN COMMODITIES OR COMMODITIES CONTRACTS. 4. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt Split 81% For 16% Against 3% AbstainSplit APPROVE THE COMPANY PROVIDING INVESTMENT ADVISORY SERVICES TO OUTSIDE ACCOUNTS. 5. TO CONSIDER AND VOTE UPON, IF PROPERLY Shr Split 34% For 62% Against 4% AbstainSplit PRESENTED, A STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS CONSIDER CAUSING THE COMPANY TO CONDUCT A SELF- TENDER OFFER FOR ALL OF ITS OUTSTANDING COMMON SHARES. -------------------------------------------------------------------------------------------------------------------------- ADVENT/CLAYMORE ENHANCED FUND Agenda Number: 934073189 -------------------------------------------------------------------------------------------------------------------------- Security: 00765E104 Meeting Type: Annual Meeting Date: 30-Sep-2014 Ticker: LCM ISIN: US00765E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: MR. MICHAEL A. Mgmt Split 95% For 2% Against 3% AbstainSplit SMART 1B. ELECTION OF CLASS I TRUSTEE: MR. DANIEL L. Mgmt Split 95% For 2% Against 3% AbstainSplit BLACK -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 934138733 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 30-Mar-2015 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARSHALL C. TURNER, JR. Mgmt Split 97% For 3% Withheld Split GARRY L. MOODY Mgmt Split 97% For 3% Withheld Split EARL D. WEINER Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN INCOME FUND, INC. Agenda Number: 934138430 -------------------------------------------------------------------------------------------------------------------------- Security: 01881E101 Meeting Type: Annual Meeting Date: 16-Apr-2015 Ticker: ACG ISIN: US01881E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARSHALL C. TURNER, JR. Mgmt Split 79% For 21% Withheld Split GARRY L. MOODY Mgmt Split 79% For 21% Withheld Split EARL D. WEINER Mgmt Split 79% For 21% Withheld Split 2. TO APPROVE, IF PROPERLY PRESENTED, ONE Shr Split 51% For 47% Against 2% AbstainSplit NONBINDING STOCKHOLDER PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI Agenda Number: 934050028 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN RAPPAPORT Mgmt Split 87% For 13% Withheld Split HANS W. KERTESS Mgmt Split 87% For 13% Withheld Split WILLIAM B. OGDEN, IV Mgmt Split 87% For 13% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI Agenda Number: 934216917 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Annual Meeting Date: 02-Jun-2015 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. JACOBSON# Mgmt Split 88% For 12% Withheld Split F. FORD DRUMMOND# Mgmt Split 89% For 11% Withheld Split DAVEY S. SCOON* Mgmt Split 88% For 12% Withheld Split JAMES S. MACLEOD# Mgmt Split 88% For 12% Withheld Split JULIAN SLUYTERS# Mgmt Split 89% For 11% Withheld Split SUSAN M. KING@ Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 934177254 -------------------------------------------------------------------------------------------------------------------------- Security: 021060207 Meeting Type: Annual Meeting Date: 20-May-2015 Ticker: AOD ISIN: US0210602076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SAMUEL A. LIEBER Mgmt Split 96% For 4% Withheld Split 2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 43% For 56% Against 1% AbstainSplit PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- AMERICAN CAPITAL, LTD. Agenda Number: 934136727 -------------------------------------------------------------------------------------------------------------------------- Security: 02503Y103 Meeting Type: Annual Meeting Date: 24-Apr-2015 Ticker: ACAS ISIN: US02503Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MARY C. BASKIN Mgmt Split 88% For 7% Against 5% AbstainSplit 1B ELECTION OF DIRECTOR: NEIL M. HAHL Mgmt Split 88% For 8% Against 4% AbstainSplit 1C ELECTION OF DIRECTOR: PHILIP R. HARPER Mgmt Split 87% For 8% Against 5% AbstainSplit 1D ELECTION OF DIRECTOR: STAN LUNDINE Mgmt Split 87% For 8% Against 5% AbstainSplit 1E ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt Split 93% For 3% Against 4% AbstainSplit 1F ELECTION OF DIRECTOR: SUSAN K. NESTEGARD Mgmt Split 94% For 1% Against 5% AbstainSplit 1G ELECTION OF DIRECTOR: KENNETH D. PETERSON Mgmt Split 88% For 7% Against 5% AbstainSplit 1H ELECTION OF DIRECTOR: ALVIN N. PURYEAR Mgmt Split 87% For 8% Against 5% AbstainSplit 1I ELECTION OF DIRECTOR: MALON WILKUS Mgmt Split 92% For 4% Against 4% AbstainSplit 2. APPROVAL OF THE AMERICAN CAPITAL, LTD. Mgmt Split 88% For 11% Against 1% AbstainSplit EMPLOYEE CASH INCENTIVE PLAN. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Split 98% For 1% Against 1% AbstainSplit YOUNG LLP TO SERVE AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2015. -------------------------------------------------------------------------------------------------------------------------- AMERICAN SELECT PORTFOLIO INC. Agenda Number: 934056549 -------------------------------------------------------------------------------------------------------------------------- Security: 029570N11 Meeting Type: Annual Meeting Date: 15-Aug-2014 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROGER A. GIBSON Mgmt Split 97% For 3% Withheld Split JOHN P. KAYSER Mgmt Split 97% For 3% Withheld Split LEONARD W. KEDROWSKI Mgmt Split 97% For 3% Withheld Split RICHARD K. RIEDERER Mgmt Split 97% For 3% Withheld Split JAMES M. WADE Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- AMERICAN SELECT PORTFOLIO INC. Agenda Number: 934056537 -------------------------------------------------------------------------------------------------------------------------- Security: 029570108 Meeting Type: Annual Meeting Date: 15-Aug-2014 Ticker: SLA ISIN: US0295701082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN AGREEMENT AND PLAN OF MERGER Mgmt Split 96% For 3% Against 1% AbstainSplit PURSUANT TO WHICH EACH TARGET FUND WILL MERGE WITH AND INTO DRAIF MERGER SUB, LLC, A MASSACHUSETTS LIMITED LIABILITY COMPANY AND A WHOLLY-OWNED SUBSIDIARY OF DIVERSIFIED REAL ASSET INCOME FUND, A NEWLY ORGANIZED MASSACHUSETTS BUSINESS TRUST (THE "ACQUIRING FUND"), ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) 2.A TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 96% For 3% Against 1% AbstainSplit BETWEEN U.S. BANCORP ASSET MANAGEMENT, INC. AND NUVEEN FUND ADVISORS, LLC. 2.B TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 96% For 3% Against 1% AbstainSplit BETWEEN U.S. BANCORP ASSET MANAGEMENT, INC. AND NUVEEN ASSET MANAGEMENT, LLC. -------------------------------------------------------------------------------------------------------------------------- APOLLO SENIOR FLOATING RATE, INC. Agenda Number: 934163748 -------------------------------------------------------------------------------------------------------------------------- Security: 037638103 Meeting Type: Annual Meeting Date: 12-May-2015 Ticker: AIF ISIN: US0376381036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BARRY COHEN Mgmt Split 99% For 1% Withheld Split ELLIOT STEIN, JR. Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934118983 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 10-Mar-2015 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: TIM COOK Mgmt For For 1B. ELECTION OF DIRECTOR: AL GORE Mgmt For For 1C. ELECTION OF DIRECTOR: BOB IGER Mgmt For For 1D. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For 1E. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For 1F. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For 1G. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE Mgmt For For STOCK PURCHASE PLAN 5. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For CENTER FOR PUBLIC POLICY RESEARCH ENTITLED "RISK REPORT" 6. A SHAREHOLDER PROPOSAL BY MR. JAMES Shr Against For MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" -------------------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. Agenda Number: 934150967 -------------------------------------------------------------------------------------------------------------------------- Security: 039380100 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: ACI ISIN: US0393801008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GOVERNOR DAVID D. Mgmt For For FREUDENTHAL 1B. ELECTION OF DIRECTOR: PATRICIA F. GODLEY Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES A. SABALA Mgmt For For 1D. ELECTION OF DIRECTOR: WESLEY M. TAYLOR Mgmt For For 1E. ELECTION OF DIRECTOR: PETER I. WOLD Mgmt For For 2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. 4. AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO EFFECT, IN ITS DISCRETION, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY SHARES OF COMMON STOCK OF ARCH COAL, INC. AT A REVERSE STOCK SPLIT RATIO OF EITHER 1-FOR-5 OR 1-FOR-10, AS DETERMINED BY THE BOARD OF DIRECTORS AND APPROVE A CORRESPONDING AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, SUBJECT TO THE BOARD OF DIRECTOR'S AUTHORITY TO ABANDON SUCH AMENDMENT. 5. STOCKHOLDER PROPOSAL: PROXY ACCESS Shr Against For PROVISION. -------------------------------------------------------------------------------------------------------------------------- AVENUE INCOME CREDIT STRATEGIES FUND Agenda Number: 934185201 -------------------------------------------------------------------------------------------------------------------------- Security: 05358E106 Meeting Type: Annual Meeting Date: 14-May-2015 Ticker: ACP ISIN: US05358E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DARREN THOMPSON Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BANCROFT FUND LTD. Agenda Number: 934114909 -------------------------------------------------------------------------------------------------------------------------- Security: 059695106 Meeting Type: Annual Meeting Date: 09-Feb-2015 Ticker: BCV ISIN: US0596951063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KINCHEN C. BIZZELL Mgmt Split 98% For 2% Withheld Split ELIZABETH C. BOGAN, PHD Mgmt Split 98% For 2% Withheld Split 2. PROPOSAL TO RATIFY SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit ACCOUNTANTS. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 09255Q105 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BHL ISIN: US09255Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 99% For 1% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 99% For 1% Withheld Split R. GLENN HUBBARD Mgmt Split 99% For 1% Withheld Split W. CARL KESTER Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 09258A107 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BIT ISIN: US09258A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 99% For 1% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 99% For 1% Withheld Split R. GLENN HUBBARD Mgmt Split 99% For 1% Withheld Split W. CARL KESTER Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 934046726 -------------------------------------------------------------------------------------------------------------------------- Security: 09255P107 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: HYT ISIN: US09255P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 77% For 23% Withheld Split RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split FRANK J. FABOZZI Mgmt Split 77% For 23% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 77% For 23% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 77% For 23% Withheld Split KAREN P. ROBARDS Mgmt Split 77% For 23% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 934046726 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R103 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: DSU ISIN: US09255R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 99% For 1% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 99% For 1% Withheld Split RICHARD E. CAVANAGH Mgmt Split 99% For 1% Withheld Split FRANK J. FABOZZI Mgmt Split 99% For 1% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 99% For 1% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 99% For 1% Withheld Split KAREN P. ROBARDS Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 09251A104 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BDJ ISIN: US09251A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 86% For 14% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 86% For 14% Withheld Split R. GLENN HUBBARD Mgmt Split 86% For 14% Withheld Split W. CARL KESTER Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 934046726 -------------------------------------------------------------------------------------------------------------------------- Security: 09255X100 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: FRA ISIN: US09255X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split W. CARL KESTER Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 092501105 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BOE ISIN: US0925011050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INTL GROWTH & INCOME Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 092524107 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BGY ISIN: US0925241079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 91% For 9% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 91% For 9% Withheld Split R. GLENN HUBBARD Mgmt Split 91% For 9% Withheld Split W. CARL KESTER Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNICIPAL TARGET Agenda Number: 934047918 -------------------------------------------------------------------------------------------------------------------------- Security: 09257P105 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BTT ISIN: US09257P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 97% For 3% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 934047324 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 30-Jul-2014 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 96% For 4% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split W. CARL KESTER Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934139482 -------------------------------------------------------------------------------------------------------------------------- Security: 09256U105 Meeting Type: Annual Meeting Date: 22-Apr-2015 Ticker: BSL ISIN: US09256U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS W. JASPER Mgmt Split 98% For 2% Withheld Split GARY S. SCHPERO Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934139470 -------------------------------------------------------------------------------------------------------------------------- Security: 09257D102 Meeting Type: Annual Meeting Date: 22-Apr-2015 Ticker: BGX ISIN: US09257D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS W. JASPER Mgmt Split 82% For 18% Withheld Split GARY S. SCHPERO Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 934139494 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 22-Apr-2015 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS W. JASPER Mgmt Split 83% For 17% Withheld Split GARY S. SCHPERO Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 934089764 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Special Meeting Date: 14-Nov-2014 Ticker: BIF ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 5 TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 99% For 1% Against Split COMMON SHARES OF BOULDER GROWTH & INCOME FUND, INC. IN CONNECTION WITH THE REORGANIZATIONS PURSUANT TO AN AGREEMENT AND PLAN OF REORGANIZATION AMONG BOULDER GROWTH & INCOME FUND, INC., BOULDER TOTAL RETURN FUND, INC., THE DENALI FUND INC. AND FIRST OPPORTUNITY FUND, INC. (THE "REORGANIZATIONS"). 6 TO APPROVE THE ELIMINATION OF A FUNDAMENTAL Mgmt Split 97% For 3% Against Split INVESTMENT POLICY LIMITING THE ABILITY TO INVEST MORE THAN 4% OF TOTAL ASSETS IN ANY SINGLE ISSUER. 7 TO APPROVE A NEW INVESTMENT ADVISORY Mgmt Split 99% For 1% Against Split AGREEMENT BETWEEN BOULDER GROWTH & INCOME FUND, INC. AND ROCKY MOUNTAIN ADVISERS, LLC, EFFECTIVE UPON COMPLETION OF THE REORGANIZATIONS, AND PURSUANT TO WHICH ROCKY MOUNTAIN ADVISERS, LLC WILL PROVIDE INVESTMENT ADVISORY SERVICES AS A CO-INVESTMENT ADVISER. 8 TO APPROVE A NEW INVESTMENT ADVISORY Mgmt Split 99% For 1% Against Split AGREEMENT BETWEEN BOULDER GROWTH & INCOME FUND, INC. AND STEWART WEST INDIES TRADING COMPANY, LTD. (DOING BUSINESS AS STEWART INVESTMENT ADVISERS), EFFECTIVE UPON COMPLETION OF THE REORGANIZATIONS, AND PURSUANT TO WHICH STEWART INVESTMENT ADVISERS WILL PROVIDE INVESTMENT ADVISORY SERVICES AS A CO-INVESTMENT ADVISER. 9 TO APPROVE A MOTION TO ADJOURN OR POSTPONE Mgmt Split 98% For 2% Against Split THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSALS TO BE SUBMITTED AT THE SPECIAL MEETING, IF NECESSARY. -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 934092317 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Annual Meeting Date: 21-Nov-2014 Ticker: BIF ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEPHEN C. MILLER* Mgmt Split 92% For 8% Withheld Split JOEL W. LOONEY# Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER TOTAL RETURN FUND, INC. Agenda Number: 934089776 -------------------------------------------------------------------------------------------------------------------------- Security: 101541100 Meeting Type: Special Meeting Date: 14-Nov-2014 Ticker: BTF ISIN: US1015411002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3 TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 99% For 1% Against Split REORGANIZATION PURSUANT TO WHICH BOULDER TOTAL RETURN FUND, INC. WOULD TRANSFER ALL OF ITS ASSETS TO BOULDER GROWTH & INCOME FUND, INC. IN EXCHANGE FOR SHARES OF BOULDER GROWTH & INCOME FUND, INC., AND THE ASSUMPTION BY BOULDER GROWTH & INCOME FUND, INC. OF ALL OF THE LIABILITIES OF BOULDER TOTAL RETURN FUND, INC. 9 TO APPROVE A MOTION TO ADJOURN OR POSTPONE Mgmt Split 98% For 1% Against 1% AbstainSplit THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSALS TO BE SUBMITTED AT THE SPECIAL MEETING, IF NECESSARY. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD FUND Agenda Number: 934090109 -------------------------------------------------------------------------------------------------------------------------- Security: 11272P102 Meeting Type: Annual Meeting Date: 20-Nov-2014 Ticker: HHY ISIN: US11272P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LOUIS P. SALVATORE Mgmt Split 96% For 4% Withheld Split JONATHAN C. TYRAS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD FUND Agenda Number: 934122362 -------------------------------------------------------------------------------------------------------------------------- Security: 11272P102 Meeting Type: Annual Meeting Date: 25-Feb-2015 Ticker: HHY ISIN: US11272P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD A. KUCZMARSKI Mgmt Split 92% For 8% Withheld Split STUART A. MCFARLAND Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Agenda Number: 934083522 -------------------------------------------------------------------------------------------------------------------------- Security: 134429109 Meeting Type: Annual Meeting Date: 19-Nov-2014 Ticker: CPB ISIN: US1344291091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR PAUL R. CHARRON Mgmt For For BENNETT DORRANCE Mgmt For For LAWRENCE C. KARLSON Mgmt For For RANDALL W. LARRIMORE Mgmt For For MARC B. LAUTENBACH Mgmt For For MARY ALICE D. MALONE Mgmt For For SARA MATHEW Mgmt For For DENISE M. MORRISON Mgmt For For CHARLES R. PERRIN Mgmt For For A. BARRY RAND Mgmt For For NICK SHREIBER Mgmt For For TRACEY T. TRAVIS Mgmt For For ARCHBOLD D. VAN BEUREN Mgmt For For LES C. VINNEY Mgmt For For 2 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3 CONDUCT AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 4 RE-APPROVE THE CAMPBELL SOUP COMPANY ANNUAL Mgmt For For INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- CBRE CLARION SECURITIES Agenda Number: 934087025 -------------------------------------------------------------------------------------------------------------------------- Security: 12504G100 Meeting Type: Annual Meeting Date: 10-Nov-2014 Ticker: IGR ISIN: US12504G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR T. RITSON FERGUSON Mgmt Split 96% For 4% Withheld Split FREDERICK S. HAMMER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CENTRAL EUROPE, RUSSIA & TURKEY FD COM Agenda Number: 934238913 -------------------------------------------------------------------------------------------------------------------------- Security: 153436100 Meeting Type: Annual Meeting Date: 26-Jun-2015 Ticker: CEE ISIN: US1534361001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. WALTER C. DOSTMAN Mgmt Split 98% For 2% Withheld Split DR. FRANZ WILHELM HOPP Mgmt Split 98% For 2% Withheld Split MR. C.H. STRENGER Mgmt Split 65% For 35% Withheld Split MR. JOACHIM WAGNER Mgmt Split 95% For 5% Withheld Split 2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2015. -------------------------------------------------------------------------------------------------------------------------- CENTRAL SECURITIES CORPORATION Agenda Number: 934125510 -------------------------------------------------------------------------------------------------------------------------- Security: 155123102 Meeting Type: Annual Meeting Date: 18-Mar-2015 Ticker: CET ISIN: US1551231020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR L. PRICE BLACKFORD Mgmt Split 93% For 7% Withheld Split SIMMS C. BROWNING Mgmt Split 92% For 8% Withheld Split DONALD G. CALDER Mgmt Split 92% For 8% Withheld Split DAVID C. COLANDER Mgmt Split 93% For 7% Withheld Split JAY R. INGLIS Mgmt Split 92% For 8% Withheld Split WILMOT H. KIDD Mgmt Split 93% For 7% Withheld Split C. CARTER WALKER, JR. Mgmt Split 92% For 8% Withheld Split 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Split 96% For 4% Against Split AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. 3. IF PROPERLY PRESENTED, TO ACT UPON A Shr Split 12% For 87% Against 1% AbstainSplit STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS CONSIDER WHETHER THE CORPORATION BE LIQUIDATED. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934082215 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 20-Nov-2014 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For 1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For 1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For 1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For JOHNSON 1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE EMPLOYEE STOCK PURCHASE PLAN. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For EXECUTIVE COMPENSATION. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. 5. APPROVAL TO RECOMMEND THAT CISCO ESTABLISH Shr Against For A PUBLIC POLICY COMMITTEE OF THE BOARD. 6. APPROVAL TO REQUEST THE BOARD TO AMEND Shr Against For CISCO'S GOVERNING DOCUMENTS TO ALLOW PROXY ACCESS FOR SPECIFIED CATEGORIES OF SHAREHOLDERS. 7. APPROVAL TO REQUEST CISCO TO PROVIDE A Shr Against For SEMIANNUAL REPORT ON POLITICAL-RELATED CONTRIBUTIONS AND EXPENDITURES. -------------------------------------------------------------------------------------------------------------------------- CLAYMORE FUNDS Agenda Number: 934073191 -------------------------------------------------------------------------------------------------------------------------- Security: 007639107 Meeting Type: Annual Meeting Date: 30-Sep-2014 Ticker: AGC ISIN: US0076391079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II TRUSTEE: MR. MICHAEL Mgmt Split 97% For 2% Against 1% AbstainSplit A. SMART 1B. ELECTION OF CLASS II TRUSTEE: MR. DANIEL L. Mgmt Split 97% For 2% Against 1% AbstainSplit BLACK -------------------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Agenda Number: 934047209 -------------------------------------------------------------------------------------------------------------------------- Security: 18683K101 Meeting Type: Annual Meeting Date: 29-Jul-2014 Ticker: CLF ISIN: US18683K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR GARY B. HALVERSON Mgmt No vote BARRY J. ELDRIDGE Mgmt No vote MARK E. GAUMOND Mgmt No vote SUSAN M. GREEN Mgmt No vote JANICE K. HENRY Mgmt No vote STEPHEN M. JOHNSON Mgmt No vote JAMES F. KIRSCH Mgmt No vote RICHARD K. RIEDERER Mgmt No vote TIMOTHY W. SULLIVAN Mgmt No vote 2 APPROVAL OF THE 2014 NONEMPLOYEE DIRECTORS' Mgmt No vote COMPENSATION PLAN. 3 APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt No vote NAMED EXECUTIVE OFFICERS' COMPENSATION. 4 APPROVAL OF THE CLIFFS NATURAL RESOURCES Mgmt No vote INC. AMENDED AND RESTATED 2012 INCENTIVE EQUITY PLAN. 5 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote & TOUCHE, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE 2014 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Agenda Number: 934174549 -------------------------------------------------------------------------------------------------------------------------- Security: 18683K101 Meeting Type: Annual Meeting Date: 19-May-2015 Ticker: CLF ISIN: US18683K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: J.T. BALDWIN Mgmt For For 1B ELECTION OF DIRECTOR: R.P. FISHER, JR. Mgmt For For 1C ELECTION OF DIRECTOR: L. GONCALVES Mgmt For For 1D ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For 1E ELECTION OF DIRECTOR: J.A. RUTKOWSKI, JR. Mgmt For For 1F ELECTION OF DIRECTOR: J.S. SAWYER Mgmt For For 1G ELECTION OF DIRECTOR: M.D. SIEGAL Mgmt For For 1H ELECTION OF DIRECTOR: G. STOLIAR Mgmt For For 1I ELECTION OF DIRECTOR: D.C. TAYLOR Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION 3. APPROVAL OF CLIFFS 2015 EQUITY & INCENTIVE Mgmt For For COMPENSATION PLAN 4. APPROVAL OF CLIFFS 2015 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS TO SERVE FOR THE 2015 FISCAL YEAR -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL ALLOCATION FUND Agenda Number: 934036840 -------------------------------------------------------------------------------------------------------------------------- Security: 18913Y103 Meeting Type: Annual Meeting Date: 15-Jul-2014 Ticker: GLV ISIN: US18913Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ADAM D. CRESCENZI Mgmt Split 91% For 9% Withheld Split JERRY G. RUTLEDGE Mgmt Split 91% For 9% Withheld Split VINCENT W. VERSACI Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL EQUITY FUND Agenda Number: 934036763 -------------------------------------------------------------------------------------------------------------------------- Security: 18914C100 Meeting Type: Annual Meeting Date: 15-Jul-2014 Ticker: GLQ ISIN: US18914C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR EDMUND J. BURKE Mgmt Split 89% For 11% Withheld Split JOHN F. MEE Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 934036852 -------------------------------------------------------------------------------------------------------------------------- Security: 18914E106 Meeting Type: Annual Meeting Date: 15-Jul-2014 Ticker: GLO ISIN: US18914E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR ROBERT L. BUTLER Mgmt Split 97% For 3% Withheld Split JAMES E. CANTY Mgmt Split 97% For 3% Withheld Split RICHARD C. RANTZOW Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 934137185 -------------------------------------------------------------------------------------------------------------------------- Security: 19247X100 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: RNP ISIN: US19247X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE GROSSMAN Mgmt Split 95% For 5% Withheld Split ROBERT H. STEERS Mgmt Split 95% For 5% Withheld Split C. EDWARD WARD, JR. Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE STRATEGIC VALUE FUND, INC. Agenda Number: 934096391 -------------------------------------------------------------------------------------------------------------------------- Security: 21924B203 Meeting Type: Special Meeting Date: 16-Dec-2014 Ticker: CLM ISIN: US21924B2034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE PROPOSED ONE-FOR-FOUR REVERSE Mgmt Split 72% For 25% Against 3% AbstainSplit STOCK SPLIT AND THE RELATED AMENDMENT TO THE ARTICLES OF INCORPORATION. 2. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Split 73% For 22% Against 5% AbstainSplit AUTHORIZED TO CONSIDER AND VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE SAID MEETING OR ANY ADJOURNMENT THEREOF. -------------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE ASSET MGMT INCOME FD, INC. Agenda Number: 934146019 -------------------------------------------------------------------------------------------------------------------------- Security: 224916106 Meeting Type: Annual Meeting Date: 21-Apr-2015 Ticker: CIK ISIN: US2249161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LAWRENCE J. FOX Mgmt Split 88% For 12% Withheld Split JOHN G. POPP Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DEUTSCHE FUNDS Agenda Number: 934242241 -------------------------------------------------------------------------------------------------------------------------- Security: 25155R100 Meeting Type: Special Meeting Date: 30-Jun-2015 Ticker: KHI ISIN: US25155R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE CONVERTING THE FUND FROM A Mgmt Split 46% For 52% Against 2% AbstainSplit CLOSED-END INVESTMENT COMPANY TO AN OPEN-END INVESTMENT COMPANY AND AUTHORIZING CERTAIN RELATED AMENDMENTS TO THE FUND'S AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST. -------------------------------------------------------------------------------------------------------------------------- DWS GLOBAL HIGH INCOME FUND, INC. Agenda Number: 934060637 -------------------------------------------------------------------------------------------------------------------------- Security: 23338W104 Meeting Type: Annual Meeting Date: 03-Sep-2014 Ticker: LBF ISIN: US23338W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM MCCLAYTON Mgmt Split 90% For 10% Withheld Split REBECCA W. RIMEL Mgmt Split 91% For 9% Withheld Split WILLIAM N. SEARCY, JR. Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DWS HIGH INCOME TRUST FUND Agenda Number: 934060663 -------------------------------------------------------------------------------------------------------------------------- Security: 23337C208 Meeting Type: Annual Meeting Date: 03-Sep-2014 Ticker: KHI ISIN: US23337C2089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. BALLANTINE Mgmt Split 93% For 7% Withheld Split DAWN-MARIE DRISCOLL Mgmt Split 93% For 7% Withheld Split KENNETH C. FROEWISS Mgmt Split 93% For 7% Withheld Split REBECCA W. RIMEL Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE ENHANCED EQUITY INCOME FUND Agenda Number: 934038022 -------------------------------------------------------------------------------------------------------------------------- Security: 278274105 Meeting Type: Annual Meeting Date: 24-Jul-2014 Ticker: EOI ISIN: US2782741050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 97% For 3% Withheld Split THOMAS E. FAUST JR. Mgmt Split 97% For 3% Withheld Split CYNTHIA E. FROST Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING RATE Agenda Number: 934121221 -------------------------------------------------------------------------------------------------------------------------- Security: 278284104 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: EFF ISIN: US2782841041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE J. GORMAN Mgmt Split 98% For 2% Withheld Split WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split RONALD A. PEARLMAN Mgmt Split 97% For 3% Withheld Split HARRIETT TEE TAGGART Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934121219 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE J. GORMAN Mgmt Split 98% For 2% Withheld Split WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split RONALD A. PEARLMAN Mgmt Split 97% For 3% Withheld Split HARRIETT TEE TAGGART Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE INSD. MUN BD FD Agenda Number: 934037993 -------------------------------------------------------------------------------------------------------------------------- Security: 27827X101 Meeting Type: Annual Meeting Date: 24-Jul-2014 Ticker: EIM ISIN: US27827X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE J. GORMAN Mgmt Split 89% For 11% Withheld Split RONALD A. PEARLMAN Mgmt Split 89% For 11% Withheld Split HELEN FRAME PETERS Mgmt Split 89% For 11% Withheld Split HARRIETT TEE TAGGART Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934105188 -------------------------------------------------------------------------------------------------------------------------- Security: 27828H105 Meeting Type: Annual Meeting Date: 22-Jan-2015 Ticker: EVV ISIN: US27828H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE J. GORMAN Mgmt Split 98% For 2% Withheld Split RONALD A. PEARLMAN Mgmt Split 97% For 3% Withheld Split HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR INCOME TRUST Agenda Number: 934070498 -------------------------------------------------------------------------------------------------------------------------- Security: 27826S103 Meeting Type: Annual Meeting Date: 23-Oct-2014 Ticker: EVF ISIN: US27826S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS E. FAUST JR. Mgmt Split 99% For 1% Withheld Split CYNTHIA E. FROST Mgmt Split 99% For 1% Withheld Split VALERIE A. MOSLEY Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SHORT DURATION DIV INCOME FD Agenda Number: 934115280 -------------------------------------------------------------------------------------------------------------------------- Security: 27828V104 Meeting Type: Annual Meeting Date: 19-Feb-2015 Ticker: EVG ISIN: US27828V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split CYNTHIA E. FROST Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FEDERATED FUNDS Agenda Number: 934059014 -------------------------------------------------------------------------------------------------------------------------- Security: 314162108 Meeting Type: Annual Meeting Date: 12-Sep-2014 Ticker: FTT ISIN: US3141621082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MAUREEN LALLY-GREEN* Mgmt Split 46% For 54% Withheld Split P. JEROME RICHEY* Mgmt Split 46% For 54% Withheld Split JOHN T. COLLINS* Mgmt Split 46% For 54% Withheld Split JOHN W. MCGONIGLE# Mgmt Split 46% For 54% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 934136602 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 20-Apr-2015 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. ERICKSON Mgmt Split 94% For 6% Withheld Split THOMAS R. KADLEC Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FORT DEARBORN INCOME SECURITIES, INC. Agenda Number: 934095286 -------------------------------------------------------------------------------------------------------------------------- Security: 347200107 Meeting Type: Annual Meeting Date: 05-Dec-2014 Ticker: FDI ISIN: US3472001078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ADELA CEPEDA Mgmt Split 73% For 27% Withheld Split JOHN J. MURPHY Mgmt Split 72% For 28% Withheld Split FRANK K. REILLY Mgmt Split 73% For 27% Withheld Split EDWARD M. ROOB Mgmt Split 73% For 27% Withheld Split ABBIE J. SMITH Mgmt Split 72% For 28% Withheld Split J. MIKESELL THOMAS Mgmt Split 72% For 28% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 934067756 -------------------------------------------------------------------------------------------------------------------------- Security: 35472T101 Meeting Type: Annual Meeting Date: 18-Sep-2014 Ticker: FTF ISIN: US35472T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SAM GINN Mgmt Split 97% For 3% Withheld Split LARRY D. THOMPSON Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 934158278 -------------------------------------------------------------------------------------------------------------------------- Security: 361570104 Meeting Type: Annual Meeting Date: 11-May-2015 Ticker: GDL ISIN: US3615701048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARIO J. GABELLI, CFA Mgmt Split 84% For 16% Withheld Split MARIO D'URSO Mgmt Split 99% For 1% Withheld Split MICHAEL J. MELARKEY Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 934158280 -------------------------------------------------------------------------------------------------------------------------- Security: 361570302 Meeting Type: Annual Meeting Date: 11-May-2015 Ticker: GDLPRB ISIN: US3615703028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARIO J. GABELLI, CFA Mgmt Split 92% For 8% Withheld Split MARIO D'URSO Mgmt Split 99% For 1% Withheld Split MICHAEL J. MELARKEY Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934129037 -------------------------------------------------------------------------------------------------------------------------- Security: 368802104 Meeting Type: Annual Meeting Date: 15-Apr-2015 Ticker: GAM ISIN: US3688021043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR MR. BERENS Mgmt Split 65% For 35% Withheld Split MR. CULLMAN Mgmt Split 71% For 29% Withheld Split MR. DAVIDSON Mgmt Split 71% For 29% Withheld Split MR. GORDAN Mgmt Split 72% For 28% Withheld Split MS. GOTBAUM Mgmt Split 71% For 29% Withheld Split MR. KNAFEL Mgmt Split 72% For 28% Withheld Split MR. NEIDICH Mgmt Split 73% For 27% Withheld Split MR. PRIEST Mgmt Split 72% For 28% Withheld Split B. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 85% For 2% Against 13% AbstainSplit YOUNG LLP AS AUDITORS. C. APPROVAL OF THE NON-BINDING SHAREHOLDER Shr Split 35% For 64% Against 1% AbstainSplit PROPOSAL RELATING TO A SELF-TENDER OF ALL OUTSTANDING COMMON SHARES AT OR CLOSE TO NET ASSET VALUE. -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934129049 -------------------------------------------------------------------------------------------------------------------------- Security: 368802401 Meeting Type: Annual Meeting Date: 15-Apr-2015 Ticker: GAMPRB ISIN: US3688024013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR MR. ALTSCHUL Mgmt Split 98% For 2% Withheld Split MR. BERENS Mgmt Split 87% For 13% Withheld Split MR. CULLMAN Mgmt Split 97% For 3% Withheld Split MR. DAVIDSON Mgmt Split 98% For 2% Withheld Split MR. GORDAN Mgmt Split 98% For 2% Withheld Split MS. GOTBAUM Mgmt Split 97% For 3% Withheld Split MR. KNAFEL Mgmt Split 98% For 2% Withheld Split MR. NEIDICH Mgmt Split 98% For 2% Withheld Split MR. PRIEST Mgmt Split 98% For 2% Withheld Split MR. TROUBH Mgmt Split 97% For 3% Withheld Split B. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 98% For 1% Against 1% AbstainSplit YOUNG LLP AS AUDITORS. C. APPROVAL OF THE NON-BINDING SHAREHOLDER Shr Split 8% For 89% Against 3% AbstainSplit PROPOSAL RELATING TO A SELF-TENDER OF ALL OUTSTANDING COMMON SHARES AT OR CLOSE TO NET ASSET VALUE. -------------------------------------------------------------------------------------------------------------------------- GLOBAL HIGH INCOME DOLLAR FUND INC. Agenda Number: 934116369 -------------------------------------------------------------------------------------------------------------------------- Security: 37933G108 Meeting Type: Annual Meeting Date: 19-Feb-2015 Ticker: GHI ISIN: US37933G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD Q. ARMSTRONG Mgmt Split 64% For 36% Withheld Split ALAN S. BERNIKOW Mgmt Split 64% For 36% Withheld Split DAVID MALPASS Mgmt Split 64% For 36% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS MLP INCOME Agenda Number: 934126815 -------------------------------------------------------------------------------------------------------------------------- Security: 38147W103 Meeting Type: Annual Meeting Date: 31-Mar-2015 Ticker: GMZ ISIN: US38147W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ASHOK N. BAKHRU Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934052109 -------------------------------------------------------------------------------------------------------------------------- Security: 557437100 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: MCN ISIN: US5574371002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PHILIP E. BLAKE Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934128073 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Special Meeting Date: 27-Mar-2015 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL APPROVING THE ISSUANCE OF SHARES Mgmt For For OF HALLIBURTON COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME), DATED AS OF NOVEMBER 16, 2014, AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. 2. PROPOSAL ADJOURNING THE SPECIAL MEETING, IF Mgmt For For NECESSARY OR ADVISABLE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES DESCRIBED IN THE FOREGOING PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934172658 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 20-May-2015 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: A.F. AL KHAYYAL Mgmt For For 1B ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1C ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1D ELECTION OF DIRECTOR: M. CARROLL Mgmt For For 1E ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For 1F ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For 1G ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For 1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For 1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1K ELECTION OF DIRECTOR: J.A. MILLER Mgmt For For 1L ELECTION OF DIRECTOR: D.L. REED Mgmt For For 2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For OF AUDITORS. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. 5. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For HALLIBURTON COMPANY EMPLOYEE STOCK PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 934036155 -------------------------------------------------------------------------------------------------------------------------- Security: 42328A203 Meeting Type: Special Meeting Date: 18-Jul-2014 Ticker: HSA ISIN: US42328A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Split 97% For 2% Against 1% AbstainSplit REORGANIZATION BETWEEN BROOKFIELD HIGH INCOME FUND INC. ("HHY") AND HELIOS STRATEGIC INCOME FUND, INC. ("HSA") AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING, AMONG OTHER THINGS: (I) THE TRANSFER BY HSA OF ALL OF ITS ASSETS TO HHY IN EXCHANGE SOLELY FOR NEWLY ISSUED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 98% For 1% Against 1% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 98% For 1% Against 1% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 98% For 1% Against 1% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 98% For 1% Against 1% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 98% For 1% Against 1% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 98% For 1% Against 1% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 97% For 2% Against 1% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 98% For 1% Against 1% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 98% For 1% Against 1% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 98% For 1% Against 1% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 98% For 1% Against 1% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 98% For 1% Against 1% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- IVY HIGH INCOME OPPORTUNITIES Agenda Number: 934054216 -------------------------------------------------------------------------------------------------------------------------- Security: 465893105 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: IVH ISIN: US4658931054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES D. GRESSETT Mgmt Split 99% For 1% Withheld Split JOSEPH HARROZ, JR. Mgmt Split 99% For 1% Withheld Split GLENDON E. JOHNSON, JR. Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- KA FUND ADVISORS, LLC Agenda Number: 934231426 -------------------------------------------------------------------------------------------------------------------------- Security: 48661E108 Meeting Type: Annual Meeting Date: 25-Jun-2015 Ticker: KMF ISIN: US48661E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF CLASS II DIRECTOR: BARRY R. Mgmt Split 97% For 2% Against 1% AbstainSplit PEARL 3. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934228708 -------------------------------------------------------------------------------------------------------------------------- Security: 486606502 Meeting Type: Annual Meeting Date: 17-Jun-2015 Ticker: KYNPRE ISIN: US4866065026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF CLASS II DIRECTOR FOR A TERM OF Mgmt Split 96% For 3% Against 1% AbstainSplit THREE YEARS: STEVEN C. GOOD 1.2 ELECTION OF CLASS II DIRECTOR FOR A TERM OF Mgmt Split 93% For 6% Against 1% AbstainSplit THREE YEARS: KEVIN S. MCCARTHY 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 2% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934228708 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Annual Meeting Date: 17-Jun-2015 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF CLASS II DIRECTOR FOR A TERM OF Mgmt Split 96% For 3% Against 1% AbstainSplit THREE YEARS: STEVEN C. GOOD 1.2 ELECTION OF CLASS II DIRECTOR FOR A TERM OF Mgmt Split 96% For 3% Against 1% AbstainSplit THREE YEARS: KEVIN S. MCCARTHY 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 2% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934098814 -------------------------------------------------------------------------------------------------------------------------- Security: 95768B107 Meeting Type: Annual Meeting Date: 15-Dec-2014 Ticker: HYI ISIN: US95768B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK Mgmt Split 98% For 2% Withheld Split RIORDAN ROETT Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934114884 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 30-Jan-2015 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAOLO M. CUCCHI* Mgmt Split 98% For 2% Withheld Split KENNETH D. FULLER* Mgmt Split 98% For 2% Withheld Split EILEEN A. KAMERICK* Mgmt Split 98% For 2% Withheld Split ROBERT D. AGDERN# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934124760 -------------------------------------------------------------------------------------------------------------------------- Security: 95790C107 Meeting Type: Annual Meeting Date: 27-Feb-2015 Ticker: GDO ISIN: US95790C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN* Mgmt Split 84% For 16% Withheld Split LESLIE H. GELB# Mgmt Split 84% For 16% Withheld Split WILLIAM R. HUTCHINSON# Mgmt Split 84% For 16% Withheld Split KENNETH D. FULLER# Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934124784 -------------------------------------------------------------------------------------------------------------------------- Security: 52469B100 Meeting Type: Annual Meeting Date: 27-Feb-2015 Ticker: BWG ISIN: US52469B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN Mgmt Split 88% For 12% Withheld Split EILEEN A. KAMERICK Mgmt Split 89% For 11% Withheld Split RIORDAN ROETT Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934129265 -------------------------------------------------------------------------------------------------------------------------- Security: 184691103 Meeting Type: Annual Meeting Date: 20-Mar-2015 Ticker: CBA ISIN: US1846911030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN* Mgmt Split 98% For 2% Withheld Split LESLIE H. GELB# Mgmt Split 98% For 2% Withheld Split WILLIAM R. HUTCHINSON# Mgmt Split 98% For 2% Withheld Split KENNETH D. FULLER# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 934129277 -------------------------------------------------------------------------------------------------------------------------- Security: 18469Q108 Meeting Type: Annual Meeting Date: 20-Mar-2015 Ticker: CTR ISIN: US18469Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN Mgmt Split 94% For 6% Withheld Split EILEEN A. KAMERICK Mgmt Split 94% For 6% Withheld Split RIORDAN ROETT Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934052072 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 28-Aug-2014 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS W. BROCK Mgmt Split 92% For 8% Withheld Split GEORGE R. GASPARI Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LMP REAL ESTATE INCOME FUND INC. Agenda Number: 934161441 -------------------------------------------------------------------------------------------------------------------------- Security: 50208C108 Meeting Type: Annual Meeting Date: 16-Jun-2015 Ticker: RIT ISIN: US50208C1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT D. AGDERN Mgmt No vote WILLIAM R. HUTCHINSON Mgmt No vote EILEEN A. KAMERICK Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 934228823 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 17-Jun-2015 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GORDON A. BAIRD Mgmt Split 98% For 1% Against 1% AbstainSplit -------------------------------------------------------------------------------------------------------------------------- MADISON STRATEGIC SECTOR PREM Agenda Number: 934052096 -------------------------------------------------------------------------------------------------------------------------- Security: 558268108 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: MSP ISIN: US5582681087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK E. BURGESS Mgmt Split 80% For 20% Withheld Split STEVEN P. RIEGE Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS CHARTER INCOME TRUST Agenda Number: 934069116 -------------------------------------------------------------------------------------------------------------------------- Security: 552727109 Meeting Type: Annual Meeting Date: 02-Oct-2014 Ticker: MCR ISIN: US5527271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR STEVEN E. BULLER Mgmt Split 98% For 2% Withheld Split WILLIAM R. GUTOW Mgmt Split 98% For 2% Withheld Split MICHAEL HEGARTY Mgmt Split 98% For 2% Withheld Split JOHN P. KAVANAUGH Mgmt Split 98% For 2% Withheld Split ROBERT W. UEK Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS INTERMARKET INCOME TRUST I Agenda Number: 934069116 -------------------------------------------------------------------------------------------------------------------------- Security: 59318R103 Meeting Type: Annual Meeting Date: 02-Oct-2014 Ticker: CMK ISIN: US59318R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR STEVEN E. BULLER Mgmt Split 68% For 32% Withheld Split WILLIAM R. GUTOW Mgmt Split 68% For 32% Withheld Split MICHAEL HEGARTY Mgmt Split 68% For 32% Withheld Split JOHN P. KAVANAUGH Mgmt Split 68% For 32% Withheld Split ROBERT W. UEK Mgmt Split 68% For 32% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS MULTIMARKET INCOME TRUST Agenda Number: 934069116 -------------------------------------------------------------------------------------------------------------------------- Security: 552737108 Meeting Type: Annual Meeting Date: 02-Oct-2014 Ticker: MMT ISIN: US5527371083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A DIRECTOR STEVEN E. BULLER Mgmt Split 97% For 3% Withheld Split WILLIAM R. GUTOW Mgmt Split 97% For 3% Withheld Split MICHAEL HEGARTY Mgmt Split 97% For 3% Withheld Split JOHN P. KAVANAUGH Mgmt Split 97% For 3% Withheld Split ROBERT W. UEK Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934087708 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 03-Dec-2014 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 1B. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For 1D. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For 1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015 4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Shr Against For SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 934015214 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 01-Jul-2014 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KATHLEEN A. DENNIS Mgmt Split 96% For 4% Withheld Split JOSEPH J. KEARNS Mgmt Split 96% For 4% Withheld Split MICHAEL E. NUGENT Mgmt Split 96% For 4% Withheld Split FERGUS REID Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY FUND Agenda Number: 934054886 -------------------------------------------------------------------------------------------------------------------------- Security: 46133G107 Meeting Type: Annual Meeting Date: 27-Aug-2014 Ticker: IQI ISIN: US46133G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID C. ARCH Mgmt Split 87% For 13% Withheld Split LARRY SOLL Mgmt Split 87% For 13% Withheld Split PHILIP A. TAYLOR Mgmt Split 87% For 13% Withheld Split WAYNE W. WHALEN Mgmt Split 87% For 13% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 934070462 -------------------------------------------------------------------------------------------------------------------------- Security: 64128C106 Meeting Type: Annual Meeting Date: 17-Sep-2014 Ticker: NHS ISIN: US64128C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CANDACE L. STRAIGHT* Mgmt Split 97% For 3% Withheld Split MARTHA C. GOSS* Mgmt Split 97% For 3% Withheld Split JOSEPH V. AMATO* Mgmt Split 97% For 3% Withheld Split FAITH COLISH# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 934070462 -------------------------------------------------------------------------------------------------------------------------- Security: 64190A103 Meeting Type: Annual Meeting Date: 17-Sep-2014 Ticker: NRO ISIN: US64190A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CANDACE L. STRAIGHT* Mgmt Split 96% For 4% Withheld Split MARTHA C. GOSS* Mgmt Split 96% For 4% Withheld Split JOSEPH V. AMATO* Mgmt Split 96% For 4% Withheld Split FAITH COLISH# Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 934129683 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G106 Meeting Type: Special Meeting Date: 06-Mar-2015 Ticker: NHF ISIN: US65340G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE TERMS OF AN ADVISORY Mgmt Split 99% For 1% Against Split AGREEMENT (THE "NXRT ADVISORY AGREEMENT") TO BE ENTERED INTO AMONG NEXPOINT RESIDENTIAL TRUST, INC., A SUBSIDIARY OF THE FUND ("NXRT"), NEXPOINT RESIDENTIAL TRUST OPERATING PARTNERSHIP, L.P., NXRT'S OPERATING PARTNERSHIP, AND NEXPOINT REAL ESTATE ADVISORS, L.P. ("NXRT ADVISER"), AN AFFILIATE OF NHF ADVISER (THE "PROPOSAL"). -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 934222263 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G106 Meeting Type: Annual Meeting Date: 05-Jun-2015 Ticker: NHF ISIN: US65340G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 TO ELECT TERRENCE O. JONES AS A CLASS III Mgmt Split 78% For 22% Abstain Split TRUSTEE OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. 1.2 TO ELECT JOHN HONIS AS A CLASS III TRUSTEE Mgmt Split 78% For 22% Abstain Split OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. -------------------------------------------------------------------------------------------------------------------------- NOBLE ENERGY, INC. Agenda Number: 934169726 -------------------------------------------------------------------------------------------------------------------------- Security: 655044105 Meeting Type: Annual Meeting Date: 28-Apr-2015 Ticker: NBL ISIN: US6550441058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For 1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For 1E. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For 1F. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID L. STOVER Mgmt For For 1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For 1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT COMMITTEE. 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500 MILLION TO 1 BILLION. 5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 71.6 MILLION TO 77.4 MILLION. 6. TO APPROVE THE 2015 STOCK PLAN FOR Mgmt For For NON-EMPLOYEE DIRECTORS, REPLACING A SUBSTANTIALLY SIMILAR PLAN THAT EXPIRED UNDER ITS OWN TERMS. 7. TO CONSIDER A STOCKHOLDER PROPOSAL CALLING Shr Against For FOR THE COMPANY TO AMEND ITS BY-LAWS TO ALLOW ELIGIBLE STOCKHOLDERS TO INCLUDE THEIR OWN NOMINEES FOR DIRECTOR IN THE COMPANY'S PROXY MATERIALS. 8. TO CONSIDER A STOCKHOLDER PROPOSAL CALLING Shr Against For FOR THE COMPANY TO PREPARE A REPORT OUTLINING THE IMPACT CLIMATE CHANGE MIGHT HAVE ON THE COMPANY'S BUSINESS PLANS. -------------------------------------------------------------------------------------------------------------------------- NORTHERN INSTITUTIONAL FUNDS Agenda Number: 933982351 -------------------------------------------------------------------------------------------------------------------------- Security: 665278701 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: BGSXX ISIN: US6652787010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM L. BAX Mgmt Split 90% For 1% Withheld Split EDWARD J. CONDON, JR. Mgmt Split 90% For 1% Withheld Split MARK G. DOLL Mgmt Split 91% For Split SANDRA POLK GUTHMAN Mgmt Split 90% For 1% Withheld Split STEPHEN N. POTTER Mgmt Split 91% For Split MARY JACOBS SKINNER Mgmt Split 91% For Split RICHARD P. STRUBEL Mgmt Split 90% For 1% Withheld Split CASEY J. SYLLA Mgmt Split 90% For 1% Withheld Split CYNTHIA R. PLOUCHE Mgmt Split 90% For 1% Withheld Split 2. APPROVAL OF PROPOSED MANAGEMENT AGREEMENT. Mgmt Split 90% For 1% Abstain Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 934048491 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 93% For 4% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 93% For 4% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934049417 -------------------------------------------------------------------------------------------------------------------------- Security: 67072T108 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JFR ISIN: US67072T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 96% For 2% Against 2% Abstain* AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2C. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 95% For 3% Against 2% Abstain* BETWEEN NUVEEN FUND ADVISORS AND SYMPHONY ASSET MANAGEMENT LLC. 3A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld * JOHN K. NELSON Mgmt Split 97% For 3% Withheld * THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934128453 -------------------------------------------------------------------------------------------------------------------------- Security: 67072T108 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JFR ISIN: US67072T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1D. DIRECTOR WILLIAM ADAMS IV* Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT* Mgmt Split 98% For 2% Withheld Split JOHN K. NELSON* Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH* Mgmt Split 98% For 2% Withheld Split JACK B. EVANS# Mgmt Split 98% For 2% Withheld Split THOMAS S. SCHREIER, JR# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL GOVERNMENT ENHANCED INCOME Agenda Number: 934079054 -------------------------------------------------------------------------------------------------------------------------- Security: 67073C104 Meeting Type: Annual Meeting Date: 31-Oct-2014 Ticker: JGG ISIN: US67073C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split 2. TO APPROVE AN AGREEMENT AND PLAN OF MERGER Mgmt Split 97% For 1% Against 2% AbstainSplit PURSUANT TO WHICH NUVEEN GLOBAL INCOME OPPORTUNITIES FUND WILL MERGE WITH AND INTO NGHIF MERGER SUB, LLC, A MASSACHUSETTS LIMITED LIABILITY COMPANY AND A WHOLLY-OWNED SUBSIDIARY OF NUVEEN GLOBAL HIGH INCOME FUND, A NEWLY ORGANIZED MASSACHUSETTS BUSINESS TRUST (THE "ACQUIRING .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 96% For 1% Against 3% AbstainSplit AGREEMENT BETWEEN NUVEEN GLOBAL INCOME OPPORTUNITIES FUND AND NUVEEN FUND ADVISORS, LLC. 3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 96% For 1% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS, LLC AND NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT TO NUVEEN GLOBAL INCOME OPPORTUNITIES FUND. -------------------------------------------------------------------------------------------------------------------------- NUVEEN INS CA TAX-FREE ADV MUNI FUND Agenda Number: 934049190 -------------------------------------------------------------------------------------------------------------------------- Security: 670651108 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NKX ISIN: US6706511085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED MUNICIPAL OPPORTUNITY FD Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 670984103 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NIO ISIN: US6709841034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split ROBERT P. BREMNER Mgmt Split 95% For 5% Withheld Split JACK B. EVANS Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934048491 -------------------------------------------------------------------------------------------------------------------------- Security: 67074C103 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NBB ISIN: US67074C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934048491 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Q102 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NBD ISIN: US67074Q1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 95% For 2% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 95% For 2% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934050268 -------------------------------------------------------------------------------------------------------------------------- Security: 670735109 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: JLS ISIN: US6707351093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 98% For 1% Against 1% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2A. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 97% For 2% Against 1% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 2I. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 97% For 2% Against 1% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND, OR AMONG THE FUND, NUVEEN FUND ADVISORS AND, WELLINGTON MANAGEMENT COMPANY, LLP. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split JOHN K. NELSON Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934050270 -------------------------------------------------------------------------------------------------------------------------- Security: 67074R100 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: JMT ISIN: US67074R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 98% For 1% Against 1% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2A. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 97% For 2% Against 1% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split JOHN K. NELSON Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934049392 -------------------------------------------------------------------------------------------------------------------------- Security: 670671106 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: NID ISIN: US6706711065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2A. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3B. DIRECTOR THOMAS S. SCHREIER, JR. Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934049405 -------------------------------------------------------------------------------------------------------------------------- Security: 67075B104 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JPW ISIN: US67075B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 91% For 4% Against 5% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 91% For 5% Against 4% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NWQ INVESTMENT MANAGEMENT COMPANY, LLC. 3B. DIRECTOR THOMAS S. SCHREIER, JR. Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934128439 -------------------------------------------------------------------------------------------------------------------------- Security: 670671106 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: NID ISIN: US6706711065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR JACK B. EVANS Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 670735109 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JLS ISIN: US6707351093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 96% For 4% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 95% For 5% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 67074R100 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JMT ISIN: US67074R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 99% For 1% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 99% For 1% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934128427 -------------------------------------------------------------------------------------------------------------------------- Security: 67075A106 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JPI ISIN: US67075A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM ADAMS IV* Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT* Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON* Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH* Mgmt Split 97% For 3% Withheld Split JACK B. EVANS# Mgmt Split 97% For 3% Withheld Split WILLIAM J. SCHNEIDER# Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 67075E108 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JMLP ISIN: US67075E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 98% For 2% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 98% For 2% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTSS Agenda Number: 934049417 -------------------------------------------------------------------------------------------------------------------------- Security: 67074X107 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JSD ISIN: US67074X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 50% For 24% Against 26% Abstain* AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2C. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 95% For 2% Against 3% Abstain* BETWEEN NUVEEN FUND ADVISORS AND SYMPHONY ASSET MANAGEMENT LLC. 3A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld * JOHN K. NELSON Mgmt Split 97% For 3% Withheld * THOMAS S. SCHREIER, JR. Mgmt Split 93% For 7% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTSS Agenda Number: 934128427 -------------------------------------------------------------------------------------------------------------------------- Security: 67074X107 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JSD ISIN: US67074X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM ADAMS IV* Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT* Mgmt Split 99% For 1% Withheld Split JOHN K. NELSON* Mgmt Split 99% For 1% Withheld Split TERENCE J. TOTH* Mgmt Split 98% For 2% Withheld Split JACK B. EVANS# Mgmt Split 99% For 1% Withheld Split WILLIAM J. SCHNEIDER# Mgmt Split 99% For 1% Withheld Split THOMAS S. SCHREIER, JR# Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MULTI-CURR. SHORT-TERM GOVT INC Agenda Number: 934079042 -------------------------------------------------------------------------------------------------------------------------- Security: 67090N109 Meeting Type: Annual Meeting Date: 31-Oct-2014 Ticker: JGT ISIN: US67090N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM ADAMS IV Mgmt Split 91% For 9% Withheld Split DAVID J. KUNDERT Mgmt Split 91% For 9% Withheld Split JOHN K. NELSON Mgmt Split 91% For 9% Withheld Split TERENCE J. TOTH Mgmt Split 91% For 9% Withheld Split 2. TO APPROVE AN AGREEMENT AND PLAN OF MERGER Mgmt Split 97% For 2% Against 1% AbstainSplit PURSUANT TO WHICH NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND WILL MERGE WITH AND INTO NGHIF MERGER SUB, LLC, A MASSACHUSETTS LIMITED LIABILITY COMPANY AND A WHOLLY-OWNED SUBSIDIARY OF NUVEEN GLOBAL HIGH INCOME FUND, A NEWLY ORGANIZED MASSACHUSETTS BUSINESS TRUST .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 90% For 2% Against 8% AbstainSplit AGREEMENT BETWEEN NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND AND NUVEEN FUND ADVISORS, LLC. 3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 90% For 2% Against 8% AbstainSplit BETWEEN NUVEEN FUND ADVISORS, LLC AND NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT TO NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND. -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL ADVANTAGE FD INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 67062H106 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NMA ISIN: US67062H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 93% For 4% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL MARKET OPPORTUNITY FD Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 67062W103 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NMO ISIN: US67062W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 93% For 5% Against 2% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 92% For 5% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split ROBERT P. BREMNER Mgmt Split 95% For 5% Withheld Split JACK B. EVANS Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PERFORMANCE PLUS MUNI FD INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 67062P108 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NPP ISIN: US67062P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 95% For 3% Against 2% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 95% For 3% Against 2% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934049429 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% Abstain* AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2C. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 93% For 4% Against 3% Abstain* BETWEEN NUVEEN FUND ADVISORS AND SYMPHONY ASSET MANAGEMENT LLC. 3B. DIRECTOR THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 93% For 7% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 93% For 7% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 934049378 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 91% For 6% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2A. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 91% For 6% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 2B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 91% For 6% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NWQ INVESTMENT MANAGEMENT COMPANY, LLC. 3B. DIRECTOR THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 90% For 10% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 90% For 10% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIER MUNI INCOME FD, INC. Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 670988104 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NPF ISIN: US6709881048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 92% For 5% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD 2 INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 67063W102 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NPM ISIN: US67063W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 4% Against 2% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 93% For 4% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 67062T100 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NPI ISIN: US67062T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY INCOME MUNI FD INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 670977107 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NQU ISIN: US6709771074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 934049443 -------------------------------------------------------------------------------------------------------------------------- Security: 67072W101 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: JHP ISIN: US67072W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 93% For 4% Against 3% Abstain* AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2E. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 93% For 4% Against 3% Abstain* BETWEEN NUVEEN FUND ADVISORS AND SPECTRUM ASSET MANAGEMENT INC. 3B. DIRECTOR THOMAS S. SCHREIER, JR. Mgmt Split 94% For 6% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 934128415 -------------------------------------------------------------------------------------------------------------------------- Security: 67072W101 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: JHP ISIN: US67072W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JACK B. EVANS Mgmt Split 97% For 3% Withheld Split WILLIAM J. SCHNEIDER Mgmt Split 97% For 3% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN SELECT QUALITY MUNI FD INC Agenda Number: 934048516 -------------------------------------------------------------------------------------------------------------------------- Security: 670973106 Meeting Type: Annual Meeting Date: 05-Aug-2014 Ticker: NQS ISIN: US6709731060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit BETWEEN NUVEEN FUND ADVISORS AND NUVEEN ASSET MANAGEMENT, LLC. 3. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 934049417 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Special Meeting Date: 07-Nov-2014 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 95% For 2% Against 3% Abstain* AGREEMENT BETWEEN THE FUND AND NUVEEN FUND ADVISORS, LLC ("NUVEEN FUND ADVISORS"), THE FUND'S INVESTMENT ADVISER. 2C. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 95% For 3% Against 2% Abstain* BETWEEN NUVEEN FUND ADVISORS AND SYMPHONY ASSET MANAGEMENT LLC. 3A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld * JOHN K. NELSON Mgmt Split 97% For 3% Withheld * THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 934128453 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Annual Meeting Date: 26-Mar-2015 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1D. DIRECTOR WILLIAM ADAMS IV* Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT* Mgmt Split 98% For 2% Withheld Split JOHN K. NELSON* Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH* Mgmt Split 98% For 2% Withheld Split JACK B. EVANS# Mgmt Split 98% For 2% Withheld Split THOMAS S. SCHREIER, JR# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Agenda Number: 934195303 -------------------------------------------------------------------------------------------------------------------------- Security: 697900108 Meeting Type: Annual and Special Meeting Date: 11-May-2015 Ticker: PAAS ISIN: CA6979001089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROSS J. BEATY Mgmt For For GEOFFREY A. BURNS Mgmt For For MICHAEL L. CARROLL Mgmt For For CHRISTOPHER NOEL DUNN Mgmt For For NEIL DE GELDER Mgmt For For DAVID C. PRESS Mgmt For For WALTER T. SEGSWORTH Mgmt For For 02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For PASS AN ORDINARY RESOLUTION APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR THE MEETING. 04 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For APPROVE AN ORDINARY RESOLUTION TO AMEND THE TERMS OF THE COMPANY'S STOCK OPTION AND COMPENSATION SHARE PLAN, THE COMPLETE TEXT OF WHICH IS SET OUT IN APPENDIX B TO THE INFORMATION CIRCULAR FOR THE MEETING. -------------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Agenda Number: 934151414 -------------------------------------------------------------------------------------------------------------------------- Security: 704549104 Meeting Type: Annual Meeting Date: 04-May-2015 Ticker: BTU ISIN: US7045491047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY H. BOYCE Mgmt For For WILLIAM A. COLEY Mgmt For For WILLIAM E. JAMES Mgmt For For ROBERT B. KARN III Mgmt For For GLENN L. KELLOW Mgmt For For HENRY E. LENTZ Mgmt For For ROBERT A. MALONE Mgmt For For WILLIAM C. RUSNACK Mgmt For For MICHAEL W. SUTHERLIN Mgmt For For JOHN F. TURNER Mgmt For For SANDRA A. VAN TREASE Mgmt For For HEATHER A. WILSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For NAMED EXECUTIVE OFFICERS' COMPENSATION. 4. APPROVAL OF OUR 2015 LONG-TERM INCENTIVE Mgmt For For PLAN. 5. SHAREHOLDER PROPOSAL ON PROXY ACCESS. Shr Against For -------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934118147 -------------------------------------------------------------------------------------------------------------------------- Security: 71654V408 Meeting Type: Special Meeting Date: 30-Jan-2015 Ticker: PBR ISIN: US71654V4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I. MERGER OF ENERGETICA CAMACARI MURICY I S.A. Mgmt For For ("MURICY") INTO PETROBRAS... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) II. MERGER OF AREMBEPE ENERGIA SA ("AREMBEPE") Mgmt For For INTO PETROBRAS... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 934186518 -------------------------------------------------------------------------------------------------------------------------- Security: 71654V408 Meeting Type: Special Meeting Date: 29-Apr-2015 Ticker: PBR ISIN: US71654V4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For DIRECTORS: APPOINTED BY THE CONTROLLING SHAREHOLDER 1B. ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For DIRECTORS: APPOINTED BY THE MINORITY SHAREHOLDERS: WALTER MENDES DE OLIVEIRA FILHO 2. ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For DIRECTORS. 3A. ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE CONTROLLING SHAREHOLDER 3B. ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE MINORITY SHAREHOLDERS: REGINALDO FERREIRA ALEXANDRE & MARIO CORDEIRO FILHO (SUBSTITUTE) S1. FIXING OF THE MANAGERS' AND THE FISCAL Mgmt For For COUNCILS' COMPENSATION. S2. RATIFICATION OF THE USE OF RESOURCE Mgmt For For REGARDING THE BALANCE OF THE TOTAL AMOUNT OF OFFICERS AS APPROVED AT THE EXTRAORDINARY GENERAL MEETING OF 2ND OF APRIL, 2014 FOR PAYMENT OF VACATION BALANCE, HOUSING ASSISTANCE AND AIRFARE FOR MEMBERS OF THE EXECUTIVE BOARD. -------------------------------------------------------------------------------------------------------------------------- PIMCO Agenda Number: 933998265 -------------------------------------------------------------------------------------------------------------------------- Security: 72202D106 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PCI ISIN: US72202D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 82% For 2% Against 16% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO Agenda Number: 934127449 -------------------------------------------------------------------------------------------------------------------------- Security: 72202D106 Meeting Type: Annual Meeting Date: 30-Apr-2015 Ticker: PCI ISIN: US72202D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CRAIG A. DAWSON Mgmt Split 96% For 4% Withheld Split BRADFORD K. GALLAGHER Mgmt Split 96% For 4% Withheld Split JAMES A. JACOBSON Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 933998265 -------------------------------------------------------------------------------------------------------------------------- Security: 72201B101 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PTY ISIN: US72201B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 82% For 3% Against 15% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 933998265 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 86% For 2% Against 12% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 934096644 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 18-Dec-2014 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CRAIG A. DAWSON Mgmt Split 98% For 2% Withheld Split BRADFORD K. GALLAGHER Mgmt Split 96% For 4% Withheld Split JAMES A. JACOBSON Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE INCOME FUND Agenda Number: 933996590 -------------------------------------------------------------------------------------------------------------------------- Security: 72201H108 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PFL ISIN: US72201H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 79% For 2% Against 19% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE INCOME FUND Agenda Number: 934054468 -------------------------------------------------------------------------------------------------------------------------- Security: 72201H108 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: PFL ISIN: US72201H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HANS W. KERTESS Mgmt Split 97% For 3% Withheld Split WILLIAM B. OGDEN, IV Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 933996590 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 80% For 3% Against 17% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 934054468 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 31-Jul-2014 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HANS W. KERTESS Mgmt No vote WILLIAM B. OGDEN, IV Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 934243091 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 30-Jun-2015 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CRAIG A. DAWSON Mgmt Split 97% For 3% Withheld * ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO INCOME OPPORTUNITY FD Agenda Number: 933998265 -------------------------------------------------------------------------------------------------------------------------- Security: 72202B100 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PKO ISIN: US72202B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 84% For 2% Against 14% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PIMCO MUNICIPAL INCOME FUND II Agenda Number: 933998265 -------------------------------------------------------------------------------------------------------------------------- Security: 72200W106 Meeting Type: Special Meeting Date: 31-Jul-2014 Ticker: PML ISIN: US72200W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN INVESTMENT MANAGEMENT Mgmt Split 82% For 5% Against 13% AbstainSplit AGREEMENT BETWEEN THE FUND AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLC. -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934116713 -------------------------------------------------------------------------------------------------------------------------- Security: 74442F107 Meeting Type: Annual Meeting Date: 13-Mar-2015 Ticker: ISD ISIN: US74442F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. BENJAMIN Mgmt Split 98% For 2% Withheld Split LINDA W. BYNOE Mgmt Split 98% For 2% Withheld Split MICHAEL S. HYLAND Mgmt Split 98% For 2% Withheld Split JAMES E. QUINN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934116725 -------------------------------------------------------------------------------------------------------------------------- Security: 74433A109 Meeting Type: Annual Meeting Date: 13-Mar-2015 Ticker: GHY ISIN: US74433A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. BENJAMIN Mgmt Split 97% For 3% Withheld Split LINDA W. BYNOE Mgmt Split 97% For 3% Withheld Split MICHAEL S. HYLAND Mgmt Split 97% For 3% Withheld Split JAMES E. QUINN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 934129520 -------------------------------------------------------------------------------------------------------------------------- Security: 746909100 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: PIM ISIN: US7469091000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 86% For 12% Against 2% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 79% For 21% Withheld Split RAVI AKHOURY Mgmt Split 79% For 21% Withheld Split BARBARA M. BAUMANN Mgmt Split 80% For 20% Withheld Split JAMESON A. BAXTER Mgmt Split 91% For 9% Withheld Split CHARLES B. CURTIS Mgmt Split 91% For 9% Withheld Split ROBERT J. DARRETTA Mgmt Split 80% For 20% Withheld Split KATINKA DOMOTORFFY Mgmt Split 79% For 21% Withheld Split JOHN A. HILL Mgmt Split 91% For 9% Withheld Split PAUL L. JOSKOW Mgmt Split 80% For 20% Withheld Split KENNETH R. LEIBLER Mgmt Split 80% For 20% Withheld Split ROBERT E. PATTERSON Mgmt Split 91% For 9% Withheld Split GEORGE PUTNAM, III Mgmt Split 91% For 9% Withheld Split ROBERT L. REYNOLDS Mgmt Split 80% For 20% Withheld Split W. THOMAS STEPHENS Mgmt Split 80% For 20% Withheld Split 2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 52% For 46% Against 2% AbstainSplit FROM CLOSED-END TO OPEN-END STATUS AND CERTAIN RELATED AMENDMENTS TO YOUR FUND'S DECLARATION OF TRUST. -------------------------------------------------------------------------------------------------------------------------- PUTNAM MUNICIPAL OPPORTUNITIES TRUST Agenda Number: 934129532 -------------------------------------------------------------------------------------------------------------------------- Security: 746922103 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: PMO ISIN: US7469221037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 81% For 18% Against 1% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 82% For 18% Withheld Split RAVI AKHOURY Mgmt Split 82% For 18% Withheld Split BARBARA M. BAUMANN Mgmt Split 82% For 18% Withheld Split JAMESON A. BAXTER Mgmt Split 82% For 18% Withheld Split CHARLES B. CURTIS Mgmt Split 83% For 17% Withheld Split ROBERT J. DARRETTA Mgmt Split 83% For 17% Withheld Split KATINKA DOMOTORFFY Mgmt Split 82% For 18% Withheld Split PAUL L. JOSKOW Mgmt Split 83% For 17% Withheld Split KENNETH R. LEIBLER Mgmt Split 83% For 17% Withheld Split GEORGE PUTNAM, III Mgmt Split 82% For 18% Withheld Split ROBERT L. REYNOLDS Mgmt Split 83% For 17% Withheld Split W. THOMAS STEPHENS Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM PREMIER INCOME TRUST Agenda Number: 934129520 -------------------------------------------------------------------------------------------------------------------------- Security: 746853100 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: PPT ISIN: US7468531006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 87% For 11% Against 2% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 66% For 34% Withheld Split RAVI AKHOURY Mgmt Split 66% For 34% Withheld Split BARBARA M. BAUMANN Mgmt Split 66% For 34% Withheld Split JAMESON A. BAXTER Mgmt Split 77% For 23% Withheld Split CHARLES B. CURTIS Mgmt Split 77% For 23% Withheld Split ROBERT J. DARRETTA Mgmt Split 66% For 34% Withheld Split KATINKA DOMOTORFFY Mgmt Split 66% For 34% Withheld Split JOHN A. HILL Mgmt Split 77% For 23% Withheld Split PAUL L. JOSKOW Mgmt Split 66% For 34% Withheld Split KENNETH R. LEIBLER Mgmt Split 66% For 34% Withheld Split ROBERT E. PATTERSON Mgmt Split 77% For 23% Withheld Split GEORGE PUTNAM, III Mgmt Split 77% For 23% Withheld Split ROBERT L. REYNOLDS Mgmt Split 66% For 34% Withheld Split W. THOMAS STEPHENS Mgmt Split 66% For 34% Withheld Split 2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 52% For 46% Against 2% AbstainSplit FROM CLOSED-END TO OPEN-END STATUS AND CERTAIN RELATED AMENDMENTS TO YOUR FUND'S DECLARATION OF TRUST. -------------------------------------------------------------------------------------------------------------------------- ROYCE FOCUS TRUST, INC. Agenda Number: 934065346 -------------------------------------------------------------------------------------------------------------------------- Security: 78080N108 Meeting Type: Annual Meeting Date: 24-Sep-2014 Ticker: FUND ISIN: US78080N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD M. GALKIN Mgmt Split 99% For 1% Withheld Split PATRICIA W. CHADWICK Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE FOCUS TRUST, INC. Agenda Number: 934117652 -------------------------------------------------------------------------------------------------------------------------- Security: 78080N108 Meeting Type: Special Meeting Date: 26-Feb-2015 Ticker: FUND ISIN: US78080N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO CONSIDER AND APPROVE A NEW INVESTMENT Mgmt Split 98% For 2% Against Split ADVISORY AGREEMENT BY AND BETWEEN ROYCE FOCUS TRUST, INC. AND SPROTT ASSET MANAGEMENT L.P. 2. TO CONSIDER AND APPROVE A NEW INVESTMENT Mgmt Split 98% For 2% Against Split SUB-ADVISORY AGREEMENT BY AND AMONG ROYCE FOCUS TRUST, INC., SPROTT ASSET MANAGEMENT L.P., AND SPROTT ASSET MANAGEMENT USA INC. 3. DIRECTOR W. WHITNEY GEORGE Mgmt Split 98% For 2% Withheld Split JAMES R. PIERCE, JR. Mgmt Split 98% For 2% Withheld Split BARBARA CONNOLLY KEADY Mgmt Split 98% For 2% Withheld Split MICHAEL W. CLARK Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE FUNDS Agenda Number: 934065358 -------------------------------------------------------------------------------------------------------------------------- Security: 78081T104 Meeting Type: Annual Meeting Date: 24-Sep-2014 Ticker: RGT ISIN: US78081T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD M. GALKIN Mgmt Split 97% For 3% Withheld Split STEPHEN L. ISAACS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 934065372 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 24-Sep-2014 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD M. GALKIN Mgmt Split 96% For 4% Withheld Split STEPHEN L. ISAACS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SINA CORPORATION Agenda Number: 934055802 -------------------------------------------------------------------------------------------------------------------------- Security: G81477104 Meeting Type: Annual Meeting Date: 08-Aug-2014 Ticker: SINA ISIN: KYG814771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. RE-ELECTION OF PEHONG CHEN AS A DIRECTOR OF Mgmt For For THE COMPANY 2. RE-ELECTION OF LIP-BU TAN AS A DIRECTOR OF Mgmt For For THE COMPANY 3. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- SOURCE CAPITAL, INC. Agenda Number: 934162506 -------------------------------------------------------------------------------------------------------------------------- Security: 836144105 Meeting Type: Annual Meeting Date: 11-May-2015 Ticker: SOR ISIN: US8361441053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENDE Mgmt Split 97% For 3% Withheld Split MERRICK Mgmt Split 96% For 4% Withheld Split OSBORNE Mgmt Split 96% For 4% Withheld Split PISANO Mgmt Split 96% For 4% Withheld Split PURCELL Mgmt Split 96% For 4% Withheld Split RUDNICK Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- STRATEGIC GLOBAL INCOME FUND, INC. Agenda Number: 934124203 -------------------------------------------------------------------------------------------------------------------------- Security: 862719101 Meeting Type: Annual Meeting Date: 12-Mar-2015 Ticker: SGL ISIN: US8627191013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BERNARD H. GARIL Mgmt Split 92% For 8% Withheld Split HEATHER R. HIGGINS Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TCW STRATEGIC INCOME FUND, INC. Agenda Number: 934066108 -------------------------------------------------------------------------------------------------------------------------- Security: 872340104 Meeting Type: Annual Meeting Date: 09-Sep-2014 Ticker: TSI ISIN: US8723401043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SAMUEL P. BELL Mgmt Split 98% For 2% Withheld Split DAVID S. DEVITO Mgmt Split 99% For 1% Withheld Split JOHN A. GAVIN Mgmt Split 98% For 2% Withheld Split PATRICK C. HADEN Mgmt Split 87% For 13% Withheld Split JANET E. KERR Mgmt Split 99% For 1% Withheld Split DAVID LIPPMAN Mgmt Split 99% For 1% Withheld Split PETER MCMILLAN Mgmt Split 99% For 1% Withheld Split CHARLES A. PARKER Mgmt Split 98% For 2% Withheld Split VICTORIA B. ROGERS Mgmt Split 99% For 1% Withheld Split ANDREW TARICA Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 934114404 -------------------------------------------------------------------------------------------------------------------------- Security: 880192109 Meeting Type: Annual Meeting Date: 02-Mar-2015 Ticker: TEI ISIN: US8801921094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANN TORRE BATES Mgmt Split 96% For 4% Withheld Split DAVID W. NIEMIEC Mgmt Split 96% For 4% Withheld Split LARRY D. THOMPSON Mgmt Split 96% For 4% Withheld Split ROBERT E. WADE Mgmt Split 96% For 4% Withheld Split 2. RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 1% Against 2% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2015. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON GLOBAL INCOME FUND Agenda Number: 934114391 -------------------------------------------------------------------------------------------------------------------------- Security: 880198106 Meeting Type: Annual Meeting Date: 02-Mar-2015 Ticker: GIM ISIN: US8801981064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HARRIS J. ASHTON Mgmt Split 97% For 3% Withheld Split ANN TORRE BATES Mgmt Split 97% For 3% Withheld Split DAVID W. NIEMIEC Mgmt Split 97% For 3% Withheld Split ROBERT E. WADE Mgmt Split 97% For 3% Withheld Split 2. RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2015. -------------------------------------------------------------------------------------------------------------------------- THE BROOKFIELD INVESTMENT FUNDS Agenda Number: 934090197 -------------------------------------------------------------------------------------------------------------------------- Security: 112792106 Meeting Type: Annual Meeting Date: 20-Nov-2014 Ticker: BOI ISIN: US1127921062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HEATHER GOLDMAN Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE DENALI FUND INC. Agenda Number: 934089788 -------------------------------------------------------------------------------------------------------------------------- Security: 24823A102 Meeting Type: Special Meeting Date: 14-Nov-2014 Ticker: DNY ISIN: US24823A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 4 TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For REORGANIZATION PURSUANT TO WHICH THE DENALI FUND INC. WOULD TRANSFER ALL OF ITS ASSETS TO BOULDER GROWTH & INCOME FUND, INC. IN EXCHANGE FOR SHARES OF BOULDER GROWTH & INCOME FUND, INC., AND THE ASSUMPTION BY BOULDER GROWTH & INCOME FUND, INC. OF ALL OF THE LIABILITIES OF THE DENALI FUND INC. 9 TO APPROVE A MOTION TO ADJOURN OR POSTPONE Mgmt Split 99% For 1% Against Split THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSALS TO BE SUBMITTED AT THE SPECIAL MEETING, IF NECESSARY. -------------------------------------------------------------------------------------------------------------------------- THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 934130648 -------------------------------------------------------------------------------------------------------------------------- Security: 641876800 Meeting Type: Annual Meeting Date: 23-Apr-2015 Ticker: HYB ISIN: US6418768007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT F. BIRCH Mgmt Split 74% For 26% Withheld Split JOSEPH L. BOWER Mgmt Split 88% For 12% Withheld Split BERNARD J. KORMAN Mgmt Split 88% For 12% Withheld Split STUART A. MCFARLAND Mgmt Split 95% For 5% Withheld Split MARGUERITE PIRET Mgmt Split 95% For 5% Withheld Split OLEG M. POHOTSKY Mgmt Split 95% For 5% Withheld Split ELLEN E. TERRY Mgmt Split 75% For 25% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE THAI FUND, INC. Agenda Number: 934015214 -------------------------------------------------------------------------------------------------------------------------- Security: 882904105 Meeting Type: Annual Meeting Date: 01-Jul-2014 Ticker: TTF ISIN: US8829041057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KATHLEEN A. DENNIS Mgmt Split 54% For 46% Withheld Split JOSEPH J. KEARNS Mgmt Split 54% For 46% Withheld Split MICHAEL E. NUGENT Mgmt Split 54% For 46% Withheld Split FERGUS REID Mgmt Split 54% For 46% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 934217779 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 11-Jun-2015 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES B. ROGERS, JR. Mgmt Split 68% For 32% Withheld Split CHRISTOPHER RUDDY Mgmt Split 69% For 31% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 934180237 -------------------------------------------------------------------------------------------------------------------------- Security: 89147L100 Meeting Type: Annual Meeting Date: 18-May-2015 Ticker: TYG ISIN: US89147L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAND C. BERNEY Mgmt Split 98% For 2% Withheld Split 2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 98% For 1% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. -------------------------------------------------------------------------------------------------------------------------- TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 934180249 -------------------------------------------------------------------------------------------------------------------------- Security: 89147L803 Meeting Type: Annual Meeting Date: 18-May-2015 Ticker: TYGPRC ISIN: US89147L8037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES E. HEATH Mgmt Split 98% For 2% Withheld Split RAND C. BERNEY Mgmt Split 98% For 2% Withheld Split 2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 97% For 2% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 934139189 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 13-Apr-2015 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KATHLEEN BLATZ Mgmt Split 63% For 37% Withheld Split PAMELA G. CARLTON Mgmt Split 63% For 37% Withheld Split ALISON TAUNTON-RIGBY Mgmt Split 63% For 37% Withheld Split WILLIAM A. HAWKINS Mgmt Split 63% For 37% Withheld Split 2. TO RATIFY THE SELECTION OF Mgmt Split 77% For 22% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. STOCKHOLDER PROPOSAL REGARDING SELF-TENDER Shr Split 50% For 47% Against 3% AbstainSplit OFFER. -------------------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. Agenda Number: 934171480 -------------------------------------------------------------------------------------------------------------------------- Security: 903914109 Meeting Type: Annual Meeting Date: 21-May-2015 Ticker: UPL ISIN: CA9039141093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL D. WATFORD Mgmt For For 1B. ELECTION OF DIRECTOR: W. CHARLES HELTON Mgmt For For 1C. ELECTION OF DIRECTOR: STEPHEN J. MCDANIEL Mgmt For For 1D. ELECTION OF DIRECTOR: ROGER A. BROWN Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL J. KEEFFE Mgmt For For 2. APPOINTMENT OF AUDITORS Mgmt For For 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 4. SHAREHOLDER PROPOSAL, IF PRESENTED Shr Against For -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46131J103 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VKQ ISIN: US46131J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 78% For 20% Against 2% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 77% For 20% Against 3% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 77% For 20% Against 3% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 78% For 20% Against 2% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 77% For 20% Against 3% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 78% For 20% Against 2% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 77% For 20% Against 3% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 77% For 20% Against 3% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 78% For 20% Against 2% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 77% For 20% Against 3% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 78% For 20% Against 2% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 78% For 20% Against 2% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46131M106 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VGM ISIN: US46131M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 88% For 10% Against 2% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 88% For 10% Against 2% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 88% For 10% Against 2% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 88% For 10% Against 2% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 88% For 10% Against 2% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 89% For 10% Against 1% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 88% For 10% Against 2% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 88% For 10% Against 2% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 88% For 10% Against 2% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 88% For 10% Against 2% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 88% For 10% Against 2% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 88% For 10% Against 2% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46132C107 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VMO ISIN: US46132C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 84% For 14% Against 2% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 84% For 14% Against 2% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 84% For 13% Against 3% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 84% For 14% Against 2% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 84% For 14% Against 2% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 84% For 14% Against 2% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 84% For 14% Against 2% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 84% For 14% Against 2% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 84% For 14% Against 2% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 84% For 14% Against 2% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 84% For 14% Against 2% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 84% For 14% Against 2% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46132E103 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VKI ISIN: US46132E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 91% For 7% Against 2% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 91% For 7% Against 2% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 91% For 7% Against 2% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 91% For 7% Against 2% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 91% For 7% Against 2% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 91% For 7% Against 2% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 90% For 8% Against 2% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 91% For 7% Against 2% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 91% For 7% Against 2% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 91% For 7% Against 2% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 91% For 7% Against 2% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 91% For 7% Against 2% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934062249 -------------------------------------------------------------------------------------------------------------------------- Security: 46132H106 Meeting Type: Annual Meeting Date: 29-Aug-2014 Ticker: VCV ISIN: US46132H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: ALBERT R. Mgmt Split 93% For 3% Against 4% AbstainSplit DOWDEN 1B. ELECTION OF CLASS I TRUSTEE: DR. PREMA Mgmt Split 93% For 3% Against 4% AbstainSplit MATHAI-DAVIS 1C. ELECTION OF CLASS I TRUSTEE: RAYMOND Mgmt Split 93% For 3% Against 4% AbstainSplit STICKEL, JR. 1D. ELECTION OF CLASS II TRUSTEE: DAVID C. ARCH Mgmt Split 93% For 3% Against 4% AbstainSplit 1E. ELECTION OF CLASS II TRUSTEE: DR. LARRY Mgmt Split 93% For 3% Against 4% AbstainSplit SOLL 1F. ELECTION OF CLASS II TRUSTEE: PHILIP A. Mgmt Split 93% For 3% Against 4% AbstainSplit TAYLOR 1G. ELECTION OF CLASS II TRUSTEE: SUZANNE H. Mgmt Split 93% For 3% Against 4% AbstainSplit WOOLSEY 1H. ELECTION OF CLASS III TRUSTEE: JAMES T. Mgmt Split 93% For 3% Against 4% AbstainSplit BUNCH 1I. ELECTION OF CLASS III TRUSTEE: BRUCE L. Mgmt Split 93% For 3% Against 4% AbstainSplit CROCKETT 1J. ELECTION OF CLASS III TRUSTEE: RODNEY F. Mgmt Split 93% For 3% Against 4% AbstainSplit DAMMEYER 1K. ELECTION OF CLASS III TRUSTEE: JACK M. Mgmt Split 93% For 3% Against 4% AbstainSplit FIELDS 1L. ELECTION OF CLASS III TRUSTEE: MARTIN L. Mgmt Split 93% For 3% Against 4% AbstainSplit FLANAGAN -------------------------------------------------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS Agenda Number: 934216575 -------------------------------------------------------------------------------------------------------------------------- Security: 92829B101 Meeting Type: Annual Meeting Date: 04-Jun-2015 Ticker: VGI ISIN: US92829B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PHILIP R. MCLOUGHLIN Mgmt Split 98% For 2% Withheld Split GEORGE R. AYLWARD Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WEIGHT WATCHERS INTERNATIONAL, INC. Agenda Number: 934198614 -------------------------------------------------------------------------------------------------------------------------- Security: 948626106 Meeting Type: Annual Meeting Date: 07-May-2015 Ticker: WTW ISIN: US9486261061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DENIS F. KELLY Mgmt For For SACHA LAINOVIC Mgmt For For CHRISTOPHER J. SOBECKI Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. 3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For 2014 STOCK INCENTIVE PLAN TO PERMIT A ONE-TIME OPTION EXCHANGE. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE FUNDS Agenda Number: 934116701 -------------------------------------------------------------------------------------------------------------------------- Security: 94987D101 Meeting Type: Annual Meeting Date: 09-Feb-2015 Ticker: ERC ISIN: US94987D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM R. EBSWORTH Mgmt Split 97% For 3% Withheld Split JANE A. FREEMAN Mgmt Split 97% For 3% Withheld Split JUDITH M. JOHNSON Mgmt Split 97% For 3% Withheld Split DONALD C. WILLEKE Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MARKETS INCOME FD Agenda Number: 934072492 -------------------------------------------------------------------------------------------------------------------------- Security: 95766E103 Meeting Type: Annual Meeting Date: 26-Sep-2014 Ticker: EMD ISIN: US95766E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK Mgmt Split 98% For 2% Withheld Split KENNETH D. FULLER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934169839 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 24-Apr-2015 Ticker: ESD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 85% For 15% Withheld Split DANIEL P. CRONIN* Mgmt Split 85% For 15% Withheld Split PAOLO M. CUCCHI* Mgmt Split 85% For 15% Withheld Split ROBERT D. AGDERN# Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET WORLDWIDE INCOME FUND INC. Agenda Number: 934169827 -------------------------------------------------------------------------------------------------------------------------- Security: 957668106 Meeting Type: Annual Meeting Date: 24-Apr-2015 Ticker: SBW ISIN: US9576681061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 83% For 17% Withheld Split WILLIAM R. HUTCHINSON* Mgmt Split 84% For 16% Withheld Split KENNETH D. FULLER* Mgmt Split 84% For 16% Withheld Split ROBERT D. AGDERN# Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 934227403 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 03-Jun-2015 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONALD A. NYBERG* Mgmt Split 92% For 8% Withheld Split JANE E. TRUST# Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- YAHOO! INC. Agenda Number: 934220625 -------------------------------------------------------------------------------------------------------------------------- Security: 984332106 Meeting Type: Annual Meeting Date: 24-Jun-2015 Ticker: YHOO ISIN: US9843321061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For 1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For 1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For 1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For 1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. 5. SHAREHOLDER PROPOSAL REGARDING A RIGHT TO Shr Against For ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title President Date 08/28/2015