N-PX 1 BRD_QY80001356115.txt BRD_QY80001356115 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21869 NAME OF REGISTRANT: NexPoint Credit Strategies Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court Suite 700 Dallas, TX 75201 NAME AND ADDRESS OF AGENT FOR SERVICE: Pyxis Capital Management, L.P. 200 Crescent Court Suite 700 Dallas, TX 75201 REGISTRANT'S TELEPHONE NUMBER: 877-665-1287 DATE OF FISCAL YEAR END: 06/30 DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014 NexPoint Credit Strategies Fund -------------------------------------------------------------------------------------------------------------------------- AKORN, INC. Agenda Number: 933982957 -------------------------------------------------------------------------------------------------------------------------- Security: 009728106 Meeting Type: Annual Meeting Date: 02-May-2014 Ticker: AKRX ISIN: US0097281069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN N. KAPOOR, PHD Mgmt For For RONALD M. JOHNSON Mgmt For For BRIAN TAMBI Mgmt For For STEVEN J. MEYER Mgmt For For ALAN WEINSTEIN Mgmt For For KENNETH S. ABRAMOWITZ Mgmt For For ADRIENNE L. GRAVES, PHD Mgmt For For 2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP TO SERVE AS AKORN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt Against Against AKORN, INC. 2014 STOCK OPTION PLAN. 4. SAY ON PAY - AN ADVISORY VOTE ON APPROVAL Mgmt For For OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. -------------------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320 -------------------------------------------------------------------------------------------------------------------------- Security: 01741R102 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: ATI ISIN: US01741R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES C. DIGGS Mgmt For For J. BRETT HARVEY Mgmt For For LOUIS J. THOMAS Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014. -------------------------------------------------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629 -------------------------------------------------------------------------------------------------------------------------- Security: 02376R102 Meeting Type: Annual Meeting Date: 04-Jun-2014 Ticker: AAL ISIN: US02376R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For 1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For 1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For 1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For 1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For 1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For 1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt For For 1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For 2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF AMERICAN AIRLINES GROUP INC.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ATLANTIC POWER CORPORATION Agenda Number: 934013892 -------------------------------------------------------------------------------------------------------------------------- Security: 04878Q863 Meeting Type: Annual Meeting Date: 20-Jun-2014 Ticker: AT ISIN: CA04878Q8636 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR IRVING R. GERSTEIN Mgmt For For KENNETH M. HARTWICK Mgmt For For JOHN A. MCNEIL Mgmt For For R. FOSTER DUNCAN Mgmt For For HOLLI C. LADHANI Mgmt For For BARRY E. WELCH Mgmt For For 7) THE APPOINTMENT OF KPMG LLP AS THE AUDITORS Mgmt For For OF THE ISSUER AND THE AUTHORIZATION OF THE ISSUER'S BOARD OF DIRECTORS TO FIX SUCH AUDITORS' REMUNERATION. 8) THE APPROVAL, BY NON-BINDING ADVISORY VOTE, Mgmt For For OF THE NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN THE CIRCULAR. 9) PASSING, WITH OR WITHOUT ALTERATION OR Mgmt For For MODIFICATION, AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "B" TO THE CIRCULAR, APPROVING AN AMENDMENT TO THE CORPORATION'S FIFTH AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN (THE "LTIP") TO INCREASE THE NUMBER OF COMMON SHARES OF CORPORATION ISSUABLE UNDER THE LTIP, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080 -------------------------------------------------------------------------------------------------------------------------- Security: 053015103 Meeting Type: Annual Meeting Date: 12-Nov-2013 Ticker: ADP ISIN: US0530151036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELLEN R. ALEMANY Mgmt For For GREGORY D. BRENNEMAN Mgmt For For LESLIE A. BRUN Mgmt For For RICHARD T. CLARK Mgmt For For ERIC C. FAST Mgmt For For LINDA R. GOODEN Mgmt For For R. GLENN HUBBARD Mgmt For For JOHN P. JONES Mgmt For For CARLOS A. RODRIGUEZ Mgmt For For GREGORY L. SUMME Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For 4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For OF THE AUTOMATIC DATA PROCESSING, INC. 2008 OMNIBUS AWARD PLAN. -------------------------------------------------------------------------------------------------------------------------- BIG LOTS, INC. Agenda Number: 933981525 -------------------------------------------------------------------------------------------------------------------------- Security: 089302103 Meeting Type: Annual Meeting Date: 29-May-2014 Ticker: BIG ISIN: US0893021032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JEFFREY P. BERGER Mgmt For For DAVID J. CAMPISI Mgmt For For JAMES R. CHAMBERS Mgmt For For PETER J. HAYES Mgmt For For BRENDA J. LAUDERBACK Mgmt For For PHILIP E. MALLOTT Mgmt For For RUSSELL SOLT Mgmt For For JAMES R. TENER Mgmt For For DENNIS B. TISHKOFF Mgmt For For 2. APPROVAL OF THE AMENDED AND RESTATED BIG Mgmt For For LOTS 2012 LONG-TERM INCENTIVE PLAN. 3. APPROVAL OF THE AMENDED AND RESTATED BIG Mgmt For For LOTS 2006 BONUS PLAN. 4. APPROVAL OF THE COMPENSATION OF BIG LOTS' Mgmt For For NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION ACCOMPANYING THE TABLES. 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS BIG LOTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. 6. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr For Against RELATING TO PROXY ACCESS. -------------------------------------------------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. Agenda Number: 933929551 -------------------------------------------------------------------------------------------------------------------------- Security: 19122T109 Meeting Type: Annual Meeting Date: 22-Apr-2014 Ticker: CCE ISIN: US19122T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For 1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For 1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For 1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For 1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For 1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For 1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For 1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For 1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For 2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For EXECUTIVE OFFICERS' COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 933943993 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 09-May-2014 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For 1C. ELECTION OF DIRECTOR: IAN COOK Mgmt For For 1D. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1E. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For 1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For 1H. ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For 1I. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For 1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For 2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For RETENTION REQUIREMENT. -------------------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION Agenda Number: 933924525 -------------------------------------------------------------------------------------------------------------------------- Security: 205638109 Meeting Type: Annual Meeting Date: 28-Mar-2014 Ticker: CPWR ISIN: US2056381096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GURMINDER S. BEDI Mgmt For For 1B. ELECTION OF DIRECTOR: JEFFREY J. CLARKE Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN G. FREELAND Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID G. FUBINI Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For 1F. ELECTION OF DIRECTOR: FREDERICK A. Mgmt For For HENDERSON 1G. ELECTION OF DIRECTOR: FAYE ALEXANDER NELSON Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT C. PAUL Mgmt For For 1I. ELECTION OF DIRECTOR: JENNIFER J. RAAB Mgmt For For 1J. ELECTION OF DIRECTOR: LEE D. ROBERTS Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For SCHUCKENBROCK 2. A NON-BINDING PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP, OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING MARCH 31, 2014 3. A NON-BINDING PROPOSAL TO APPROVE THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED Agenda Number: 933931215 -------------------------------------------------------------------------------------------------------------------------- Security: 219350105 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: GLW ISIN: US2193501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For 1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For 1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For 1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For 1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For 1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For 1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For VARIABLE COMPENSATION PLAN. 4. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- CORRECTIONS CORPORATION OF AMERICA Agenda Number: 933960886 -------------------------------------------------------------------------------------------------------------------------- Security: 22025Y407 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: CXW ISIN: US22025Y4070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. FERGUSON Mgmt For For 1B. ELECTION OF DIRECTOR: DAMON T. HININGER Mgmt For For 1C. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN D. CORRENTI Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For 1F. ELECTION OF DIRECTOR: C. MICHAEL JACOBI Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE L. MARIUCCI Mgmt For For 1H. ELECTION OF DIRECTOR: THURGOOD MARSHALL, Mgmt For For JR. 1I. ELECTION OF DIRECTOR: CHARLES L. OVERBY Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN R. PRANN, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: JOSEPH V. RUSSELL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DEVRY INC. Agenda Number: 933883490 -------------------------------------------------------------------------------------------------------------------------- Security: 251893103 Meeting Type: Annual Meeting Date: 06-Nov-2013 Ticker: DV ISIN: US2518931033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CONNIE R. CURRAN Mgmt For For DANIEL HAMBURGER Mgmt For For RONALD L. TAYLOR Mgmt For For 2. RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. APPROVAL OF AN AMENDMENT TO OUR RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO CHANGE OUR NAME TO "DEVRY EDUCATION GROUP INC." 4. APPROVAL OF THE DEVRY INC. INCENTIVE PLAN Mgmt For For OF 2013. 5. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933947547 -------------------------------------------------------------------------------------------------------------------------- Security: 26138E109 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: DPS ISIN: US26138E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For 1B. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1C. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For 1D. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For 1E. ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For 1F. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For 2. TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 3. RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS WITH RESPECT TO 2013, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION, IS HEREBY APPROVED. 4. TO VOTE ON STOCKHOLDER PROPOSAL REGARDING Shr Against For COMPREHENSIVE RECYCLING STRATEGY FOR BEVERAGE CONTAINERS. 5. TO APPROVE AMENDMENT TO PERFORMANCE-BASED Mgmt For For CRITERIA UNDER 2009 STOCK PLAN AND APPROVE SUCH CRITERIA UNDER SECTION 162(M) OF INTERNAL REVENUE CODE FOR FUTURE AWARDS. -------------------------------------------------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933951623 -------------------------------------------------------------------------------------------------------------------------- Security: 28176E108 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: EW ISIN: US28176E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For 2. AMENDMENT AND RESTATEMENT OF THE LONG-TERM Mgmt For For STOCK INCENTIVE COMPENSATION PROGRAM 3. AMENDMENT AND RESTATEMENT OF THE 2001 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN FOR INTERNATIONAL EMPLOYEES 4. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 5. RATIFICATION OF APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr For Against WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. Agenda Number: 933906248 -------------------------------------------------------------------------------------------------------------------------- Security: 307000109 Meeting Type: Annual Meeting Date: 16-Jan-2014 Ticker: FDO ISIN: US3070001090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARK R. BERNSTEIN Mgmt For For PAMELA L. DAVIES Mgmt For For SHARON ALLRED DECKER Mgmt For For EDWARD C. DOLBY Mgmt For For GLENN A. EISENBERG Mgmt For For EDWARD P. GARDEN Mgmt For For HOWARD R. LEVINE Mgmt For For GEORGE R. MAHONEY, JR. Mgmt For For JAMES G. MARTIN Mgmt For For HARVEY MORGAN Mgmt For For DALE C. POND Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. -------------------------------------------------------------------------------------------------------------------------- FORTINET INC. Agenda Number: 934002988 -------------------------------------------------------------------------------------------------------------------------- Security: 34959E109 Meeting Type: Annual Meeting Date: 20-Jun-2014 Ticker: FTNT ISIN: US34959E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: MICHAEL XIE Mgmt For For 1.2 ELECTION OF DIRECTOR: WILLIAM H. NEUKOM Mgmt For For 02. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 03. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- GAMESTOP CORP. Agenda Number: 934015175 -------------------------------------------------------------------------------------------------------------------------- Security: 36467W109 Meeting Type: Annual Meeting Date: 24-Jun-2014 Ticker: GME ISIN: US36467W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 RE-ELECTION OF DIRECTOR: THOMAS N. KELLY Mgmt For For JR. 1.2 RE-ELECTION OF DIRECTOR: GERALD R. Mgmt For For SZCZEPANSKI 1.3 RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014 -------------------------------------------------------------------------------------------------------------------------- GARMIN LTD Agenda Number: 933987426 -------------------------------------------------------------------------------------------------------------------------- Security: H2906T109 Meeting Type: Annual Meeting Date: 06-Jun-2014 Ticker: GRMN ISIN: CH0114405324 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF ANDREW ETKIND AS AD HOC Mgmt For For CHAIRMAN OF THE MEETING. 2. APPROVAL OF GARMIN LTD.'S 2013 ANNUAL Mgmt For For REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 28, 2013 AND THE STATUTORY FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 28, 2013. 3. APPROVAL OF THE APPROPRIATION OF AVAILABLE Mgmt For For EARNINGS. 4. APPROVAL OF THE PAYMENT OF A CASH DIVIDEND Mgmt For For IN THE AGGREGATE AMOUNT OF US $1.92 PER OUTSTANDING SHARE OUT OF THE COMPANY'S GENERAL RESERVE FROM CAPITAL CONTRIBUTION IN FOUR EQUAL INSTALLMENTS. 5. DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE MEMBERS OF EXECUTIVE MANAGEMENT FROM LIABILITY FOR THE FISCAL YEAR ENDED DECEMBER 28, 2013. 6A. ELECTION OF DIRECTOR: DONALD H. ELLER Mgmt For For 6B. ELECTION OF DIRECTOR: JOSEPH J. HARTNETT Mgmt For For 6C. ELECTION OF DIRECTOR: MIN H. KAO Mgmt For For 6D. ELECTION OF DIRECTOR: CHARLES W. PEFFER Mgmt For For 6E. ELECTION OF DIRECTOR: CLIFTON A. PEMBLE Mgmt For For 6F. ELECTION OF DIRECTOR: THOMAS P. POBEREZNY Mgmt For For 7. ELECTION OF MIN H. KAO AS EXECUTIVE Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING. 8A. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt Against Against DONALD H. ELLER 8B. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For JOSEPH J. HARTNETT 8C. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For CHARLES W. PEFFER 8D. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For THOMAS P. POBEREZNY 9. ELECTION OF THE LAW FIRM OF REISS+PREUSS Mgmt For For LLP AS INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING. 10. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS GARMIN LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR AND RE-ELECTION OF ERNST & YOUNG LTD. AS GARMIN LTD.'S STATUTORY AUDITOR FOR ANOTHER ONE-YEAR TERM. 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 12. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For ARTICLES OF ASSOCIATION IN ORDER TO IMPLEMENT REQUIREMENTS UNDER RECENT SWISS LEGISLATION REGARDING ELECTIONS AND CERTAIN OTHER MATTERS. 13. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For ARTICLES OF ASSOCIATION IN ORDER TO IMPLEMENT REQUIREMENTS UNDER RECENT SWISS LEGISLATION REGARDING THE COMPENSATION OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT AND RELATED MATTERS. 14. APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt Against Against ASSOCIATION IN ORDER TO ALLOW GENERAL MEETINGS TO BE HELD ONLINE TO THE EXTENT PERMITTED UNDER APPLICABLE LAW. 15. ANY NEW AGENDA ITEMS (OTHER THAN THOSE IN Mgmt Against Against THE INVITATION TO THE MEETING AND THE PROXY STATEMENT) OR NEW PROPOSALS OR MOTIONS WITH RESPECT TO THOSE AGENDA ITEMS SET FORTH IN THE INVITATION TO THE MEETING AND THE PROXY STATEMENT THAT MAY BE PROPERLY PUT FORTH BEFORE THE ANNUAL GENERAL MEETING. -------------------------------------------------------------------------------------------------------------------------- GRAY TELEVISION, INC. Agenda Number: 933970419 -------------------------------------------------------------------------------------------------------------------------- Security: 389375205 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: GTNA ISIN: US3893752051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HILTON H. HOWELL, JR Mgmt For For WILLIAM E. MAYHER, III Mgmt For For RICHARD L. BOGER Mgmt For For T.L. ELDER Mgmt For For ROBIN R. HOWELL Mgmt For For HOWELL W. NEWTON Mgmt For For HUGH E. NORTON Mgmt For For HARRIETT J. ROBINSON Mgmt For For 2. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPENSATION OF GRAY TELEVISION, INC.'S NAMED EXECUTIVE OFFICERS. 3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For MCGLADREY LLP AS GRAY TELEVISION, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- HESS CORPORATION Agenda Number: 933952788 -------------------------------------------------------------------------------------------------------------------------- Security: 42809H107 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: HES ISIN: US42809H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For 1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For 1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For 1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For 1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For 2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2014. 4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. 4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. 5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION CONCERNING $3.50 CUMULATIVE CONVERTIBLE PREFERRED STOCK. 6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For REGARDING CARBON ASSET RISK. -------------------------------------------------------------------------------------------------------------------------- K12 INC Agenda Number: 933897160 -------------------------------------------------------------------------------------------------------------------------- Security: 48273U102 Meeting Type: Annual Meeting Date: 05-Dec-2013 Ticker: LRN ISIN: US48273U1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CRAIG R. BARRETT Mgmt For For GUILLERMO BRON Mgmt For For ADAM L. COHN Mgmt For For NATHANIEL A. DAVIS Mgmt For For JOHN M. ENGLER Mgmt For For STEVEN B. FINK Mgmt For For MARY H. FUTRELL Mgmt For For RONALD J. PACKARD Mgmt For For JON Q. REYNOLDS, JR. Mgmt For For ANDREW H. TISCH Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against 3. RATIFICATION OF BDO USA, LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014 -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933883185 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 -------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Agenda Number: 933887311 -------------------------------------------------------------------------------------------------------------------------- Security: 62855J104 Meeting Type: Annual Meeting Date: 05-Dec-2013 Ticker: MYGN ISIN: US62855J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PETER D. MELDRUM Mgmt For For HEINER DREISMANN, PH.D. Mgmt For For 2. TO APPROVE A PROPOSED AMENDMENT TO THE Mgmt Against Against COMPANY'S 2010 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN. 3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. 4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- NETAPP, INC Agenda Number: 933863450 -------------------------------------------------------------------------------------------------------------------------- Security: 64110D104 Meeting Type: Annual Meeting Date: 13-Sep-2013 Ticker: NTAP ISIN: US64110D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN Mgmt For For 1B. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For 1D. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For 1E. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For 1F. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For 1G. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For 1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For 1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For 1K. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For 1L. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For 2. AMENDMENT & RESTATEMENT OF 1999 STOCK Mgmt For For OPTION PLAN TO (I) INCREASE SHARE RESERVE BY AN ADDITIONAL 10,000,000 SHARES OF COMMON STOCK; (II) REMOVE CERTAIN LIMITATIONS REGARDING NUMBER OF SHARES THAT MAY BE GRANTED IN RESPECT OF CERTAIN EQUITY AWARDS & INSTEAD IMPLEMENT A FUNGIBLE SHARE PROVISION; (III) INCREASE NUMBER OF SHARES & PERFORMANCE UNITS THAT MAY BE GRANTED PURSUANT TO AWARDS UNDER CERTAIN EQUITY COMPENSATION PROGRAMS; (IV) AMEND PERFORMANCE CRITERIA THAT MAY BE USED AS A BASIS FOR ESTABLISHING PERFORMANCE-BASED COMPENSATION. 3. TO APPROVE AN AMENDMENT TO THE EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 5,000,000 SHARES OF COMMON STOCK. 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 5A. TO APPROVE AMENDMENTS TO ARTICLE VI OF THE Mgmt For For COMPANY'S CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS. 5B. TO APPROVE AMENDMENTS TO ARTICLE X OF THE Mgmt For For COMPANY'S CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS. 6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For REGARDING CERTAIN LIMITS ON ACCELERATION OF EXECUTIVE PAY, IF PROPERLY PRESENTED AT THE STOCKHOLDER MEETING. 7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 25, 2014. -------------------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. Agenda Number: 933950241 -------------------------------------------------------------------------------------------------------------------------- Security: 629377508 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: NRG ISIN: US6293775085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For 1.2 ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For 1.3 ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For 1.4 ELECTION OF DIRECTOR: TERRY G. DALLAS Mgmt For For 1.5 ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For 1.6 ELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For 1.7 ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For 1.8 ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 1.9 ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For 2. TO APPROVE NRG'S EXECUTIVE COMPENSATION Mgmt For For (SAY ON PAY PROPOSAL). 3. TO ADOPT THE NRG ENERGY, INC. AMENDED & Mgmt For For RESTATED EMPLOYEE STOCK PURCHASE PLAN. 4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- OWENS CORNING Agenda Number: 933936253 -------------------------------------------------------------------------------------------------------------------------- Security: 690742101 Meeting Type: Annual Meeting Date: 17-Apr-2014 Ticker: OC ISIN: US6907421019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANN IVERSON Mgmt For For EDWARD F. LONERGAN Mgmt For For JOHN D. WILLIAMS Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. TO APPROVE AMENDMENTS TO THE BYLAWS AND Mgmt For For CERTIFICATE OF INCORPORATION OF OWENS CORNING TO DECLASSIFY THE BOARD OF DIRECTORS. 4. TO APPROVE, ON AN ADVISORY BASIS, 2013 Mgmt Against Against NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PENDRELL CORP Agenda Number: 934022360 -------------------------------------------------------------------------------------------------------------------------- Security: 70686R104 Meeting Type: Annual Meeting Date: 13-Jun-2014 Ticker: PCO ISIN: US70686R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD P. EMERSON Mgmt For For NICOLAS KAUSER Mgmt For For CRAIG O. MCCAW Mgmt For For LEE E. MIKLES Mgmt For For R. GERARD SALEMME Mgmt For For STUART M. SLOAN Mgmt For For H. BRIAN THOMPSON Mgmt For For BENJAMIN G. WOLFF Mgmt For For 2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt Against Against RESOLUTION ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933971346 -------------------------------------------------------------------------------------------------------------------------- Security: 759509102 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: RS ISIN: US7595091023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SARAH J. ANDERSON Mgmt For For JOHN G. FIGUEROA Mgmt For For THOMAS W. GIMBEL Mgmt For For DAVID H. HANNAH Mgmt For For DOUGLAS M. HAYES Mgmt For For MARK V. KAMINSKI Mgmt For For GREGG J. MOLLINS Mgmt For For ANDREW G. SHARKEY, III Mgmt For For LESLIE A. WAITE Mgmt For For 2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- SONY CORPORATION Agenda Number: 934037804 -------------------------------------------------------------------------------------------------------------------------- Security: 835699307 Meeting Type: Annual Meeting Date: 19-Jun-2014 Ticker: SNE ISIN: US8356993076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KAZUO HIRAI Mgmt For For KENICHIRO YOSHIDA Mgmt For For KANEMITSU ANRAKU Mgmt For For OSAMU NAGAYAMA Mgmt For For TAKAAKI NIMURA Mgmt For For EIKOH HARADA Mgmt For For JOICHI ITO Mgmt For For TIM SCHAAFF Mgmt For For KAZUO MATSUNAGA Mgmt For For KOICHI MIYATA Mgmt For For JOHN V. ROOS Mgmt For For ERIKO SAKURAI Mgmt For For 2. TO ISSUE STOCK ACQUISITION RIGHTS FOR THE Mgmt For For PURPOSE OF GRANTING STOCK OPTIONS. -------------------------------------------------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL INC Agenda Number: 933968591 -------------------------------------------------------------------------------------------------------------------------- Security: 84860W102 Meeting Type: Annual Meeting Date: 02-Jun-2014 Ticker: SRC ISIN: US84860W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KEVIN M. CHARLTON Mgmt For For TODD A. DUNN Mgmt For For DAVID J. GILBERT Mgmt For For RICHARD I. GILCHRIST Mgmt For For DIANE M. MOREFIELD Mgmt For For THOMAS H. NOLAN, JR. Mgmt For For SHELI Z. ROSENBERG Mgmt For For THOMAS D. SENKBEIL Mgmt For For NICHOLAS P. SHEPHERD Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For STOCKHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 933993669 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Meeting Date: 02-Jun-2014 Ticker: SPLS ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For 1C. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For 1D. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1E. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For 1F. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For 1G. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1I. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For 1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 2. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For 3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 4. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against COMPANY TO HAVE AN INDEPENDENT BOARD CHAIRMAN. 6. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr Against For COMPANY TO PRODUCE A HUMAN RIGHTS REPORT. -------------------------------------------------------------------------------------------------------------------------- SWS GROUP INC. Agenda Number: 933881701 -------------------------------------------------------------------------------------------------------------------------- Security: 78503N107 Meeting Type: Annual Meeting Date: 14-Nov-2013 Ticker: SWS ISIN: US78503N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT A. BUCHHOLZ Mgmt For For BRODIE L. COBB Mgmt For For J. TAYLOR CRANDALL Mgmt For For CHRISTIE S. FLANAGAN Mgmt For For GERALD J. FORD Mgmt For For LARRY A. JOBE Mgmt For For TYREE B. MILLER Mgmt For For DR. MIKE MOSES Mgmt For For JAMES H. ROSS Mgmt For For JOEL T. WILLIAMS III Mgmt For For 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against EXECUTIVE COMPENSATION. 3. THE RATIFICATION OF THE SELECTION OF GRANT Mgmt For For THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2014. -------------------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION Agenda Number: 933937356 -------------------------------------------------------------------------------------------------------------------------- Security: 171232101 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: CB ISIN: US1712321017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For 1B) ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For 1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For 1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For 1E) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1F) ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For 1G) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For 1H) ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For 1I) ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For 1J) ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For 1K) ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For 1L) ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 1M) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For 1N) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For 2. TO APPROVE THE ADOPTION OF THE CHUBB Mgmt For For CORPORATION LONG-TERM INCENTIVE PLAN (2014). 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITOR. 4. ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For OF AN ANNUAL SUSTAINABILITY REPORT. -------------------------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda Number: 933995891 -------------------------------------------------------------------------------------------------------------------------- Security: 887317303 Meeting Type: Annual Meeting Date: 13-Jun-2014 Ticker: TWX ISIN: US8873173038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For 1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For 1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For 1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For 1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For 1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr For Against CHAIRMAN OF THE BOARD. -------------------------------------------------------------------------------------------------------------------------- TORCHMARK CORPORATION Agenda Number: 933942787 -------------------------------------------------------------------------------------------------------------------------- Security: 891027104 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: TMK ISIN: US8910271043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt For For 1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt For For 1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt For For 1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt For For 1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt For For 1H. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt For For 1I. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt For For 1J. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt For For 2. RATIFICATION OF AUDITORS. Mgmt For For 3. APPROVAL OF AMENDMENT TO 2011 INCENTIVE Mgmt For For PLAN. 4. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For COMPENSATION. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) NexPoint Credit Strategies Fund By (Signature) /s/ Ethan Powell Name Ethan Powell Title President Date 08/27/2014