N-PX 1 BRDQY8_0001356115_2020.txt BRDQY8_0001356115_2020.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21869 NAME OF REGISTRANT: NexPoint Strategic Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court Suite 700 Dallas, TX 75201 NAME AND ADDRESS OF AGENT FOR SERVICE: NexPoint Advisors, L.P. 300 Crescent Court Suite 700 Dallas, TX 75201 REGISTRANT'S TELEPHONE NUMBER: 972-628-4100 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 NexPoint Strategic Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AERIE PHARMACEUTICALS, INC. Agenda Number: 935196623 -------------------------------------------------------------------------------------------------------------------------- Security: 00771V108 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: AERI ISIN: US00771V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR V. Anido, Jr., Ph.D. Mgmt For For B. McGraw, III, Pharm.D Mgmt For For J. McHugh Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve, by a non-binding vote, the Mgmt For For compensation of our named executive officers ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- ALPINE INCOME PROPERTY TRUST, INC. Agenda Number: 935205561 -------------------------------------------------------------------------------------------------------------------------- Security: 02083X103 Meeting Type: Annual Meeting Date: 24-Jun-2020 Ticker: PINE ISIN: US02083X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John P. Albright Mgmt For For 1.2 Election of Director: Mark O. Decker, Jr. Mgmt For For 1.3 Election of Director: M. Carson Good Mgmt For For 1.4 Election of Director: Andrew C. Richardson Mgmt For For 1.5 Election of Director: Jeffrey S. Yarckin Mgmt For For 2. Ratify selection of Grant Thornton as the Mgmt For For Company's Auditors -------------------------------------------------------------------------------------------------------------------------- AVAYA HOLDINGS CORP. Agenda Number: 935123290 -------------------------------------------------------------------------------------------------------------------------- Security: 05351X101 Meeting Type: Annual Meeting Date: 04-Mar-2020 Ticker: AVYA ISIN: US05351X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William D. Watkins Mgmt For For James M. Chirico, Jr. Mgmt For For Stephan Scholl Mgmt For For Susan L. Spradley Mgmt For For Stanley J. Sutula, III Mgmt For For Scott D. Vogel Mgmt For For Jacqueline E. Yeaney Mgmt For For 2. Advisory approval of the Company's named Mgmt For For executive officers' compensation. 3. Approval of the Avaya Holdings Corp. 2019 Mgmt Against Against Equity Incentive Plan. 4. Approval of the Avaya Holdings Corp. 2020 Mgmt For For Employee Stock Purchase Plan. 5. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- BANCO BRADESCO S A Agenda Number: 935132326 -------------------------------------------------------------------------------------------------------------------------- Security: 059460303 Meeting Type: Annual Meeting Date: 10-Mar-2020 Ticker: BBD ISIN: US0594603039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 5A Election of the fiscal council: Candidates Mgmt For For appointed by preferred shareholders - Separate Election: Cristiana Pereira / Reginaldo Ferreira Alexandre. -------------------------------------------------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Agenda Number: 935065450 -------------------------------------------------------------------------------------------------------------------------- Security: 09627J102 Meeting Type: Annual Meeting Date: 30-Sep-2019 Ticker: BRG ISIN: US09627J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the Series B Preferred Mgmt For For Dividend Proration Amendment. 2. The approval of the Series B Preferred Mgmt For For Redemption Amendment. 3. DIRECTOR R. Ramin Kamfar Mgmt For For I. Bobby Majumder Mgmt For For Romano Tio Mgmt For For Elizabeth Harrison Mgmt For For Kamal Jafarnia Mgmt For For 4. The ratification of Grant Thornton LLP as Mgmt For For the independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA RESOURCES CORPORATION Agenda Number: 935150665 -------------------------------------------------------------------------------------------------------------------------- Security: 13057Q206 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: CRC ISIN: US13057Q2066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William E. Albrecht Mgmt For For 1B. Election of Director: Justin A. Gannon Mgmt For For 1C. Election of Director: Harry T. McMahon Mgmt For For 1D. Election of Director: Richard W. Moncrief Mgmt For For 1E. Election of Director: Avedick B. Poladian Mgmt For For 1F. Election of Director: Anita M. Powers Mgmt For For 1G. Election of Director: Laurie A. Siegel Mgmt For For 1H. Election of Director: Robert V. Sinnott Mgmt For For 1I. Election of Director: Todd A. Stevens Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for our fiscal year ending December 31, 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- CDK GLOBAL, INC. Agenda Number: 935089626 -------------------------------------------------------------------------------------------------------------------------- Security: 12508E101 Meeting Type: Annual Meeting Date: 21-Nov-2019 Ticker: CDK ISIN: US12508E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Willie A. Deese Mgmt For For 1C. Election of Director: Amy J. Hillman Mgmt For For 1D. Election of Director: Brian M. Krzanich Mgmt For For 1E. Election of Director: Stephen A. Miles Mgmt For For 1F. Election of Director: Robert E. Radway Mgmt For For 1G. Election of Director: Stephen F. Mgmt For For Schuckenbrock 1H. Election of Director: Frank S. Sowinski Mgmt For For 1I. Election of Director: Eileen J. Voynick Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Named Executive Officers. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for fiscal year ending June 30, 2020. -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935075069 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 13-Sep-2019 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the use of the Optional Mgmt Abstain Reserve. Ratification, correction and/or reversal. 3. Issue of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935100812 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Special Meeting Date: 22-Nov-2019 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the use of the Optional Mgmt Abstain Reserve and/or its reversal. 3. Granting of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CENTRAL PUERTO S.A. Agenda Number: 935159625 -------------------------------------------------------------------------------------------------------------------------- Security: 155038201 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: CEPU ISIN: US1550382014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of two shareholders to sign the Mgmt For minutes. 2. Consideration of the Annual Report and its Mgmt For exhibit, the Consolidated Statement of Income, the Consolidated Statement of Comprehensive Income, the Consolidated Statement of Financial Position, the Consolidated Statement of Changes in Equity, the Consolidated Statement of Cash Flow, the Notes to the Consolidated Financial Statements and Exhibits, the Separate Statement of Income, the Separate Statement of Comprehensive Income, the Separate Statement of Financial Position, the ... (due to space limits, see proxy material for full proposal) 3. Consideration of the income (loss) for the Mgmt For period and of the rest of the retained earnings, and of the Board of Director's proposal that consists on assigning: (a) the amount of thousands ARS 440,441 to the statutory reserve; and (b) the amount of thousands ARS 8,368,374 from the income for the period, together with the amount of ARS 730,741 from the Accumulated Retained Income, i.e. a total ARS 9,099,115 to the increase of the Optional Reserve under Article 70 of the ... (due to space limits, see proxy material for full proposal) 4. Consideration of the Board of Directors Mgmt For performance during the period ended December 31, 2019. 5. Consideration of the Statutory Audit Mgmt For Committee performance during the period ended December 31, 2019. 6. Consideration of the remuneration of the Mgmt For Company's Board of Directors for the period ended December 31, 2019 within the limit of profits in accordance with article 261 of Law no. 19550 and CNV Regulations. Consideration of the advanced payment of fees to the Board of Directors for the period closing next December 31, 2019. 7. Consideration of the remuneration of the Mgmt Abstain members of the Statutory Audit Committee for the period ended December 31, 2019; and the fee scheme for the period closing next December 31, 2020. 8. Fixing of the number of Deputy Directors Mgmt Abstain and appointment of Directors and Deputy Directors. Continuity of the current Chairman until the appointment by the Board of Directors of the Company. 9. Appointment of the Statutory Audit Mgmt Abstain Committee members and deputy members for the period closing next December 31, 2020. 10. Consideration of the remuneration of the Mgmt For external accountant of the Company regarding the annual accounting documents for the period 2019. 11. Appointment of the external accountant and Mgmt For of the deputy external accountant for the period closing next December 31, 2020 and the fixing of its remuneration. 12. Approval of the Annual Budget for the Mgmt Abstain functioning of the Audit Committee. 13. Granting of authorizations. Mgmt For -------------------------------------------------------------------------------------------------------------------------- CRESUD, S.A.C.I.F. Y A. Agenda Number: 935091760 -------------------------------------------------------------------------------------------------------------------------- Security: 226406106 Meeting Type: Annual Meeting Date: 30-Oct-2019 Ticker: CRESY ISIN: US2264061068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For MEETING'S MINUTES. 2. CONSIDERATION OF DOCUMENTS CONTEMPLATED IN Mgmt For For SECTION 234, PARAGRAPH 1, OF LAW NO. 19,550 FOR THE FISCAL YEAR ENDED JUNE 30, 2019. 3. ALLOCATION OF NET LOSS FOR THE FISCAL YEAR Mgmt For For ENDED JUNE 30, 2019 FOR $ 18,875,671,738. REVERSAL OF SPECIAL RESERVE FOR ABSORPTION OF LOSSES. 4. CONSIDERATION OF BOARD OF DIRECTORS' Mgmt For For PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE 30, 2019. 5. CONSIDERATION OF SUPERVISORY COMMITTEE'S Mgmt For For PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE 30, 2019. 6. CONSIDERATION OF COMPENSATION PAYABLE TO Mgmt For For THE BOARD OF DIRECTORS ($ 42,124,159, ALLOCATED SUM) FOR THE FISCAL YEAR ENDED JUNE 30, 2019, WHICH RECORDED A COMPUTABLE TAX LOSS PURSUANT TO THE RULES OF THE ARGENTINE SECURITIES COMMISSION. 7. CONSIDERATION OF COMPENSATION PAYABLE TO Mgmt For For THE SUPERVISORY COMMITTEE ($ 1,260,000, ALLOCATED SUM) FOR THE FISCAL YEAR ENDED JUNE 30, 2019, WHICH RECORDED A COMPUTABLE TAX LOSS PURSUANT TO THE RULES OF THE ARGENTINE SECURITIES COMMISSION. 8. DETERMINATION OF THE NUMBER AND APPOINTMENT Mgmt Abstain Against OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS FOR A TERM OF THREE FISCAL YEARS. 9. APPOINTMENT OF REGULAR AND ALTERNATE Mgmt Abstain Against MEMBERS OF THE SUPERVISORY COMMITTEE FOR A TERM OF ONE FISCAL YEAR. 10. APPOINTMENT OF CERTIFYING ACCOUNTANT FOR Mgmt For For THE NEXT FISCAL YEAR. 11. APPROVAL OF COMPENSATION FOR $ 11,182,520 Mgmt For For PAYABLE TO CERTIFYING ACCOUNTANT FOR THE FISCAL YEAR ENDED JUNE 30, 2019. 12. CONSIDERATION OF ANNUAL BUDGET FOR Mgmt Abstain Against IMPLEMENTATION OF THE AUDIT COMMITTEE'S ANNUAL PLAN AND COMPLIANCE AND CORPORATE GOVERNANCE PROGRAM. 13. DISTRIBUTION OF UP TO 13,000,000 TREASURY Mgmt For For SHARES RATEABLY ACCORDING TO THE SHAREHOLDERS' SHAREHOLDING INTERESTS. 14. STOCK CAPITAL INCREASE FOR UP TO A PAR Mgmt For For VALUE OF $ 180,000,000, THROUGH THE ISSUANCE OF UP TO 180,000,000 COMMON BOOK-ENTRY SHARES OF $ 1 PAR VALUE EACH AND ENTITLED TO ONE VOTE PER SHARE, EQUIVALENT TO 33.49% OF THE CURRENT STOCK CAPITAL, ENTITLED TO RECEIVE DIVIDENDS FROM THEIR SUBSCRIPTION DATE, PARI PASSU TOGETHER WITH THE SHARES OUTSTANDING AS OF THE TIME OF ISSUANCE, WITH ISSUE PREMIUM, THROUGH (I) PUBLIC SUBSCRIPTION IN THE CAPITAL MARKETS OF ARGENTINA AND/OR ABROAD, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 15. DELEGATION ON THE BOARD OF DIRECTORS OF THE Mgmt For For POWER TO DETERMINE ALL TERMS AND CONDITIONS OF ISSUANCE OTHER THAN THOSE EXPRESSLY DETERMINED BY THE SHAREHOLDERS' MEETING, INCLUDING THROUGH PUBLIC SUBSCRIPTION, ISSUANCE OF CONVERTIBLE NOTES AND/OR SUBSCRIPTION OF WARRANTS, WITH AUTHORITY TO SUBDELEGATE SUCH POWERS TO ONE OR MORE DIRECTORS, CORPORATE MANAGERS OR PERSONS AUTHORIZED BY IT, PURSUANT TO APPLICABLE LAW, INCLUDING, WITHOUT LIMITATION, THE FOLLOWING POWERS, AS APPLICABLE: ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 16. IMPLEMENTATION OF INCENTIVE PLAN FOR Mgmt For For EMPLOYEES, MANAGEMENT AND DIRECTORS, WITHOUT ISSUE PREMIUM, FOR UP TO 1% OF THE STOCK CAPITAL IN EFFECT AS OF THE TIME OF EXECUTION OF THE PLAN. CAPITAL INCREASE FOR IMPLEMENTING THE PLAN. 17. AUTHORIZATION TO CARRY OUT REGISTRATION Mgmt For For PROCEEDINGS RELATING TO THIS SHAREHOLDERS' MEETING BEFORE THE ARGENTINE SECURITIES COMMISSION AND THE GENERAL SUPERINTENDENCY OF CORPORATIONS. -------------------------------------------------------------------------------------------------------------------------- CRESUD, S.A.C.I.F. Y A. Agenda Number: 935132744 -------------------------------------------------------------------------------------------------------------------------- Security: 226406106 Meeting Type: Annual Meeting Date: 11-Mar-2020 Ticker: CRESY ISIN: US2264061068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For MEETING'S MINUTES. 2. CONSIDERATION OF THE PERFORMANCE OF THE Mgmt Abstain RESIGNING REGULAR DIRECTOR MR. HECTOR ROGELIO TORRES. RECOMPOSITION OF BOARD OF DIRECTORS. DETERMINATION OF THE NUMBER AND APPOINTMENT OF REGULAR AND ALTERNATE DIRECTORS FOR A TERM OF THREE FISCAL YEARS. 3. AUTHORIZATION TO CARRY OUT REGISTRATION Mgmt For PROCEEDINGS RELATING TO THIS SHAREHOLDERS' MEETING BEFORE THE ARGENTINE SECURITIES COMMISSION AND THE GENERAL SUPERINTENDENCY OF CORPORATIONS. -------------------------------------------------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Agenda Number: 935200333 -------------------------------------------------------------------------------------------------------------------------- Security: 427746102 Meeting Type: Annual Meeting Date: 17-Jun-2020 Ticker: HRTX ISIN: US4277461020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kevin Tang Mgmt For For 1B. Election of Director: Barry Quart, Pharm.D. Mgmt For For 1C. Election of Director: Stephen Davis Mgmt Against Against 1D. Election of Director: Craig Johnson Mgmt For For 1E. Election of Director: Kimberly Manhard Mgmt For For 1F. Election of Director: John Poyhonen Mgmt For For 1G. Election of Director: Christian Waage Mgmt For For 2. To ratify the appointment of OUM & Co. LLP Mgmt For For as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. To approve, on an advisory basis, Mgmt For For compensation paid to the Company's Named Executive Officers during the year ended December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935154358 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott F. Schaeffer Mgmt For For 1B. Election of Director: William C. Dunkelberg Mgmt For For 1C. Election of Director: Richard D. Gebert Mgmt For For 1D. Election of Director: Melinda H. McClure Mgmt For For 1E. Election of Director: Mack D. Pridgen III Mgmt For For 1F. Election of Director: DeForest B. Soaries, Mgmt For For Jr. 2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For FOR RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. 3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For FOR THE ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. 4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For FOR EVERY YEAR AS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Agenda Number: 935125876 -------------------------------------------------------------------------------------------------------------------------- Security: 476405105 Meeting Type: Special Meeting Date: 20-Feb-2020 Ticker: JCAP ISIN: US4764051052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve the acquisition by Mgmt For For Jernigan Capital Operating Company, LLC (the "Operating Company") of substantially all of the operating assets and liabilities of JCap Advisors, LLC (the "Manager") in exchange for 1,794,872 common units of limited liability company interest in Jernigan Capital Operating Company, LLC ("OC Units") issuable to the Manager upon the closing of the Internalization (as defined below) (the "Initial Consideration") and an additional 769,231 OC Units. 2. A proposal to approve the adjournment of Mgmt For For the Special Meeting, if necessary or appropriate in the discretion of the chairman of the Special Meeting, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Internalization. See "Proposal 2: Proposal to Approve the Adjournment of the Special Meeting". -------------------------------------------------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Agenda Number: 935146375 -------------------------------------------------------------------------------------------------------------------------- Security: 476405105 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: JCAP ISIN: US4764051052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Good Mgmt For For Mark O. Decker Mgmt For For Rebecca Owen Mgmt For For Howard A. Silver Mgmt For For Dr. Harry J. Thie Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Agenda Number: 935146387 -------------------------------------------------------------------------------------------------------------------------- Security: 476405A99 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James D. Dondero Mgmt For For -------------------------------------------------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Agenda Number: 935146399 -------------------------------------------------------------------------------------------------------------------------- Security: 476405105 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: JCAP ISIN: US4764051052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Good Mgmt For For Mark O. Decker Mgmt For For Rebecca Owen Mgmt For For Howard A. Silver Mgmt For For Dr. Harry J. Thie Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935154625 -------------------------------------------------------------------------------------------------------------------------- Security: 54150E104 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: LOMA ISIN: US54150E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of the persons in charge of Mgmt For subscribing the minute. 2. Consideration of the documents to which Mgmt For paragraph 1) of Section 234 of the Argentine Corporations Act refers to, that correspond to the regular financial year No 95 ended on December 31st, 2019. 3. Consideration of the positive unallocated Mgmt For earnings of the year ended on December 31st, 2019 of the amount of ARS 3,839,187,323. ...(due to space limits, see proxy material for full proposal). 4. Consideration of the performance of the Mgmt For members of the Board of Directors for the year ended December 31, 2019. 5. Consideration of the performance of the Mgmt For members of the Supervisory Committee for the year ended on December 31st, 2019. 6. Consideration of the remuneration of the Mgmt For Board of Directors that corresponds to the year that ended on December 31st, 2019 of ARS 71,320,429 (total amount of remunerations). 7. Consideration of the remuneration of the Mgmt For members of the Supervisory Committee for the year ended on December 31st, 2019. 8. Setting of the number of directors and Mgmt For appointment of the full and alternate members for year 2020. Approval of a policy aimed ...(due to space limits, see proxy material for full proposal). 9. Appointment of the full and alternate Mgmt For members of the Supervisory Committee for year 2020. 10. Appointment of External Auditors and of the Mgmt For main partner and alternate partner of the respective accounting firm for the year of 2020. 11. Approval of the fees of the External Mgmt Abstain Auditors for the year ended on December 31st, 2019. 12. Consideration of the fees of the External Mgmt Abstain Auditors for the year 2020. 13. Approval of the budget of the Audit Mgmt Abstain Committee for 2020. 14. Creation of a global program for the Mgmt For issuance of Negotiable Obligations (obligaciones negociables) in accordance with the ...(due to space limits, see proxy material for full proposal). 15. Approval of the issuance of simple Mgmt For negotiable obligations not convertible into shares for up to a maximum nominal amount equivalent to 50,000,000 United States dollars (US $ fifty million) or its equivalent in other currencies under the Program, to be issued in one, two or more series (the "Negotiable Obligations"), as determined by the Board of Directors. 16. Granting of powers to the Board of Mgmt For Directors for setting the terms and conditions of the Program and of the Negotiable Obligations, with the power to sub-delegate said powers to one or more directors and/or officers of the Company. 17. Granting of the corresponding Mgmt For authorizations to carry out the necessary steps, documents and filings regarding the decisions made by the shareholders concerning the Program and the issuance of the Negotiable Obligations in points 14 to 16 above. 18. Consideration of the amendment of section Mgmt Against fourteenth of the Bylaws in order to grant powers to the Board of Directors to approve the issuance of negotiable obligations, in accordance with the provisions of article 9 of the Negotiable Obligations Law No. 23,576, as amended and supplemented. 19. Approval of a new consolidated text of the Mgmt Against Bylaws. 20. Granting of the relevant authorizations for Mgmt For the carrying out of paperwork and to make the necessary filings. -------------------------------------------------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 935210978 -------------------------------------------------------------------------------------------------------------------------- Security: 55933J203 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: MX ISIN: US55933J2033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Melvin L. Keating Mgmt For For Young-Joon Kim Mgmt For For IIbok Lee Mgmt For For Camillo Martino Mgmt For For Gary Tanner Mgmt For For Nader Tavakoli Mgmt For For 2. Advisory (non-binding) vote to approve the Mgmt For For compensation of our named executive officers for 2019. 3. Ratification of the Board's election of Mgmt For For Samil PricewaterhouseCoopers as our independent registered public accounting firm for 2020. 4. Approval of the MagnaChip Semiconductor Mgmt For For Corporation 2020 Equity and Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- MGM HOLDINGS INC. Agenda Number: 100001161 -------------------------------------------------------------------------------------------------------------------------- Security: 55303C101 Meeting Type: Annual and Special Meeting Date: 11-Dec-2019 Ticker: ISIN: US55303C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A DIRECTOR James Dondero Mgmt For For David Krane Mgmt For For Amy Pascal Mgmt For For Fredric G. Reynolds Mgmt For For Nancy Tellem Mgmt For For Kevin Ulrich Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935184755 -------------------------------------------------------------------------------------------------------------------------- Security: 65341D102 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: NXRT ISIN: US65341D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James Dondero Mgmt For For Brian Mitts Mgmt For For Edward Constantino Mgmt For For Scott Kavanaugh Mgmt For For Arthur Laffer Mgmt For For 2. Advisory Vote on Executive Compensation: To Mgmt For For approve, on an advisory basis, the compensation of our named executive officers. 3. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For Votes on Executive Compensation: To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- NEXTDECADE CORPORATION Agenda Number: 935055497 -------------------------------------------------------------------------------------------------------------------------- Security: 65342K105 Meeting Type: Annual Meeting Date: 12-Jul-2019 Ticker: NEXT ISIN: US65342K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Taewon Jun# Mgmt For For David Gallo* Mgmt For For David Magid* Mgmt For For Eric S. Rosenfeld* Mgmt For For 2. To approve amendments to the Certificate of Mgmt For For Designations of Series A Convertible Preferred Stock to, among other things, modify certain terms relating to voting rights. 3. To approve amendments to the Company's Mgmt For For Certificate of Designations of Series B Convertible Preferred Stock to, among other things, modify certain terms relating to voting rights. 4. To ratify the reappointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accountants and auditors for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NEXTDECADE CORPORATION Agenda Number: 935217782 -------------------------------------------------------------------------------------------------------------------------- Security: 65342K105 Meeting Type: Annual Meeting Date: 15-Jun-2020 Ticker: NEXT ISIN: US65342K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR K. Abdulla Al Romaithi* Mgmt For For Frank Chapman* Mgmt For For Brian Belke# Mgmt For For Thanasi Skafidas# Mgmt For For L. Spencer Wells# Mgmt For For 2. To amend the Company's 2017 Omnibus Mgmt For For Incentive Plan to increase the amount of awards thereunder that can be granted to the Company's non-employee directors in any calendar year. 3. To ratify the reappointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accountants and auditors for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- OWENS CORNING Agenda Number: 935145260 -------------------------------------------------------------------------------------------------------------------------- Security: 690742101 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: OC ISIN: US6907421019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Brian D. Chambers Mgmt For For 1B. Election of Director: Eduardo E. Cordeiro Mgmt For For 1C. Election of Director: Adrienne D. Elsner Mgmt For For 1D. Election of Director: J. Brian Ferguson Mgmt For For 1E. Election of Director: Ralph F. Hake Mgmt For For 1F. Election of Director: Edward F. Lonergan Mgmt For For 1G. Election of Director: Maryann T. Mannen Mgmt For For 1H. Election of Director: W. Howard Morris Mgmt For For 1I. Election of Director: Suzanne P. Nimocks Mgmt For For 1J. Election of Director: John D. Williams Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. 3. To approve, on an advisory basis, named Mgmt For For executive officer compensation. 4. To approve the Amended and Restated Owens Mgmt For For Corning Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Agenda Number: 935082963 -------------------------------------------------------------------------------------------------------------------------- Security: 697660207 Meeting Type: Special Meeting Date: 01-Oct-2019 Ticker: PAM ISIN: US6976602077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of shareholders to approve and Mgmt For For sign the minutes of the Shareholders' Meeting. 2) Consideration of reduction of stock capital Mgmt For For and cancellation of up to 189,987,026 ordinary, book-entry shares of $1 par value each and entitled to 1 vote per share, held in the Company's treasury under the repurchase plans approved by the Board of Directors on June 22, 2018, March 27, and August 12, 2019. 3) Grant of authorizations to carry out Mgmt For For proceedings and filings necessary to obtain the relevant registrations. -------------------------------------------------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Agenda Number: 935084424 -------------------------------------------------------------------------------------------------------------------------- Security: 697660207 Meeting Type: Special Meeting Date: 15-Oct-2019 Ticker: PAM ISIN: US6976602077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of shareholders to approve and Mgmt For For sign the minutes of the Shareholders' Meeting. 2) Consideration of: (i) merger between Pampa Mgmt Abstain Against Energia S.A. and Parques Eolicos del Fin del Mundo S.A. pursuant to the provisions of Sections 82 et seq. of the General Companies Law and Section 77 et seq. of the Income Tax Law; (ii) Special Individual Statement of Financial Position for Merger Purposes and Consolidated Statement of Financial Position for Merger Purposes of the Company, both of them as of June 30, 2019, as well as the applicable independent auditor's reports and ...(due to space limits, see proxy material for full proposal). 3) Grant of authorizations to carry out Mgmt For For proceedings and filings necessary to obtain the relevant registrations. -------------------------------------------------------------------------------------------------------------------------- PARATEK PHARMACEUTICALS, INC. Agenda Number: 935187751 -------------------------------------------------------------------------------------------------------------------------- Security: 699374302 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: PRTK ISIN: US6993743029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael F. Bigham Mgmt For For Robert S. Radie Mgmt For For 2. To approve a non-binding advisory vote on Mgmt Against Against the compensation of our named executive officers. 3. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Agenda Number: 935065462 -------------------------------------------------------------------------------------------------------------------------- Security: 703395103 Meeting Type: Annual Meeting Date: 16-Sep-2019 Ticker: PDCO ISIN: US7033951036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John D. Buck Mgmt For For 1b. Election of Director: Alex N. Blanco Mgmt For For 1c. Election of Director: Jody H. Feragen Mgmt For For 1d. Election of Director: Robert C. Frenzel Mgmt For For 1e. Election of Director: Francis J. Malecha Mgmt For For 1f. Election of Director: Ellen A. Rudnick Mgmt For For 1g. Election of Director: Neil A. Schrimsher Mgmt For For 1h. Election of Director: Mark S. Walchirk Mgmt For For 2. Approval of amendment to Amended and Mgmt For For Restated Employee Stock Purchase Plan. 3. Advisory approval of executive Mgmt Against Against compensation. 4. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. -------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935064953 -------------------------------------------------------------------------------------------------------------------------- Security: 71654V408 Meeting Type: Special Meeting Date: 09-Aug-2019 Ticker: PBR ISIN: US71654V4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I Election of 2 (two) members of the Board of Mgmt For For Directors appointed by the controlling shareholder: 1. Holder: Nivio Ziviani 2. Holder: Walter Mendes de Oliveira Filho II Withdrawal of the public offering and Mgmt For For delisting of the shares of Petroleo Brasileiro S.A. - Petrobras of Bolsas y Mercados Argentinos SA ("BYMA"), through a voluntary withdrawal of the public offering regime in Argentina, based on Article 32, subsection "C", Section VIII, Chapter II of Title III of the Comision Nacional de Valores ("CNV"), which allows the Company to withdraw the public offering and delisting regime in BYMA without the need to make a public offering of actions. -------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935084385 -------------------------------------------------------------------------------------------------------------------------- Security: 71654V408 Meeting Type: Special Meeting Date: 30-Sep-2019 Ticker: PBR ISIN: US71654V4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I Merger of Petrobras Logistica de Gas S.A. Mgmt For For ("Logigas") into Petrobras to: (1) Confirm KPMG Auditores Independentes ("KPMG") as Petrobras' contractor to prepare the relevant Logigas' Evaluation Report, at book value, pursuant to paragraph 1 of article 227 of the Act 6404, of 12.15.1976. (2) Approve the Evaluation Report prepared by KPMG at book value regarding Logigas' shareholders' equity. (3) Approve all terms and conditions of the Merger Proposal and Basis, entered into by ...(due to space limits, see proxy material for full proposal). II Proposal of amendment to Petrobras' Mgmt For For Articles of Merger in order to change articles 18, 20, 21, 23, 25, 29, 30, 35, 43 and 53 of said charter, and consequent consolidation of said Articles of Merger pursuant to Management proposal filed with the Brazilian Securities and Exchange Commission - CVM (Comissao de Valores Mobiliarios) and Company through respective electronic addresses. III Amend the overall amount of management Mgmt For For compensation, as approved by General and Special Shareholders' Meeting dated April 25, 2019, in order to include the Digital Transformation and Innovation Executive Officer's remuneration. -------------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935130942 -------------------------------------------------------------------------------------------------------------------------- Security: 71654V408 Meeting Type: Special Meeting Date: 04-Mar-2020 Ticker: PBR ISIN: US71654V4086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management I Merger of Petrobras Negocios Eletronicos Mgmt For For S.A. (e-PETRO) into Petrobras to: 1)Confirm Loudon Blomquist Auditores Independentes (Loudon) as Petrobras' contractor to prepare the relevant e-PETRO's Evaluation Report, at book value, pursuant to paragraph 1 of article 227 of the Act 6404, of 12.15.1976; 2) Approve the Evaluation Report prepared by Loudon at book value regarding e-PETRO's shareholders' equity; 3)Approve all terms and conditions of the Merger Proposal and Basis, entered into ...(due to space limits, see proxy material for full proposal). II Proposal of amendment to Petrobras' By Law Mgmt For For in order to change articles 18, 21, 22, 23, 30, 34, 60, 63, 64 and 65 of said charter, and consequent consolidation of said By Law pursuant to Management proposal filed with the Brazilian Securities and Exchange Commission - CVM (Comissao de Valores Mobiliarios) and Company through respective electronic addresses. III Election of 1 (one) member of the Board of Mgmt For For Directors indicated by controlling shareholder. -------------------------------------------------------------------------------------------------------------------------- PORTOLA PHARMACEUTICALS, INC. Agenda Number: 935202464 -------------------------------------------------------------------------------------------------------------------------- Security: 737010108 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: PTLA ISIN: US7370101088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey Bird, M.D., PhD Mgmt For For John H. Johnson Mgmt For For H. Ward Wolff Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as disclosed in this proxy statement. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- POSTAL REALTY TRUST INC Agenda Number: 935220082 -------------------------------------------------------------------------------------------------------------------------- Security: 73757R102 Meeting Type: Annual Meeting Date: 26-Jun-2020 Ticker: PSTL ISIN: US73757R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick R. Donahoe Mgmt For For Barry Lefkowitz Mgmt For For Jane Gural-Senders Mgmt For For Anton Feingold Mgmt For For Andrew Spodek Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Approval of an amendment to our equity Mgmt For For incentive plan to increase the number of shares of our Class A common stock available for awards made thereunder. -------------------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda Number: 935080616 -------------------------------------------------------------------------------------------------------------------------- Security: 755111507 Meeting Type: Special Meeting Date: 11-Oct-2019 Ticker: RTN ISIN: US7551115071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Raytheon merger proposal: To adopt the Mgmt For For Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "merger agreement"). 2. Raytheon merger-related compensation Mgmt For For proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company's named executive officers in connection with the merger contemplated by the merger agreement. 3. Raytheon adjournment proposal: To approve Mgmt For For the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. -------------------------------------------------------------------------------------------------------------------------- STONECO LTD Agenda Number: 935094552 -------------------------------------------------------------------------------------------------------------------------- Security: G85158106 Meeting Type: Annual Meeting Date: 14-Nov-2019 Ticker: STNE ISIN: KYG851581069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andre Street Mgmt For For Eduardo Pontes Mgmt For For Roberto Thompson Motta Mgmt For For Thomas A Patterson Mgmt For For Ali Mazanderani Mgmt For For Silvio Jose Morais Mgmt For For 2. THE ADOPTION AND RATIFICATION OF STONECO Mgmt For For LTD.'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2018. -------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN, LTD. Agenda Number: 935152291 -------------------------------------------------------------------------------------------------------------------------- Security: H8817H100 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: RIG ISIN: CH0048265513 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the 2019 Annual Report, Mgmt For For Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2019 2 Discharge of the Members of the Board of Mgmt For For Directors and Executive Management Team From Liability for Activities During Fiscal Year 2019 3 Appropriation of the Accumulated Loss for Mgmt For For Fiscal Year 2019 4 Increase in Total Number of Shares Mgmt For For Authorized for Issuance 5A Election of Director: Glyn A. Barker Mgmt For For 5B Election of Director: Vanessa C.L. Chang Mgmt For For 5C Election of Director: Frederico F. Curado Mgmt For For 5D Election of Director: Chadwick C. Deaton Mgmt For For 5E Election of Director: Vincent J. Intrieri Mgmt For For 5F Election of Director: Samuel J. Merksamer Mgmt For For 5G Election of Director: Frederik W. Mohn Mgmt For For 5H Election of Director: Edward R. Muller Mgmt For For 5I Election of Director: Diane de Saint Victor Mgmt For For 5J Election of Director: Tan Ek Kia Mgmt For For 5K Election of Director: Jeremy D. Thigpen Mgmt For For 6 Election of Chadwick C. Deaton as the Chair Mgmt For For of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting 7A Election of the Member of the Compensation Mgmt For For Committee for a Term Extending Until Completion of the Next Annual General Meeting: Glyn A. Barker 7B Election of the Member of the Compensation Mgmt For For Committee for a Term Extending Until Completion of the Next Annual General Meeting: Samuel J. Merksamer 7C Election of the Member of the Compensation Mgmt For For Committee for a Term Extending Until Completion of the Next Annual General Meeting: Tan Ek Kia 8 Reelection of Schweiger Advokatur / Mgmt For For Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting 9 Appointment of Ernst & Young LLP as the Mgmt For For Company's Independent Registered Public Accounting Firm for Fiscal Year 2020 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term 10 Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation for Fiscal Year 2020 11A Ratification of the Maximum Aggregate Mgmt For For Amount of Compensation of the Board of Directors for the Period Between the 2020 Annual General Meeting and the 2021 Annual General Meeting 11B Ratification of an amount of US $24,000,000 Mgmt For For as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2021 12 Approval of Amendment and Restatement of Mgmt For For the Transocean Ltd. 2015 Long-Term Incentive Plan -------------------------------------------------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 935065169 -------------------------------------------------------------------------------------------------------------------------- Security: 893870204 Meeting Type: Special Meeting Date: 15-Aug-2019 Ticker: TGS ISIN: US8938702045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of two shareholders to sign the Mgmt For minutes of the meeting together with the Chairman of the Board of Directors. 2) Consideration of the increase for up to US$ Mgmt For 1,200,000,000 (or its equivalent in other currencies) of the Global Program for the Issue of Short and Medium Term Notes Non-Convertible into TGS Shares, which current amount is US$ 700,000,000 (or its equivalent in other currencies). 3) Consideration of (i) the delegation to the Mgmt For Board of Directors of the widest powers to establish all terms and conditions of the Global Program and of the different classes and/or series of Notes to be issued under the Global Program (including, but not limited to, time, price, representation and payment conditions of the notes, allocation of funds), with all powers to amend any terms and conditions that were not expressly set up by the Shareholders, (ii) the authorization to the Board of Directors, ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- VISTRA ENERGY CORP Agenda Number: 935160387 -------------------------------------------------------------------------------------------------------------------------- Security: 92840M102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: VST ISIN: US92840M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve an amendment to the Vistra Energy Mgmt For For Corp. Certificate of Incorporation (the "Charter") to declassify the Board of Directors so that all Directors will be elected annually commencing with the 2020 Annual Meeting (the "Charter Amendment") 2A. Election of Director: Hilary E. Ackermann Mgmt For For (If the Charter Amendment in proposal 1 is approved) 2B. Election of Director: Arcilia C. Acosta (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2C. Election of Director: Gavin R. Baiera (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2D. Election of Director: Paul M. Barbas (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2E. Election of Director: Lisa Crutchfield (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2F. Election of Director: Brian K. Ferraioli Mgmt For For (If the Charter Amendment in proposal 1 is approved) 2G. Election of Director: Scott B. Helm (If the Mgmt For For Charter Amendment in proposal 1 is approved) 2H. Election of Director: Jeff D. Hunter (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2I. Election of Director: Curtis A. Morgan (If Mgmt For For the Charter Amendment in proposal 1 is approved) 2J. Election of Director: John R. Sult (If the Mgmt For For Charter Amendment in proposal 1 is approved) 3.1 Election of Director: Gavin R. Baiera (If Mgmt For For the Charter Amendment in proposal 1 is not approved) 3.2 Election of Director: Scott B. Helm (If the Mgmt For For Charter Amendment in proposal 1 is not approved) 3.3 Election of Director: Curtis A. Morgan (If Mgmt For For the Charter Amendment in proposal 1 is not approved) 3.4 Election of Director: John R. Sult (If the Mgmt For For Charter Amendment in proposal 1 is not approved) 4. Approve, on an advisory basis, named Mgmt For For executive officer compensation. 5. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2020. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) NexPoint Strategic Opportunities Fund By (Signature) /s/ Lauren Thedford Name Lauren Thedford Title Secretary Date 08/26/2020