N-PX 1 brd_B5F0001370177.txt BRD_B5F0001370177 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St. Suite 645 Chicago, IL 60654 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 325 North LaSalle Street, Suite 645 Chicago, IL 60654 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth -------------------------------------------------------------------------------------------------------------------------- DWS HIGH INCOME OPPORTUNITIES FUND, INC Agenda Number: 933859994 -------------------------------------------------------------------------------------------------------------------------- Security: 23339M204 Meeting Type: Annual Meeting Date: 04-Sep-2013 Ticker: DHG ISIN: US23339M2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HENRY P. BECTON, JR. Mgmt Split 95% For 5% Withheld Split PAUL K. FREEMAN Mgmt Split 95% For 5% Withheld Split WILLIAM MCCLAYTON Mgmt Split 95% For 5% Withheld Split JEAN GLEASON STROMBERG Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 933925200 -------------------------------------------------------------------------------------------------------------------------- Security: 003009107 Meeting Type: Annual Meeting Date: 27-Mar-2014 Ticker: FAX ISIN: US0030091070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. GERALD MALONE Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 933925248 -------------------------------------------------------------------------------------------------------------------------- Security: 00301T102 Meeting Type: Annual Meeting Date: 27-Mar-2014 Ticker: ETF ISIN: US00301T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARTIN M. TORINO Mgmt Split 46% For 54% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN GLOBAL INCOME FUND, INC. Agenda Number: 933925224 -------------------------------------------------------------------------------------------------------------------------- Security: 003013109 Meeting Type: Annual Meeting Date: 27-Mar-2014 Ticker: FCO ISIN: US0030131090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. GERALD MALONE Mgmt Split 97% For 3% Withheld Split JOHN T. SHEEHY Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 933911592 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 30-Jan-2014 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For COMPANY'S IRISH FINANCIAL STATEMENTS FOR THE TWELVE-MONTH PERIOD ENDED AUGUST 31, 2013, AS PRESENTED. 2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For JAIME ARDILA 2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For CHARLES H. GIANCARLO 2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For WILLIAM L. KIMSEY 2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For BLYTHE J. MCGARVIE 2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For MARK MOODY-STUART 2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For PIERRE NANTERME 2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For GILLES C. PELISSON 2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt Against Against WULF VON SCHIMMELMANN 3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACCENTURE PLC FOR A TERM EXPIRING AT OUR ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG'S REMUNERATION. 4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For SHARES UNDER IRISH LAW. 6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. 7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For OF DISTRIBUTABLE RESERVES UNDER IRISH LAW. 8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND AS REQUIRED UNDER IRISH LAW. 9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES UNDER IRISH LAW. 10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK UNDER IRISH LAW. -------------------------------------------------------------------------------------------------------------------------- ADAMS EXPRESS COMPANY Agenda Number: 933925957 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 10-Apr-2014 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt Split 80% For 17% Withheld Split PHYLLIS O. BONANNO Mgmt Split 80% For 17% Withheld Split KENNETH J. DALE Mgmt Split 88% For 9% Withheld Split FREDERIC A. ESCHERICH Mgmt Split 88% For 9% Withheld Split ROGER W. GALE Mgmt Split 81% For 16% Withheld Split KATHLEEN T. MCGAHRAN Mgmt Split 81% For 17% Withheld Split CRAIG R. SMITH Mgmt Split 81% For 16% Withheld Split MARK E. STOECKLE Mgmt Split 81% For 16% Withheld Split 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 96% For 1% Against 1% AbstainSplit AS INDEPENDENT PUBLIC AUDITORS. -------------------------------------------------------------------------------------------------------------------------- ADVENT CLAYMORE Agenda Number: 933879364 -------------------------------------------------------------------------------------------------------------------------- Security: 00764C109 Meeting Type: Annual Meeting Date: 16-Oct-2013 Ticker: AVK ISIN: US00764C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: MR. GERALD L. Mgmt Split 95% For 2% Against 3% AbstainSplit SEIZERT 1B. ELECTION OF CLASS I TRUSTEE: MR. DEREK Mgmt Split 95% For 2% Against 3% AbstainSplit MEDINA 1C. ELECTION OF CLASS I TRUSTEE: MR. RANDALL C. Mgmt Split 95% For 2% Against 3% AbstainSplit BARNES -------------------------------------------------------------------------------------------------------------------------- ADVENT/CLAYMORE ENHANCED FUND Agenda Number: 933879376 -------------------------------------------------------------------------------------------------------------------------- Security: 00765E104 Meeting Type: Annual Meeting Date: 16-Oct-2013 Ticker: LCM ISIN: US00765E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III TRUSTEE: MR. GERALD Mgmt Split 94% For 2% Against 4% AbstainSplit L. SEIZERT 1B. ELECTION OF CLASS III TRUSTEE: MR. DEREK Mgmt Split 94% For 3% Against 3% AbstainSplit MEDINA 1C. ELECTION OF CLASS III TRUSTEE: MR. RANDALL Mgmt Split 94% For 3% Against 3% AbstainSplit C. BARNES -------------------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934005477 -------------------------------------------------------------------------------------------------------------------------- Security: 008252108 Meeting Type: Annual Meeting Date: 16-Jun-2014 Ticker: AMG ISIN: US0082521081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt Split 99% For 1% Against Split 1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt Split 99% For 1% Against Split 1C. ELECTION OF DIRECTOR: NIALL FERGUSON Mgmt For For 1D. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt Split 98% For 2% Against Split 1E. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt Split 98% For 2% Against Split 1F. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt Split 99% For 1% Against Split 1G. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt Split 99% For 1% Against Split 1H. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt Split 98% For 2% Against Split 1I. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt Split 99% For 1% Against Split 1J. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt Split 99% For 1% Against Split 2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Split 87% For 12% Against 1% AbstainSplit THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE SELECTION OF Mgmt Split 96% For 4% Against Split PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI Agenda Number: 933839346 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Annual Meeting Date: 17-Jul-2013 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR DEBORAH A. DECOTIS* Mgmt Split 90% For 10% Withheld Split BRADFORD K. GALLAGHER* Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI Agenda Number: 933905955 -------------------------------------------------------------------------------------------------------------------------- Security: 018829101 Meeting Type: Special Meeting Date: 14-Jan-2014 Ticker: NIE ISIN: US0188291019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Split 90% For 3% Against 2% AbstainSplit REORGANIZATION BETWEEN ALLIANZGI GLOBAL EQUITY & CONVERTIBLE INCOME FUND AND THE FUND, INCLUDING THE ISSUANCE BY THE FUND OF ADDITIONAL COMMON SHARES OF BENEFICIAL INTEREST IN CONNECTION THEREWITH. -------------------------------------------------------------------------------------------------------------------------- ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933969341 -------------------------------------------------------------------------------------------------------------------------- Security: 021060207 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: AOD ISIN: US0210602076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELEANOR T.M. HOAGLAND Mgmt Split 96% For 4% Withheld Split JEFFREY E. WACKSMAN Mgmt Split 96% For 4% Withheld Split 2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 60% For 38% Against 2% AbstainSplit PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 933970510 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For 1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For 1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For 1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For 1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For RUBINSTEIN 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For STONESIFER 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For CONCERNING CORPORATE POLITICAL CONTRIBUTIONS -------------------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933971310 -------------------------------------------------------------------------------------------------------------------------- Security: 035710409 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: NLY ISIN: US0357104092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JONATHAN D. GREEN Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN H. SCHAEFER Mgmt For For 1C. ELECTION OF DIRECTOR: FRANCINE J. BOVICH Mgmt For For 2. THE PROPOSAL TO APPROVE A NON-BINDING Mgmt For For ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- APOLLO SENIOR FLOATING RATE, INC Agenda Number: 933964024 -------------------------------------------------------------------------------------------------------------------------- Security: 037636107 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: AFT ISIN: US0376361079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT L. BORDEN Mgmt Split 97% For 3% Withheld Split CARL J. RICKERTSEN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- APOLLO SENIOR FLOATING RATE, INC. Agenda Number: 933964024 -------------------------------------------------------------------------------------------------------------------------- Security: 037638103 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: AIF ISIN: US0376381036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT L. BORDEN Mgmt Split 99% For 1% Withheld Split CARL J. RICKERTSEN Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933915564 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 28-Feb-2014 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt Split 21% For Split TIMOTHY COOK Mgmt Split 21% For Split MILLARD DREXLER Mgmt Split 21% For Split AL GORE Mgmt Split 21% For Split ROBERT IGER Mgmt Split 21% For Split ANDREA JUNG Mgmt Split 21% For Split ARTHUR LEVINSON Mgmt Split 21% For Split RONALD SUGAR Mgmt Split 21% For Split 2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt Split 21% For Split ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE 3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt Split 21% For Split THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK 4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt Split 21% For Split A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Split 21% For Split YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Split 21% For Split APPROVE EXECUTIVE COMPENSATION 7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt Split 21% For Split EMPLOYEE STOCK PLAN 8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Split 21% Against Split AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS 9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Split 21% Against Split CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" 10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Split 21% Abstain Split NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) 11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Split 21% Against Split OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" -------------------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. Agenda Number: 933936544 -------------------------------------------------------------------------------------------------------------------------- Security: 039380100 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: ACI ISIN: US0393801008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. EAVES Mgmt No vote DOUGLAS H. HUNT Mgmt No vote J. THOMAS JONES Mgmt No vote GEORGE C. MORRIS III Mgmt No vote PAUL A. LANG Mgmt No vote 2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 4. STOCKHOLDER PROPOSAL: MAJORITY VOTE FOR Shr No vote DIRECTORS. 5. STOCKHOLDER PROPOSAL: REPORT ON Shr No vote ENVIRONMENTAL MATTERS. -------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080 -------------------------------------------------------------------------------------------------------------------------- Security: 053015103 Meeting Type: Annual Meeting Date: 12-Nov-2013 Ticker: ADP ISIN: US0530151036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELLEN R. ALEMANY Mgmt For For GREGORY D. BRENNEMAN Mgmt For For LESLIE A. BRUN Mgmt For For RICHARD T. CLARK Mgmt For For ERIC C. FAST Mgmt For For LINDA R. GOODEN Mgmt For For R. GLENN HUBBARD Mgmt For For JOHN P. JONES Mgmt For For CARLOS A. RODRIGUEZ Mgmt For For GREGORY L. SUMME Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For 4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For OF THE AUTOMATIC DATA PROCESSING, INC. 2008 OMNIBUS AWARD PLAN. -------------------------------------------------------------------------------------------------------------------------- AVENUE INCOME CREDIT STRATEGIES FUND Agenda Number: 933981222 -------------------------------------------------------------------------------------------------------------------------- Security: 05358E106 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: ACP ISIN: US05358E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOEL TOMAS CITRON Mgmt Split 98% For 2% Withheld Split RANDOLPH TAKIAN Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BABSON CAPITAL Agenda Number: 933879566 -------------------------------------------------------------------------------------------------------------------------- Security: 05617T100 Meeting Type: Annual Meeting Date: 25-Oct-2013 Ticker: BGH ISIN: US05617T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS M. FINKE* Mgmt Split 97% For 3% Withheld Split BERNARD A. HARRIS, JR.* Mgmt Split 96% For 4% Withheld Split THOMAS W. BUNN# Mgmt Split 96% For 4% Withheld Split 2. IN THEIR DISCRETION, THE PROXY OR PROXIES Mgmt Split 72% For 25% Against 3% AbstainSplit ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS OR MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 933909434 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Meeting Date: 28-Jan-2014 Ticker: BDX ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For 1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For 1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For 1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For 1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For 1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1I. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For 1K. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For JR. 1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For 1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For 1N. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. 5. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN. 6. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against BOARD CHAIR. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 09248X100 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BBN ISIN: US09248X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 933878994 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R103 Meeting Type: Special Meeting Date: 25-Oct-2013 Ticker: DSU ISIN: US09255R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.A THE STOCKHOLDERS OF THE FUND ARE BEING Mgmt Split 90% For 8% Against 2% AbstainSplit ASKED TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN BLACKROCK SENIOR HIGH INCOME FUND, INC. AND THE FUND, AND AN AMENDMENT TO THE FUND'S ARTICLES OF INCORPORATION TO INCREASE ITS SHARE CAPITAL BY 200,000,000 SHARES AND THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE FUND, EACH IN CONNECTION THEREWITH. 2.B THE STOCKHOLDERS OF THE FUND ARE BEING Mgmt Split 89% For 8% Against 3% AbstainSplit ASKED TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN BLACKROCK STRATEGIC BOND TRUST AND THE FUND, AND AN AMENDMENT TO THE FUND'S ARTICLES OF INCORPORATION TO INCREASE ITS SHARE CAPITAL BY 200,000,000 SHARES AND THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE FUND, EACH IN CONNECTION THEREWITH. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 09251A104 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BDJ ISIN: US09251A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split HENRY GABBAY Mgmt Split 97% For 3% Withheld Split JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 092501105 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BOE ISIN: US0925011050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 95% For 5% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 94% For 6% Withheld Split HENRY GABBAY Mgmt Split 95% For 5% Withheld Split JERROLD B. HARRIS Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK HIGH YIELD TRUST Agenda Number: 933873312 -------------------------------------------------------------------------------------------------------------------------- Security: 09248N102 Meeting Type: Special Meeting Date: 11-Oct-2013 Ticker: BHY ISIN: US09248N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. THE SHAREHOLDERS OF THE FUND ARE BEING Mgmt Split 91% For 7% Against 2% Abstain* ASKED TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE FUND AND BLACKROCK CORPORATE HIGH YIELD FUND VI, INC. AND THE TERMINATION OF THE FUND'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INCOME OPPORTUNITY TRUST Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 092475102 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BNA ISIN: US0924751029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INTL GROWTH & INCOME Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 092524107 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BGY ISIN: US0925241079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 92% For 8% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 91% For 9% Withheld Split HENRY GABBAY Mgmt Split 92% For 8% Withheld Split JERROLD B. HARRIS Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 933848597 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 30-Jul-2013 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK SR HIGH INCOME FD INC Agenda Number: 933878970 -------------------------------------------------------------------------------------------------------------------------- Security: 09255T109 Meeting Type: Special Meeting Date: 25-Oct-2013 Ticker: ARK ISIN: US09255T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.A THE STOCKHOLDERS OF THE FUND ARE BEING Mgmt Split 90% For 7% Against 3% AbstainSplit ASKED TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE FUND AND BLACKROCK DEBT STRATEGIES FUND, INC. AND THE TERMINATION OF THE FUND'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK STRATEGIC BOND TRUST Agenda Number: 933878982 -------------------------------------------------------------------------------------------------------------------------- Security: 09249G106 Meeting Type: Special Meeting Date: 25-Oct-2013 Ticker: BHD ISIN: US09249G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.B THE SHAREHOLDERS OF THE FUND ARE BEING Mgmt Split 91% For 6% Against 3% AbstainSplit ASKED TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE FUND AND BLACKROCK DEBT STRATEGIES FUND, INC. AND THE TERMINATION OF THE FUND'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 933933980 -------------------------------------------------------------------------------------------------------------------------- Security: 09257D102 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: BGX ISIN: US09257D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR EDWARD H. D'ALELIO Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 933934007 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR EDWARD H. D'ALELIO Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CALAMOS GLOBAL DYNAMIC INCOME Agenda Number: 934032602 -------------------------------------------------------------------------------------------------------------------------- Security: 12811L107 Meeting Type: Annual Meeting Date: 25-Jun-2014 Ticker: CHW ISIN: US12811L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN P. CALAMOS, SR. Mgmt Split 97% For 3% Withheld Split WILLIAM R. RYBAK Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CANON INC. Agenda Number: 933926606 -------------------------------------------------------------------------------------------------------------------------- Security: 138006309 Meeting Type: Annual Meeting Date: 28-Mar-2014 Ticker: CAJ ISIN: US1380063099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIVIDEND FROM SURPLUS Mgmt For For 2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION 3 DIRECTOR FUJIO MITARAI Mgmt Withheld Against TOSHIZO TANAKA Mgmt For For TOSHIAKI IKOMA Mgmt For For YOROKU ADACHI Mgmt For For YASUO MITSUHASHI Mgmt For For SHIGEYUKI MATSUMOTO Mgmt For For TOSHIO HOMMA Mgmt For For HIDEKI OZAWA Mgmt For For MASAYA MAEDA Mgmt For For YASUHIRO TANI Mgmt For For KENICHI NAGASAWA Mgmt For For NAOJI OTSUKA Mgmt For For MASANORI YAMADA Mgmt For For AITAKE WAKIYA Mgmt For For KAZUTO ONO Mgmt For For AKIYOSHI KIMURA Mgmt For For EIJI OSANAI Mgmt For For KUNITARO SAIDA Mgmt For For HARUHIKO KATO Mgmt For For 4.1 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For MEMBER: MAKOTO ARAKI 4.2 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For MEMBER: OSAMI YOSHIDA 4.3 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For MEMBER: KUNIYOSHI KITAMURA 5 GRANT OF BONUS TO DIRECTORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Agenda Number: 933879782 -------------------------------------------------------------------------------------------------------------------------- Security: 14149Y108 Meeting Type: Annual Meeting Date: 06-Nov-2013 Ticker: CAH ISIN: US14149Y1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For 1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For 1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For 1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For 1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For 1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For HALL 1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For 1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For 1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. 3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against PRESENTED, REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. -------------------------------------------------------------------------------------------------------------------------- CENTRAL SECURITIES CORPORATION Agenda Number: 933923004 -------------------------------------------------------------------------------------------------------------------------- Security: 155123102 Meeting Type: Annual Meeting Date: 19-Mar-2014 Ticker: CET ISIN: US1551231020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR L. PRICE BLACKFORD Mgmt Split 82% For Split SIMMS C. BROWNING Mgmt Split 81% For 1% Withheld Split DONALD G. CALDER Mgmt Split 81% For 1% Withheld Split DAVID C. COLANDER Mgmt Split 82% For Split JAY R. INGLIS Mgmt Split 81% For 2% Withheld Split WILMOT H. KIDD Mgmt Split 81% For 1% Withheld Split C. CARTER WALKER, JR. Mgmt Split 81% For 1% Withheld Split 2. APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt Split 82% For Split REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. Agenda Number: 933986068 -------------------------------------------------------------------------------------------------------------------------- Security: 156700106 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: CTL ISIN: US1567001060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR VIRGINIA BOULET Mgmt For For PETER C. BROWN Mgmt For For RICHARD A. GEPHARDT Mgmt For For W. BRUCE HANKS Mgmt For For GREGORY J. MCCRAY Mgmt For For C.G. MELVILLE, JR. Mgmt For For FRED R. NICHOLS Mgmt For For WILLIAM A. OWENS Mgmt For For HARVEY P. PERRY Mgmt For For GLEN F. POST, III Mgmt For For MICHAEL J. ROBERTS Mgmt For For LAURIE A. SIEGEL Mgmt For For JOSEPH R. ZIMMEL Mgmt For For 2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT AUDITOR FOR 2014. 3. RATIFY A PROXY ACCESS BYLAW AMENDMENT. Mgmt For For 4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For COMPENSATION. 5. SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For RETENTION. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 933882157 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt Split 63% For Split 1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt Split 63% For Split 1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt Split 63% For Split 1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt Split 63% For Split 1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt Split 63% For Split 1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt Split 63% For Split 1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt Split 63% For Split 1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Split 63% Against Split 1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt Split 63% For Split JOHNSON 1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt Split 63% For Split 1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt Split 63% For Split 1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt Split 63% For Split 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Split 63% For Split THE 2005 STOCK INCENTIVE PLAN. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Split 63% For Split EXECUTIVE COMPENSATION. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 63% For Split AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. 5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Split 63% Against Split FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO'S 2014 ANNUAL SHAREOWNERS MEETING. -------------------------------------------------------------------------------------------------------------------------- CLAYMORE FUNDS Agenda Number: 933879364 -------------------------------------------------------------------------------------------------------------------------- Security: 007639107 Meeting Type: Annual Meeting Date: 16-Oct-2013 Ticker: AGC ISIN: US0076391079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: MR. GERALD L. Mgmt Split 96% For 2% Against 2% AbstainSplit SEIZERT 1B. ELECTION OF CLASS I TRUSTEE: MR. DEREK Mgmt Split 96% For 2% Against 2% AbstainSplit MEDINA 1C. ELECTION OF CLASS I TRUSTEE: MR. RANDALL C. Mgmt Split 96% For 2% Against 2% AbstainSplit BARNES -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL ALLOCATION FUND Agenda Number: 933838229 -------------------------------------------------------------------------------------------------------------------------- Security: 18913Y103 Meeting Type: Annual Meeting Date: 15-Jul-2013 Ticker: GLV ISIN: US18913Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDMUND J. BURKE Mgmt Split 89% For 11% Withheld Split JOHN F. MEE Mgmt Split 89% For 11% Withheld Split VINCENT W. VERSACI Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL EQUITY FUND Agenda Number: 933838231 -------------------------------------------------------------------------------------------------------------------------- Security: 18914C100 Meeting Type: Annual Meeting Date: 15-Jul-2013 Ticker: GLQ ISIN: US18914C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR ROBERT L. BUTLER Mgmt Split 85% For 15% Withheld Split JAMES E. CANTY Mgmt Split 85% For 15% Withheld Split RICHARD C. RANTZOW Mgmt Split 85% For 15% Withheld Split VINCENT W. VERSACI Mgmt Split 85% For 15% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 933838243 -------------------------------------------------------------------------------------------------------------------------- Security: 18914E106 Meeting Type: Annual Meeting Date: 15-Jul-2013 Ticker: GLO ISIN: US18914E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR ADAM D. CRESCENZI Mgmt Split 94% For 6% Withheld Split JERRY G. RUTLEDGE Mgmt Split 94% For 6% Withheld Split VINCENT W. VERSACI Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS CLOSED-END OPPORTUNITY Agenda Number: 933932724 -------------------------------------------------------------------------------------------------------------------------- Security: 19248P106 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: FOF ISIN: US19248P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BONNIE COHEN Mgmt Split 63% For 2% Withheld Split MICHAEL CLARK Mgmt Split 63% For 2% Withheld Split RICHARD E. KROON Mgmt Split 63% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS LIMITED Agenda Number: 933932724 -------------------------------------------------------------------------------------------------------------------------- Security: 19248C105 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: LDP ISIN: US19248C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BONNIE COHEN Mgmt Split 98% For 2% Withheld Split MICHAEL CLARK Mgmt Split 98% For 2% Withheld Split RICHARD E. KROON Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS QUALITY INC RLTY, FD INC. Agenda Number: 933932724 -------------------------------------------------------------------------------------------------------------------------- Security: 19247L106 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: RQI ISIN: US19247L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BONNIE COHEN Mgmt Split 95% For 5% Withheld Split MICHAEL CLARK Mgmt Split 96% For 4% Withheld Split RICHARD E. KROON Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 933932724 -------------------------------------------------------------------------------------------------------------------------- Security: 19247X100 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: RNP ISIN: US19247X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BONNIE COHEN Mgmt Split 96% For 4% Withheld Split MICHAEL CLARK Mgmt Split 97% For 3% Withheld Split RICHARD E. KROON Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. Agenda Number: 933864832 -------------------------------------------------------------------------------------------------------------------------- Security: 205887102 Meeting Type: Annual Meeting Date: 27-Sep-2013 Ticker: CAG ISIN: US2058871029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MOGENS C. BAY Mgmt For For STEPHEN G. BUTLER Mgmt For For STEVEN F. GOLDSTONE Mgmt For For JOIE A. GREGOR Mgmt For For RAJIVE JOHRI Mgmt For For W.G. JURGENSEN Mgmt For For RICHARD H. LENNY Mgmt For For RUTH ANN MARSHALL Mgmt For For GARY M. RODKIN Mgmt For For ANDREW J. SCHINDLER Mgmt For For KENNETH E. STINSON Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT AUDITOR 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For IN REGARD TO VOTE-COUNTING -------------------------------------------------------------------------------------------------------------------------- CORNERSTONE TOTAL RETURN FUND, INC. Agenda Number: 933929501 -------------------------------------------------------------------------------------------------------------------------- Security: 21924U201 Meeting Type: Annual Meeting Date: 15-Apr-2014 Ticker: CRF ISIN: US21924U2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RALPH W. BRADSHAW Mgmt No vote EDWIN MEESE III Mgmt No vote SCOTT B. ROGERS Mgmt No vote ANDREW A. STRAUSS Mgmt No vote GLENN W. WILCOX, SR. Mgmt No vote 2. IN THEIR DISCRETION, THE PROXIES ARE Mgmt No vote AUTHORIZED TO CONSIDER AND VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE SAID MEETING OR ANY ADJOURNMENT THEREOF. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 933914586 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Meeting Date: 26-Feb-2014 Ticker: DE ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For 1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For 1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. -------------------------------------------------------------------------------------------------------------------------- DIAGEO PLC Agenda Number: 933869084 -------------------------------------------------------------------------------------------------------------------------- Security: 25243Q205 Meeting Type: Annual Meeting Date: 19-Sep-2013 Ticker: DEO ISIN: US25243Q2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. REPORT AND ACCOUNTS 2013. Mgmt For 2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt Against 3. DECLARATION OF FINAL DIVIDEND. Mgmt For 4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For (AUDIT, NOMINATION & REMUNERATION COMMITTEE) 5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For (AUDIT, NOMINATION & REMUNERATION COMMITTEE) 6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) 7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For (AUDIT, NOMINATION & REMUNERATION COMMITTEE) 8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For (AUDIT, NOMINATION & REMUNERATION COMMITTEE) 9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) 10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For (EXECUTIVE COMMITTEE) 11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) 12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) 13. APPOINTMENT OF AUDITOR. Mgmt For 14. REMUNERATION OF AUDITOR. Mgmt For 15. AUTHORITY TO ALLOT SHARES. Mgmt For 16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For 17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For 18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. 19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against THAN AN ANNUAL GENERAL MEETING. -------------------------------------------------------------------------------------------------------------------------- DWS GLOBAL HIGH INCOME FUND, INC. Agenda Number: 933859982 -------------------------------------------------------------------------------------------------------------------------- Security: 23338W104 Meeting Type: Annual Meeting Date: 04-Sep-2013 Ticker: LBF ISIN: US23338W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEITH R. FOX Mgmt Split 94% For 6% Withheld Split KENNETH C. FROEWISS Mgmt Split 95% For 5% Withheld Split RICHARD J. HERRING Mgmt Split 95% For 5% Withheld Split JEAN GLEASON STROMBERG Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE ENHANCED EQUITY INCOME FUND Agenda Number: 933834980 -------------------------------------------------------------------------------------------------------------------------- Security: 278274105 Meeting Type: Annual Meeting Date: 19-Jul-2013 Ticker: EOI ISIN: US2782741050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HELEN FRAME PETERS Mgmt Split 83% For 17% Withheld Split LYNN A. STOUT Mgmt Split 82% For 18% Withheld Split RALPH F. VERNI Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING RATE Agenda Number: 933918205 -------------------------------------------------------------------------------------------------------------------------- Security: 278284104 Meeting Type: Annual Meeting Date: 03-Apr-2014 Ticker: EFF ISIN: US2782841041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS E. FAUST JR.* Mgmt Split 88% For 12% Withheld Split ALLEN R. FREEDMAN* Mgmt Split 88% For 12% Withheld Split VALERIE A. MOSLEY# Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 933918180 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 03-Apr-2014 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS E. FAUST JR.* Mgmt Split 97% For 3% Withheld Split ALLEN R. FREEDMAN* Mgmt Split 97% For 3% Withheld Split VALERIE A. MOSLEY# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 933927139 -------------------------------------------------------------------------------------------------------------------------- Security: 27829G106 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: ETJ ISIN: US27829G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON* Mgmt Split 99% For 1% Withheld Split THOMAS E. FAUST JR.* Mgmt Split 99% For 1% Withheld Split ALLEN R. FREEDMAN* Mgmt Split 99% For 1% Withheld Split VALERIE A. MOSLEY# Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SHORT DURATION DIV INCOME FD Agenda Number: 933912467 -------------------------------------------------------------------------------------------------------------------------- Security: 27828V104 Meeting Type: Annual Meeting Date: 20-Feb-2014 Ticker: EVG ISIN: US27828V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR VALERIE A. MOSLEY Mgmt Split 93% For 7% Withheld Split HELEN FRAME PETERS Mgmt Split 93% For 7% Withheld Split RALPH F. VERNI Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 933854348 -------------------------------------------------------------------------------------------------------------------------- Security: 27829F108 Meeting Type: Annual Meeting Date: 23-Aug-2013 Ticker: EXG ISIN: US27829F1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 97% For 3% Withheld Split BENJAMIN C. ESTY Mgmt Split 96% For 4% Withheld Split THOMAS E. FAUST JR. Mgmt Split 96% For 4% Withheld Split ALLEN R. FREEDMAN Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 933931227 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 05-May-2014 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt No vote 1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt No vote 1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt No vote 1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt No vote 1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt No vote AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014. 3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt No vote PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- EMC CORPORATION Agenda Number: 933944159 -------------------------------------------------------------------------------------------------------------------------- Security: 268648102 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: EMC ISIN: US2686481027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For 1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For 1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For 1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For 1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For 2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS. 3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. 4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Agenda Number: 933908292 -------------------------------------------------------------------------------------------------------------------------- Security: 291011104 Meeting Type: Annual Meeting Date: 04-Feb-2014 Ticker: EMR ISIN: US2910111044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR D.N. FARR* Mgmt For For H. GREEN* Mgmt For For C.A. PETERS* Mgmt For For J.W. PRUEHER* Mgmt For For A.A. BUSCH III# Mgmt For For J.S. TURLEY# Mgmt For For 2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. 3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. 5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. 6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 933853803 -------------------------------------------------------------------------------------------------------------------------- Security: 27828N102 Meeting Type: Annual Meeting Date: 23-Aug-2013 Ticker: ETY ISIN: US27828N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON Mgmt Split 95% For 5% Withheld Split BENJAMIN C. ESTY Mgmt Split 95% For 5% Withheld Split THOMAS E. FAUST JR. Mgmt Split 95% For 5% Withheld Split ALLEN R. FREEDMAN Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 933956344 -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: EXC ISIN: US30161N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For 1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For 1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For 1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For 1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For 1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For 1M. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1N. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For 1O. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For 2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR 2014. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. RENEW THE SENIOR EXECUTIVE ANNUAL INCENTIVE Mgmt For For PLAN. 5. A SHAREHOLDER PROPOSAL TO LIMIT INDIVIDUAL Shr Against For TOTAL COMPENSATION FOR EACH OF THE NAMED EXECUTIVE OFFICERS TO 100 TIMES THE ANNUAL MEDIAN COMPENSATION PAID TO ALL EMPLOYEES. -------------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. Agenda Number: 933958324 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARC L. ANDREESSEN Mgmt For For ERSKINE B. BOWLES Mgmt For For S.D. DESMOND-HELLMANN Mgmt For For DONALD E. GRAHAM Mgmt For For REED HASTINGS Mgmt For For SHERYL K. SANDBERG Mgmt For For PETER A. THIEL Mgmt For For MARK ZUCKERBERG Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For STOCKHOLDER VOTING. 4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For EXPENDITURES. 5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. 6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For OBESITY AND FOOD MARKETING TO YOUTH. 7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For SUSTAINABILITY REPORT. -------------------------------------------------------------------------------------------------------------------------- FEDERATED FUNDS Agenda Number: 933862496 -------------------------------------------------------------------------------------------------------------------------- Security: 314162108 Meeting Type: Annual Meeting Date: 13-Sep-2013 Ticker: FTT ISIN: US3141621082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS M. O'NEILL Mgmt Split 71% For 29% Withheld Split JOHN S. WALSH Mgmt Split 71% For 29% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 933936289 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROBERT F. KEITH (CL I) Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST FUNDS Agenda Number: 933936289 -------------------------------------------------------------------------------------------------------------------------- Security: 337353304 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: FHY ISIN: US3373533047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROBERT F. KEITH (CL I) Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST INTERMEDIATE Agenda Number: 933936289 -------------------------------------------------------------------------------------------------------------------------- Security: 33718W103 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: FPF ISIN: US33718W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROBERT F. KEITH (CL I) Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 933868070 -------------------------------------------------------------------------------------------------------------------------- Security: 35472T101 Meeting Type: Annual Meeting Date: 19-Sep-2013 Ticker: FTF ISIN: US35472T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HARRIS J. ASHTON Mgmt Split 97% For 3% Withheld Split EDITH E. HOLIDAY Mgmt Split 95% For 5% Withheld Split JOHN B. WILSON Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933932091 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Special Meeting Date: 15-Apr-2014 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVE CONTRIBUTION OF A PORTION OF Mgmt Split 88% For 7% Against 1% AbstainSplit GABELLI DIVIDEND TRUST'S ASSETS TO GABELLI GLOBAL TRUST, AND DISTRIBUTION OF GABELLI GLOBAL TRUST COMMON SHARES AS A DIVIDEND TO COMMON SHAREHOLDERS OF GABELLI DIVIDEND TRUST. -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933959085 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Meeting Date: 12-May-2014 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FAHRENKOPF, JR Mgmt Split 98% For 2% Withheld Split ANTHONIE C. VAN EKRIS Mgmt Split 98% For 2% Withheld Split SALVATORE J. ZIZZA Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GABELLI GLOBAL UTILITY INCOME TRUST Agenda Number: 933959124 -------------------------------------------------------------------------------------------------------------------------- Security: 36242L204 Meeting Type: Annual Meeting Date: 12-May-2014 Ticker: GLUPRA ISIN: US36242L2043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SALVATORE J. ZIZZA Mgmt Split 84% For 16% Withheld Split ANTHONY J. COLAVITA Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 933959201 -------------------------------------------------------------------------------------------------------------------------- Security: 361570104 Meeting Type: Annual Meeting Date: 12-May-2014 Ticker: GDL ISIN: US3615701048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CLARENCE A. DAVIS Mgmt Split 97% For 3% Withheld Split ARTHUR V. FERRARA Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 933959213 -------------------------------------------------------------------------------------------------------------------------- Security: 361570302 Meeting Type: Annual Meeting Date: 12-May-2014 Ticker: GDLPRB ISIN: US3615703028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CLARENCE A. DAVIS Mgmt Split 99% For 1% Withheld Split ARTHUR V. FERRARA Mgmt Split 99% For 1% Withheld Split JAMES P. CONN Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 933927064 -------------------------------------------------------------------------------------------------------------------------- Security: 368802104 Meeting Type: Annual Meeting Date: 16-Apr-2014 Ticker: GAM ISIN: US3688021043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. BERENS Mgmt Split 70% For 26% Withheld Split MR. CULLMAN Mgmt Split 81% For 15% Withheld Split MR. DAVIDSON Mgmt Split 81% For 15% Withheld Split DR. EDELMAN Mgmt Split 81% For 15% Withheld Split MR. GORDAN Mgmt Split 82% For 15% Withheld Split MS. GOTBAUM Mgmt Split 90% For 6% Withheld Split MR. KNAFEL Mgmt Split 82% For 15% Withheld Split MR. NEIDICH Mgmt Split 70% For 26% Withheld Split MR. PRIEST Mgmt Split 82% For 15% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 91% For 5% Against Split YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 933927076 -------------------------------------------------------------------------------------------------------------------------- Security: 368802401 Meeting Type: Annual Meeting Date: 16-Apr-2014 Ticker: GAMPRB ISIN: US3688024013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. ALTSCHUL Mgmt Split 98% For 2% Withheld Split MR. BERENS Mgmt Split 76% For 24% Withheld Split MR. CULLMAN Mgmt Split 98% For 2% Withheld Split MR. DAVIDSON Mgmt Split 98% For 2% Withheld Split DR. EDELMAN Mgmt Split 98% For 2% Withheld Split MR. GORDAN Mgmt Split 98% For 2% Withheld Split MS. GOTBAUM Mgmt Split 98% For 2% Withheld Split MR. KNAFEL Mgmt Split 98% For 2% Withheld Split MR. NEIDICH Mgmt Split 76% For 24% Withheld Split MR. PRIEST Mgmt Split 98% For 2% Withheld Split MR. TROUBH Mgmt Split 98% For 2% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 99% For 1% Abstain Split YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 933932534 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR FOR 2014 C1 CUMULATIVE VOTING Shr Against For C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For LIFE C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For C6 SELL THE COMPANY Shr Against For -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 933866103 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 24-Sep-2013 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt Split 31% For Split 1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt Split 31% For Split 1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt Split 31% For Split 1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt Split 31% For Split 1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt Split 31% For Split 1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt Split 31% For Split 1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt Split 31% For Split 1H) ELECTION OF DIRECTOR: HILDA Mgmt Split 31% For Split OCHOA-BRILLEMBOURG 1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt Split 31% For Split 1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt Split 31% For Split 1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt Split 31% For Split 1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt Split 31% For Split 1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt Split 31% For Split 2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt Split 31% For Split COMPENSATION. 3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Split 31% For Split GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Split 31% Against Split RESPONSIBILITY FOR POST-CONSUMER PACKAGING. -------------------------------------------------------------------------------------------------------------------------- GLOBAL HIGH INCOME DOLLAR FUND INC. Agenda Number: 933914081 -------------------------------------------------------------------------------------------------------------------------- Security: 37933G108 Meeting Type: Annual Meeting Date: 20-Feb-2014 Ticker: GHI ISIN: US37933G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BERNARD H. GARIL Mgmt Split 95% For 5% Withheld Split HEATHER R. HIGGINS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933863107 -------------------------------------------------------------------------------------------------------------------------- Security: 42327W206 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: HAV ISIN: US42327W2061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODMAN L. DRAKE* Mgmt Split 96% For 4% Withheld Split HEATHER GOLDMAN* Mgmt Split 93% For 7% Withheld Split EDWARD A. KUCZMARSKI# Mgmt Split 95% For 5% Withheld Split KIM G. REDDING$ Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933863107 -------------------------------------------------------------------------------------------------------------------------- Security: 42327Y202 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: HMH ISIN: US42327Y2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODMAN L. DRAKE* Mgmt Split 96% For 4% Withheld Split HEATHER GOLDMAN* Mgmt Split 92% For 8% Withheld Split EDWARD A. KUCZMARSKI# Mgmt Split 95% For 5% Withheld Split KIM G. REDDING$ Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933863107 -------------------------------------------------------------------------------------------------------------------------- Security: 42328A203 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: HSA ISIN: US42328A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODMAN L. DRAKE* Mgmt Split 98% For 2% Withheld Split HEATHER GOLDMAN* Mgmt Split 98% For 2% Withheld Split EDWARD A. KUCZMARSKI# Mgmt Split 98% For 2% Withheld Split KIM G. REDDING$ Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933927797 -------------------------------------------------------------------------------------------------------------------------- Security: 11283U108 Meeting Type: Annual Meeting Date: 14-Mar-2014 Ticker: HTR ISIN: US11283U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LOUIS P. SALVATORE# Mgmt Split 98% For 2% Withheld Split KIM G. REDDING# Mgmt Split 98% For 2% Withheld Split EDWARD A KUCZMARSKI* Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 934001900 -------------------------------------------------------------------------------------------------------------------------- Security: 11283U108 Meeting Type: Annual Meeting Date: 20-May-2014 Ticker: HTR ISIN: US11283U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LOUIS P. SALVATORE* Mgmt Split 98% For 2% Withheld Split JONATHAN C. TYRAS# Mgmt Split 97% For 3% Withheld Split EDWARD A. KUCZMARSKI& Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Agenda Number: 933921098 -------------------------------------------------------------------------------------------------------------------------- Security: 428236103 Meeting Type: Annual Meeting Date: 19-Mar-2014 Ticker: HPQ ISIN: US4282361033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt No vote 1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt No vote 1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt No vote 1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt No vote 1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt No vote 1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt No vote 1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt No vote 1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt No vote 1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt No vote 1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt No vote 1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt No vote 1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 4. STOCKHOLDER PROPOSAL RELATED TO THE Shr No vote FORMATION OF A HUMAN RIGHTS COMMITTEE. -------------------------------------------------------------------------------------------------------------------------- ING RISK MANAGED NATURAL RESOURCES FUND Agenda Number: 933766985 -------------------------------------------------------------------------------------------------------------------------- Security: 449810100 Meeting Type: Annual Meeting Date: 03-Sep-2013 Ticker: IRR ISIN: US4498101009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt Split 91% For 5% Against 4% AbstainSplit AGREEMENT FOR THE FUND WITH ING INVESTMENTS PROMPTED BY THE IPO, AND TO APPROVE, UNDER CERTAIN CIRCUMSTANCES, ANY FUTURE ADVISORY AGREEMENTS PROMPTED BY CHANGE OF CONTROL EVENTS THAT OCCUR AS PART OF THE SEPARATION PLAN. 2. TO APPROVE A NEW INVESTMENT SUB-ADVISORY Mgmt Split 91% For 5% Against 4% AbstainSplit AGREEMENT BETWEEN ING INVESTMENTS AND ING IM WITH RESPECT TO THE FUND PROMPTED BY THE IPO, AND TO APPROVE, UNDER CERTAIN CIRCUMSTANCES, ANY FUTURE SUB-ADVISORY AGREEMENTS PROMPTED BY CHANGE OF CONTROL EVENTS THAT OCCUR AS PART OF THE SEPARATION PLAN. 5. DIRECTOR JOHN V. BOYER Mgmt Split 95% For 5% Withheld Split PATRICIA W. CHADWICK Mgmt Split 95% For 5% Withheld Split ALBERT E. DEPRINCE, JR. Mgmt Split 95% For 5% Withheld Split MARTIN J. GAVIN Mgmt Split 95% For 5% Withheld Split SHERYL K. PRESSLER Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 933962854 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933917669 -------------------------------------------------------------------------------------------------------------------------- Security: 459902102 Meeting Type: Annual Meeting Date: 10-Mar-2014 Ticker: IGT ISIN: US4599021023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAGET L. ALVES Mgmt No vote 1B. ELECTION OF DIRECTOR: ERIC F. BROWN Mgmt No vote 1C. ELECTION OF DIRECTOR: JANICE D. CHAFFIN Mgmt No vote 1D. ELECTION OF DIRECTOR: GREG CREED Mgmt No vote 1E. ELECTION OF DIRECTOR: PATTI S. HART Mgmt No vote 1F. ELECTION OF DIRECTOR: ROBERT J. MILLER Mgmt No vote 1G. ELECTION OF DIRECTOR: VINCENT L. SADUSKY Mgmt No vote 1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt No vote 1I. ELECTION OF DIRECTOR: TRACEY D. WEBER Mgmt No vote 2. AN ADVISORY VOTE TO APPROVE INTERNATIONAL Mgmt No vote GAME TECHNOLOGY'S EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INTERNATIONAL GAME TECHNOLOGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. 4. STOCKHOLDER PROPOSAL REGARDING PROXY Shr No vote ACCESS. -------------------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Agenda Number: 933975534 -------------------------------------------------------------------------------------------------------------------------- Security: 462846106 Meeting Type: Annual Meeting Date: 29-May-2014 Ticker: IRM ISIN: US4628461067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For 1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For 1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For 1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For 1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For 1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For HALVORSEN 1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For 1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For 1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For 1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For 2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS IRON MOUNTAIN INCORPORATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- J.C. PENNEY COMPANY, INC. Agenda Number: 933954162 -------------------------------------------------------------------------------------------------------------------------- Security: 708160106 Meeting Type: Annual Meeting Date: 16-May-2014 Ticker: JCP ISIN: US7081601061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: COLLEEN C. BARRETT Mgmt No vote 1B. ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS Mgmt No vote 1C. ELECTION OF DIRECTOR: KENT B. FOSTER Mgmt No vote 1D. ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt No vote 1E. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt No vote 1F. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt No vote 1G. ELECTION OF DIRECTOR: R. GERALD TURNER Mgmt No vote 1H. ELECTION OF DIRECTOR: RONALD W. TYSOE Mgmt No vote 1I. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt No vote 1J. ELECTION OF DIRECTOR: MARY BETH WEST Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. 3. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt No vote PLAN. 4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt No vote RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED. 5. TO APPROVE THE AMENDED RIGHTS AGREEMENT IN Mgmt No vote ORDER TO PROTECT THE TAX BENEFITS OF THE COMPANY'S NET OPERATING LOSS CARRY FORWARDS. 6. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION Agenda Number: 933882993 -------------------------------------------------------------------------------------------------------------------------- Security: 46612J507 Meeting Type: Annual Meeting Date: 13-Nov-2013 Ticker: JDSU ISIN: US46612J5074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: KEITH BARNES Mgmt No vote 1.2 ELECTION OF DIRECTOR: MARTIN A. KAPLAN Mgmt No vote 2 TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING JUNE 28, 2014. 3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt No vote THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934018195 -------------------------------------------------------------------------------------------------------------------------- Security: 486606502 Meeting Type: Annual Meeting Date: 18-Jun-2014 Ticker: KYNPRE ISIN: US4866065026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE ELECTION OF ONE CLASS I DIRECTOR FOR A Mgmt Split 57% For 42% Against 1% AbstainSplit TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED: GERALD I. ISENBERG 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 58% For 41% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934018195 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Annual Meeting Date: 18-Jun-2014 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE ELECTION OF ONE CLASS I DIRECTOR FOR A Mgmt Split 68% For 31% Against 1% AbstainSplit TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED: GERALD I. ISENBERG 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 68% For 32% Against Split PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. -------------------------------------------------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC. Agenda Number: 933938170 -------------------------------------------------------------------------------------------------------------------------- Security: 50076Q106 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: KRFT ISIN: US50076Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L. KEVIN COX Mgmt For For 1B. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For 1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For 1D. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2014. 4. SHAREHOLDER PROPOSAL: CESSATION OF USE OF Shr Against For CORPORATE FUNDS FOR POLITICAL PURPOSES. 5. SHAREHOLDER PROPOSAL: APPLICATION OF Shr Against For CORPORATE VALUES IN POLITICAL CONTRIBUTIONS. 6. SHAREHOLDER PROPOSAL: NON-RECYCLABLE BRAND Shr Against For PACKAGING REPORT. 7. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Against For REPORT. 8. SHAREHOLDER PROPOSAL: PROPOSAL REGARDING Shr Against For CATTLE DEHORNING. 9. SHAREHOLDER PROPOSAL: LAUDATORY RESOLUTION Mgmt For For SUPPORTING KRAFT'S ANIMAL WELFARE ACTIONS. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933872170 -------------------------------------------------------------------------------------------------------------------------- Security: 95766B109 Meeting Type: Annual Meeting Date: 27-Sep-2013 Ticker: EHI ISIN: US95766B1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK* Mgmt Split 97% For 3% Withheld Split RIORDAN ROETT* Mgmt Split 97% For 3% Withheld Split JESWALD W. SALACUSE* Mgmt Split 96% For 4% Withheld Split KENNETH D. FULLER# Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933920337 -------------------------------------------------------------------------------------------------------------------------- Security: 95790C107 Meeting Type: Annual Meeting Date: 28-Feb-2014 Ticker: GDO ISIN: US95790C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 98% For 2% Withheld Split DANIEL P. CRONIN* Mgmt Split 98% For 2% Withheld Split PAOLO M. CUCCHI* Mgmt Split 98% For 2% Withheld Split KENNETH D. FULLER# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933920351 -------------------------------------------------------------------------------------------------------------------------- Security: 52469B100 Meeting Type: Annual Meeting Date: 28-Feb-2014 Ticker: BWG ISIN: US52469B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB Mgmt Split 94% For 6% Withheld Split KENNETH D. FULLER Mgmt Split 94% For 6% Withheld Split WILLIAM R. HUTCHINSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933854463 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 29-Aug-2013 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD W. LOWRY Mgmt Split 89% For 11% Withheld Split JOHN J. NEUHAUSER Mgmt Split 89% For 11% Withheld Split RICHARD C. RANTZOW Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 934017232 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 18-Jun-2014 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRAD FRISHBERG Mgmt Split 97% For 3% Withheld Split CHRIS LAVICTOIRE MAHAI Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MANAGED HIGH YIELD PLUS FUND INC. Agenda Number: 933864591 -------------------------------------------------------------------------------------------------------------------------- Security: 561911108 Meeting Type: Annual Meeting Date: 20-Sep-2013 Ticker: HYF ISIN: US5619111082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD Q. ARMSTRONG Mgmt Split 94% For 6% Withheld Split ALAN S. BERNIKOW Mgmt Split 94% For 6% Withheld Split BARRY M. MANDINACH Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. Agenda Number: 933856291 -------------------------------------------------------------------------------------------------------------------------- Security: 585055106 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: MDT ISIN: US5850551061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD H. ANDERSON Mgmt For For SCOTT C. DONNELLY Mgmt For For VICTOR J. DZAU, M.D. Mgmt Withheld Against OMAR ISHRAK Mgmt For For SHIRLEY ANN JACKSON PHD Mgmt For For MICHAEL O. LEAVITT Mgmt For For JAMES T. LENEHAN Mgmt For For DENISE M. O'LEARY Mgmt For For KENDALL J. POWELL Mgmt For For ROBERT C. POZEN Mgmt For For PREETHA REDDY Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For NAMED EXECUTIVE COMPENSATION (A "SAY-ON-PAY" VOTE). 4. TO APPROVE THE MEDTRONIC, INC. 2013 STOCK Mgmt For For AWARD AND INCENTIVE PLAN. 5. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. 6. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. 7. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. 8. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. 9. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For OF INCORPORATION TO ELIMINATE THE "FAIR PRICE PROVISION. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 933975180 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 27-May-2014 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For 1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For JR. 1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For 1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. 5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For SHAREOWNER MEETINGS. -------------------------------------------------------------------------------------------------------------------------- MFS CHARTER INCOME TRUST Agenda Number: 933870304 -------------------------------------------------------------------------------------------------------------------------- Security: 552727109 Meeting Type: Annual Meeting Date: 03-Oct-2013 Ticker: MCR ISIN: US5527271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A1 DIRECTOR MAUREEN R. GOLDFARB Mgmt Split 98% For 2% Withheld Split ROBERT J. MANNING Mgmt Split 98% For 2% Withheld Split LAURIE J. THOMSEN Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MFS MULTIMARKET INCOME TRUST Agenda Number: 933870304 -------------------------------------------------------------------------------------------------------------------------- Security: 552737108 Meeting Type: Annual Meeting Date: 03-Oct-2013 Ticker: MMT ISIN: US5527371083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A1 DIRECTOR MAUREEN R. GOLDFARB Mgmt Split 96% For 4% Withheld Split ROBERT J. MANNING Mgmt Split 96% For 4% Withheld Split LAURIE J. THOMSEN Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933883185 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Split 81% For Split 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Split 81% For Split 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Split 81% For Split 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt Split 81% For Split 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt Split 81% For Split 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt Split 81% For Split 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Split 81% For Split 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt Split 81% For Split 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Split 81% Against Split 10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt Split 81% For Split CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Split 81% For Split 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt Split 81% For Split OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 -------------------------------------------------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Agenda Number: 933875366 -------------------------------------------------------------------------------------------------------------------------- Security: 607409109 Meeting Type: Special Meeting Date: 30-Sep-2013 Ticker: MBT ISIN: US6074091090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO INSTRUCT MR. RON SOMMER, THE CHAIRMAN OF Mgmt For MTS OJSC BOARD OF DIRECTORS, TO SIGN THE MINUTES OF THE EXTRAORDINARY GENERAL MEETING OF MTS OJSC SHAREHOLDERS. 2. TO APPROVE ON MTS OJSC DISTRIBUTION OF Mgmt For PROFIT (INCLUDING PAYMENT OF DIVIDENDS) UPON THE 1ST HALF YEAR 2013 RESULTS IN THE AMOUNT OF RUB 5.22 PER ONE MTS OJSC COMMON REGISTERED SHARE WITH A PAR VALUE OF RUB 0.1 EACH. THE TOTAL AMOUNT OF MTS OJSC DIVIDENDS SHALL BE RUR 10,786,204,394.82. THE DIVIDENDS SHALL BE PAID IN CASH WITHIN THE TIME NOT EXCEEDING SIXTY (60) DAYS FROM THE DAY OF THE RESOLUTION ON PAYMENT OF DIVIDENDS. -------------------------------------------------------------------------------------------------------------------------- MONTGOMERY STREET INCOME SECURITIES, INC Agenda Number: 933824345 -------------------------------------------------------------------------------------------------------------------------- Security: 614115103 Meeting Type: Annual Meeting Date: 23-Jul-2013 Ticker: MTS ISIN: US6141151034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD J. BRADSHAW Mgmt Split 95% For 5% Withheld Split VICTOR L. HYMES Mgmt Split 99% For 1% Withheld Split WENDELL G. VAN AUKEN Mgmt Split 95% For 5% Withheld Split NANCY E. WALLACE Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 933863296 -------------------------------------------------------------------------------------------------------------------------- Security: 64128C106 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: NHS ISIN: US64128C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK L. RIVKIN Mgmt Split 93% For 7% Withheld Split TOM D. SEIP Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 933863296 -------------------------------------------------------------------------------------------------------------------------- Security: 64190A103 Meeting Type: Annual Meeting Date: 22-Aug-2013 Ticker: NRO ISIN: US64190A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK L. RIVKIN Mgmt Split 95% For 5% Withheld Split TOM D. SEIP Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Agenda Number: 933935225 -------------------------------------------------------------------------------------------------------------------------- Security: 651639106 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: NEM ISIN: US6516391066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt No vote 1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt No vote 1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt No vote 1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt No vote 1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt No vote 1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt No vote 1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt No vote 1H. ELECTION OF DIRECTOR: J. NELSON Mgmt No vote 1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt No vote 2. RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt No vote FOR 2014. 3. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt No vote EXECUTIVE OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr No vote SPENDING DISCLOSURE. -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 933897932 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G106 Meeting Type: Special Meeting Date: 06-Dec-2013 Ticker: NHF ISIN: US65340G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TERRENCE O. JONES* Mgmt Split 98% For 2% Withheld Split JOHN HONIS* Mgmt Split 98% For 2% Withheld Split ETHAN POWELL# Mgmt Split 98% For 2% Withheld Split DR. BOB FROEHLICH** Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 934012369 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G106 Meeting Type: Annual Meeting Date: 06-Jun-2014 Ticker: NHF ISIN: US65340G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 TO ELECT DR. BOB FROEHLICH AS A CLASS II Mgmt Split 92% For 7% Against 1% AbstainSplit TRUSTEE OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. 1.2 TO ELECT TIMOTHY K. HUI AS A CLASS II Mgmt Split 92% For 7% Against 1% AbstainSplit TRUSTEE OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2017 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. -------------------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. Agenda Number: 933950241 -------------------------------------------------------------------------------------------------------------------------- Security: 629377508 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: NRG ISIN: US6293775085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For 1.2 ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For 1.3 ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For 1.4 ELECTION OF DIRECTOR: TERRY G. DALLAS Mgmt For For 1.5 ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For 1.6 ELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For 1.7 ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For 1.8 ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 1.9 ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For 2. TO APPROVE NRG'S EXECUTIVE COMPENSATION Mgmt For For (SAY ON PAY PROPOSAL). 3. TO ADOPT THE NRG ENERGY, INC. AMENDED & Mgmt For For RESTATED EMPLOYEE STOCK PURCHASE PLAN. 4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 933854704 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1D. DIRECTOR JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INS CA TAX-FREE ADV MUNI FUND Agenda Number: 933922189 -------------------------------------------------------------------------------------------------------------------------- Security: 670651108 Meeting Type: Annual Meeting Date: 02-May-2014 Ticker: NKX ISIN: US6706511085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED MUNICIPAL OPPORTUNITY FD Agenda Number: 933854665 -------------------------------------------------------------------------------------------------------------------------- Security: 670984103 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NIO ISIN: US6709841034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN P. AMBOIAN Mgmt Split 95% For 5% Withheld Split ROBERT P. BREMNER Mgmt Split 95% For 5% Withheld Split JACK B. EVANS Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 933854728 -------------------------------------------------------------------------------------------------------------------------- Security: 67074C103 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NBB ISIN: US67074C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1E. DIRECTOR WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld * JUDITH M. STOCKDALE Mgmt Split 98% For 2% Withheld * CAROLE E. STONE Mgmt Split 98% For 2% Withheld * VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 933854728 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Q102 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NBD ISIN: US67074Q1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1E. DIRECTOR WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld * JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld * CAROLE E. STONE Mgmt Split 97% For 3% Withheld * VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 933938461 -------------------------------------------------------------------------------------------------------------------------- Security: 670671106 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: NID ISIN: US6706711065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PERFORMANCE PLUS MUNI FD INC Agenda Number: 933854665 -------------------------------------------------------------------------------------------------------------------------- Security: 67062P108 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NPP ISIN: US67062P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN P. AMBOIAN Mgmt Split 98% For 2% Withheld Split ROBERT P. BREMNER Mgmt Split 98% For 2% Withheld Split JACK B. EVANS Mgmt Split 98% For 2% Withheld Split DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split JUDITH M. STOCKDALE Mgmt Split 98% For 2% Withheld Split CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split TERENCE J. TOTH Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 933938459 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 933938459 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD 2 INC Agenda Number: 933854665 -------------------------------------------------------------------------------------------------------------------------- Security: 67063W102 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NPM ISIN: US67063W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN P. AMBOIAN Mgmt Split 95% For 5% Withheld Split ROBERT P. BREMNER Mgmt Split 95% For 5% Withheld Split JACK B. EVANS Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNI FD INC Agenda Number: 933854665 -------------------------------------------------------------------------------------------------------------------------- Security: 67062T100 Meeting Type: Annual Meeting Date: 07-Aug-2013 Ticker: NPI ISIN: US67062T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN P. AMBOIAN Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 2 Agenda Number: 933938459 -------------------------------------------------------------------------------------------------------------------------- Security: 67072C105 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: JPS ISIN: US67072C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 933938459 -------------------------------------------------------------------------------------------------------------------------- Security: 67072W101 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: JHP ISIN: US67072W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- OBRASCON HUARTE LAIN SA, MADRID Agenda Number: 705393899 -------------------------------------------------------------------------------------------------------------------------- Security: E7795CDK5 Meeting Type: OGM Meeting Date: 23-Jun-2014 Ticker: ISIN: XS1043961439 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 344878 DUE TO CHANGE IN THE VOTING STATUS OF MEETING FROM VOTABLE MEETING TO INFORMATIONAL MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED. THANK YOU. CMMT 12 JUN 2014: PLEASE NOTE THAT SUBS ARE NOT Non-Voting OFFERING PROXY SERVICES FOR THIS MEETING. NOTE THAT IN ACCORDANCE WITH THE TERMS AND CONDITIONS, THE BONDHOLDERS, BY VIRTUE OF THE SUBSCRIPTION OF THE BONDS, GRANTED A POWER OF ATTORNEY TO THE FISCAL AGENT OF THE ISSUE (THE BANK OF NEW YORK MELLON, LONDON BRANCH) TO ENABLE THE AGENT TO ATTEND THE GENERAL ASSEMBLY ON THEIR BEHALF AND VOTE IN FAVOUR OF THE PROPOSALS INCLUDED ON THE AGENDA. IN THE EVENT THAT ANY OF THE BONDHOLDERS MAY INTEND TO REVOKE SUCH POWER OF ATTORNEY IN ORDER TO BE ABLE TO ATTEND THE GENERAL ASSEMBLY IN PERSON AND VOTE ON THE ITEMS INCLUDED ON THE AGENDA, THEY HAVE TO CONTACT THE AGENT DIRECTLY: JAIME JOS AZCONA SAN JULIN TEL. +34 91.510.08.80 E-MAIL: JAIME.AZCONA (AT)SFMEUROPE.COM 1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Non-Voting OF THE MANAGEMENT BY THE PROVISIONAL COMMISSIONER OF THE BONDHOLDERS' SYNDICATE 2 RATIFICATION OF THE APPOINTMENT OF THE Non-Voting PROVISIONAL COMMISSIONER OF THE BONDHOLDERS' SYNDICATE AS THE COMMISSIONER OF THE BONDHOLDERS' SYNDICATE OR THE APPOINTMENT OF A SUBSTITUTE COMMISSIONER 3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Non-Voting OF THE FINAL VERSION OF THE SYNDICATE REGULATIONS 4 DELEGATION OF POWERS FOR THE FORMALISATION, Non-Voting REGISTRATION AND IMPLEMENTATION OF THE RESOLUTIONS APPROVED BY THE GENERAL ASSEMBLY 5 QUESTIONS AND ANSWERS Non-Voting 6 DRAFTING AND APPROVAL OF THE MINUTES OF THE Non-Voting GENERAL ASSEMBLY CMMT 11 JUN 2014: PLEASE NOTE THAT THIS IS AN Non-Voting INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. CMMT 12 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION TO TEXT OF COMMENT AND ADDITION OF COMMENT -------------------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Agenda Number: 933986599 -------------------------------------------------------------------------------------------------------------------------- Security: 697900108 Meeting Type: Annual and Special Meeting Date: 08-May-2014 Ticker: PAAS ISIN: CA6979001089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ROSS J. BEATY Mgmt For For GEOFFREY A. BURNS Mgmt For For MICHAEL L. CARROLL Mgmt For For CHRISTOPHER NOEL DUNN Mgmt For For NEIL DE GELDER Mgmt For For ROBERT P. PIROOZ Mgmt For For DAVID C. PRESS Mgmt For For WALTER T. SEGSWORTH Mgmt For For 02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For PASS AN ORDINARY RESOLUTION APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, THE COMPLETE TEXT OF WHICH IS SET OUT IN THE INFORMATION CIRCULAR FOR THE MEETING. -------------------------------------------------------------------------------------------------------------------------- PIMCO Agenda Number: 933934398 -------------------------------------------------------------------------------------------------------------------------- Security: 72202D106 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: PCI ISIN: US72202D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HANS W. KERTESS Mgmt Split 97% For 3% Withheld Split WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 933934336 -------------------------------------------------------------------------------------------------------------------------- Security: 72201B101 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: PTY ISIN: US72201B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADFORD K. GALLAGHER Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 933894087 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 18-Dec-2013 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split HANS W. KERTESS Mgmt Split 97% For 3% Withheld Split WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE INCOME FUND Agenda Number: 933853942 -------------------------------------------------------------------------------------------------------------------------- Security: 72201H108 Meeting Type: Annual Meeting Date: 31-Jul-2013 Ticker: PFL ISIN: US72201H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR BRADFORD K. GALLAGHER# Mgmt Split 97% For 3% Withheld Split JAMES A. JACOBSON* Mgmt Split 97% For 3% Withheld Split JOHN C. MANEY# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 933853928 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 31-Jul-2013 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR BRADFORD K. GALLAGHER# Mgmt Split 96% For 4% Withheld Split ALAN RAPPAPORT* Mgmt Split 96% For 4% Withheld Split DEBORAH A. DECOTIS# Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO INCOME OPPORTUNITY FD Agenda Number: 933934350 -------------------------------------------------------------------------------------------------------------------------- Security: 72202B100 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: PKO ISIN: US72202B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADFORD K. GALLAGHER Mgmt Split 97% For 3% Withheld Split ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO MUNICIPAL INCOME FUND II Agenda Number: 933904523 -------------------------------------------------------------------------------------------------------------------------- Security: 72200W106 Meeting Type: Annual Meeting Date: 18-Dec-2013 Ticker: PML ISIN: US72200W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DEBORAH A. DECOTIS Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 933913837 -------------------------------------------------------------------------------------------------------------------------- Security: 74433A109 Meeting Type: Annual Meeting Date: 13-Mar-2014 Ticker: GHY ISIN: US74433A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEVIN J. BANNON Mgmt Split 97% For 3% Withheld Split KEITH J. HARTSTEIN Mgmt Split 97% For 3% Withheld Split ROBIN B. SMITH Mgmt Split 97% For 3% Withheld Split STEPHEN G. STONEBURN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM HIGH INCOME SECURITIES FUND Agenda Number: 933910425 -------------------------------------------------------------------------------------------------------------------------- Security: 746779107 Meeting Type: Special Meeting Date: 27-Mar-2014 Ticker: PCF ISIN: US7467791072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVING A NEW MANAGEMENT CONTRACT FOR Mgmt Split 89% For 7% Against 4% AbstainSplit YOUR FUND -------------------------------------------------------------------------------------------------------------------------- PUTNAM HIGH INCOME SECURITIES FUND Agenda Number: 933957409 -------------------------------------------------------------------------------------------------------------------------- Security: 746779107 Meeting Type: Special Meeting Date: 24-Jun-2014 Ticker: PCF ISIN: US7467791072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 89% For 7% Against 4% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 90% For 10% Withheld Split RAVI AKHOURY Mgmt Split 90% For 10% Withheld Split BARBARA M. BAUMANN Mgmt Split 90% For 10% Withheld Split JAMESON A. BAXTER Mgmt Split 90% For 10% Withheld Split CHARLES B. CURTIS Mgmt Split 91% For 9% Withheld Split ROBERT J. DARRETTA Mgmt Split 91% For 9% Withheld Split KATINKA DOMOTORFFY Mgmt Split 90% For 10% Withheld Split JOHN A. HILL Mgmt Split 90% For 10% Withheld Split PAUL L. JOSKOW Mgmt Split 90% For 10% Withheld Split KENNETH R. LEIBLER Mgmt Split 91% For 9% Withheld Split ROBERT E. PATTERSON Mgmt Split 90% For 10% Withheld Split GEORGE PUTNAM, III Mgmt Split 91% For 9% Withheld Split ROBERT L. REYNOLDS Mgmt Split 91% For 9% Withheld Split W. THOMAS STEPHENS Mgmt Split 90% For 10% Withheld Split 2. APPROVING CONVERSION TO AN OPEN-END Mgmt Split 20% For 76% Against 4% AbstainSplit INVESTMENT COMPANY. 3A. APPROVING AN AMENDED AND RESTATED Mgmt Split 76% For 19% Against 5% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS. 3B. APPROVING AN AMENDED AND RESTATED Mgmt Split 80% For 15% Against 5% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: OTHER CHANGES. 4. APPROVING AN AMENDMENT TO YOUR FUND'S Mgmt Split 69% For 26% Against 5% AbstainSplit DECLARATION OF TRUST - ELIMINATING MANDATORY SHAREHOLDER VOTES FOR CONVERSION TO AN OPEN-END INVESTMENT COMPANY. -------------------------------------------------------------------------------------------------------------------------- PUTNAM MANAGED MUNICIPAL INCOME TRUST Agenda Number: 933870277 -------------------------------------------------------------------------------------------------------------------------- Security: 746823103 Meeting Type: Annual Meeting Date: 19-Sep-2013 Ticker: PMM ISIN: US7468231037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 91% For 6% Against 3% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 93% For 7% Withheld Split RAVI AKHOURY Mgmt Split 93% For 7% Withheld Split BARBARA M. BAUMANN Mgmt Split 94% For 6% Withheld Split JAMESON A. BAXTER Mgmt Split 93% For 7% Withheld Split CHARLES B. CURTIS Mgmt Split 94% For 6% Withheld Split ROBERT J. DARRETTA Mgmt Split 93% For 7% Withheld Split KATINKA DOMOTORFFY Mgmt Split 93% For 7% Withheld Split PAUL L. JOSKOW Mgmt Split 94% For 6% Withheld Split KENNETH R. LEIBLER Mgmt Split 94% For 6% Withheld Split GEORGE PUTNAM, III Mgmt Split 93% For 7% Withheld Split ROBERT L. REYNOLDS Mgmt Split 93% For 7% Withheld Split W. THOMAS STEPHENS Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 933910425 -------------------------------------------------------------------------------------------------------------------------- Security: 746909100 Meeting Type: Special Meeting Date: 27-Mar-2014 Ticker: PIM ISIN: US7469091000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVING A NEW MANAGEMENT CONTRACT FOR Mgmt Split 94% For 3% Against 3% AbstainSplit YOUR FUND -------------------------------------------------------------------------------------------------------------------------- PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 933957409 -------------------------------------------------------------------------------------------------------------------------- Security: 746909100 Meeting Type: Special Meeting Date: 24-Jun-2014 Ticker: PIM ISIN: US7469091000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 95% For 3% Against 2% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 95% For 5% Withheld Split RAVI AKHOURY Mgmt Split 95% For 5% Withheld Split BARBARA M. BAUMANN Mgmt Split 96% For 4% Withheld Split JAMESON A. BAXTER Mgmt Split 96% For 4% Withheld Split CHARLES B. CURTIS Mgmt Split 96% For 4% Withheld Split ROBERT J. DARRETTA Mgmt Split 96% For 4% Withheld Split KATINKA DOMOTORFFY Mgmt Split 96% For 4% Withheld Split JOHN A. HILL Mgmt Split 96% For 4% Withheld Split PAUL L. JOSKOW Mgmt Split 96% For 4% Withheld Split KENNETH R. LEIBLER Mgmt Split 96% For 4% Withheld Split ROBERT E. PATTERSON Mgmt Split 96% For 4% Withheld Split GEORGE PUTNAM, III Mgmt Split 96% For 4% Withheld Split ROBERT L. REYNOLDS Mgmt Split 96% For 4% Withheld Split W. THOMAS STEPHENS Mgmt Split 96% For 4% Withheld Split 2. APPROVING CONVERSION TO AN OPEN-END Mgmt Split 18% For 79% Against 3% AbstainSplit INVESTMENT COMPANY. 3A. APPROVING AN AMENDED AND RESTATED Mgmt Split 65% For 32% Against 3% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS. 3B. APPROVING AN AMENDED AND RESTATED Mgmt Split 84% For 13% Against 3% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: OTHER CHANGES. 4. APPROVING AN AMENDMENT TO YOUR FUND'S Mgmt Split 61% For 37% Against 2% AbstainSplit DECLARATION OF TRUST - ELIMINATING MANDATORY SHAREHOLDER VOTES FOR CONVERSION TO AN OPEN-END INVESTMENT COMPANY. -------------------------------------------------------------------------------------------------------------------------- PUTNAM MUNICIPAL OPPORTUNITIES TRUST Agenda Number: 933957435 -------------------------------------------------------------------------------------------------------------------------- Security: 746922103 Meeting Type: Special Meeting Date: 24-Jun-2014 Ticker: PMO ISIN: US7469221037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 86% For 13% Against 1% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 87% For 13% Withheld Split RAVI AKHOURY Mgmt Split 87% For 13% Withheld Split BARBARA M. BAUMANN Mgmt Split 87% For 13% Withheld Split JAMESON A. BAXTER Mgmt Split 87% For 13% Withheld Split CHARLES B. CURTIS Mgmt Split 87% For 13% Withheld Split ROBERT J. DARRETTA Mgmt Split 87% For 13% Withheld Split KATINKA DOMOTORFFY Mgmt Split 87% For 13% Withheld Split PAUL L. JOSKOW Mgmt Split 87% For 13% Withheld Split KENNETH R. LEIBLER Mgmt Split 87% For 13% Withheld Split GEORGE PUTNAM, III Mgmt Split 87% For 13% Withheld Split ROBERT L. REYNOLDS Mgmt Split 87% For 13% Withheld Split W. THOMAS STEPHENS Mgmt Split 87% For 13% Withheld Split 3A. APPROVING AN AMENDED AND RESTATED Mgmt Split 74% For 23% Against 3% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS. 3B. APPROVING AN AMENDED AND RESTATED Mgmt Split 82% For 15% Against 3% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: OTHER CHANGES. -------------------------------------------------------------------------------------------------------------------------- PUTNAM PREMIER INCOME TRUST Agenda Number: 933910425 -------------------------------------------------------------------------------------------------------------------------- Security: 746853100 Meeting Type: Special Meeting Date: 27-Mar-2014 Ticker: PPT ISIN: US7468531006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVING A NEW MANAGEMENT CONTRACT FOR Mgmt Split 94% For 3% Against 3% AbstainSplit YOUR FUND -------------------------------------------------------------------------------------------------------------------------- PUTNAM PREMIER INCOME TRUST Agenda Number: 933957409 -------------------------------------------------------------------------------------------------------------------------- Security: 746853100 Meeting Type: Special Meeting Date: 24-Jun-2014 Ticker: PPT ISIN: US7468531006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 14. Mgmt Split 95% For 2% Against 3% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 95% For 5% Withheld Split RAVI AKHOURY Mgmt Split 95% For 5% Withheld Split BARBARA M. BAUMANN Mgmt Split 95% For 5% Withheld Split JAMESON A. BAXTER Mgmt Split 95% For 5% Withheld Split CHARLES B. CURTIS Mgmt Split 95% For 5% Withheld Split ROBERT J. DARRETTA Mgmt Split 95% For 5% Withheld Split KATINKA DOMOTORFFY Mgmt Split 95% For 5% Withheld Split JOHN A. HILL Mgmt Split 95% For 5% Withheld Split PAUL L. JOSKOW Mgmt Split 95% For 5% Withheld Split KENNETH R. LEIBLER Mgmt Split 95% For 5% Withheld Split ROBERT E. PATTERSON Mgmt Split 95% For 5% Withheld Split GEORGE PUTNAM, III Mgmt Split 95% For 5% Withheld Split ROBERT L. REYNOLDS Mgmt Split 95% For 5% Withheld Split W. THOMAS STEPHENS Mgmt Split 95% For 5% Withheld Split 2. APPROVING CONVERSION TO AN OPEN-END Mgmt Split 24% For 73% Against 3% AbstainSplit INVESTMENT COMPANY. 3A. APPROVING AN AMENDED AND RESTATED Mgmt Split 63% For 33% Against 4% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS. 3B. APPROVING AN AMENDED AND RESTATED Mgmt Split 81% For 15% Against 4% AbstainSplit DECLARATION OF TRUST FOR YOUR FUND: OTHER CHANGES. 4. APPROVING AN AMENDMENT TO YOUR FUND'S Mgmt Split 60% For 38% Against 2% AbstainSplit DECLARATION OF TRUST - ELIMINATING MANDATORY SHAREHOLDER VOTES FOR CONVERSION TO AN OPEN-END INVESTMENT COMPANY. -------------------------------------------------------------------------------------------------------------------------- ROYCE FOCUS TRUST, INC. Agenda Number: 933866709 -------------------------------------------------------------------------------------------------------------------------- Security: 78080N108 Meeting Type: Annual Meeting Date: 25-Sep-2013 Ticker: FUND ISIN: US78080N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. WHITNEY GEORGE Mgmt Split 88% For 1% Withheld Split ARTHUR S. MEHLMAN Mgmt Split 88% For 1% Withheld Split STEPHEN L. ISAACS Mgmt Split 88% For 1% Withheld Split DAVID L. MEISTER Mgmt Split 88% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 933857394 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Special Meeting Date: 05-Sep-2013 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt Split 85% For 13% Against 2% AbstainSplit CONTRIBUTE APPROXIMATELY $100 MILLION OF ROYCE VALUE TRUST, INC.'S ("VALUE TRUST") ASSETS TO ROYCE GLOBAL VALUE TRUST, INC., A NEWLY-ORGANIZED, DIVERSIFIED, CLOSED-END MANAGEMENT INVESTMENT COMPANY, AND TO DISTRIBUTE TO VALUE TRUST COMMON STOCKHOLDERS SHARES OF COMMON STOCK OF ROYCE GLOBAL VALUE TRUST, INC. 2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt Split 85% For 13% Against 2% AbstainSplit AMEND AN INVESTMENT RESTRICTION OF VALUE TRUST, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 933866684 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 25-Sep-2013 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. WHITNEY GEORGE Mgmt Split 92% For 8% Withheld Split ARTHUR S. MEHLMAN Mgmt Split 94% For 6% Withheld Split PATRICIA W. CHADWICK Mgmt Split 92% For 8% Withheld Split DAVID L. MEISTER Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION Agenda Number: 933946432 -------------------------------------------------------------------------------------------------------------------------- Security: 812350106 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: SHLD ISIN: US8123501061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CESAR L. ALVAREZ Mgmt For For PAUL G. DEPODESTA Mgmt For For WILLIAM C. KUNKLER, III Mgmt For For EDWARD S. LAMPERT Mgmt For For STEVEN T. MNUCHIN Mgmt For For ANN N. REESE Mgmt For For THOMAS J. TISCH Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 4. STOCKHOLDER PROPOSAL CONCERNING ANNUAL Shr Against For REPORTING ON ENVIRONMENTAL GOALS AND SUSTAINABILITY POLICY. -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 933913433 -------------------------------------------------------------------------------------------------------------------------- Security: 826197501 Meeting Type: Annual Meeting Date: 28-Jan-2014 Ticker: SI ISIN: US8261975010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. APPROPRIATION OF NET INCOME Mgmt For For 3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For BOARD 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD 5. APPROVAL OF THE SYSTEM OF MANAGING BOARD Mgmt For For COMPENSATION 6. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 7. BY-ELECTION TO THE SUPERVISORY BOARD Mgmt For For 8. CREATION OF AN AUTHORIZED CAPITAL 2014 Mgmt For For 9. ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT Mgmt For For BONDS AND CREATION OF A CONDITIONAL CAPITAL 2014 10. CANCELATION OF CONDITIONAL CAPITAL NO Mgmt For For LONGER REQUIRED 11. ADJUSTMENT OF SUPERVISORY BOARD Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- STRATEGIC GLOBAL INCOME FUND, INC. Agenda Number: 933921062 -------------------------------------------------------------------------------------------------------------------------- Security: 862719101 Meeting Type: Annual Meeting Date: 13-Mar-2014 Ticker: SGL ISIN: US8627191013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MEYER FELDBERG Mgmt Split 92% For 8% Withheld Split RICHARD R. BURT Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 933883046 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 15-Nov-2013 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt For For 1B. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt Against Against 1C. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt For For 1E. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For 1F. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For 2. TO APPROVE THE ADOPTION OF THE SYSCO Mgmt For For CORPORATION 2013 LONG-TERM INCENTIVE PLAN AS A SUCCESSOR TO SYSCO'S 2007 STOCK INCENTIVE PLAN 3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2013 PROXY STATEMENT 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2014 -------------------------------------------------------------------------------------------------------------------------- TCW STRATEGIC INCOME FUND, INC. Agenda Number: 933867319 -------------------------------------------------------------------------------------------------------------------------- Security: 872340104 Meeting Type: Annual Meeting Date: 17-Sep-2013 Ticker: TSI ISIN: US8723401043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES W. BALDISWIELER Mgmt Split 98% For 2% Withheld Split SAMUEL P. BELL Mgmt Split 98% For 2% Withheld Split DAVID S. DEVITO Mgmt Split 89% For 11% Withheld Split JOHN A. GAVIN Mgmt Split 98% For 2% Withheld Split PATRICK C. HADEN Mgmt Split 88% For 12% Withheld Split JANET E. KERR Mgmt Split 98% For 2% Withheld Split PETER MCMILLAN Mgmt Split 98% For 2% Withheld Split CHARLES A. PARKER Mgmt Split 98% For 2% Withheld Split VICTORIA B. ROGERS Mgmt Split 98% For 2% Withheld Split ANDREW TARICA Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933862725 -------------------------------------------------------------------------------------------------------------------------- Security: 881624209 Meeting Type: Annual Meeting Date: 27-Aug-2013 Ticker: TEVA ISIN: US8816242098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: PROF. MOSHE MANY Mgmt No vote 1B ELECTION OF DIRECTOR: DR. ARIE BELLDEGRUN Mgmt No vote 1C ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt No vote 1D ELECTION OF DIRECTOR: PROF. YITZHAK Mgmt No vote PETERBURG 2A TO APPROVE THE PAYMENT OF A CASH BONUS TO Mgmt No vote THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER IN RESPECT OF 2012 IN AN AMOUNT OF $1,203,125. 2A1 DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt No vote PROPOSAL 2A? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 2B TO APPROVE BONUS OBJECTIVES AND PAYOUT Mgmt No vote TERMS FOR THE YEAR 2013 FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER. 2B1 DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt No vote PROPOSAL 2B? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 3 TO APPROVE A COMPENSATION POLICY WITH Mgmt No vote RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, 5759-1999, AS AMENDED). 3A DO YOU HAVE A "PERSONAL INTEREST" IN Mgmt No vote PROPOSAL 3? SEE PAGES 1-2 OF THE PROXY STATEMENT FOR MORE INFORMATION (MARK FOR = "YES" OR AGAINST = "NO"). 4 TO APPROVE THE RESOLUTION OF THE BOARD OF Mgmt No vote DIRECTORS TO DECLARE AND DISTRIBUTE THE CASH DIVIDENDS FOR THE FIRST AND SECOND QUARTERS OF THE YEAR ENDED DECEMBER 31, 2012, PAID IN TWO INSTALLMENTS IN AN AGGREGATE AMOUNT OF NIS 2.00 (APPROXIMATELY US$0.51, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS). 5 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt No vote OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2014 ANNUAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- THE ADT CORPORATION Agenda Number: 933918142 -------------------------------------------------------------------------------------------------------------------------- Security: 00101J106 Meeting Type: Annual Meeting Date: 13-Mar-2014 Ticker: ADT ISIN: US00101J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: THOMAS COLLIGAN Mgmt No vote 1B. ELECTION OF DIRECTOR: RICHARD DALY Mgmt No vote 1C. ELECTION OF DIRECTOR: TIMOTHY DONAHUE Mgmt No vote 1D. ELECTION OF DIRECTOR: ROBERT DUTKOWSKY Mgmt No vote 1E. ELECTION OF DIRECTOR: BRUCE GORDON Mgmt No vote 1F. ELECTION OF DIRECTOR: NAREN GURSAHANEY Mgmt No vote 1G. ELECTION OF DIRECTOR: BRIDGETTE HELLER Mgmt No vote 1H. ELECTION OF DIRECTOR: KATHLEEN HYLE Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt No vote TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt No vote COMPENSATION OF ADT'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- THE CENTRAL EUROPE AND RUSSIA FUND Agenda Number: 934031131 -------------------------------------------------------------------------------------------------------------------------- Security: 153436100 Meeting Type: Annual Meeting Date: 19-Jun-2014 Ticker: CEE ISIN: US1534361001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR AMBASSADOR R.R. BURT Mgmt Split 50% For 50% Withheld Split DR. FRIEDBERT H. MALT Mgmt Split 92% For 8% Withheld Split MR. ROBERT H. WADSWORTH Mgmt Split 52% For 48% Withheld Split 2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Agenda Number: 933854273 -------------------------------------------------------------------------------------------------------------------------- Security: 832696405 Meeting Type: Annual Meeting Date: 14-Aug-2013 Ticker: SJM ISIN: US8326964058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT B. HEISLER, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt For For 1D. ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED TO BE ISSUED. 5. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 933926872 -------------------------------------------------------------------------------------------------------------------------- Security: 641876800 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: HYB ISIN: US6418768007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT F. BIRCH Mgmt Split 80% For 20% Withheld Split JOSEPH L. BOWER Mgmt Split 96% For 4% Withheld Split BERNARD J. KORMAN Mgmt Split 96% For 4% Withheld Split STUART A. MCFARLAND Mgmt Split 97% For 3% Withheld Split MARGUERITE PIRET Mgmt Split 97% For 3% Withheld Split OLEG M. POHOTSKY Mgmt Split 97% For 3% Withheld Split ELLEN E. TERRY Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 08-Oct-2013 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For 1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For 1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For DESMOND-HELLMANN 1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For 1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For 1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For JR. 1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For 1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For WILDEROTTER 1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For 1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For 2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS 4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For STOCK PLAN 5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For (THE SAY ON PAY VOTE) -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 933976536 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. KEITH WALTON Mgmt Split 43% For 57% Withheld Split BRIAN T. ZINO Mgmt Split 75% For 25% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TICC CAPITAL CORP Agenda Number: 933812972 -------------------------------------------------------------------------------------------------------------------------- Security: 87244T109 Meeting Type: Annual Meeting Date: 23-Jul-2013 Ticker: TICC ISIN: US87244T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TONIA L. PANKOPF Mgmt Split 93% For 7% Withheld Split 2. TO APPROVE A PROPOSAL TO AUTHORIZE TICC Mgmt Split 83% For 16% Against 1% AbstainSplit CAPITAL CORP. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW TICC CAPITAL CORP.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO. -------------------------------------------------------------------------------------------------------------------------- TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 933976877 -------------------------------------------------------------------------------------------------------------------------- Security: 89148J203 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: TYYPRC ISIN: US89148J2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) TO APPROVE THE MERGER OF THE COMPANY WITH Mgmt Split 97% For 2% Against 1% AbstainSplit AND INTO TORTOISE ENERGY INFRASTRUCTURE CORPORATION. 2) DIRECTOR CONRAD S. CICCOTELLO Mgmt Split 91% For 9% Withheld Split TERRY C. MATLACK Mgmt Split 86% For 14% Withheld Split 3) APPROVAL FOR THE COMPANY, WITH THE APPROVAL Mgmt Split 90% For 8% Against 2% AbstainSplit OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. 4) RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 92% For 7% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 933937370 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 11-Apr-2014 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM P. CARMICHAEL Mgmt Split 70% For 28% Withheld Split PATRICIA M. FLYNN Mgmt Split 70% For 27% Withheld Split STEPHEN R. LEWIS, JR. Mgmt Split 70% For 28% Withheld Split CATHERINE JAMES PAGLIA Mgmt Split 70% For 27% Withheld Split 2. TO RATIFY THE SELECTION OF Mgmt Split 96% For 1% Against Split PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Agenda Number: 933930732 -------------------------------------------------------------------------------------------------------------------------- Security: 912909108 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: X ISIN: US9129091081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt No vote 1B. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt No vote 1C. ELECTION OF DIRECTOR: GLENDA G. MCNEAL Mgmt No vote 1D. ELECTION OF DIRECTOR: PATRICIA A. TRACEY Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt No vote OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt No vote OF THE 2005 STOCK INCENTIVE PLAN 5. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt No vote CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTION OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 933908735 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Special Meeting Date: 28-Jan-2014 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt No vote 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS 2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt No vote VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK 3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt No vote MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 933936607 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For 1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For 1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For 1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For 1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For 1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For 1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For 1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For 5. NETWORK NEUTRALITY Shr Against For 6. LOBBYING ACTIVITIES Shr Against For 7. SEVERANCE APPROVAL POLICY Shr Against For 8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For 9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For 10. PROXY VOTING AUTHORITY Shr Against For -------------------------------------------------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS Agenda Number: 933976512 -------------------------------------------------------------------------------------------------------------------------- Security: 92829B101 Meeting Type: Annual Meeting Date: 20-May-2014 Ticker: VGI ISIN: US92829B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM R. MOYER* Mgmt Split 98% For 2% Withheld Split JAMES M. OATES* Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WALGREEN CO. Agenda Number: 933901894 -------------------------------------------------------------------------------------------------------------------------- Security: 931422109 Meeting Type: Annual Meeting Date: 08-Jan-2014 Ticker: WAG ISIN: US9314221097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For 1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For 1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For 1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For 1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For 1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For 1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For 1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For 1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For 1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For EQUITY RETENTION POLICY. 5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against ACCESS. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE FUNDS Agenda Number: 933915247 -------------------------------------------------------------------------------------------------------------------------- Security: 94987D101 Meeting Type: Annual Meeting Date: 10-Feb-2014 Ticker: ERC ISIN: US94987D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ISAIAH HARRIS, JR. Mgmt Split 98% For 2% Withheld Split DAVID F. LARCKER Mgmt Split 98% For 2% Withheld Split OLIVIA S. MITCHELL Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MARKETS INCOME FD Agenda Number: 933872182 -------------------------------------------------------------------------------------------------------------------------- Security: 95766E103 Meeting Type: Annual Meeting Date: 27-Sep-2013 Ticker: EMD ISIN: US95766E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 97% For 3% Withheld Split DANIEL P. CRONIN* Mgmt Split 98% For 2% Withheld Split WILLIAM R. HUTCHINSON* Mgmt Split 97% For 3% Withheld Split EILEEN A. KAMERICK# Mgmt Split 97% For 3% Withheld Split KENNETH D. FULLER# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 933958689 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 25-Apr-2014 Ticker: ESD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK* Mgmt Split 97% For 3% Withheld Split RIORDAN ROETT* Mgmt Split 97% For 3% Withheld Split JESWALD W. SALACUSE* Mgmt Split 97% For 3% Withheld Split KENNETH D. FULLER# Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 933862509 -------------------------------------------------------------------------------------------------------------------------- Security: 95766J102 Meeting Type: Annual Meeting Date: 26-Aug-2013 Ticker: HIX ISIN: US95766J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 95% For 5% Withheld Split WILLIAM R. HUTCHINSON* Mgmt Split 95% For 5% Withheld Split KENNETH D. FULLER* Mgmt Split 95% For 5% Withheld Split EILEEN A. KAMERICK# Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET INFLATION MANAGEMENT FUND Agenda Number: 933944678 -------------------------------------------------------------------------------------------------------------------------- Security: 95766U107 Meeting Type: Annual Meeting Date: 25-Apr-2014 Ticker: IMF ISIN: US95766U1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK* Mgmt Split 99% For 1% Withheld Split DR. RIORDAN ROETT* Mgmt Split 99% For 1% Withheld Split JESWALD W. SALACUSE* Mgmt Split 99% For 1% Withheld Split KENNETH D. FULLER# Mgmt Split 99% For 1% Withheld Split 2. THE LIQUIDATION AND DISSOLUTION OF THE FUND Mgmt Split 98% For 1% Against 1% AbstainSplit PURSUANT TO THE PLAN OF LIQUIDATION AND DISSOLUTION ADOPTED BY THE BOARD OF DIRECTORS OF THE FUND. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET MANAGED HIGH FUND Agenda Number: 934035115 -------------------------------------------------------------------------------------------------------------------------- Security: 95766L107 Meeting Type: Annual Meeting Date: 27-Jun-2014 Ticker: MHY ISIN: US95766L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN Mgmt Split 98% For 2% Withheld Split LESLIE H. GELB Mgmt Split 98% For 2% Withheld Split RIORDAN ROETT Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET WORLDWIDE INCOME FUND INC. Agenda Number: 933958677 -------------------------------------------------------------------------------------------------------------------------- Security: 957668106 Meeting Type: Annual Meeting Date: 25-Apr-2014 Ticker: SBW ISIN: US9576681061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB* Mgmt Split 83% For 2% Withheld Split EILEEN A. KAMERICK* Mgmt Split 83% For 2% Withheld Split JESWALD W. SALACUSE* Mgmt Split 83% For 2% Withheld Split KENNETH D. FULLER# Mgmt Split 83% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 933977502 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 06-May-2014 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL LARSON Mgmt Split 93% For 7% Withheld Split * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title President Date 08/22/2014