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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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1.
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Election of trustees. The following trustees were elected for terms expiring at the 2024 annual meeting of shareholders:
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Votes For
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Votes Withheld
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Broker Non-Votes
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|||||
James Dondero
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18,122,963
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3,877,218
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11,485,917
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Brian Mitts
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17,960,049
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4,040,132
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11,485,917
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Edward Constantino
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14,089,773
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7,910,408
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11,485,917
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Scott Kavanaugh
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13,098,413
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8,901,768
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11,485,917
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Arthur Laffer
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18,385,494
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3,614,687
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11,485,917
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Carol Swain
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18,602,667
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3,397,514
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11,485,917
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Catherine Wood
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13,268,393
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8,731,788
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11,485,917
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2.
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Approval of the potential issuance of up to 6,000,000 of the Company’s common shares to the Adviser, which may exceed five percent of the common equity or the voting power of the Company prior to such issuance. The issuance of up to 6,000,000 of the Company’s shares to the Adviser pursuant to the Advisory Agreement was not approved.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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9,976,459
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11,345,282
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678,439
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11,485,917
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3.
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Approval, on an advisory basis, of the compensation of the Company’s named executive officers. The compensation of the Company’s named executive officers was approved.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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17,277,776
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3,769,671
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952,734
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11,485,917
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4.
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Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the Company’s named executive officers. The frequency of every “one year” was approved.
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1 Year
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2 Years
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3 Years
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Abstentions
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20,502,802
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152,361
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373,508
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971,510
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5.
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Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. The appointment was ratified.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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31,986,622
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416,545
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1,082,931
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0
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Exhibit
Number |
Exhibit Description
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10.1
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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NexPoint Diversified Real Estate Trust
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By:
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/s/ Brian Mitts
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Name:
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Brian Mitts
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Title:
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Chief Financial Officer, Executive VP-Finance, Treasurer and Assistant Secretary
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