N-PX 1 brdB5F0001370177.txt BRDB5F00013070177 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St. Suite 645 Chicago, IL 60654 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 325 North LaSalle Street, Suite 645 Chicago, IL 60654 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013 RiverNorth Buy/Write Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 933743672 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. ALPERN Mgmt For For R.S. AUSTIN Mgmt For For S.E. BLOUNT Mgmt For For W.J. FARRELL Mgmt For For E.M. LIDDY Mgmt For For N. MCKINSTRY Mgmt For For P.N. NOVAKOVIC Mgmt For For W.A. OSBORN Mgmt For For S.C. SCOTT III Mgmt For For G.F. TILTON Mgmt For For M.D. WHITE Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For EXECUTIVE COMPENSATION 4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For INGREDIENTS 5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For CHAIR 7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For HEDGING 8. SHAREHOLDER PROPOSAL - INCENTIVE Shr Against For COMPENSATION 9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr Against For OF AWARDS UPON CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 933751869 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H.L. BURNSIDE Mgmt No vote EDWARD J. RAPP Mgmt No vote ROY S. ROBERTS Mgmt No vote 2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote AUDITORS OF ABBVIE FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote APPROVAL OF EXECUTIVE COMPENSATION. 4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt No vote FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION. 5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt No vote PROGRAM. -------------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Agenda Number: 933795051 -------------------------------------------------------------------------------------------------------------------------- Security: 015351109 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: ALXN ISIN: US0153511094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LEONARD BELL Mgmt For For MAX LINK Mgmt For For WILLIAM R. KELLER Mgmt For For JOSEPH A. MADRI Mgmt For For LARRY L. MATHIS Mgmt For For R. DOUGLAS NORBY Mgmt For For ALVIN S. PARVEN Mgmt For For ANDREAS RUMMELT Mgmt For For ANN M. VENEMAN Mgmt For For 2. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For THE 2012 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS. 3. APPROVAL OF THE AMENDED AND RESTATED 2004 Mgmt For For INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, INCLUDING TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 12 MILLION SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR EVENTS). 4. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 933774968 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For 1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For 1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For CARBONNEL 1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For 1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For 1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For HENDERSON 1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For HERRINGER 1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For 1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For 1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For 1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For SCHAEFFER 1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For RESTATED 2009 EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933774944 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For 2. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For APACHE'S INDEPENDENT AUDITORS 5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF APACHE'S NAMED EXECUTIVE OFFICERS 6. APPROVAL OF AMENDMENT TO APACHE'S 2011 Mgmt For For OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN 7. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933725042 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION. 5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." 6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS." -------------------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. Agenda Number: 933743622 -------------------------------------------------------------------------------------------------------------------------- Security: 039380100 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: ACI ISIN: US0393801008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAUL T. HANRAHAN Mgmt For For 1B. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For 1C. ELECTION OF DIRECTOR: THEODORE D. SANDS Mgmt For For 2. APPROVAL OF THE ARCH COAL, INC. OMNIBUS Mgmt For For INCENTIVE PLAN (FORMERLY KNOWN AS THE ARCH COAL, INC. 1997 STOCK INCENTIVE PLAN). 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 4. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 933744016 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For 1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For 1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For 1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For 1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For 1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For MCCALLISTER 1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For 1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For 1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For 5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For 6. LEAD BATTERIES REPORT. Shr Against For 7. COMPENSATION PACKAGES. Shr Against For 8. INDEPENDENT BOARD CHAIRMAN. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BILL BARRETT CORPORATION Agenda Number: 933760818 -------------------------------------------------------------------------------------------------------------------------- Security: 06846N104 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: BBG ISIN: US06846N1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CARIN M. BARTH Mgmt For For KEVIN O. MEYERS Mgmt For For EDMUND P. SEGNER, III Mgmt For For 2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For REGARDING EXECUTIVE COMPENSATION ("SAY-ON-PAY"). 3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 933773954 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Meeting Date: 11-Apr-2013 Ticker: BP ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For ACCOUNTS. 2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT. 3. TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. Mgmt For For 4. TO RE-ELECT MR. I C CONN AS A DIRECTOR. Mgmt For For 5. TO RE-ELECT DR. B GILVARY AS A DIRECTOR. Mgmt For For 6. TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. Mgmt For For 7. TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For DIRECTOR. 8. TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. Mgmt For For 9. TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. Mgmt For For 10. TO RE-ELECT MR. G DAVID AS A DIRECTOR. Mgmt For For 11. TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. Mgmt For For 12. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For DIRECTOR. 13. TO RE-ELECT MR. B R NELSON AS A DIRECTOR. Mgmt For For 14. TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. Mgmt For For 15. TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. Mgmt For For 16. TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. Mgmt For For 17. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. S18 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. 19. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For UP TO A SPECIFIED AMOUNT. S20 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. S21 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. -------------------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. Agenda Number: 933785757 -------------------------------------------------------------------------------------------------------------------------- Security: 156700106 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: CTL ISIN: US1567001060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR W. BRUCE HANKS Mgmt For For C. G. MELVILLE, JR. Mgmt For For FRED R. NICHOLS Mgmt For For WILLIAM A. OWENS Mgmt For For HARVEY P. PERRY Mgmt For For GLEN F. POST, III Mgmt For For LAURIE A. SIEGEL Mgmt For For JOSEPH R. ZIMMEL Mgmt For For 2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT AUDITOR FOR 2013. 3 ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For COMPENSATION. 4A SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For COMPENSATION. 4B SHAREHOLDER PROPOSAL REGARDING BONUS Shr Against For DEFERRALS. 4C SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For ACCESS. 4D SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For VOTING. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933786874 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shr Against For 6. OFFSHORE OIL WELLS Shr Against For 7. CLIMATE RISK Shr Against For 8. LOBBYING DISCLOSURE Shr Against For 9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For POLITICAL PURPOSES 10. CUMULATIVE VOTING Shr Against For 11. SPECIAL MEETINGS Shr Against For 12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Agenda Number: 933764664 -------------------------------------------------------------------------------------------------------------------------- Security: 18683K101 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: CLF ISIN: US18683K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For 1B. ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For 1C. ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For 1D. ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For 1E. ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For 1F. ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For 1G. ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For 1H. ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For 1I. ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For 1J. ELECTION OF DIRECTOR: T.W. SULLIVAN Mgmt For For 2. APPROVAL OF AN AMENDMENT TO OUR SECOND Mgmt For For AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED UPON THE APPROVAL OF PROPOSALS 3 AND 4) 3. APPROVAL OF AN AMENDMENT TO OUR SECOND Mgmt For For AMENDED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 3 IS CONDITIONED UPON THE APPROVAL OF PROPOSALS 2 AND 4) 4. APPROVAL OF AN AMENDMENT TO OUR REGULATIONS Mgmt For For TO ADD A PROVISION TO ALLOW THE BOARD TO AMEND THE REGULATIONS TO THE EXTENT PERMITTED UNDER OHIO LAW (IMPLEMENTATION OF THIS PROPOSAL 4 IS CONDITIONED UPON THE APPROVAL OF PROPOSALS 2 AND 3) 5. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION 6. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS TO SERVE FOR THE 2013 FISCAL YEAR -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 933764842 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: COP ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For 1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For 1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For 1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For 1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For 2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For 5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For 6. GENDER IDENTITY NON-DISCRIMINATION. Shr Against For -------------------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED Agenda Number: 933742911 -------------------------------------------------------------------------------------------------------------------------- Security: 219350105 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: GLW ISIN: US2193501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For 1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For 1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For 1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For 1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For 1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145 -------------------------------------------------------------------------------------------------------------------------- Security: 263534109 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: DD ISIN: US2635341090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For 1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For 1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For 1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For 2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For COMPENSATION 4. ON INDEPENDENT BOARD CHAIR Shr Against For 5. ON LOBBYING REPORT Shr Against For 6. ON GENETICALLY ENGINEERED SEED Shr Against For 7. ON EXECUTIVE COMPENSATION REPORT Shr Against For -------------------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION Agenda Number: 933761442 -------------------------------------------------------------------------------------------------------------------------- Security: 292505104 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: ECA ISIN: CA2925051047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PETER A. DEA Mgmt For For CLAIRE S. FARLEY Mgmt For For FRED J. FOWLER Mgmt For For SUZANNE P. NIMOCKS Mgmt For For DAVID P. O'BRIEN Mgmt For For JANE L. PEVERETT Mgmt For For BRIAN G. SHAW Mgmt For For BRUCE G. WATERMAN Mgmt For For CLAYTON H. WOITAS Mgmt For For 02 APPOINTMENT OF AUDITOR - Mgmt For For PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS 03 ADVISORY VOTE APPROVING THE CORPORATION'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION 04 RECONFIRMATION OF THE SHAREHOLDER RIGHTS Mgmt For For PLAN. -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 933745195 -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: EXC ISIN: US30161N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For 1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For 1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For 1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For 1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For 1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For 1M. ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For 1N. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1O. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For 1P. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For 2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE AMENDED & RESTATED EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. Agenda Number: 933811538 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 11-Jun-2013 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARC L. ANDREESSEN Mgmt For For ERSKINE B. BOWLES Mgmt For For S.D. DESMOND-HELLMANN Mgmt For For DONALD E. GRAHAM Mgmt For For REED HASTINGS Mgmt For For SHERYL K. SANDBERG Mgmt For For PETER A. THIEL Mgmt For For MARK ZUCKERBERG Mgmt For For 2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Abstain Against BASIS, THE COMPENSATION OF FACEBOOK, INC.'S NAMED EXECUTIVE OFFICERS. 3. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt Abstain Against WHETHER A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR FACEBOOK, INC.'S NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Abstain Against LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Agenda Number: 933731615 -------------------------------------------------------------------------------------------------------------------------- Security: 428236103 Meeting Type: Annual Meeting Date: 20-Mar-2013 Ticker: HPQ ISIN: US4282361033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For 1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For 1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For 1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For 1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For 1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For 1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For 1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For 1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For 1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For 1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For PERMIT STOCKHOLDER PROXY ACCESS. 5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN. 6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For FORMATION OF A HUMAN RIGHTS COMMITTEE. 7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS POLICY." 8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 933758611 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For 2006 EQUITY INCENTIVE PLAN 5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For RETAIN SIGNIFICANT STOCK" -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933728529 -------------------------------------------------------------------------------------------------------------------------- Security: 459902102 Meeting Type: Annual Meeting Date: 05-Mar-2013 Ticker: IGT ISIN: US4599021023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAGET L. ALVES Mgmt For For JANICE CHAFFIN Mgmt For For GREG CREED Mgmt For For PATTI S. HART Mgmt For For ROBERT J. MILLER Mgmt For For DAVID E. ROBERSON Mgmt For For VINCENT L. SADUSKY Mgmt For For PHILIP G. SATRE Mgmt For For 2. APPROVAL OF THE AMENDMENTS TO THE Mgmt For For INTERNATIONAL GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN 3. AN ADVISORY VOTE TO APPROVE INTERNATIONAL Mgmt For For GAME TECHNOLOGY'S EXECUTIVE COMPENSATION 4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS IGT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013 -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 933743949 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For 1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1F. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1G. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For 1I. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For MCCORKINDALE 1J. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") 4. STOCKHOLDER ACTION BY WRITTEN CONSENT Shr Against For 5. ADOPT A POLICY THAT REQUIRES THE BOARD Shr Against For CHAIRMAN TO BE AN INDEPENDENT DIRECTOR 6. REPORT ON CORPORATE LOBBYING EXPENDITURES Shr Against For -------------------------------------------------------------------------------------------------------------------------- LORILLARD, INC. Agenda Number: 933777635 -------------------------------------------------------------------------------------------------------------------------- Security: 544147101 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: LO ISIN: US5441471019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AMEND THE LORILLARD, INC. AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS (THE "DECLASSIFICATION AMENDMENT") AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 2.1 ELECTION OF ANDREW H. CARD, JR. AS A Mgmt For For DIRECTOR TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 2.2 ELECTION OF VIRGIS W. COLBERT AS A DIRECTOR Mgmt For For TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 2.3 ELECTION OF RICHARD W. ROEDEL AS A DIRECTOR Mgmt For For TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For LOBBYING POLICIES AND PRACTICES. -------------------------------------------------------------------------------------------------------------------------- MOLSON COORS BREWING CO. Agenda Number: 933795291 -------------------------------------------------------------------------------------------------------------------------- Security: 60871R209 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: TAP ISIN: US60871R2094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROGER EATON Mgmt For For CHARLES M. HERINGTON Mgmt For For H. SANFORD RILEY Mgmt For For 4. APPROVE AN AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE HOLDERS OF OUR CLASS A COMMON STOCK AND CLASS B COMMON STOCK SHALL VOTE TOGETHER AS A SINGLE CLASS, ON AN ADVISORY BASIS, ON ANY PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PRESENTED AT ANY ANNUAL MEETING OF STOCKHOLDERS HELD AFTER JANUARY 1, 2014. -------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION Agenda Number: 933739370 -------------------------------------------------------------------------------------------------------------------------- Security: 615369105 Meeting Type: Annual Meeting Date: 16-Apr-2013 Ticker: MCO ISIN: US6153691059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: DARRELL DUFFIE, PH.D. Mgmt For For 1C. ELECTION OF DIRECTOR: RAYMOND W. MCDANIEL, Mgmt For For JR. 2. APPROVAL OF THE AMENDED AND RESTATED 2001 Mgmt For For MOODY'S CORPORATION KEY EMPLOYEES' STOCK INCENTIVE PLAN. 3. APPROVAL OF THE AMENDED AND RESTATED 1998 Mgmt For For MOODY'S CORPORATION NON-EMPLOYEE DIRECTORS' STOCK INCENTIVE PLAN. 4. APPROVAL OF AMENDMENTS TO THE MOODY'S Mgmt For For CORPORATION RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. 5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2013. 6. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Agenda Number: 933744559 -------------------------------------------------------------------------------------------------------------------------- Security: 651639106 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: NEM ISIN: US6516391066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For 1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For 1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For 1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For 1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For 1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For 1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For 1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For 1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For 1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. 3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt For For 5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For 1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For 1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For 1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For 1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For 1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For 1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For 1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For 2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2013. 4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For DISCLOSURE OF LOBBYING ACTIVITIES. 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 933783753 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For DIVIDEND O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For LECORVAISIER) O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt For For RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E15 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 933797207 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Meeting Date: 03-Jun-2013 Ticker: SPLS ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For 1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For 1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For 1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For 1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For 1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr Against For PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF THE COMPANY'S COMMON STOCK FOR ONE YEAR. 5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr Against For COMPANY TO HAVE AN INDEPENDENT BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 933747315 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For GIAMBASTIANI, JR. 1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For JR. 1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013. 4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For 5. ACTION BY WRITTEN CONSENT. Shr Against For 6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For 7. INDEPENDENT BOARD CHAIRMAN. Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 933739596 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For 1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For 1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For 1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For 1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For 1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For 1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For LAGOMASINO 1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For 1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For 1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For 1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For 1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. 5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS. -------------------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Agenda Number: 933793867 -------------------------------------------------------------------------------------------------------------------------- Security: 959802109 Meeting Type: Annual Meeting Date: 30-May-2013 Ticker: WU ISIN: US9598021098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For 1B. ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For 1C. ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN Mgmt For For 1D. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. RATIFICATION OF SELECTION OF AUDITORS Mgmt For For 4. APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS OF STOCKHOLDERS 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS -------------------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. Agenda Number: 933785947 -------------------------------------------------------------------------------------------------------------------------- Security: 903914109 Meeting Type: Annual and Special Meeting Date: 21-May-2013 Ticker: UPL ISIN: CA9039141093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF MICHAEL D. WATFORD AS DIRECTOR Mgmt For For 1B ELECTION OF W. CHARLES HELTON AS DIRECTOR Mgmt For For 1C ELECTION OF STEPHEN J. MCDANIEL AS DIRECTOR Mgmt For For 1D ELECTION OF ROGER A. BROWN AS DIRECTOR Mgmt For For 1E ELECTION OF MICHAEL J. KEEFFE AS DIRECTOR Mgmt For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 03 RESOLVED, THE SHAREHOLDERS OF ULTRA Mgmt For For PETROLEUM CORP. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO ITS NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE ACCOMPANYING COMPENSATION TABLES, AND THE RELATED NARRATIVE DISCUSSION, IN ITS MOST RECENT PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Agenda Number: 933747834 -------------------------------------------------------------------------------------------------------------------------- Security: 912909108 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: X ISIN: US9129091081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III DIRECTOR: DAN O. Mgmt For For DINGES 1B. ELECTION OF CLASS III DIRECTOR: JOHN G. Mgmt For For DROSDICK 1C. ELECTION OF CLASS III DIRECTOR: JOHN J. Mgmt For For ENGEL 1D. ELECTION OF CLASS III DIRECTOR: CHARLES R. Mgmt For For LEE 1E. ELECTION OF CLASS II DIRECTOR: THOMAS W. Mgmt For For LASORDA 2. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 4. SHAREHOLDER PROPOSAL RECOMMENDING THE Shr Against For ELIMINATION OF THE CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 933750209 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL REGARDING A Shr Against For REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A SIGNIFICANT PERCENTAGE OF EQUITY AWARDS UNTIL RETIREMENT, IF PROPERLY PRESENTED AT THE MEETING. 5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. 6. STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For BENCHMARKING CAP, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 933743696 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For 1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For 1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For 1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For JR. 1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For 1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For 1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For 1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For 1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For 1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. 4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For REQUIRING AN INDEPENDENT CHAIRMAN. 6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For THE COMPANY'S LOBBYING POLICIES AND PRACTICES. 7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. RiverNorth Core Opportunity Fund All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1%. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 933664369 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 22-Aug-2012 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 96% For 4% Withheld Split MICHAEL F. KLEIN Mgmt Split 96% For 4% Withheld Split W. ALLEN REED Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ADAMS EXPRESS COMPANY Agenda Number: 933737073 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 19-Mar-2013 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt Split 55% For 45% Withheld Split PHYLLIS O. BONANNO Mgmt Split 55% For 45% Withheld Split KENNETH J. DALE Mgmt Split 57% For 43% Withheld Split FREDERIC A. ESCHERICH Mgmt Split 57% For 43% Withheld Split ROGER W. GALE Mgmt Split 56% For 44% Withheld Split KATHLEEN T. MCGAHRAN Mgmt Split 56% For 44% Withheld Split CRAIG R. SMITH Mgmt Split 56% For 44% Withheld Split MARK E. STOECKLE Mgmt Split 83% For 17% Withheld Split 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 68% For 1% Against 31% AbstainSplit AS INDEPENDENT PUBLIC AUDITORS. -------------------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Agenda Number: 933810536 -------------------------------------------------------------------------------------------------------------------------- Security: 008252108 Meeting Type: Annual Meeting Date: 11-Jun-2013 Ticker: AMG ISIN: US0082521081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt Split 97% For 3% Against Split 1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For 1C. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt Split 98% For 2% Against Split 1D. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt Split 95% For 5% Against Split 1E. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt Split 98% For 2% Against Split 1F. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For 1G. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt Split 98% For 2% Against Split 1H. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt Split 97% For 3% Against Split 1I. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt Split 97% For 3% Against Split 2. TO APPROVE THE 2013 INCENTIVE STOCK AWARD Mgmt Split 93% For 7% Against Split PLAN. 3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Split 58% For 42% Against Split THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE SELECTION OF Mgmt Split 96% For 4% Against Split PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- ASA GOLD AND PRECIOUS METALS LIMITED Agenda Number: 933730079 -------------------------------------------------------------------------------------------------------------------------- Security: G3156P103 Meeting Type: Annual Meeting Date: 14-Mar-2013 Ticker: ASA ISIN: BMG3156P1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: DAVID CHRISTENSEN Mgmt Split 82% For 18% Against Split 1.2 ELECTION OF DIRECTOR: GARY GLYNN Mgmt Split 99% For 1% Against Split 1.3 ELECTION OF DIRECTOR: PHILLIP GOLDSTEIN Mgmt Split 98% For 2% Against Split 1.4 ELECTION OF DIRECTOR: MICHAEL MEAD Mgmt Split 99% For 1% Against Split 1.5 ELECTION OF DIRECTOR: ROBERT PILKINGTON Mgmt Split 82% For 18% Against Split 2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For TAIT, WELLER & BAKER LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013, AND TO AUTHORIZE THE AUDIT AND ETHICS COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE INDEPENDENT AUDITORS' REMUNERATION. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 09251A104 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BDJ ISIN: US09251A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 94% For 6% Withheld Split JAMES T. FLYNN Mgmt Split 94% For 6% Withheld Split KAREN P. ROBARDS Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 933691037 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.A THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. REORGANIZATION AGREEMENT. 2.B THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. REORGANIZATION AGREEMENT. 2.C THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST III REORGANIZATION AGREEMENT. 3.D THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 88% For 9% Against 3% AbstainSplit APPROVE THE REMOVAL OF BTZ'S INVESTMENT POLICY REQUIRING THAT BTZ INVESTS AT LEAST 25% OF ITS MANAGED ASSETS IN SECURITIES OF COMPANIES PRINCIPALLY ENGAGED IN PROVIDING FINANCIAL SERVICES AND AMENDING BTZ'S FUNDAMENTAL INVESTMENT RESTRICTION REGARDING INDUSTRY CONCENTRATION TO REFLECT THE REMOVAL OF SUCH INVESTMENT POLICY. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED OPPORTUNITY TRUST Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 09249V103 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BPP ISIN: US09249V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 933821933 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Annual Meeting Date: 21-Jun-2013 Ticker: BIF ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD I. BARR Mgmt Split 94% For 6% Withheld Split JOHN S. HOREJSI Mgmt Split 94% For 6% Withheld Split DEAN L. JACOBSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER TOTAL RETURN FUND, INC. Agenda Number: 933821919 -------------------------------------------------------------------------------------------------------------------------- Security: 101541100 Meeting Type: Annual Meeting Date: 21-Jun-2013 Ticker: BTF ISIN: US1015411002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD I. BARR Mgmt Split 93% For 7% Withheld Split JOHN S. HOREJSI Mgmt Split 93% For 7% Withheld Split DEAN L. JACOBSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED INCOME STRATEGIES FUND Agenda Number: 933659065 -------------------------------------------------------------------------------------------------------------------------- Security: 09255H105 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: PSY ISIN: US09255H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 98% For 2% Withheld Split KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED INCOME STRATEGIES FUND Agenda Number: 933691013 -------------------------------------------------------------------------------------------------------------------------- Security: 09255H105 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: PSY ISIN: US09255H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.B THE STOCKHOLDERS OF PSY ARE BEING ASKED TO Mgmt Split 89% For 9% Against 2% AbstainSplit APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION AMONG PSY, BTZ MERGER SUBSIDIARY AND BLACKROCK CREDIT ALLOCATION INCOME TRUST IV AND THE TERMINATION OF PSY'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. 3.B THE STOCKHOLDERS OF PSY ARE BEING ASKED TO Mgmt Split 89% For 9% Against 2% AbstainSplit APPROVE THE REMOVAL OF PSY'S INVESTMENT POLICY REQUIRING THAT PSY INVESTS AT LEAST 25% OF ITS TOTAL ASSETS IN THE INDUSTRIES COMPRISING THE FINANCIAL SERVICES SECTOR AND AMENDING PSY'S FUNDAMENTAL INVESTMENT RESTRICTION REGARDING INDUSTRY CONCENTRATION TO REFLECT THE REMOVAL OF SUCH INVESTMENT POLICY. -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL EQUITY FUND Agenda Number: 933650079 -------------------------------------------------------------------------------------------------------------------------- Security: 18914C100 Meeting Type: Annual Meeting Date: 16-Jul-2012 Ticker: GLQ ISIN: US18914C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR ANDREW C. BOYNTON Mgmt Split 98% For 2% Withheld Split ADAM D. CRESCENZI Mgmt Split 98% For 2% Withheld Split JERRY G. RUTLEDGE Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 933650081 -------------------------------------------------------------------------------------------------------------------------- Security: 18914E106 Meeting Type: Annual Meeting Date: 16-Jul-2012 Ticker: GLO ISIN: US18914E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR EDMUND J. BURKE Mgmt Split 96% For 4% Withheld Split JOHN F. MEE Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DNP SELECT INCOME FUND, INC. Agenda Number: 933771493 -------------------------------------------------------------------------------------------------------------------------- Security: 23325P104 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: DNP ISIN: US23325P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR PHILIP R. MCLOUGHLIN Mgmt Split 97% For 3% Withheld Split NATHAN I. PARTAIN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE ENHANCED EQUITY INCOME FD II Agenda Number: 933737605 -------------------------------------------------------------------------------------------------------------------------- Security: 278277108 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: EOS ISIN: US2782771081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LYNN A. STOUT Mgmt Split 88% For 12% Withheld Split HARRIETT TEE TAGGART Mgmt Split 88% For 12% Withheld Split RALPH F. VERNI Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE ENHANCED EQUITY INCOME FUND Agenda Number: 933646652 -------------------------------------------------------------------------------------------------------------------------- Security: 278274105 Meeting Type: Annual Meeting Date: 20-Jul-2012 Ticker: EOI ISIN: US2782741050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON* Mgmt Split 80% For 20% Withheld Split WILLIAM H. PARK** Mgmt Split 80% For 20% Withheld Split RONALD A. PEARLMAN** Mgmt Split 80% For 20% Withheld Split HARRIETT TEE TAGGART** Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FUNDS Agenda Number: 933737148 -------------------------------------------------------------------------------------------------------------------------- Security: 27828Y108 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ETV ISIN: US27828Y1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. PARK Mgmt Split 88% For 12% Withheld Split RONALD A. PEARLMAN Mgmt Split 87% For 13% Withheld Split HARRIETT TEE TAGGART Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 933737617 -------------------------------------------------------------------------------------------------------------------------- Security: 27829G106 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ETJ ISIN: US27829G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LYNN A. STOUT Mgmt Split 83% For 17% Withheld Split HARRIETT TEE TAGGART Mgmt Split 83% For 17% Withheld Split RALPH F. VERNI Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-ADVANTAGED FUND Agenda Number: 933722046 -------------------------------------------------------------------------------------------------------------------------- Security: 27828U106 Meeting Type: Annual Meeting Date: 15-Feb-2013 Ticker: ETO ISIN: US27828U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONALD A. PEARLMAN Mgmt Split 95% For 5% Withheld Split HELEN FRAME PETERS Mgmt Split 95% For 5% Withheld Split RALPH F. VERNI Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 933737629 -------------------------------------------------------------------------------------------------------------------------- Security: 27829C105 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ETW ISIN: US27829C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split RONALD A. PEARLMAN Mgmt Split 97% For 3% Withheld Split HARRIETT TEE TAGGART Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 933663456 -------------------------------------------------------------------------------------------------------------------------- Security: 27829F108 Meeting Type: Annual Meeting Date: 24-Aug-2012 Ticker: EXG ISIN: US27829F1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON* Mgmt Split 94% For 6% Withheld Split HARRIETT TEE TAGGART# Mgmt Split 94% For 6% Withheld Split HELEN FRAME PETERS$ Mgmt Split 94% For 6% Withheld Split LYNN A. STOUT$ Mgmt Split 94% For 6% Withheld Split RALPH F. VERNI$ Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 933663444 -------------------------------------------------------------------------------------------------------------------------- Security: 27828N102 Meeting Type: Annual Meeting Date: 24-Aug-2012 Ticker: ETY ISIN: US27828N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON* Mgmt Split 83% For 17% Withheld Split HARRIETT TEE TAGGART# Mgmt Split 83% For 17% Withheld Split HELEN FRAME PETERS$ Mgmt Split 83% For 17% Withheld Split LYNN A. STOUT$ Mgmt Split 83% For 17% Withheld Split RALPH F. VERNI$ Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933759992 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARIO J. GABELLI, CFA Mgmt Split 96% For 4% Withheld Split MARIO D'URSO Mgmt Split 96% For 4% Withheld Split MICHAEL J. MELARKEY Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 933736425 -------------------------------------------------------------------------------------------------------------------------- Security: 368802104 Meeting Type: Annual Meeting Date: 10-Apr-2013 Ticker: GAM ISIN: US3688021043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. BERENS Mgmt Split 79% For 21% Withheld Split MR. CULLMAN Mgmt Split 76% For 24% Withheld Split MR. DAVIDSON Mgmt Split 84% For 16% Withheld Split DR. EDELMAN Mgmt Split 83% For 17% Withheld Split MR. GORDAN Mgmt Split 85% For 15% Withheld Split MS. GOTBAUM Mgmt Split 92% For 8% Withheld Split MR. KNAFEL Mgmt Split 84% For 16% Withheld Split MR. NEIDICH Mgmt Split 78% For 22% Withheld Split MR. PRIEST Mgmt Split 85% For 15% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 92% For 1% Against 7% AbstainSplit YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 933736437 -------------------------------------------------------------------------------------------------------------------------- Security: 368802401 Meeting Type: Annual Meeting Date: 10-Apr-2013 Ticker: GAMPRB ISIN: US3688024013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. ALTSCHUL Mgmt Split 98% For 2% Withheld Split MR. BERENS Mgmt Split 71% For 29% Withheld Split MR. CULLMAN Mgmt Split 92% For 8% Withheld Split MR. DAVIDSON Mgmt Split 98% For 2% Withheld Split DR. EDELMAN Mgmt Split 97% For 3% Withheld Split MR. GORDAN Mgmt Split 98% For 2% Withheld Split MS. GOTBAUM Mgmt Split 97% For 3% Withheld Split MR. KNAFEL Mgmt Split 97% For 3% Withheld Split MR. NEIDICH Mgmt Split 71% For 29% Withheld Split MR. PRIEST Mgmt Split 98% For 2% Withheld Split MR. TROUBH Mgmt Split 98% For 2% Withheld Split 2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 98% For 1% Against 1% AbstainSplit YOUNG LLP AS AUDITORS. -------------------------------------------------------------------------------------------------------------------------- ING PRIME RATE TRUST Agenda Number: 933637209 -------------------------------------------------------------------------------------------------------------------------- Security: 44977W106 Meeting Type: Annual Meeting Date: 05-Jul-2012 Ticker: PPR ISIN: US44977W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR COLLEEN D. BALDWIN Mgmt Split 97% For 3% Withheld Split JOHN V. BOYER Mgmt Split 97% For 3% Withheld Split PATRICIA W. CHADWICK Mgmt Split 97% For 3% Withheld Split ROBERT W. CRISPIN Mgmt Split 50% For 50% Withheld Split PETER S. DROTCH Mgmt Split 97% For 3% Withheld Split J. MICHAEL EARLEY Mgmt Split 97% For 3% Withheld Split PATRICK W. KENNY Mgmt Split 97% For 3% Withheld Split SHAUN P. MATHEWS Mgmt Split 97% For 3% Withheld Split SHERYL K. PRESSLER Mgmt Split 97% For 3% Withheld Split ROGER B. VINCENT Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 933663848 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 25-Sep-2012 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF AN AGREEMENT AND PLAN OF Mgmt Split 95% For 2% Against 3% AbstainSplit REDOMESTICATION THAT PROVIDES FOR THE REORGANIZATION OF THE FUND AS A DELAWARE STATUTORY TRUST. 3C1 DIRECTOR WAYNE W. WHALEN Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 933663800 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 25-Sep-2012 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. APPROVAL OF AN AMENDED AND RESTATED Mgmt Split 92% For 5% Against 3% AbstainSplit AGREEMENT AND DECLARATION OF TRUST. 3D. DIRECTOR LINDA HUTTON HEAGY Mgmt Split 97% For 3% Withheld Split WAYNE W. WHALEN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FUNDS Agenda Number: 933687824 -------------------------------------------------------------------------------------------------------------------------- Security: 47804L102 Meeting Type: Annual Meeting Date: 09-Nov-2012 Ticker: HEQ ISIN: US47804L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES L. BARDELIS Mgmt Split 97% For 3% Withheld Split JAMES R. BOYLE Mgmt Split 97% For 3% Withheld Split CRAIG BROMLEY Mgmt Split 97% For 3% Withheld Split PETER S. BURGESS Mgmt Split 97% For 3% Withheld Split WILLIAM H. CUNNINGHAM Mgmt Split 97% For 3% Withheld Split GRACE K. FEY Mgmt Split 97% For 3% Withheld Split THERON S. HOFFMAN Mgmt Split 97% For 3% Withheld Split DEBORAH C. JACKSON Mgmt Split 97% For 3% Withheld Split HASSELL H. MCCLELLAN Mgmt Split 97% For 3% Withheld Split JAMES M. OATES Mgmt Split 97% For 3% Withheld Split STEVEN R. PRUCHANSKY Mgmt Split 97% For 3% Withheld Split GREGORY A. RUSSO Mgmt Split 97% For 3% Withheld Split WARREN A. THOMSON Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933741159 -------------------------------------------------------------------------------------------------------------------------- Security: 184692101 Meeting Type: Annual Meeting Date: 25-Mar-2013 Ticker: CEM ISIN: US1846921013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EILEEN A. KAMERICK Mgmt Split 98% For 2% Withheld Split RIORDAN ROETT Mgmt Split 98% For 2% Withheld Split JESWALD W. SALACUSE Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933708262 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Special Meeting Date: 20-Dec-2012 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 11% Against 3% AbstainSplit AGREEMENT FOR THE FUND WITH ALPS ADVISORS, INC. AND TCW INVESTMENT MANAGEMENT COMPANY. 2. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 11% Against 3% AbstainSplit AGREEMENT FOR THE FUND WITH ALPS ADVISORS, INC. AND CORNERSTONE CAPITAL MANAGEMENT LLC. 3. TO APPROVE, SUBJECT TO THE PROVISIONS OF Mgmt Split 77% For 12% Against 11% AbstainSplit THE EXEMPTIVE RELIEF BY THE U.S. SECURITIES AND EXCHANGE COMMISSION, A CHANGE TO THE "MANAGERS-OF-MANAGERS" STRUCTURE FOR THE FUND. -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 933822416 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 19-Jun-2013 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GORDON A. BAIRD* Mgmt Split 95% For 5% Withheld Split THOMAS W. HUNERSEN$ Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 933664496 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADFORD K. GALLAGHER* Mgmt Split 92% For 8% Withheld Split WILLIAM B. OGDEN, IV** Mgmt Split 92% For 8% Withheld Split DEBORAH A. DECOTIS* Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- POWERSHARES GLOBAL EXCHANGE Agenda Number: 933829991 -------------------------------------------------------------------------------------------------------------------------- Security: 73936T763 Meeting Type: Special Meeting Date: 20-Jun-2013 Ticker: PXH ISIN: US73936T7634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONN R. BAGGE Mgmt Split 99% For 1% Withheld Split TODD J. BARRE Mgmt Split 99% For 1% Withheld Split KEVIN M. CAROME Mgmt Split 99% For 1% Withheld Split MARC M. KOLE Mgmt Split 99% For 1% Withheld Split YUNG BONG LIM Mgmt Split 99% For 1% Withheld Split PHILIP M. NUSSBAUM Mgmt Split 99% For 1% Withheld Split GARY R. WICKER Mgmt Split 99% For 1% Withheld Split DONALD H. WILSON Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- REAVES UTILITY INCOME FUND Agenda Number: 933751047 -------------------------------------------------------------------------------------------------------------------------- Security: 756158101 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: UTG ISIN: US7561581015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JEREMY W. DEEMS Mgmt Split 96% For 4% Withheld Split JEREMY O. MAY Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE FOCUS TRUST, INC. Agenda Number: 933673724 -------------------------------------------------------------------------------------------------------------------------- Security: 78080N108 Meeting Type: Annual Meeting Date: 20-Sep-2012 Ticker: FUND ISIN: US78080N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES M. ROYCE Mgmt Split 98% For 2% Withheld Split G. PETER O'BRIEN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 933673700 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 20-Sep-2012 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES M. ROYCE Mgmt Split 84% For 16% Withheld Split G. PETER O'BRIEN Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TCW STRATEGIC INCOME FUND, INC. Agenda Number: 933677570 -------------------------------------------------------------------------------------------------------------------------- Security: 872340104 Meeting Type: Annual Meeting Date: 10-Sep-2012 Ticker: TSI ISIN: US8723401043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES W. BALDISWIELER Mgmt Split 98% For 2% Withheld Split SAMUEL P. BELL Mgmt Split 97% For 3% Withheld Split DAVID S. DEVITO Mgmt Split 97% For 3% Withheld Split JOHN A. GAVIN Mgmt Split 98% For 2% Withheld Split PATRICK C. HADEN Mgmt Split 97% For 3% Withheld Split JANET E. KERR Mgmt Split 98% For 2% Withheld Split PETER MCMILLAN Mgmt Split 98% For 2% Withheld Split CHARLES A. PARKER Mgmt Split 97% For 3% Withheld Split VICTORIA B. ROGERS Mgmt Split 98% For 2% Withheld Split ANDREW TARICA Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TCW STRATEGIC INCOME FUND, INC. Agenda Number: 933698194 -------------------------------------------------------------------------------------------------------------------------- Security: 872340104 Meeting Type: Special Meeting Date: 20-Dec-2012 Ticker: TSI ISIN: US8723401043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW INVESTMENT ADVISORY AND Mgmt Split 85% For 2% Against 13% AbstainSplit MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND TCW INVESTMENT MANAGEMENT COMPANY, THE COMPANY'S CURRENT INVESTMENT ADVISER. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MARKETS FUND Agenda Number: 933722692 -------------------------------------------------------------------------------------------------------------------------- Security: 880191101 Meeting Type: Annual Meeting Date: 01-Mar-2013 Ticker: EMF ISIN: US8801911012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK A. OLSON Mgmt Split 90% For 10% Withheld Split C.D. TSERETOPOULOS Mgmt Split 91% For 9% Withheld Split CHARLES B. JOHNSON Mgmt Split 86% For 14% Withheld Split GREGORY E. JOHNSON Mgmt Split 90% For 10% Withheld Split 2. RATIFICATION OF THE SELECTION OF Mgmt Split 99% For 1% Against Split PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2013. 3. IF PROPERLY PRESENTED, A SHAREHOLDER Shr Split 20% For 79% Against 1% AbstainSplit PROPOSAL REQUESTING THE BOARD INSTITUTE TRANSPARENT PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY. -------------------------------------------------------------------------------------------------------------------------- THE CENTRAL EUROPE AND RUSSIA FUND Agenda Number: 933744193 -------------------------------------------------------------------------------------------------------------------------- Security: 153436100 Meeting Type: Special Meeting Date: 19-Apr-2013 Ticker: CEE ISIN: US1534361001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A CHANGE IN THE FUND'S Mgmt For For INVESTMENT OBJECTIVE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- THE CENTRAL EUROPE AND RUSSIA FUND Agenda Number: 933833407 -------------------------------------------------------------------------------------------------------------------------- Security: 153436100 Meeting Type: Annual Meeting Date: 26-Jun-2013 Ticker: CEE ISIN: US1534361001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DR. WILHELM BENDER Mgmt Split 93% For 7% Withheld Split MR. DETLEF BIERBAUM Mgmt Split 93% For 7% Withheld Split MR. RICHARD KARL GOELTZ Mgmt Split 93% For 7% Withheld Split 2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- THE GREATER CHINA FUND, INC. Agenda Number: 933695528 -------------------------------------------------------------------------------------------------------------------------- Security: 39167B102 Meeting Type: Special Meeting Date: 08-Jan-2013 Ticker: GCH ISIN: US39167B1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE APPROVAL OF THE PROPOSED INVESTMENT Mgmt Split 92% For 6% Against 2% AbstainSplit MANAGEMENT AGREEMENT BETWEEN THE FUND AND ABERDEEN ASIA PACIFIC LIMITED. -------------------------------------------------------------------------------------------------------------------------- THE NEW GERMANY FUND Agenda Number: 933833419 -------------------------------------------------------------------------------------------------------------------------- Security: 644465106 Meeting Type: Annual Meeting Date: 26-Jun-2013 Ticker: GF ISIN: US6444651060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. DETLEF BIERBAUM* Mgmt Split 86% For 14% Withheld Split MR. C.H. STRENGER* Mgmt Split 86% For 14% Withheld Split MR. R.H. WADSWORTH* Mgmt Split 86% For 14% Withheld Split DR. WILHELM BENDER# Mgmt Split 86% For 14% Withheld Split 3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt Split 98% For 1% Against 1% AbstainSplit COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- THE THAI FUND, INC. Agenda Number: 933664369 -------------------------------------------------------------------------------------------------------------------------- Security: 882904105 Meeting Type: Annual Meeting Date: 22-Aug-2012 Ticker: TTF ISIN: US8829041057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 23% For 77% Withheld Split MICHAEL F. KLEIN Mgmt Split 24% For 76% Withheld Split W. ALLEN REED Mgmt Split 23% For 77% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE THAI FUND, INC. Agenda Number: 933826882 -------------------------------------------------------------------------------------------------------------------------- Security: 882904105 Meeting Type: Annual Meeting Date: 24-Jun-2013 Ticker: TTF ISIN: US8829041057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK L. BOWMAN Mgmt Split 44% For 56% Withheld Split JAMES F. HIGGINS Mgmt Split 42% For 58% Withheld Split MANUEL H. JOHNSON Mgmt Split 42% For 58% Withheld Split 2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt Split 99% For 1% Against Split LIQUIDATE AND TERMINATE THE CONTRACTUAL INVESTMENT PLAN EXISTING IN THAILAND THROUGH WHICH THE THAI FUND, INC. (THE "FUND") CURRENTLY HOLDS ALL OF ITS THAI ASSETS. 3. TO CONSIDER AND ACT UPON A STOCKHOLDER Shr Split 6% For 89% Against 5% AbstainSplit PROPOSAL TO TERMINATE THE INVESTMENT MANAGEMENT AGREEMENT BETWEEN MORGAN STANLEY INVESTMENT MANAGEMENT INC. AND THE FUND. -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 933591617 -------------------------------------------------------------------------------------------------------------------------- Security: 989837109 Meeting Type: Annual Meeting Date: 06-Jul-2012 Ticker: ISIN: US9898371094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES H. BRUNIE Mgmt Split 75% For 25% Withheld Split JAMES B. ROGERS, JR. Mgmt Split 75% For 25% Withheld Split 2A. TO APPROVE A REVISION TO THE FUND'S Mgmt Split 77% For 22% Against 1% AbstainSplit INVESTMENT OBJECTIVE. 2B. TO APPROVE A RECLASSIFICATION OF THE FUND'S Mgmt Split 71% For 28% Against 1% AbstainSplit INVESTMENT OBJECTIVE AS "NON-FUNDAMENTAL." 3A. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 76% For 22% Against 2% AbstainSplit INVESTMENT RESTRICTIONS REGARDING DIVERSIFICATION. 3B. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 76% For 22% Against 2% AbstainSplit INVESTMENT RESTRICTIONS REGARDING THE ISSUANCE OF SENIOR SECURITIES. 3C. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 75% For 23% Against 2% AbstainSplit INVESTMENT RESTRICTIONS REGARDING INVESTING IN COMMODITIES. 3F. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 76% For 23% Against 1% AbstainSplit INVESTMENT RESTRICTIONS REGARDING PURCHASING SECURITIES ON MARGIN. 3G. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 75% For 23% Against 2% AbstainSplit INVESTMENT RESTRICTIONS REGARDING SHORT SALES. 3H. TO APPROVE AN AMENDMENT TO THE FUNDAMENTAL Mgmt Split 75% For 23% Against 2% AbstainSplit INVESTMENT RESTRICTIONS REGARDING PURCHASING "RESTRICTED" SECURITIES. 4. TO APPROVE AN AMENDMENT TO THE FUND'S Mgmt Split 68% For 30% Against 2% AbstainSplit INVESTMENT ADVISORY AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 933787028 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. AYLWARD Mgmt Split 83% For 17% Withheld Split WILLIAM H. WRIGHT II Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 933757099 -------------------------------------------------------------------------------------------------------------------------- Security: 89148B101 Meeting Type: Annual Meeting Date: 30-May-2013 Ticker: NTG ISIN: US89148B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN R. GRAHAM Mgmt Split 98% For 2% Withheld Split 2. APPROVAL FOR THE COMPANY, WITH THE APPROVAL Mgmt Split 89% For 8% Against 3% AbstainSplit OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS. 3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 98% For 1% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 933739673 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 17-Apr-2013 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LEROY C. RICHIE Mgmt Split 66% For 34% Withheld Split WILLIAM F. TRUSCOTT Mgmt Split 66% For 34% Withheld Split 2. TO RATIFY THE SELECTION OF Mgmt Split 80% For 10% Against 10% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. RiverNorth Doubleline Strategic Income Fund All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1%. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 933664369 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 22-Aug-2012 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 96% For 4% Withheld Split MICHAEL F. KLEIN Mgmt Split 96% For 4% Withheld Split W. ALLEN REED Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 933827985 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 24-Jun-2013 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK L. BOWMAN Mgmt Split 97% For 3% Withheld Split JAMES F. HIGGINS Mgmt Split 97% For 3% Withheld Split MANUEL H. JOHNSON Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ADVENT CLAYMORE Agenda Number: 933694730 -------------------------------------------------------------------------------------------------------------------------- Security: 00764C109 Meeting Type: Annual Meeting Date: 14-Nov-2012 Ticker: AVK ISIN: US00764C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III DIRECTOR: MR. TRACY Mgmt Split 96% For 2% Against 2% AbstainSplit V. MAITLAND -------------------------------------------------------------------------------------------------------------------------- ADVENT/CLAYMORE ENHANCED FUND Agenda Number: 933694716 -------------------------------------------------------------------------------------------------------------------------- Security: 00765E104 Meeting Type: Annual Meeting Date: 14-Nov-2012 Ticker: LCM ISIN: US00765E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II DIRECTOR: MR. TRACY V. Mgmt Split 95% For 2% Against 3% AbstainSplit MAITLAND 1B. ELECTION OF CLASS II DIRECTOR: MR. RONALD Mgmt Split 95% For 2% Against 3% AbstainSplit A. NYBERG -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN INCOME FUND, INC. Agenda Number: 933739813 -------------------------------------------------------------------------------------------------------------------------- Security: 01881E101 Meeting Type: Annual Meeting Date: 11-Jun-2013 Ticker: ACG ISIN: US01881E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN H. DOBKIN Mgmt Split 84% For 16% Withheld Split MICHAEL J. DOWNEY Mgmt Split 84% For 16% Withheld Split NANCY P. JACKLIN Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 09248X100 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BBN ISIN: US09248X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DIVERSIFIED INCOME STRA FD INC Agenda Number: 933659065 -------------------------------------------------------------------------------------------------------------------------- Security: 09255W102 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: DVF ISIN: US09255W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 94% For 6% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 94% For 6% Withheld Split RICHARD E. CAVANAGH Mgmt Split 94% For 6% Withheld Split FRANK J. FABOZZI Mgmt Split 94% For 6% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 94% For 6% Withheld Split JAMES T. FLYNN Mgmt Split 94% For 6% Withheld Split HENRY GABBAY Mgmt Split 94% For 6% Withheld Split JERROLD B. HARRIS Mgmt Split 94% For 6% Withheld Split R. GLENN HUBBARD Mgmt Split 94% For 6% Withheld Split W. CARL KESTER Mgmt Split 94% For 6% Withheld Split KAREN P. ROBARDS Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DIVERSIFIED INCOME STRA FD INC Agenda Number: 933673130 -------------------------------------------------------------------------------------------------------------------------- Security: 09255W102 Meeting Type: Special Meeting Date: 13-Sep-2012 Ticker: DVF ISIN: US09255W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. THE STOCKHOLDERS OF THE FUND ARE BEING Mgmt Split 93% For 5% Against 2% AbstainSplit ASKED TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION AMONG THE FUND, FRA MERGER SUBSIDIARY AND BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. AND THE TERMINATION OF THE FUND'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INCOME OPPORTUNITY TRUST Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 092475102 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BNA ISIN: US0924751029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INCOME TRUST INC. Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 09247F100 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BKT ISIN: US09247F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 91% For 9% Withheld Split JAMES T. FLYNN Mgmt Split 91% For 9% Withheld Split KAREN P. ROBARDS Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNI ENHANCED FD INC Agenda Number: 933659077 -------------------------------------------------------------------------------------------------------------------------- Security: 09253Y100 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: MEN ISIN: US09253Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 97% For 3% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split HENRY GABBAY Mgmt Split 97% For 3% Withheld Split JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 933691037 -------------------------------------------------------------------------------------------------------------------------- Security: 092508100 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: BTZ ISIN: US0925081004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.A THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. REORGANIZATION AGREEMENT. 2.B THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. REORGANIZATION AGREEMENT. 2.C THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 87% For 11% Against 2% AbstainSplit APPROVE THE ISSUANCE OF ADDITIONAL COMMON SHARES OF BTZ IN CONNECTION WITH THE BLACKROCK CREDIT ALLOCATION INCOME TRUST III REORGANIZATION AGREEMENT. 3.D THE SHAREHOLDERS OF BTZ ARE BEING ASKED TO Mgmt Split 88% For 9% Against 3% AbstainSplit APPROVE THE REMOVAL OF BTZ'S INVESTMENT POLICY REQUIRING THAT BTZ INVESTS AT LEAST 25% OF ITS MANAGED ASSETS IN SECURITIES OF COMPANIES PRINCIPALLY ENGAGED IN PROVIDING FINANCIAL SERVICES AND AMENDING BTZ'S FUNDAMENTAL INVESTMENT RESTRICTION REGARDING INDUSTRY CONCENTRATION TO REFLECT THE REMOVAL OF SUCH INVESTMENT POLICY. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED OPPORTUNITY TRUST Agenda Number: 933659003 -------------------------------------------------------------------------------------------------------------------------- Security: 09249V103 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: BPP ISIN: US09249V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK PREFERRED OPPORTUNITY TRUST Agenda Number: 933691025 -------------------------------------------------------------------------------------------------------------------------- Security: 09249V103 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: BPP ISIN: US09249V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.C THE SHAREHOLDERS OF BPP ARE BEING ASKED TO Mgmt Split 84% For 14% Against 2% AbstainSplit APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION AMONG BPP, BTZ MERGER SUBSIDIARY AND BLACKROCK CREDIT ALLOCATION INCOME TRUST IV AND THE TERMINATION OF BPP'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. 3.C THE SHAREHOLDERS OF BPP ARE BEING ASKED TO Mgmt Split 84% For 14% Against 2% AbstainSplit APPROVE THE REMOVAL OF BPP'S INVESTMENT POLICY REQUIRING THAT BPP INVESTS AT LEAST 25% OF ITS MANAGED ASSETS IN SECURITIES OF COMPANIES PRINCIPALLY ENGAGED IN PROVIDING FINANCIAL SERVICES AND AMENDING BPP'S FUNDAMENTAL INVESTMENT RESTRICTION ON INDUSTRY CONCENTRATION TO TO REMOVE THE EXCEPTION FOR THE FINANCIAL SERVICES INDUSTRY. -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED & CORPORATE INCOME STRT FD Agenda Number: 933659065 -------------------------------------------------------------------------------------------------------------------------- Security: 09255J101 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: PSW ISIN: US09255J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 98% For 2% Withheld Split KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED & CORPORATE INCOME STRT FD Agenda Number: 933691001 -------------------------------------------------------------------------------------------------------------------------- Security: 09255J101 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: PSW ISIN: US09255J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.A THE STOCKHOLDERS OF PSW ARE BEING ASKED TO Mgmt Split 82% For 16% Against 2% AbstainSplit APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION AMONG PSW, BTZ MERGER SUBSIDIARY AND BLACKROCK CREDIT ALLOCATION INCOME TRUST IV AND THE TERMINATION OF PSW'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. 3.A THE STOCKHOLDERS OF PSW ARE BEING ASKED TO Mgmt Split 83% For 15% Against 2% AbstainSplit APPROVE THE REMOVAL OF PSW'S INVESTMENT POLICY REQUIRING THAT PSW INVESTS AT LEAST 25% OF ITS TOTAL ASSETS IN THE INDUSTRIES COMPRISING THE FINANCIAL SERVICES SECTOR AND AMENDING PSW'S FUNDAMENTAL INVESTMENT RESTRICTION REGARDING INDUSTRY CONCENTRATION TO REFLECT THE REMOVAL OF SUCH INVESTMENT POLICY. -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED INCOME STRATEGIES FUND Agenda Number: 933659065 -------------------------------------------------------------------------------------------------------------------------- Security: 09255H105 Meeting Type: Annual Meeting Date: 27-Jul-2012 Ticker: PSY ISIN: US09255H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL L. AUDET Mgmt Split 98% For 2% Withheld Split MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split HENRY GABBAY Mgmt Split 98% For 2% Withheld Split JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split W. CARL KESTER Mgmt Split 98% For 2% Withheld Split KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BR PREFERRED INCOME STRATEGIES FUND Agenda Number: 933691013 -------------------------------------------------------------------------------------------------------------------------- Security: 09255H105 Meeting Type: Special Meeting Date: 02-Nov-2012 Ticker: PSY ISIN: US09255H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.B THE STOCKHOLDERS OF PSY ARE BEING ASKED TO Mgmt Split 89% For 9% Against 2% AbstainSplit APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION AMONG PSY, BTZ MERGER SUBSIDIARY AND BLACKROCK CREDIT ALLOCATION INCOME TRUST IV AND THE TERMINATION OF PSY'S REGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940. 3.B THE STOCKHOLDERS OF PSY ARE BEING ASKED TO Mgmt Split 89% For 9% Against 2% AbstainSplit APPROVE THE REMOVAL OF PSY'S INVESTMENT POLICY REQUIRING THAT PSY INVESTS AT LEAST 25% OF ITS TOTAL ASSETS IN THE INDUSTRIES COMPRISING THE FINANCIAL SERVICES SECTOR AND AMENDING PSY'S FUNDAMENTAL INVESTMENT RESTRICTION REGARDING INDUSTRY CONCENTRATION TO REFLECT THE REMOVAL OF SUCH INVESTMENT POLICY. -------------------------------------------------------------------------------------------------------------------------- CALAMOS CONV & HIGH INCOME FUND Agenda Number: 933834714 -------------------------------------------------------------------------------------------------------------------------- Security: 12811P108 Meeting Type: Annual Meeting Date: 21-Jun-2013 Ticker: CHY ISIN: US12811P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WESTON W. MARSH Mgmt Split 97% For 3% Withheld Split STEPHEN B. TIMBERS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CLAYMORE FUNDS Agenda Number: 933694704 -------------------------------------------------------------------------------------------------------------------------- Security: 007639107 Meeting Type: Annual Meeting Date: 14-Nov-2012 Ticker: AGC ISIN: US0076391079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III DIRECTOR: MR. TRACY Mgmt Split 95% For 3% Against 2% AbstainSplit V. MAITLAND -------------------------------------------------------------------------------------------------------------------------- DWS GLOBAL HIGH INCOME FUND, INC. Agenda Number: 933679889 -------------------------------------------------------------------------------------------------------------------------- Security: 23338W104 Meeting Type: Annual Meeting Date: 28-Sep-2012 Ticker: LBF ISIN: US23338W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. BALLANTINE Mgmt Split 97% For 3% Withheld Split HENRY P. BECTON, JR. Mgmt Split 97% For 3% Withheld Split DAWN-MARIE DRISCOLL Mgmt Split 97% For 3% Withheld Split PAUL K. FREEMAN Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR INCOME TRUST Agenda Number: 933681149 -------------------------------------------------------------------------------------------------------------------------- Security: 27826S103 Meeting Type: Annual Meeting Date: 26-Oct-2012 Ticker: EVF ISIN: US27826S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SCOTT E. ESTON* Mgmt Split 98% For 2% Withheld Split ALLEN R. FREEDMAN* Mgmt Split 98% For 2% Withheld Split HELEN FRAME PETERS* Mgmt Split 98% For 2% Withheld Split HARRIETT TEE TAGGART# Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FEDERATED FUNDS Agenda Number: 933672897 -------------------------------------------------------------------------------------------------------------------------- Security: 314162108 Meeting Type: Annual Meeting Date: 14-Sep-2012 Ticker: FTT ISIN: US3141621082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. CHRISTOPHER DONAHUE Mgmt Split 75% For 25% Withheld Split PETER E. MADDEN Mgmt Split 75% For 25% Withheld Split C.F. MANSFIELD, JR. Mgmt Split 75% For 25% Withheld Split 2. APPROVE AMENDMENT TO DECLARATION OF TRUST. Mgmt Split 63% For 25% Against 12% AbstainSplit -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 933751770 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 17-Apr-2013 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 97% For 3% Withheld Split NIEL B. NIELSON Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 933760060 -------------------------------------------------------------------------------------------------------------------------- Security: 361570104 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: GDL ISIN: US3615701048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD T. TOKAR Mgmt Split 99% For 1% Withheld Split SALVATORE J. ZIZZA Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 933760072 -------------------------------------------------------------------------------------------------------------------------- Security: 361570302 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: GDLPRB ISIN: US3615703028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANTHONY J. COLAVITA Mgmt For For EDWARD T. TOKAR Mgmt For For SALVATORE J. ZIZZA Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GLOBAL INCOME & CURRENCY FUND, INC. Agenda Number: 933698966 -------------------------------------------------------------------------------------------------------------------------- Security: 378968101 Meeting Type: Special Meeting Date: 16-Nov-2012 Ticker: GCF ISIN: US3789681018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 97% For 2% Against 1% AbstainSplit REORGANIZATION PURSUANT TO WHICH GLOBAL INCOME & CURRENCY FUND INC. ("ACQUIRED FUND") WOULD (I) TRANSFER SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND ("ACQUIRING FUND"), (II) DISTRIBUTE SUCH SHARES OF ACQUIRING FUND TO COMMON HOLDERS OF ACQUIRED FUND, (III) LIQUIDATE, DISSOLVE & TERMINATE. -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933672051 -------------------------------------------------------------------------------------------------------------------------- Security: 42327Y202 Meeting Type: Annual Meeting Date: 17-Aug-2012 Ticker: HMH ISIN: US42327Y2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STUART A. MCFARLAND Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933672051 -------------------------------------------------------------------------------------------------------------------------- Security: 42328A203 Meeting Type: Annual Meeting Date: 17-Aug-2012 Ticker: HSA ISIN: US42328A2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STUART A. MCFARLAND Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- HELIOS FUNDS Agenda Number: 933729999 -------------------------------------------------------------------------------------------------------------------------- Security: 42327V208 Meeting Type: Annual Meeting Date: 26-Feb-2013 Ticker: HTR ISIN: US42327V2088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RODMAN L. DRAKE Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ING PRIME RATE TRUST Agenda Number: 933637209 -------------------------------------------------------------------------------------------------------------------------- Security: 44977W106 Meeting Type: Annual Meeting Date: 05-Jul-2012 Ticker: PPR ISIN: US44977W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR COLLEEN D. BALDWIN Mgmt Split 97% For 3% Withheld Split JOHN V. BOYER Mgmt Split 97% For 3% Withheld Split PATRICIA W. CHADWICK Mgmt Split 97% For 3% Withheld Split ROBERT W. CRISPIN Mgmt Split 50% For 50% Withheld Split PETER S. DROTCH Mgmt Split 97% For 3% Withheld Split J. MICHAEL EARLEY Mgmt Split 97% For 3% Withheld Split PATRICK W. KENNY Mgmt Split 97% For 3% Withheld Split SHAUN P. MATHEWS Mgmt Split 97% For 3% Withheld Split SHERYL K. PRESSLER Mgmt Split 97% For 3% Withheld Split ROGER B. VINCENT Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 933663848 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 25-Sep-2012 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF AN AGREEMENT AND PLAN OF Mgmt Split 95% For 2% Against 3% AbstainSplit REDOMESTICATION THAT PROVIDES FOR THE REORGANIZATION OF THE FUND AS A DELAWARE STATUTORY TRUST. 3C1 DIRECTOR WAYNE W. WHALEN Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 933663800 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 25-Sep-2012 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. APPROVAL OF AN AMENDED AND RESTATED Mgmt Split 92% For 5% Against 3% AbstainSplit AGREEMENT AND DECLARATION OF TRUST. 3D. DIRECTOR LINDA HUTTON HEAGY Mgmt Split 97% For 3% Withheld Split WAYNE W. WHALEN Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 933831364 -------------------------------------------------------------------------------------------------------------------------- Security: 486606502 Meeting Type: Annual Meeting Date: 18-Jun-2013 Ticker: KYNPRE ISIN: US4866065026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. SHEA, JR. Mgmt Split 15% For 85% Withheld Split ANNE K. COSTIN Mgmt Split 67% For 33% Withheld Split 2. THE RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 933831364 -------------------------------------------------------------------------------------------------------------------------- Security: 486606601 Meeting Type: Annual Meeting Date: 18-Jun-2013 Ticker: KYNPRF ISIN: US4866066016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. SHEA, JR. Mgmt Split 39% For 61% Withheld Split ANNE K. COSTIN Mgmt Split 59% For 41% Withheld Split 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 3% Against Split PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933708933 -------------------------------------------------------------------------------------------------------------------------- Security: 52469B100 Meeting Type: Annual Meeting Date: 14-Dec-2012 Ticker: BWG ISIN: US52469B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 96% For 4% Withheld Split DANIEL P. CRONIN* Mgmt Split 96% For 4% Withheld Split PAOLO M. CUCCHI* Mgmt Split 96% For 4% Withheld Split LESLIE H. GELB$ Mgmt Split 96% For 4% Withheld Split WILLIAM R. HUTCHINSON$ Mgmt Split 96% For 4% Withheld Split R. JAY GERKEN$ Mgmt Split 96% For 4% Withheld Split JESWALD W. SALACUSE# Mgmt Split 96% For 4% Withheld Split RIORDAN ROETT# Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 933729975 -------------------------------------------------------------------------------------------------------------------------- Security: 52469B100 Meeting Type: Annual Meeting Date: 22-Feb-2013 Ticker: BWG ISIN: US52469B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CAROL L. COLMAN* Mgmt Split 97% For 3% Withheld Split DANIEL P. CRONIN* Mgmt Split 97% For 3% Withheld Split PAOLO M. CUCCHI* Mgmt Split 97% For 3% Withheld Split EILEEN A. KAMERICK# Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MONTGOMERY STREET INCOME SECURITIES, INC Agenda Number: 933640371 -------------------------------------------------------------------------------------------------------------------------- Security: 614115103 Meeting Type: Annual Meeting Date: 17-Jul-2012 Ticker: MTS ISIN: US6141151034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD J. BRADSHAW Mgmt Split 73% For 27% Withheld Split VICTOR L. HYMES Mgmt Split 71% For 29% Withheld Split WENDELL G. VAN AUKEN Mgmt Split 73% For 27% Withheld Split NANCY E. WALLACE Mgmt Split 71% For 29% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 933664369 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 22-Aug-2012 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL BOZIC Mgmt Split 90% For 10% Withheld Split MICHAEL F. KLEIN Mgmt Split 90% For 10% Withheld Split W. ALLEN REED Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TRUSTS Agenda Number: 933828002 -------------------------------------------------------------------------------------------------------------------------- Security: 61745P874 Meeting Type: Annual Meeting Date: 24-Jun-2013 Ticker: ICB ISIN: US61745P8749 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL F. KLEIN Mgmt Split 96% For 4% Withheld Split MICHAEL E. NUGENT Mgmt Split 95% For 5% Withheld Split W. ALLEN REED Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 933821200 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G106 Meeting Type: Annual Meeting Date: 07-Jun-2013 Ticker: NHF ISIN: US65340G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ELECT BRYAN A. WARD AS A CLASS I TRUSTEE Mgmt Split 98% For 1% Against 1% AbstainSplit OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2016 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 933667187 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1D. DIRECTOR ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 933667187 -------------------------------------------------------------------------------------------------------------------------- Security: 67071L106 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: NVG ISIN: US67071L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1D. DIRECTOR ROBERT P. BREMNER Mgmt Split 97% For 3% Withheld Split JACK B. EVANS Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INSURED MUNICIPAL OPPORTUNITY FD Agenda Number: 933667149 -------------------------------------------------------------------------------------------------------------------------- Security: 670984103 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: NIO ISIN: US6709841034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR JOHN P. AMBOIAN Mgmt Split 96% For 4% Withheld Split ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split JACK B. EVANS Mgmt Split 96% For 4% Withheld Split DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 933667202 -------------------------------------------------------------------------------------------------------------------------- Security: 67074C103 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: NBB ISIN: US67074C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1E. DIRECTOR ROBERT P. BREMNER Mgmt Split 98% For 2% Withheld * JACK B. EVANS Mgmt Split 98% For 2% Withheld * WILLIAM J. SCHNEIDER Mgmt Split 98% For 2% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN INVESTMENTS Agenda Number: 933667202 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Q102 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: NBD ISIN: US67074Q1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1E. DIRECTOR ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld * JACK B. EVANS Mgmt Split 96% For 4% Withheld * WILLIAM J. SCHNEIDER Mgmt Split 96% For 4% Withheld * -------------------------------------------------------------------------------------------------------------------------- NUVEEN MULTI-CURR. SHORT-TERM GOVT INC Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67090N109 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JGT ISIN: US67090N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld Split JUDITH M. STOCKDALE Mgmt Split 98% For 2% Withheld Split CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67072W101 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JHP ISIN: US67072W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 96% For 4% Withheld Split JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE INCOME FUND Agenda Number: 933663963 -------------------------------------------------------------------------------------------------------------------------- Security: 72201H108 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: PFL ISIN: US72201H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADFORD K. GALLAGHER* Mgmt Split 97% For 3% Withheld Split DEBORAH A. DECOTIS** Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 933664496 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 31-Jul-2012 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADFORD K. GALLAGHER* Mgmt Split 92% For 8% Withheld Split WILLIAM B. OGDEN, IV** Mgmt Split 92% For 8% Withheld Split DEBORAH A. DECOTIS* Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO INCOME OPPORTUNITY FD Agenda Number: 933746820 -------------------------------------------------------------------------------------------------------------------------- Security: 72202B100 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: PKO ISIN: US72202B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR JAMES A. JACOBSON Mgmt Split 98% For 2% Withheld Split JOHN C. MANEY Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 933717449 -------------------------------------------------------------------------------------------------------------------------- Security: 746909100 Meeting Type: Annual Meeting Date: 31-Jan-2013 Ticker: PIM ISIN: US7469091000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. FIXING THE NUMBER OF TRUSTEES AT 15. Mgmt Split 93% For 4% Against 3% AbstainSplit 1B. DIRECTOR LIAQUAT AHAMED Mgmt Split 94% For 6% Withheld Split RAVI AKHOURY Mgmt Split 94% For 6% Withheld Split JAMESON A. BAXTER Mgmt Split 94% For 6% Withheld Split BARBARA M. BAUMANN Mgmt Split 94% For 6% Withheld Split CHARLES B. CURTIS Mgmt Split 94% For 6% Withheld Split ROBERT J. DARRETTA Mgmt Split 94% For 6% Withheld Split KATINKA DOMOTORFFY Mgmt Split 94% For 6% Withheld Split JOHN A. HILL Mgmt Split 94% For 6% Withheld Split PAUL L. JOSKOW Mgmt Split 94% For 6% Withheld Split ELIZABETH T. KENNAN Mgmt Split 94% For 6% Withheld Split KENNETH R. LEIBLER Mgmt Split 94% For 6% Withheld Split ROBERT E. PATTERSON Mgmt Split 94% For 6% Withheld Split GEORGE PUTNAM, III Mgmt Split 94% For 6% Withheld Split ROBERT L. REYNOLDS Mgmt Split 94% For 6% Withheld Split W. THOMAS STEPHENS Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 933757087 -------------------------------------------------------------------------------------------------------------------------- Security: 89148J203 Meeting Type: Annual Meeting Date: 30-May-2013 Ticker: TYYPRC ISIN: US89148J2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR JOHN R. GRAHAM Mgmt Split 87% For 13% Withheld Split H. KEVIN BIRZER Mgmt Split 70% For 30% Withheld Split 2. APPROVAL FOR THE COMPANY, WITH THE APPROVAL Mgmt Split 94% For 5% Against 1% AbstainSplit OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS. 3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 96% For 3% Against 1% AbstainSplit COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. -------------------------------------------------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS Agenda Number: 933787585 -------------------------------------------------------------------------------------------------------------------------- Security: 92829B101 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: VGI ISIN: US92829B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS F. MANN Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE FUNDS Agenda Number: 933724254 -------------------------------------------------------------------------------------------------------------------------- Security: 94987D101 Meeting Type: Annual Meeting Date: 11-Feb-2013 Ticker: ERC ISIN: US94987D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PETER G. GORDON Mgmt Split 98% For 2% Withheld Split TIMOTHY J. PENNY Mgmt Split 98% For 2% Withheld Split MICHAEL S. SCOFIELD Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET INFLATION MANAGEMENT FUND Agenda Number: 933769210 -------------------------------------------------------------------------------------------------------------------------- Security: 95766U107 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: IMF ISIN: US95766U1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LESLIE H. GELB* Mgmt Split 49% For 51% Withheld Split R. JAY GERKEN* Mgmt Split 49% For 51% Withheld Split WILLIAM R. HUTCHINSON* Mgmt Split 49% For 51% Withheld Split EILEEN A. KAMERICK# Mgmt Split 48% For 52% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 933773461 -------------------------------------------------------------------------------------------------------------------------- Security: 95766R104 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: WIW ISIN: US95766R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KENNETH D. FULLER Mgmt Split 93% For 7% Withheld Split RONALD E. TOUPIN, JR. Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET/CLAYMORE LINKED SEC & INC Agenda Number: 933773459 -------------------------------------------------------------------------------------------------------------------------- Security: 95766Q106 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: WIA ISIN: US95766Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL LARSON Mgmt Split 94% For 6% Withheld Split RiverNorth/Manning & Napier Dividend Income Fund All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1%. -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 933754966 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: MMM ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For 1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For 1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For 1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For 1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against 1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against CONSENT. 5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 933769854 -------------------------------------------------------------------------------------------------------------------------- Security: 000375204 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: ABB ISIN: US0003752047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2012 2.2 CONSULTATIVE VOTE ON THE 2012 REMUNERATION Mgmt For For REPORT 3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For PERSONS ENTRUSTED WITH MANAGEMENT 4 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE 5 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For 6.1 RE-ELECTION TO THE BOARD OF DIRECTOR: ROGER Mgmt For For AGNELLI 6.2 RE-ELECTION TO THE BOARD OF DIRECTOR: LOUIS Mgmt For For R. HUGHES 6.3 RE-ELECTION TO THE BOARD OF DIRECTOR: HANS Mgmt For For ULRICH MARKI 6.4 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For MICHEL DE ROSEN 6.5 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For MICHAEL TRESCHOW 6.6 RE-ELECTION TO THE BOARD OF DIRECTOR: JACOB Mgmt Against Against WALLENBERG 6.7 RE-ELECTION TO THE BOARD OF DIRECTOR: YING Mgmt For For YEH 6.8 RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For HUBERTUS VON GRUNBERG 7 RE-ELECTION OF THE AUDITORS ERNST & YOUNG Mgmt For For AG -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 933743672 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. ALPERN Mgmt For For R.S. AUSTIN Mgmt For For S.E. BLOUNT Mgmt For For W.J. FARRELL Mgmt For For E.M. LIDDY Mgmt For For N. MCKINSTRY Mgmt For For P.N. NOVAKOVIC Mgmt For For W.A. OSBORN Mgmt For For S.C. SCOTT III Mgmt For For G.F. TILTON Mgmt For For M.D. WHITE Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For AUDITORS 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against EXECUTIVE COMPENSATION 4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For INGREDIENTS 5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against CHAIR 7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For HEDGING 8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against COMPENSATION 9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr Against For OF AWARDS UPON CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 933751869 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H.L. BURNSIDE Mgmt For For EDWARD J. RAPP Mgmt For For ROY S. ROBERTS Mgmt For For 2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF ABBVIE FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. 4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION. 5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt For For PROGRAM. -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 933722945 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 06-Feb-2013 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For FINANCIAL STATEMENTS FOR THE TWELVE MONTH PERIOD ENDED AUGUST 31, 2012 AS PRESENTED 2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For KIMSEY 2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For LIPP 2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For NANTERME 2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For PELISSON 2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt Against Against SCHIMMELMANN 3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG'S REMUNERATION 4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For PLC 2010 SHARE INCENTIVE PLAN 6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND 7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES 8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK 9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For PRACTICES -------------------------------------------------------------------------------------------------------------------------- ADAMS EXPRESS COMPANY Agenda Number: 933737073 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 19-Mar-2013 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt Split 55% For 45% Withheld Split PHYLLIS O. BONANNO Mgmt Split 55% For 45% Withheld Split KENNETH J. DALE Mgmt Split 57% For 43% Withheld Split FREDERIC A. ESCHERICH Mgmt Split 57% For 43% Withheld Split ROGER W. GALE Mgmt Split 56% For 44% Withheld Split KATHLEEN T. MCGAHRAN Mgmt Split 56% For 44% Withheld Split CRAIG R. SMITH Mgmt Split 56% For 44% Withheld Split MARK E. STOECKLE Mgmt Split 83% For 17% Withheld Split 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 68% For 1% Against 31% AbstainSplit AS INDEPENDENT PUBLIC AUDITORS. -------------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933716827 -------------------------------------------------------------------------------------------------------------------------- Security: 009158106 Meeting Type: Annual Meeting Date: 24-Jan-2013 Ticker: APD ISIN: US0091581068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM L. DAVIS III Mgmt For For 1B. ELECTION OF DIRECTOR: W. DOUGLAS FORD Mgmt For For 1C. ELECTION OF DIRECTOR: EVERT HENKES Mgmt For For 1D. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For 2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. 3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For COMPENSATION. TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For INCENTIVE PLAN. TO APPROVE THE LONG-TERM INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR USE UNDER THE PLAN. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" THE FOLLOWING PROPOSAL 5. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For Against BOARD. -------------------------------------------------------------------------------------------------------------------------- ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933775186 -------------------------------------------------------------------------------------------------------------------------- Security: 021060108 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: AOD ISIN: US0210601086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. JACOBSON Mgmt Split 89% For 11% Withheld Split H. GUY LEIBLER Mgmt Split 89% For 11% Withheld Split 2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 77% For 20% Against 3% AbstainSplit PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 933774968 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For 1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For 1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For CARBONNEL 1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For 1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For 1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For HENDERSON 1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For HERRINGER 1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For 1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For 1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For 1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For SCHAEFFER 1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For RESTATED 2009 EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. Agenda Number: 933730322 -------------------------------------------------------------------------------------------------------------------------- Security: 032654105 Meeting Type: Annual Meeting Date: 13-Mar-2013 Ticker: ADI ISIN: US0326541051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RAY STATA Mgmt For For 1B. ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For 1E. ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For 1F. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For 1G. ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For 1H. ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt For For 1I. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For 1J. ELECTION OF DIRECTOR: LISA T. SU Mgmt For For 2. TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt Against Against VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 3. TO APPROVE THE ANALOG DEVICES, INC. Mgmt For For EXECUTIVE SECTION 162(M) PLAN. 4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2, 2013. -------------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Agenda Number: 933729266 -------------------------------------------------------------------------------------------------------------------------- Security: 038222105 Meeting Type: Annual Meeting Date: 05-Mar-2013 Ticker: AMAT ISIN: US0382221051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For 1D. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For 1E. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For 1F. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For 1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For 1H. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For 1I. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For 1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF APPLIED MATERIALS' NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. MA PLEASE INDICATE IF YOU PLAN TO ATTEND THIS Mgmt Abstain MEETING. -------------------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807 -------------------------------------------------------------------------------------------------------------------------- Security: 039483102 Meeting Type: Annual Meeting Date: 01-Nov-2012 Ticker: ADM ISIN: US0394831020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: T. CREWS Mgmt For For 1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For 1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For 1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For 1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For 1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For 1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For 1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE SIX-MONTH PERIOD ENDING DECEMBER 31, 2012. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against SHAREOWNER MEETINGS. -------------------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396 -------------------------------------------------------------------------------------------------------------------------- Security: 039483102 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: ADM ISIN: US0394831020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For 1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For 1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For 1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For 1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For 1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For 1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For 1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 933755918 -------------------------------------------------------------------------------------------------------------------------- Security: 046353108 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: AZN ISIN: US0463531089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2012 2. TO CONFIRM DIVIDENDS Mgmt For For 3. TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For For AUDITOR 4. TO AUTHORISE THE DIRECTORS TO AGREE TO THE Mgmt For For REMUNERATION OF THE AUDITOR 5A. RE-ELECTION OF DIRECTOR: LEIF JOHANSSON Mgmt For For 5B. RE-ELECTION OF DIRECTOR: PASCAL SORIOT Mgmt For For 5C. RE-ELECTION OF DIRECTOR: SIMON LOWTH Mgmt For For 5D. RE-ELECTION OF DIRECTOR: GENEVIEVE BERGER Mgmt For For 5E. RE-ELECTION OF DIRECTOR: BRUCE BURLINGTON Mgmt For For 5F. RE-ELECTION OF DIRECTOR: GRAHAM CHIPCHASE Mgmt For For 5G. RE-ELECTION OF DIRECTOR: JEAN-PHILIPPE Mgmt Against Against COURTOIS 5H. RE-ELECTION OF DIRECTOR: RUDY MARKHAM Mgmt For For 5I. RE-ELECTION OF DIRECTOR: NANCY ROTHWELL Mgmt For For 5J. RE-ELECTION OF DIRECTOR: SHRITI VADERA Mgmt For For 5K. RE-ELECTION OF DIRECTOR: JOHN VARLEY Mgmt For For 5L. RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG Mgmt Against Against 6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 DECEMBER 2012 7. TO AUTHORISE LIMITED EU POLITICAL DONATIONS Mgmt For For 8. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 9. TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS 10. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 11. TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt Against Against MEETINGS -------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933691291 -------------------------------------------------------------------------------------------------------------------------- Security: 053015103 Meeting Type: Annual Meeting Date: 13-Nov-2012 Ticker: ADP ISIN: US0530151036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELLEN R. ALEMANY Mgmt For For GREGORY D. BRENNEMAN Mgmt For For LESLIE A. BRUN Mgmt For For RICHARD T. CLARK Mgmt For For ERIC C. FAST Mgmt For For LINDA R. GOODEN Mgmt For For R. GLENN HUBBARD Mgmt For For JOHN P. JONES Mgmt For For CARLOS A. RODRIGUEZ Mgmt For For ENRIQUE T. SALEM Mgmt For For GREGORY L. SUMME Mgmt For For 2. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. Agenda Number: 933779146 -------------------------------------------------------------------------------------------------------------------------- Security: 054303102 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: AVP ISIN: US0543031027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DOUGLAS R. CONANT Mgmt For For W. DON CORNWELL Mgmt Withheld Against V. ANN HAILEY Mgmt Withheld Against FRED HASSAN Mgmt Withheld Against MARIA ELENA LAGOMASINO Mgmt Withheld Against SHERI S. MCCOY Mgmt For For ANN S. MOORE Mgmt Withheld Against CHARLES H. NOSKI Mgmt For For GARY M. RODKIN Mgmt Withheld Against PAULA STERN Mgmt Withheld Against 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION. 3. APPROVAL OF 2013 STOCK INCENTIVE PLAN. Mgmt For For 4. APPROVAL OF 2013 - 2017 EXECUTIVE INCENTIVE Mgmt For For PLAN. 5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 6. RESOLUTION REQUESTING A REPORT ON Shr Against For SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL CARE PRODUCTS. -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 933754916 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For 1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For 1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For 1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION 4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For CERTIFICATE OF INCORPORATION GRANTING HOLDERS OF AT LEAST 25% OF OUTSTANDING COMMON STOCK THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 933718756 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Meeting Date: 29-Jan-2013 Ticker: BDX ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For 1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For 1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For 1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For 1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For 1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For 1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For 1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For 1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For JR. 1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For 1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For 1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION. 5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For DIRECTOR EQUITY-BASED COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC Agenda Number: 933690934 -------------------------------------------------------------------------------------------------------------------------- Security: 05545E209 Meeting Type: Annual Meeting Date: 25-Oct-2012 Ticker: BBL ISIN: US05545E2090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE 2012 FINANCIAL STATEMENTS Mgmt For For AND REPORTS FOR BHP BILLITON PLC AND BHP BILLITON LIMITED 2. TO ELECT PAT DAVIES AS A DIRECTOR OF EACH Mgmt For For OF BHP BILLITON PLC AND BHP BILLITON LIMITED 3. TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For OF EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 4. TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR Mgmt For For OF EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 5. TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR Mgmt For For OF EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 6. TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 7. TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 8. TO RE-ELECT MARIUS KLOPPERS AS A DIRECTOR Mgmt For For OF EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 9. TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR Mgmt For For OF EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 10. TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 11. TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 12. TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 13. TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 14. TO RE-ELECT JAC NASSER AS A DIRECTOR OF Mgmt For For EACH OF BHP BILLITON PLC AND BHP BILLITON LIMITED 15. TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR Mgmt For For OF BHP BILLITON PLC 16. TO RENEW THE GENERAL AUTHORITY TO ISSUE Mgmt For For SHARES IN BHP BILLITON PLC 17. TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For BHP BILLITON PLC FOR CASH 18. TO APPROVE THE REPURCHASE OF SHARES IN BHP Mgmt For For BILLITON PLC 19. TO APPROVE THE 2012 REMUNERATION REPORT Mgmt For For 20. TO APPROVE THE GRANT OF LONG-TERM INCENTIVE Mgmt For For PERFORMANCE SHARES TO MARIUS KLOPPERS -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 933821933 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Annual Meeting Date: 21-Jun-2013 Ticker: BIF ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD I. BARR Mgmt Split 94% For 6% Withheld Split JOHN S. HOREJSI Mgmt Split 94% For 6% Withheld Split DEAN L. JACOBSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER TOTAL RETURN FUND, INC. Agenda Number: 933821919 -------------------------------------------------------------------------------------------------------------------------- Security: 101541100 Meeting Type: Annual Meeting Date: 21-Jun-2013 Ticker: BTF ISIN: US1015411002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD I. BARR Mgmt Split 93% For 7% Withheld Split JOHN S. HOREJSI Mgmt Split 93% For 7% Withheld Split DEAN L. JACOBSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 933773954 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Meeting Date: 11-Apr-2013 Ticker: BP ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For ACCOUNTS. 2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT. 3. TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. Mgmt For For 4. TO RE-ELECT MR. I C CONN AS A DIRECTOR. Mgmt For For 5. TO RE-ELECT DR. B GILVARY AS A DIRECTOR. Mgmt For For 6. TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. Mgmt For For 7. TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For DIRECTOR. 8. TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. Mgmt For For 9. TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. Mgmt For For 10. TO RE-ELECT MR. G DAVID AS A DIRECTOR. Mgmt Against Against 11. TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. Mgmt For For 12. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For DIRECTOR. 13. TO RE-ELECT MR. B R NELSON AS A DIRECTOR. Mgmt For For 14. TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. Mgmt For For 15. TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. Mgmt For For 16. TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. Mgmt For For 17. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. S18 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. 19. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For UP TO A SPECIFIED AMOUNT. S20 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. S21 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt Against Against CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For 1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against 1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For 1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For 1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For 1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For 1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For 1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For 1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For 1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Agenda Number: 933694552 -------------------------------------------------------------------------------------------------------------------------- Security: 134429109 Meeting Type: Annual Meeting Date: 14-Nov-2012 Ticker: CPB ISIN: US1344291091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR EDMUND M. CARPENTER Mgmt For For PAUL R. CHARRON Mgmt For For BENNETT DORRANCE Mgmt For For LAWRENCE C. KARLSON Mgmt For For RANDALL W. LARRIMORE Mgmt For For MARY ALICE D. MALONE Mgmt For For SARA MATHEW Mgmt For For DENISE M. MORRISON Mgmt For For CHARLES R. PERRIN Mgmt For For A. BARRY RAND Mgmt For For NICK SHREIBER Mgmt For For TRACEY T. TRAVIS Mgmt For For ARCHBOLD D. VAN BEUREN Mgmt For For LES C. VINNEY Mgmt For For CHARLOTTE C. WEBER Mgmt For For 2 RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CANON INC. Agenda Number: 933738671 -------------------------------------------------------------------------------------------------------------------------- Security: 138006309 Meeting Type: Annual Meeting Date: 28-Mar-2013 Ticker: CAJ ISIN: US1380063099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIVIDEND FROM SURPLUS Mgmt For For 2. DIRECTOR DIRECTOR 1 Mgmt Withheld Against DIRECTOR 2 Mgmt For For DIRECTOR 3 Mgmt For For DIRECTOR 4 Mgmt For For DIRECTOR 5 Mgmt For For DIRECTOR 6 Mgmt For For DIRECTOR 7 Mgmt For For DIRECTOR 8 Mgmt For For DIRECTOR 9 Mgmt For For DIRECTOR 10 Mgmt For For DIRECTOR 11 Mgmt For For DIRECTOR 12 Mgmt For For DIRECTOR 13 Mgmt For For DIRECTOR 14 Mgmt For For DIRECTOR 15 Mgmt For For DIRECTOR 16 Mgmt For For DIRECTOR 17 Mgmt For For DIRECTOR 18 Mgmt For For DIRECTOR 19 Mgmt For For DIRECTOR 20 Mgmt For For DIRECTOR 21 Mgmt For For 3. FINAL PAYMENTS OF RETIREMENT ALLOWANCE DUE Mgmt Against Against TO THE ABOLISHMENT OF THE RETIREMENT ALLOWANCE SYSTEM FOR DIRECTORS 4. REVISION TO AMOUNT OF REMUNERATION FOR Mgmt For For DIRECTORS 5. GRANT OF BONUS TO DIRECTORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Agenda Number: 933688511 -------------------------------------------------------------------------------------------------------------------------- Security: 14149Y108 Meeting Type: Annual Meeting Date: 02-Nov-2012 Ticker: CAH ISIN: US14149Y1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For 1B ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For 1C ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For 1D ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For 1E ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For 1F ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For 1G ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For 1H ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1I ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For 1J ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For 1K ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For 1L ELECTION OF DIRECTOR: JEAN G. SPAULDING, MD Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. 3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For PRESENTED, REGARDING EXECUTIVES RETAINING SIGNIFICANT STOCK. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933786874 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shr Against For 6. OFFSHORE OIL WELLS Shr Against For 7. CLIMATE RISK Shr Against For 8. LOBBYING DISCLOSURE Shr Against For 9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For POLITICAL PURPOSES 10. CUMULATIVE VOTING Shr Against For 11. SPECIAL MEETINGS Shr Against For 12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For 1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For 1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For 1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For 1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For 1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For 1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For 1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For 1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For 2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For INCENTIVE COMPENSATION PLAN. 5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For RETENTION REQUIREMENT. -------------------------------------------------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO Agenda Number: 933780959 -------------------------------------------------------------------------------------------------------------------------- Security: 20441A102 Meeting Type: Annual Meeting Date: 22-Apr-2013 Ticker: SBS ISIN: US20441A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management E1. RATIFICATION OF CODEC (STATE COUNCIL FOR Mgmt For For PROTECTION OF CAPITAL OF THE STATE OF SAO PAULO) OPINION NO 003/2013 DEALING WITH THE COMPENSATION ADJUSTMENT OF OFFICERS, MEMBERS OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL OF COMPANIES CONTROLLED BY THE STATE GOVERNMENT. E2. RESOLUTION ON THE SPLIT OF THE COMPANY Mgmt For For COMMON SHARES THROUGH WHICH EACH COMMON SHARE WILL BE THEN REPRESENTED BY THREE (3) COMMON SHARES, AT THE RATIO OF 1:3. E3. AMENDMENT TO THE CAPUT OF ARTICLE 3 OF THE Mgmt For For COMPANY'S BYLAWS, WITHOUT ANY ALTERATION IN THE FINANCIAL AMOUNT OF SHARE CAPITAL, AS A RESULT OF THE SPLIT OF THE COMPANY COMMON SHARES, PURSUANT TO ITEM II ABOVE. A1. ANALYSIS OF THE MANAGEMENT ANNUAL REPORT; Mgmt For For RESOLUTION ON THE FINANCIAL STATEMENTS, NAMELY: BALANCE SHEET AND RELATED STATEMENTS OF INCOME, STATEMENTS OF CHANGES IN SHAREHOLDERS' EQUITY, STATEMENTS OF CASH FLOWS, STATEMENTS OF VALUE ADDED AND NOTES TO THE FINANCIAL STATEMENTS, ACCOMPANIED BY REPORTS OF INDEPENDENT AUDITORS AND FISCAL COUNCIL. A2. RESOLUTION ON THE ALLOCATION OF NET INCOME Mgmt For For FOR 2012. A3. ELECTION OF MEMBERS OF THE BOARD, SITTING Mgmt For For AND ALTERNATE MEMBERS OF THE FISCAL COUNCIL AND DEFINITION OF THEIR COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 933764842 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: COP ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For 1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For 1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For 1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For 1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For 2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against COMPENSATION. 4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For 5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For 6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against -------------------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED Agenda Number: 933742911 -------------------------------------------------------------------------------------------------------------------------- Security: 219350105 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: GLW ISIN: US2193501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt Against Against 1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against 1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For 1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For 1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For 1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For 1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 933753306 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For 1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For 1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For 1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For 1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For 1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For 1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For 1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For 1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For 1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For 1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For 1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. TO CONSIDER AN ADVISORY RESOLUTION TO Mgmt For For APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 933725698 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: DE ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For 1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For 1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For 1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For INCENTIVE PLAN 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013 -------------------------------------------------------------------------------------------------------------------------- DOVER CORPORATION Agenda Number: 933749131 -------------------------------------------------------------------------------------------------------------------------- Security: 260003108 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: DOV ISIN: US2600031080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: D.H. BENSON Mgmt For For 1B. ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For 1C. ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For 1D. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For 1E. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For 1F. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For 1G. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For 1H. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For 1I. ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For 1J. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For 1K. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For 1L. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For 1M. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR SHAREHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145 -------------------------------------------------------------------------------------------------------------------------- Security: 263534109 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: DD ISIN: US2635341090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For 1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For 1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For 1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For 2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For COMPENSATION 4. ON INDEPENDENT BOARD CHAIR Shr For Against 5. ON LOBBYING REPORT Shr For Against 6. ON GENETICALLY ENGINEERED SEED Shr Against For 7. ON EXECUTIVE COMPENSATION REPORT Shr Against For -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION Agenda Number: 933689575 -------------------------------------------------------------------------------------------------------------------------- Security: 278058102 Meeting Type: Special Meeting Date: 26-Oct-2012 Ticker: ETN ISIN: US2780581029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For MAY 21, 2012, AMONG EATON CORPORATION, COOPER INDUSTRIES PLC, NEW EATON CORPORATION (F/K/A ABEIRON LIMITED), ABEIRON II LIMITED (F/K/A COMDELL LIMITED), TURLOCK B.V. AND TURLOCK CORPORATION, AS AMENDED BY AMENDMENT NO. 1 TO THE TRANSACTION AGREEMENT, DATED JUNE 22, 2012, AND APPROVING THE MERGER. 2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For EATON TO ALLOW THE CREATION OF DISTRIBUTABLE RESERVES OF NEW EATON WHICH ARE REQUIRED UNDER IRISH LAW IN ORDER TO ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND TO PAY DIVIDENDS AND REPURCHASE OR REDEEM SHARES FOLLOWING COMPLETION OF THE TRANSACTION. 3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For COMPENSATORY ARRANGEMENTS BETWEEN EATON AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT. 4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION PLC Agenda Number: 933749143 -------------------------------------------------------------------------------------------------------------------------- Security: G29183103 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: ETN ISIN: IE00B8KQN827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For 1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For 1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For 1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For 1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For 1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For 2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2013 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. 3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For COMPENSATION PLAN. 4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For PLAN. 5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. 7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES. -------------------------------------------------------------------------------------------------------------------------- EATON VANCE ENHANCED EQUITY INCOME FD II Agenda Number: 933737605 -------------------------------------------------------------------------------------------------------------------------- Security: 278277108 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: EOS ISIN: US2782771081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LYNN A. STOUT Mgmt Split 88% For 12% Withheld Split HARRIETT TEE TAGGART Mgmt Split 88% For 12% Withheld Split RALPH F. VERNI Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 933737617 -------------------------------------------------------------------------------------------------------------------------- Security: 27829G106 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ETJ ISIN: US27829G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LYNN A. STOUT Mgmt Split 83% For 17% Withheld Split HARRIETT TEE TAGGART Mgmt Split 83% For 17% Withheld Split RALPH F. VERNI Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 933737629 -------------------------------------------------------------------------------------------------------------------------- Security: 27829C105 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ETW ISIN: US27829C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split RONALD A. PEARLMAN Mgmt Split 97% For 3% Withheld Split HARRIETT TEE TAGGART Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 933750057 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For 1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For 1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For 1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For 1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For 2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2013. 3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For GOALS FOR THE 2002 LILLY STOCK PLAN. -------------------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Agenda Number: 933717261 -------------------------------------------------------------------------------------------------------------------------- Security: 291011104 Meeting Type: Annual Meeting Date: 05-Feb-2013 Ticker: EMR ISIN: US2910111044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR C.A.H. BOERSIG* Mgmt For For J.B. BOLTEN* Mgmt For For M.S. LEVATICH* Mgmt For For R.L. STEPHENSON* Mgmt Withheld Against A.A. BUSCH III# Mgmt For For 2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. 3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 4. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ENERSIS S.A. Agenda Number: 933711372 -------------------------------------------------------------------------------------------------------------------------- Security: 29274F104 Meeting Type: Special Meeting Date: 20-Dec-2012 Ticker: ENI ISIN: US29274F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVE A RELATED PARTY TRANSACTION THAT Mgmt For For CONSISTS OF THE CAPITAL INCREASE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 2. INCREASE THE ISSUED CAPITAL BY AN AMOUNT Mgmt For For DETERMINED IN CHILEAN PESOS ("CH$"). 3. APPROVE ALL OF THE NON-MONETARY Mgmt For For CONTRIBUTIONS THAT MAY BE CAPITALIZED AND THEIR RESPECTIVE CONTRIBUTION VALUES. 4. AGREE ON A SUBSCRIPTION PRICE OF SHARES TO Mgmt For For BE ISSUED BY COMPANY, OR ESTABLISH A FORMULA TO DETERMINE THE SUBSCRIPTION PRICE. 5. ESTABLISH I) SHARE SUBSCRIPTION OFFER, II) Mgmt For For OFFER FOR REMAINING SHARES NOT SUBSCRIBED WITHIN INITIAL PERIOD, III) DEADLINES. 6. APPROVE THAT ALL THE SHARE SUBSCRIPTION Mgmt For For CONTRACTS SHOULD BE SUBJECT TO THE FULFILLMENT, ALL AS MORE FULLY DESCRIBED. 7. TO APPROVE THE USE OF PROCEEDS FROM THE Mgmt For For CAPITAL INCREASE. 8. AMEND ARTICLES FIFTH AND SECOND OF THE Mgmt For For COMPANY'S BYLAWS. 9. AGREE ON THOSE OTHER ASPECTS OF THE Mgmt For For DESCRIBED CAPITAL INCREASE TRANSACTION THAT THE MEETING DEEMS APPROPRIATE TO APPROVE. 10. ADOPT ALL AGREEMENTS NECESSARY AND Mgmt For For CONVENIENT FOR DEVELOPMENT AND IMPLEMENTATION OF RESPECTIVE DECISIONS ADOPTED BY MEETING. 11. RATIFY THE SELECTION OF A THIRD CREDIT Mgmt For For RATING AGENCY DESIGNATED BY THE BOARD OF DIRECTORS OF THE COMPANY. -------------------------------------------------------------------------------------------------------------------------- ENERSIS S.A. Agenda Number: 933762280 -------------------------------------------------------------------------------------------------------------------------- Security: 29274F104 Meeting Type: Annual Meeting Date: 16-Apr-2013 Ticker: ENI ISIN: US29274F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF ANNUAL REPORT, FINANCIAL Mgmt For For STATEMENTS, REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2012. 2. APPROVAL OF PROFITS AND DIVIDENDS Mgmt For For DISTRIBUTION. 3. ELECTION OF THE BOARD OF DIRECTORS. Mgmt Abstain Against 4. COMPENSATION FOR THE BOARD OF DIRECTORS. Mgmt Abstain Against 5. COMPENSATION FOR THE DIRECTORS' COMMITTEE Mgmt Abstain Against AND APPROVAL OF THEIR 2013 BUDGET. 7. APPOINTMENT OF AN EXTERNAL AUDITING FIRM Mgmt For For GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET LAW 18,045. 8. ELECTION OF TWO ACCOUNT INSPECTORS AND Mgmt Abstain Against THEIR SUBSTITUTES, AS WELL AS THEIR COMPENSATION. 9. APPOINTMENT OF RISK RATING AGENCIES. Mgmt For For 10. APPROVAL OF THE INVESTMENT AND FINANCING Mgmt For For POLICY. 14. OTHER MATTERS OF INTEREST AND COMPETENCE OF Mgmt Against Against THE ORDINARY SHAREHOLDERS' MEETING. 15. OTHER NECESSARY RESOLUTIONS FOR THE PROPER Mgmt For For IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 933791243 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For U.M. BURNS Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For H.H. FORE Mgmt For For K.C. FRAZIER Mgmt For For W.W. GEORGE Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For W.C. WELDON Mgmt For For E.E. WHITACRE, JR. Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For 60) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION (PAGE 61) 4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against 5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against 6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For 7. REPORT ON LOBBYING (PAGE 66) Shr Against For 8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For 9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against 10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For 11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For -------------------------------------------------------------------------------------------------------------------------- GABELLI UTILITY TRUST Agenda Number: 933760046 -------------------------------------------------------------------------------------------------------------------------- Security: 36240A101 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: GUT ISIN: US36240A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARIO J. GABELLI, CFA Mgmt Split 96% For 4% Withheld Split VINCENT D. ENRIGHT Mgmt Split 96% For 4% Withheld Split KUNI NAKAMURA Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Agenda Number: 933750691 -------------------------------------------------------------------------------------------------------------------------- Security: 369550108 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: GD ISIN: US3695501086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For 1B. ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against 1D. ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For 1E. ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For 1G. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For 1H. ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For 2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION. 4. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For LOBBYING DISCLOSURE. 5. SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For RIGHTS POLICY. -------------------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY Agenda Number: 933737554 -------------------------------------------------------------------------------------------------------------------------- Security: 372460105 Meeting Type: Annual Meeting Date: 22-Apr-2013 Ticker: GPC ISIN: US3724601055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DR. MARY B. BULLOCK Mgmt For For PAUL D. DONAHUE Mgmt For For JEAN DOUVILLE Mgmt For For THOMAS C. GALLAGHER Mgmt For For GEORGE C. "JACK" GUYNN Mgmt For For JOHN R. HOLDER Mgmt For For JOHN D. JOHNS Mgmt For For MICHAEL M.E. JOHNS, MD Mgmt For For R.C. LOUDERMILK, JR. Mgmt For For WENDY B. NEEDHAM Mgmt For For JERRY W. NIX Mgmt For For GARY W. ROLLINS Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Agenda Number: 933755716 -------------------------------------------------------------------------------------------------------------------------- Security: 37733W105 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: GSK ISIN: US37733W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For AND THE FINANCIAL STATEMENTS 2 TO APPROVE THE REMUNERATION REPORT Mgmt For For 3 TO ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For 4 TO ELECT JING ULRICH AS A DIRECTOR Mgmt For For 5 TO ELECT HANS WIJERS AS A DIRECTOR Mgmt For For 6 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against DIRECTOR 7 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For 8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For DIRECTOR 9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For DIRECTOR 10 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For 11 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For 12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For 13 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For DIRECTOR 14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For DIRECTOR 15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For 16 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt Against Against 17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For 18 TO RE-APPOINT AUDITORS Mgmt For For 19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For 20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE 21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For S22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 24 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For NAME OF SENIOR STATUTORY AUDITOR S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against MEETING OTHER THAN AN AGM -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 933744749 -------------------------------------------------------------------------------------------------------------------------- Security: 40167K100 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: GGE ISIN: US40167K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I TRUSTEE: DONALD C. Mgmt Split 96% For 2% Against 2% AbstainSplit CACCIAPAGLIA 1B. ELECTION OF CLASS III TRUSTEE: ROBERT B. Mgmt Split 96% For 2% Against 2% AbstainSplit KARN III 1C. ELECTION OF CLASS III TRUSTEE: RONALD E. Mgmt Split 96% For 2% Against 2% AbstainSplit TOUPIN, JR. -------------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Agenda Number: 933731615 -------------------------------------------------------------------------------------------------------------------------- Security: 428236103 Meeting Type: Annual Meeting Date: 20-Mar-2013 Ticker: HPQ ISIN: US4282361033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt Against Against 1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For 1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against 1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against 1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For 1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For 1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For 1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For 1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against 1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For 1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For PERMIT STOCKHOLDER PROXY ACCESS. 5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN. 6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For FORMATION OF A HUMAN RIGHTS COMMITTEE. 7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS POLICY." 8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 22-Apr-2013 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For 1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For 1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For 1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against 1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For 1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For 1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For 1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For 1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For 1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For 2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. INDEPENDENT BOARD CHAIRMAN. Shr For Against 5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against 6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Agenda Number: 933753255 -------------------------------------------------------------------------------------------------------------------------- Security: 452308109 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: ITW ISIN: US4523081093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For 1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For 1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For 1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For 1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For 1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. STOCKHOLDER PROPOSAL TO ADOPT SIMPLE Shr For Against MAJORITY VOTE RIGHT. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 933758611 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against 1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For 2006 EQUITY INCENTIVE PLAN 5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For RETAIN SIGNIFICANT STOCK" -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Agenda Number: 933779362 -------------------------------------------------------------------------------------------------------------------------- Security: 460146103 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: IP ISIN: US4601461035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For 1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For 1E. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For 1F. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For 1J. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION REGARDING SHAREOWNER ACTION BY WRITTEN CONSENT 4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE HEADING "COMPENSATION DISCUSSION & ANALYSIS" 5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr Against For ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933745068 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For 1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK 5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For CONTRIBUTIONS AND CORPORATE VALUES 6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- KELLOGG COMPANY Agenda Number: 933745157 -------------------------------------------------------------------------------------------------------------------------- Security: 487836108 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: K ISIN: US4878361082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GORDON GUND Mgmt For For MARY LASCHINGER Mgmt For For A. MCLAUGHLIN KOROLOGOS Mgmt For For CYNTHIA MILLIGAN Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. APPROVAL OF THE KELLOGG COMPANY 2013 Mgmt For For LONG-TERM INCENTIVE PLAN. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against AT THE MEETING, TO REPEAL CLASSIFIED BOARD. -------------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda Number: 933742214 -------------------------------------------------------------------------------------------------------------------------- Security: 494368103 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: KMB ISIN: US4943681035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For 1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For 1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For 1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For 1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For 2. RATIFICATION OF AUDITORS Mgmt For For 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION -------------------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION Agenda Number: 933759043 -------------------------------------------------------------------------------------------------------------------------- Security: 500255104 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: KSS ISIN: US5002551043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For 1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For 1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For 1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt For For 1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For 1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt Against Against 1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For 1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For 1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For 2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 4. SHAREHOLDER PROPOSAL: POLICY ON ANIMAL Shr Against For CRUELTY RELATED TO THE SALE OF PRODUCTS CONTAINING ANIMAL FUR. 5. SHAREHOLDER PROPOSAL: INDEPENDENT BOARD Shr For Against CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- KONINKLIJKE PHILIPS ELECTRONICS N.V. Agenda Number: 933785808 -------------------------------------------------------------------------------------------------------------------------- Security: 500472303 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: PHG ISIN: US5004723038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2A. PROPOSAL TO ADOPT THE 2012 FINANCIAL Mgmt For For STATEMENTS 2C. PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.75 Mgmt For For PER COMMON SHARE, OPTION OF THE SHAREHOLDER, TO BE CHARGED AGAINST THE NET INCOME FOR 2012 AND RETAINED EARNINGS OF THE COMPANY 2D. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For BOARD OF MANAGEMENT FOR THEIR RESPONSIBILITIES 2E. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For SUPERVISORY BOARD FOR THEIR RESPONSIBILITIES 3A. PROPOSAL TO RE-APPOINT MS C.A. POON AS A Mgmt For For MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM MAY 3, 2013 3B. PROPOSAL TO RE-APPOINT MR J.J. SCHIRO AS A Mgmt For For MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM MAY 3, 2013 3C. PROPOSAL TO RE-APPOINT MR J. VAN DER VEER Mgmt For For AS A MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM MAY 3, 2013 4A. PROPOSAL TO AMEND THE LONG-TERM INCENTIVE Mgmt For For PLAN FOR THE BOARD OF MANAGEMENT 4B. PROPOSAL TO ADOPT THE ACCELERATE! GRANT FOR Mgmt For For THE BOARD OF MANAGEMENT 5. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY TO CHANGE THE NAME OF THE COMPANY TO KONINKLIJKE PHILIPS N.V. 6A. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MAY 3, 2013, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION OF THE COMPANY 6B. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MAY 3, 2013, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS 7. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT FOR A PERIOD OF 18 MONTHS, PER MAY 3, 2013, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL OF THE SUPERVISORY BOARD, SHARES IN THE COMPANY PURSUANT TO AND SUBJECT TO THE LIMITATIONS SET FORTH IN THE AGENDA ATTACHED HERETO 8. PROPOSAL TO CANCEL COMMON SHARES IN THE Mgmt For For SHARE CAPITAL OF THE COMPANY HELD OR TO BE ACQUIRED BY THE COMPANY -------------------------------------------------------------------------------------------------------------------------- L BRANDS, INC. Agenda Number: 933797043 -------------------------------------------------------------------------------------------------------------------------- Security: 501797104 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: LTD ISIN: US5017971046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DENNIS S. HERSCH Mgmt For For 1B ELECTION OF DIRECTOR: DAVID T. KOLLAT Mgmt Against Against 1C ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For JR. 1D ELECTION OF DIRECTOR: LESLIE H. WEXNER Mgmt For For 2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS 3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against OFFICER COMPENSATION 4 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 5 STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For VESTING OF EQUITY AWARDS -------------------------------------------------------------------------------------------------------------------------- L M ERICSSON TELEPHONE CO Agenda Number: 933751516 -------------------------------------------------------------------------------------------------------------------------- Security: 294821608 Meeting Type: Annual Meeting Date: 09-Apr-2013 Ticker: ERIC ISIN: US2948216088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ELECTION OF THE CHAIRMAN OF THE ANNUAL Mgmt For For GENERAL MEETING. 8A ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET. 8B DISCHARGE OF LIABILITY FOR THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND THE PRESIDENT. 8C THE APPROPRIATION OF THE PROFIT IN Mgmt For For ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDEND. 9A DETERMINATION OF THE NUMBER OF BOARD Mgmt For For MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING. 9B DETERMINATION OF THE FEES PAYABLE TO Mgmt For For NON-EMPLOYED MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND NON-EMPLOYED MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING. 9C ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For DIRECTORS, OTHER BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS. 9D DETERMINATION OF THE FEES PAYABLE TO THE Mgmt For For AUDITOR. 9E ELECTION OF AUDITOR. Mgmt For For 10 RESOLUTION ON THE GUIDELINES FOR Mgmt For For REMUNERATION TO GROUP MANAGEMENT. 11A RESOLUTION ON IMPLEMENTATION OF THE STOCK Mgmt For For PURCHASE PLAN. 11B RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt For For FOR THE STOCK PURCHASE PLAN. 11C RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt For For THIRD PARTY IN RELATION TO THE STOCK PURCHASE PLAN. 11D RESOLUTION ON IMPLEMENTATION OF THE KEY Mgmt For For CONTRIBUTOR RETENTION PLAN. 11E RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt For For FOR THE KEY CONTRIBUTOR RETENTION PLAN. 11F RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt For For THIRD PARTY IN RELATION TO THE KEY CONTRIBUTOR RETENTION PLAN. 11G RESOLUTION ON IMPLEMENTATION OF THE Mgmt For For EXECUTIVE PERFORMANCE STOCK PLAN. 11H RESOLUTION ON TRANSFER OF TREASURY STOCK Mgmt For For FOR THE EXECUTIVE PERFORMANCE STOCK PLAN. 11I RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt For For THIRD PARTY IN RELATION TO THE EXECUTIVE PERFORMANCE STOCK PLAN. 12 RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt For For RELATION TO THE RESOLUTIONS ON THE LONG-TERM VARIABLE REMUNERATION PROGRAMS 2009, 2010, 2011 AND 2012. 13 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt Against Against CARL AXEL BRUNO TO AMEND THE ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING WORDING TO THE SECTION ON THE BOARD OF DIRECTORS IN THE ARTICLES OF ASSOCIATION: "AT LEAST ONE FOURTH OF THE DIRECTORS ON THE BOARD OF DIRECTORS SHALL BE MEN AND AT LEAST ONE FOURTH OF THE DIRECTORS SHALL BE WOMEN. THE MINIMUM NUMBER OF PROPOSED MEN AND THE MINIMUM NUMBER OF PROPOSED WOMEN SHALL BE INCREASED TO THE NEXT HIGHER WHOLE NUMBER." 14 RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt For For EINAR HELLBOM THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD OF DIRECTORS TO REVIEW HOW SHARES ARE TO BE GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A PROPOSAL TO THAT EFFECT AT THE ANNUAL GENERAL MEETING 2014. 15A TO TAKE NECESSARY ACTION TO CREATE A Mgmt Against Against SHAREHOLDERS' ASSOCIATION IN THE COMPANY. 15B TO WRITE TO THE GOVERNMENT OF SWEDEN, Mgmt Against Against REQUESTING A PROMPT APPOINTMENT OF A COMMISSION INSTRUCTED TO PROPOSE LEGISLATION ON THE ABOLISHMENT OF VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES. 15C TO PREPARE A PROPOSAL REGARDING BOARD Mgmt Against Against REPRESENTATION FOR THE SMALL AND MIDSIZE SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933708262 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Special Meeting Date: 20-Dec-2012 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 11% Against 3% AbstainSplit AGREEMENT FOR THE FUND WITH ALPS ADVISORS, INC. AND TCW INVESTMENT MANAGEMENT COMPANY. 2. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 11% Against 3% AbstainSplit AGREEMENT FOR THE FUND WITH ALPS ADVISORS, INC. AND CORNERSTONE CAPITAL MANAGEMENT LLC. 3. TO APPROVE, SUBJECT TO THE PROVISIONS OF Mgmt Split 77% For 12% Against 11% AbstainSplit THE EXEMPTIVE RELIEF BY THE U.S. SECURITIES AND EXCHANGE COMMISSION, A CHANGE TO THE "MANAGERS-OF-MANAGERS" STRUCTURE FOR THE FUND. -------------------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION Agenda Number: 933690756 -------------------------------------------------------------------------------------------------------------------------- Security: 535678106 Meeting Type: Annual Meeting Date: 07-Nov-2012 Ticker: LLTC ISIN: US5356781063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT H. SWANSON, JR. Mgmt For For LOTHAR MAIER Mgmt For For ARTHUR C. AGNOS Mgmt For For JOHN J. GORDON Mgmt For For DAVID S. LEE Mgmt Withheld Against RICHARD M. MOLEY Mgmt For For THOMAS S. VOLPE Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2013. -------------------------------------------------------------------------------------------------------------------------- LORILLARD, INC. Agenda Number: 933777635 -------------------------------------------------------------------------------------------------------------------------- Security: 544147101 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: LO ISIN: US5441471019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AMEND THE LORILLARD, INC. AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS (THE "DECLASSIFICATION AMENDMENT") AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 2.1 ELECTION OF ANDREW H. CARD, JR. AS A Mgmt For For DIRECTOR TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 2.2 ELECTION OF VIRGIS W. COLBERT AS A DIRECTOR Mgmt Against Against TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 2.3 ELECTION OF RICHARD W. ROEDEL AS A DIRECTOR Mgmt For For TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2014 (OR AS CLASS II DIRECTORS UNTIL THE ANNUAL MEETING OF SHAREHOLDERS FOR 2016 IF THE DECLASSIFICATION AMENDMENT IN PROPOSAL NO. 1 IS NOT APPROVED). 3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against LOBBYING POLICIES AND PRACTICES. -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 933822416 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 19-Jun-2013 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GORDON A. BAIRD* Mgmt Split 95% For 5% Withheld Split THOMAS W. HUNERSEN$ Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Agenda Number: 933785959 -------------------------------------------------------------------------------------------------------------------------- Security: 559222401 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: MGA ISIN: CA5592224011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR SCOTT B. BONHAM Mgmt For For PETER G. BOWIE Mgmt For For HON. J. TREVOR EYTON Mgmt For For V. PETER HARDER Mgmt For For LADY BARBARA JUDGE Mgmt For For KURT J. LAUK Mgmt For For DONALD J. WALKER Mgmt For For LAWRENCE D. WORRALL Mgmt For For WILLIAM L. YOUNG Mgmt For For 02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. 03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR / PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION Agenda Number: 933743103 -------------------------------------------------------------------------------------------------------------------------- Security: 565849106 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: MRO ISIN: US5658491064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For 1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For 1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For 1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2013. 3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr For Against REGARDING THE COMPANY'S LOBBYING ACTIVITIES, POLICIES AND PROCEDURES. -------------------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933768989 -------------------------------------------------------------------------------------------------------------------------- Security: 571748102 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: MMC ISIN: US5717481023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ZACHARY W. CARTER Mgmt For For 1B. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For 1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For 1D. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For 1E. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For 1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For 1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For 1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For 1I. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For 1J. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For 1K. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For 1L. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For 1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For 2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION 3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM -------------------------------------------------------------------------------------------------------------------------- MATTEL, INC. Agenda Number: 933753635 -------------------------------------------------------------------------------------------------------------------------- Security: 577081102 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: MAT ISIN: US5770811025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For 1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For 1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For FERGUSSON 1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For 1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For 1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For 1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For 1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For SINCLAIR 1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For 1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For 1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. 3. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against INDEPENDENT CHAIRMAN OF THE BOARD. -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 933781999 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For 1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013. 4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED. 5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED. 6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED. 7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING A NUTRITION REPORT, IF PRESENTED. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 933782319 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 28-May-2013 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For 1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For JR. 1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For 1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. 5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For SHAREOWNER MEETINGS. 6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For CHARITABLE AND POLITICAL CONTRIBUTIONS. 7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For LOBBYING ACTIVITIES. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933691784 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2012 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Agenda Number: 933758851 -------------------------------------------------------------------------------------------------------------------------- Security: 655844108 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: NSC ISIN: US6558441084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR Mgmt For For 1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For 1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For 1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against 1G. ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For 1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For 1L. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For DISCLOSED IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS. 4. APPROVAL OF AN AMENDMENT TO THE NORFOLK Mgmt For For SOUTHERN BYLAWS GIVING STOCKHOLDERS THE RIGHT TO CALL A SPECIAL MEETING. -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For 1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For 1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt Against Against 1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For 1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For 1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against 1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For 1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For 2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2013. 4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For DISCLOSURE OF LOBBYING ACTIVITIES. 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933730081 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 22-Feb-2013 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2012 2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AND DECLARATION OF DIVIDEND 4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For SYSTEM 5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For TERM OF OFFICE BEGINNING ON AUGUST 1, 2013 AND ENDING ON THE DAY OF AGM IN 2016 5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For THREE-YEAR TERM 6 APPOINTMENT OF THE AUDITOR Mgmt For For 7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Abstain Against PRESENTED AT THE MEETING -------------------------------------------------------------------------------------------------------------------------- NTT DOCOMO, INC. Agenda Number: 933837722 -------------------------------------------------------------------------------------------------------------------------- Security: 62942M201 Meeting Type: Annual Meeting Date: 18-Jun-2013 Ticker: DCM ISIN: US62942M2017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROPRIATION OF RETAINED EARNINGS Mgmt For 2. PARTIAL AMENDMENT OF ARTICLES OF Mgmt For INCORPORATION 3.1 ELECTION OF DIRECTOR: KIYOSHI TOKUHIRO Mgmt Against 3.2 ELECTION OF DIRECTOR: TERUYASU MURAKAMI Mgmt Against 3.3 ELECTION OF DIRECTOR: TAKASHI NAKAMURA Mgmt Against 4.1 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For MEMBER: KENJI OTA 4.2 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against MEMBER: NAOTO SHIOTSUKA -------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063 -------------------------------------------------------------------------------------------------------------------------- Security: 674599105 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: OXY ISIN: US6745991058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For 1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For 1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For 1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For 1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For 1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For 1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For 2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt Against Against COMPENSATION 3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS 4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against -------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. Agenda Number: 933785531 -------------------------------------------------------------------------------------------------------------------------- Security: 681919106 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: OMC ISIN: US6819191064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For 1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For 1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For 1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For 1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For JR. 1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For 1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For 1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For 1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS OUR INDEPENDENT AUDITORS FOR THE 2013 FISCAL YEAR. 3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt For For GROUP INC. 2013 INCENTIVE AWARD PLAN. 4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION. 5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr Against For DISCLOSURE OF EEO-1 DATA. 6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr Against For RETENTION. -------------------------------------------------------------------------------------------------------------------------- PEARSON PLC Agenda Number: 933767141 -------------------------------------------------------------------------------------------------------------------------- Security: 705015105 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: PSO ISIN: US7050151056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIPT OF FINANCIAL STATEMENTS Mgmt For For 2 FINAL DIVIDEND Mgmt For For 3 RE-ELECTION OF DAVID ARCULUS Mgmt For For 4 RE-ELECTION OF VIVIENNE COX Mgmt For For 5 RE-ELECTION OF WILL ETHRIDGE Mgmt For For 6 RE-ELECTION OF ROBIN FREESTONE Mgmt For For 7 RE-ELECTION OF SUSAN FUHRMAN Mgmt For For 8 RE-ELECTION OF KEN HYDON Mgmt For For 9 RE-ELECTION OF JOSH LEWIS Mgmt For For 10 RE-ELECTION OF JOHN MAKINSON Mgmt For For 11 RE-ELECTION OF GLEN MORENO Mgmt For For 12 REAPPOINTMENT OF JOHN FALLON Mgmt For For 13 APPROVAL OF REPORT ON DIRECTORS' Mgmt For For REMUNERATION 14 REAPPOINTMENT OF AUDITORS Mgmt For For 15 REMUNERATION OF AUDITORS Mgmt For For 16 ALLOTMENT OF SHARES Mgmt For For 17 WAIVER OF PRE-EMPTION RIGHTS Mgmt For For 18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 19 NOTICE OF MEETINGS Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 933748521 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For 1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For 1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For 1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For 1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For 1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For 1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For 1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For 1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For 2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 933743090 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For 1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For 1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For 1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For 1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For 1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For 1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For 2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For 4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For EQUITY RETENTION 5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: PM ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For 1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For 1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For 1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For 1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For 1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For 1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For 1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For 1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For 1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For 1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 Agenda Number: 933753560 -------------------------------------------------------------------------------------------------------------------------- Security: 718546104 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: PSX ISIN: US7185461040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2013. 3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF PHILLIPS 66. 4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against APPROVAL OF EXECUTIVE COMPENSATION. 5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Agenda Number: 933737643 -------------------------------------------------------------------------------------------------------------------------- Security: 693506107 Meeting Type: Annual Meeting Date: 18-Apr-2013 Ticker: PPG ISIN: US6935061076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR JAMES G. BERGES Mgmt For For JOHN V. FARACI Mgmt For For VICTORIA F. HAYNES Mgmt For For MARTIN H. RICHENHAGEN Mgmt For For 2 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS. 3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 4 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 5 SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE Shr For Against MAJORITY VOTE. -------------------------------------------------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933740195 -------------------------------------------------------------------------------------------------------------------------- Security: 744573106 Meeting Type: Annual Meeting Date: 16-Apr-2013 Ticker: PEG ISIN: US7445731067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For 1C. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For 1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For 1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For 1I. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For 1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For 2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For 2004 LONG-TERM INCENTIVE PLAN. 4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2013. 6. STOCKHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against VOTE REQUIREMENT. -------------------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda Number: 933806967 -------------------------------------------------------------------------------------------------------------------------- Security: 755111507 Meeting Type: Annual Meeting Date: 30-May-2013 Ticker: RTN ISIN: US7551115071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT Mgmt For For 1B. ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For 1C. ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For 1E. ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For EXPENDITURES 5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT 6. SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr Against For EXECUTIVE RETIREMENT PLANS 7. SHAREHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 933802476 -------------------------------------------------------------------------------------------------------------------------- Security: 780259206 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: RDSA ISIN: US7802592060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For 2 APPROVAL OF REMUNERATION REPORT Mgmt For For 3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt Against Against DIRECTOR OF THE COMPANY 4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For OF THE COMPANY 5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt For For OF THE COMPANY 6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For DIRECTOR OF THE COMPANY 7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For DIRECTOR OF THE COMPANY 8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt For For DIRECTOR OF THE COMPANY 9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For DIRECTOR OF THE COMPANY 10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For DIRECTOR OF THE COMPANY 11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For OF THE COMPANY 12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For OF THE COMPANY 13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For OF THE COMPANY 14 RE-APPOINTMENT OF AUDITORS Mgmt For For 15 REMUNERATION OF AUDITORS Mgmt For For 16 AUTHORITY TO ALLOT SHARES Mgmt For For 17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For EXPENDITURE -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 933783753 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For DIVIDEND O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For LECORVAISIER) O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt For For RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E15 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SASOL LIMITED Agenda Number: 933707640 -------------------------------------------------------------------------------------------------------------------------- Security: 803866300 Meeting Type: Annual Meeting Date: 30-Nov-2012 Ticker: SSL ISIN: US8038663006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(D) AND 75(E) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: C BEGGS 1B. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(D) AND 75(E) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: DE CONSTABLE 1C. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(D) AND 75(E) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: HG DIJKGRAAF 1D. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(D) AND 75(E) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: MSV GANTSHO 1E. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(D) AND 75(E) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: IN MKHIZE 2. TO ELECT JE SCHREMPP, WHO RETIRED IN TERMS Mgmt For OF ARTICLE 75(I) AND WAS THEREAFTER RE-APPOINTED BY THE BOARD AS A DIRECTOR IN TERMS OF ARTICLE 75(H) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION. 3A. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(H) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: ZM MKHIZE 3B. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(H) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: PJ ROBERTSON 3C. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For ARTICLE 75(H) OF THE COMPANY'S EXISTING MEMORANDUM OF INCORPORATION: S WESTWELL 4. TO RE-APPOINT THE AUDITORS, KPMG INC., TO Mgmt For ACT AS THE AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING. 5A. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For C BEGGS 5B. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For HG DIJKGRAAF 5C. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For MSV GANTSHO 5D. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt Against MJN NJEKE 5E. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For S WESTWELL 6. ADVISORY ENDORSEMENT - TO ENDORSE, ON A Mgmt For NON-BINDING ADVISORY BASIS, THE COMPANY'S REMUNERATION POLICY (EXCLUDING THE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS FOR THEIR SERVICES AS DIRECTORS AND MEMBERS OF BOARD COMMITTEES AND THE AUDIT COMMITTEE) AND ITS IMPLEMENTATION. S1. TO APPROVE THE REMUNERATION PAYABLE TO Mgmt For NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR THEIR SERVICES AS DIRECTORS FOR THE PERIOD 1 JULY 2012 UNTIL THIS RESOLUTION IS REPLACED. S2. AUTHORISE THE BOARD TO GRANT AUTHORITY TO Mgmt For COMPANY TO PROVIDE: FINANCIAL ASSISTANCE AS CONTEMPLATED IN SECTION 44 OF THE ACT; AND DIRECT OR INDIRECT FINANCIAL ASSISTANCE AS CONTEMPLATED IN SECTION 45 OF ACT TO ITS RELATED AND INTER-RELATED COMPANIES AND/OR CORPORATIONS, AND/OR TO MEMBERS OF SUCH RELATED OR INTER-RELATED COMPANIES AND/OR CORPORATIONS AND/OR TO DIRECTORS OR PRESCRIBED OFFICERS OR OF A RELATED OR INTER-RELATED COMPANY AND/OR TO PERSONS RELATED TO SUCH COMPANIES, CORPORATIONS, MEMBERS, DIRECTORS AND/OR PRESCRIBED OFFICERS. S3. TO APPROVE THE ADOPTION OF A NEW MEMORANDUM Mgmt For OF INCORPORATION FOR THE COMPANY. S4. TO AUTHORISE THE BOARD TO APPROVE THE Mgmt For GENERAL REPURCHASE BY THE COMPANY OR PURCHASE BY ANY OF ITS SUBSIDIARIES, OF ANY OF THE COMPANY'S ORDINARY SHARES AND/OR SASOL BEE ORDINARY SHARES. S5. TO AUTHORISE THE BOARD TO APPROVE THE Mgmt For PURCHASE BY THE COMPANY (AS PART OF A GENERAL REPURCHASE IN ACCORDANCE WITH SPECIAL RESOLUTION NUMBER 4), OF ITS ISSUED SHARES FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER OF THE COMPANY, AND/OR PERSONS RELATED TO A DIRECTOR OR PRESCRIBED OFFICER OF THE COMPANY. -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 933723074 -------------------------------------------------------------------------------------------------------------------------- Security: 826197501 Meeting Type: Annual Meeting Date: 23-Jan-2013 Ticker: SI ISIN: US8261975010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. APPROPRIATION OF NET INCOME Mgmt For For 3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For BOARD 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD 5. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 6A. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt Against Against BOARD: JOSEF ACKERMAN 6B. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: GERD VON BRANDENSTEIN 6C. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt Against Against BOARD: GERHARD CROMME 6D. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: MICHAEL DIEKMAN 6E. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: HANS MICHAEL GAUL 6F. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: PETER GRUSS 6G. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: NICOLA LEIBINGER-KAMMULLER 6H. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: GERARD MESTRALLET 6I. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: GULER SABANCI 6J. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For BOARD: WERNER WENNING 7. APPROVAL OF A SETTLEMENT AGREEMENT WITH A Mgmt For For FORMER MEMBER OF THE MANAGING BOARD 8. APPROVAL OF THE SPIN-OFF AND ACQUISITION Mgmt For For AGREEMENT BETWEEN SIEMENS AG AND OSRAM LICHT AG CMA COUNTERMOTION A Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Agenda Number: 933768763 -------------------------------------------------------------------------------------------------------------------------- Security: 84265V105 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: SCCO ISIN: US84265V1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G. LARREA MOTA-VELASCO Mgmt For For OSCAR GONZALEZ ROCHA Mgmt Withheld Against EMILIO CARRILLO GAMBOA Mgmt For For ALFREDO CASAR PEREZ Mgmt For For LUIS CASTELAZO MORALES Mgmt For For E.C. SANCHEZ MEJORADA Mgmt For For X.G. DE QUEVEDO TOPETE Mgmt Withheld Against D. MUNIZ QUINTANILLA Mgmt For For L.M. PALOMINO BONILLA Mgmt For For G.P. CIFUENTES Mgmt Withheld Against JUAN REBOLLEDO GOUT Mgmt For For CARLOS RUIZ SACRISTAN Mgmt For For 2. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED, AS INDEPENDENT ACCOUNTANTS FOR 2013. 3. APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC Agenda Number: 933750920 -------------------------------------------------------------------------------------------------------------------------- Security: 854502101 Meeting Type: Annual Meeting Date: 16-Apr-2013 Ticker: SWK ISIN: US8545021011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE W. BUCKLEY Mgmt For For PATRICK D. CAMPBELL Mgmt For For CARLOS M. CARDOSO Mgmt For For ROBERT B. COUTTS Mgmt For For B.H. GRISWOLD, IV Mgmt For For JOHN F. LUNDGREN Mgmt For For ANTHONY LUISO Mgmt For For MARIANNE M. PARRS Mgmt For For ROBERT L. RYAN Mgmt For For 2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For LONG-TERM INCENTIVE PLAN. 3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR. 4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 933797207 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Meeting Date: 03-Jun-2013 Ticker: SPLS ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For 1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For 1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For 1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For 1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For 1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr For Against PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF THE COMPANY'S COMMON STOCK FOR ONE YEAR. 5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against COMPANY TO HAVE AN INDEPENDENT BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- STATOIL ASA Agenda Number: 933810803 -------------------------------------------------------------------------------------------------------------------------- Security: 85771P102 Meeting Type: Special Meeting Date: 14-May-2013 Ticker: STO ISIN: US85771P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. ELECTION OF CHAIR FOR THE MEETING Mgmt For 4. APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For 5. ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For MINUTES TOGETHER WITH THE CHAIR OF THE MEETING 6. APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt For FOR STATOIL ASA AND THE STATOIL GROUP FOR 2012 INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND 7. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against REGARDING STATOIL'S ACTIVITIES IN CANADA 8. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC 9. REPORT ON CORPORATE GOVERNANCE Mgmt For 10. DECLARATION ON STIPULATION OF SALARY AND Mgmt For OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT 11. DETERMINATION OF REMUNERATION FOR THE Mgmt For COMPANY'S EXTERNAL AUDITOR FOR 2012 12. AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For 13. DETERMINATION OF REMUNERATION FOR THE Mgmt For CORPORATE ASSEMBLY 14. ELECTION OF MEMBER TO THE NOMINATION Mgmt For COMMITTEE 15. DETERMINATION OF REMUNERATION FOR THE Mgmt For NOMINATION COMMITTEE 16. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES 17. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For IN THE MARKET FOR SUBSEQUENT ANNULMENT -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 933692786 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 14-Nov-2012 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt Against Against 1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For 2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2012 PROXY STATEMENT. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2013. -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 933808163 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 12-Jun-2013 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For 1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For 1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For 1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against 1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For 1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against 1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For 1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For 2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). 4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against AN INDEPENDENT CHAIRMAN. 5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For RECYCLING. -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 933735738 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 06-Mar-2013 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For 1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For 1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For 1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For 1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For 1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For 1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For 2.1 TO APPROVE THE 2012 ANNUAL REPORT OF TE Mgmt For For CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012) 2.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 2.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 3. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 4.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For CONNECTIVITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 4.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For AS TE CONNECTIVITY'S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY 4.3 TO ELECT PRICEWATERHOUSECOOPERS, AG, Mgmt For For ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY 5. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 6. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$1.00 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$0.25 STARTING WITH THE THIRD FISCAL QUARTER OF 2013 AND ENDING IN THE SECOND FISCAL QUARTER OF 2014 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION 7. TO APPROVE THE RENEWAL OF AUTHORIZED Mgmt For For CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION 8. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For SHARES ACQUIRED UNDER TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION 9. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For POSTPONEMENTS OF THE ANNUAL GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED Agenda Number: 933753938 -------------------------------------------------------------------------------------------------------------------------- Security: 878742204 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: TCK ISIN: CA8787422044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR M.M. ASHAR Mgmt For For J.H. BENNETT Mgmt For For H.J. BOLTON Mgmt For For F.P. CHEE Mgmt For For J.L. COCKWELL Mgmt For For E.C. DOWLING Mgmt For For N.B. KEEVIL Mgmt For For N.B. KEEVIL III Mgmt For For T. KUBOTA Mgmt For For T. KURIYAMA Mgmt For For D.R. LINDSAY Mgmt For For J.G. RENNIE Mgmt Withheld Against W.S.R. SEYFFERT Mgmt For For C.M. THOMPSON Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. 03 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 18-Apr-2013 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For 1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For 1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For 1E. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For 1F. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For 1G. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For 1H. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For 1I. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For 1J. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For 2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For OF THE COMPANY'S EXECUTIVE COMPENSATION. 3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 933747315 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For GIAMBASTIANI, JR. 1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For JR. 1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013. 4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For 5. ACTION BY WRITTEN CONSENT. Shr For Against 6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For 7. INDEPENDENT BOARD CHAIRMAN. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 933739596 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against 1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For 1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For 1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For 1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For 1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For 1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For LAGOMASINO 1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For 1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For 1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For 1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For 1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. 5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS. -------------------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Agenda Number: 933758609 -------------------------------------------------------------------------------------------------------------------------- Security: 260543103 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: DOW ISIN: US2605431038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For 1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For 1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For 1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For 1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For 1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For RETENTION. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 933746236 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P.M. ARWAY Mgmt For For J.P. BILBREY Mgmt For For R.F. CAVANAUGH Mgmt For For C.A. DAVIS Mgmt For For R.M. MALCOLM Mgmt For For J.M. MEAD Mgmt Withheld Against J.E. NEVELS Mgmt Withheld Against A.J. PALMER Mgmt For For T.J. RIDGE Mgmt For For D.L. SHEDLARZ Mgmt For For 2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2013. 3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For RESOLUTION APPROVING EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 933779259 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For 1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For 1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For 1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For 1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For 1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt Against Against 1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For 1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For 1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For PERFORMANCE GOALS UNDER THE MANAGEMENT INCENTIVE PLAN 5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For OMNIBUS STOCK INCENTIVE PLAN 6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For DIVERSITY REPORT 7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For MANAGEMENT POLICY -------------------------------------------------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933766959 -------------------------------------------------------------------------------------------------------------------------- Security: 580645109 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: MHP ISIN: US5806451093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For 1B. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For 1F. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For 1H. ELECTION OF DIRECTOR: HILDA Mgmt For For OCHOA-BRILLEMBOURG 1I. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For 1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt Against Against 1K. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For 1L. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For 1M. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For 2. VOTE TO AMEND THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO "MCGRAW HILL FINANCIAL, INC." FROM "THE MCGRAW-HILL COMPANIES, INC." 3. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS 4. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 5. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr For Against ACTION BY WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 933787028 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. AYLWARD Mgmt Split 83% For 17% Withheld Split WILLIAM H. WRIGHT II Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Agenda Number: 933772104 -------------------------------------------------------------------------------------------------------------------------- Security: 884903105 Meeting Type: Annual and Special Meeting Date: 08-May-2013 Ticker: TRI ISIN: CA8849031056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR DAVID THOMSON Mgmt For For JAMES C. SMITH Mgmt For For MANVINDER S. BANGA Mgmt For For DAVID W. BINET Mgmt For For MARY CIRILLO Mgmt For For STEVEN A. DENNING Mgmt For For LAWTON W. FITT Mgmt For For SIR DERYCK MAUGHAN Mgmt For For KEN OLISA, OBE Mgmt For For VANCE K. OPPERMAN Mgmt For For JOHN M. THOMPSON Mgmt For For PETER J. THOMSON Mgmt For For WULF VON SCHIMMELMANN Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. 03 TO APPROVE AN AMENDMENT TO THE THOMSON Mgmt For For REUTERS U.S. EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY SEVEN MILLION COMMON SHARES. 04 TO ACCEPT, ON AN ADVISORY BASIS, THE Mgmt For For APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 933739673 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 17-Apr-2013 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LEROY C. RICHIE Mgmt Split 66% For 34% Withheld Split WILLIAM F. TRUSCOTT Mgmt Split 66% For 34% Withheld Split 2. TO RATIFY THE SELECTION OF Mgmt Split 80% For 10% Against 10% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 933779398 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For 1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For 1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For 1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For 1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For 1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For 1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For 1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For 1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For 1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For 1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For ("SAY ON PAY"). 4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For STOCK INCENTIVE PLAN. 5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For ACTIVITIES IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933754548 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt Against Against 1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. 3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For 4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: UTX ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For 1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For 1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For 1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For WHITMAN 2. APPOINTMENT OF THE FIRM OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2013. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda Number: 933799364 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 07-Jun-2013 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against 1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against 1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For 1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against 1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For 1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For 1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For 1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against 1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For 1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For 1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against WILLIAMS 1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For 2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For MANAGEMENT INCENTIVE PLAN, AS AMENDED 5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against 6. EQUITY RETENTION REQUIREMENT Shr Against For 7. INDEPENDENT CHAIRMAN Shr For Against 8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against EXECUTIVE PAY -------------------------------------------------------------------------------------------------------------------------- WALGREEN CO. Agenda Number: 933713465 -------------------------------------------------------------------------------------------------------------------------- Security: 931422109 Meeting Type: Annual Meeting Date: 09-Jan-2013 Ticker: WAG ISIN: US9314221097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For 1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For 1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For 1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For 1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For 1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For 1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For 1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For 1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For 1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For INCENTIVE PLAN. 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 933750209 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against 1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL REGARDING A Shr Against For REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A SIGNIFICANT PERCENTAGE OF EQUITY AWARDS UNTIL RETIREMENT, IF PROPERLY PRESENTED AT THE MEETING. 5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. 6. STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For BENCHMARKING CAP, IF PROPERLY PRESENTED AT THE MEETING. RiverNorth/Oaktree High Income Fund All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1%. -------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVERSIFIED DIVIDEND & INCOME FD Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 6706EP105 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JDD ISIN: US6706EP1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split VIRGINIA L. STRINGER Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL GOVERNMENT ENHANCED INCOME Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67073C104 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JGG ISIN: US67073C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld Split JUDITH M. STOCKDALE Mgmt Split 98% For 2% Withheld Split CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MULTI-CURR. SHORT-TERM GOVT INC Agenda Number: 933740323 -------------------------------------------------------------------------------------------------------------------------- Security: 67090N109 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: JGT ISIN: US67090N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld Split JUDITH M. STOCKDALE Mgmt Split 98% For 2% Withheld Split CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- POWERHARES GLOBAL EXCHANGE Agenda Number: 933829991 -------------------------------------------------------------------------------------------------------------------------- Security: 73936Q769 Meeting Type: Special Meeting Date: 20-Jun-2013 Ticker: BKLN ISIN: US73936Q7694 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONN R. BAGGE Mgmt Split 99% For 1% Withheld Split TODD J. BARRE Mgmt Split 99% For 1% Withheld Split KEVIN M. CAROME Mgmt Split 99% For 1% Withheld Split MARC M. KOLE Mgmt Split 99% For 1% Withheld Split YUNG BONG LIM Mgmt Split 99% For 1% Withheld Split PHILIP M. NUSSBAUM Mgmt Split 99% For 1% Withheld Split GARY R. WICKER Mgmt Split 99% For 1% Withheld Split DONALD H. WILSON Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- POWERSHARES GLOBAL EXCHANGE Agenda Number: 933829991 -------------------------------------------------------------------------------------------------------------------------- Security: 73936T557 Meeting Type: Special Meeting Date: 20-Jun-2013 Ticker: PHB ISIN: US73936T5570 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONN R. BAGGE Mgmt For For TODD J. BARRE Mgmt For For KEVIN M. CAROME Mgmt For For MARC M. KOLE Mgmt For For YUNG BONG LIM Mgmt For For PHILIP M. NUSSBAUM Mgmt For For GARY R. WICKER Mgmt For For DONALD H. WILSON Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 933787028 -------------------------------------------------------------------------------------------------------------------------- Security: 989837208 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: ZTR ISIN: US9898372084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE R. AYLWARD Mgmt Split 83% For 17% Withheld Split WILLIAM H. WRIGHT II Mgmt Split 83% For 17% Withheld Split -------------------------------------------------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS Agenda Number: 933787585 -------------------------------------------------------------------------------------------------------------------------- Security: 92829B101 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: VGI ISIN: US92829B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS F. MANN Mgmt Split 98% For 2% Withheld Split * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title President Date 08/30/2013