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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21853
NORTHERN LIGHTS VARIABLE TRUST
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Address of principal executive offices) (Zip code)
Stephanie Shearer
Ultimus Fund Solutions, LLC
80 Arkay Drive
Hauppauge, New York 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 490-2300
Date of fiscal year end: December 31st
Date of reporting period: July 1, 2022 - June 30, 2023
ITEM 1. PROXY VOTING RECORD:
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - 7TWELVE BALANCED PORTFOLIO | Item 1, Exhibit 1 | ||||||||
| Investment Company Act file number: 811-21853 | |||||||||
| Reporting Period: July 1, 2022 through December 31, 2022 | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
| SPDR PORTFOLIO SHORT TERM TREASURY BWZ SYMBOL ETF | BWZ | 78464A334 | 9/15/2022 | To elect five (5) nominees to the Board of Trustees of each Trust (the “Proposal”). The Nominees to the Board are Carolyn M. Clancy, Clare S. Richer, Kristi L. Rowsell, Sandra G. Sponem and Gunjan Chauhan. |
MGMT | Mirror Voted | Y | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - BTS TACTICAL FIXED INCOME VIT FUND | Item 1, Exhibit 2 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no Proxies voted during the reporting period. | |||||||||
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - PROBABILITIES VIT FUND | Item 1, Exhibit 5 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through October 31, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 |
There were no Proxies voted during the reporting period. | |||||||||
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS AGGRESSIVE GROWTH ETF PORTFOLIO | Item 1, Exhibit 6 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (56818); AGAINST (0); ABSTAIN (651) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (56788); AGAINST (0); ABSTAIN (681) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (56807); AGAINST (0); ABSTAIN (662) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (56737); AGAINST (0); ABSTAIN (732) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (56818); AGAINST (0); ABSTAIN (651) | FOR | |
| 6 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (82255); AGAINST (0); ABSTAIN (888) | FOR | |
| 7 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (82231); AGAINST (0); ABSTAIN (912) | FOR | |
| 8 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (82276); AGAINST (0); ABSTAIN (867) | FOR | |
| 9 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (82205); AGAINST (0); ABSTAIN (938) | FOR | |
| 10 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (82294); AGAINST (0); ABSTAIN (849) | FOR | |
| 11 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (262629); AGAINST (0); ABSTAIN (4372) | FOR | |
| 12 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (261637); AGAINST (0); ABSTAIN (5364) | FOR | |
| 13 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (261664); AGAINST (0); ABSTAIN (5337) | FOR | |
| 14 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (261269); AGAINST (0); ABSTAIN (5732) | FOR | |
| 15 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (262561); AGAINST (0); ABSTAIN (4440) | FOR | |
| 16 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (250266); AGAINST (0); ABSTAIN (2605) | FOR | |
| 17 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (250200); AGAINST (0); ABSTAIN (2671) | FOR | |
| 18 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (250283); AGAINST (0); ABSTAIN (2588) | FOR | |
| 19 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (250040); AGAINST (0); ABSTAIN (2831) | FOR | |
| 20 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (250243); AGAINST (0); ABSTAIN (2628) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS BALANCED ETF PORTFOLIO | Item 1, Exhibit 7 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (24772); AGAINST (0); ABSTAIN (284) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (24759); AGAINST (0); ABSTAIN (297) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (24767); AGAINST (0); ABSTAIN (289) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (24737); AGAINST (0); ABSTAIN (319) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (24772); AGAINST (0); ABSTAIN (284) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (114146); AGAINST (0); ABSTAIN (270) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (114143); AGAINST (0); ABSTAIN (273) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (114146); AGAINST (0); ABSTAIN (270) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (114138); AGAINST (0); ABSTAIN (278) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (114149); AGAINST (0); ABSTAIN (267) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (125343); AGAINST (0); ABSTAIN (1353) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (125306); AGAINST (0); ABSTAIN (1390) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (125374); AGAINST (0); ABSTAIN (1322) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (125266); AGAINST (0); ABSTAIN (1430) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (125402); AGAINST (0); ABSTAIN (1294) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (81693); AGAINST (0); ABSTAIN (1360) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (81385); AGAINST (0); ABSTAIN (1668) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (81393); AGAINST (0); ABSTAIN (1660) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (81270); AGAINST (0); ABSTAIN (1783) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (81672); AGAINST (0); ABSTAIN (1381) | FOR | |
| 21 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (89187); AGAINST (0); ABSTAIN (731) | FOR | |
| 22 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (89173); AGAINST (0); ABSTAIN (745) | FOR | |
| 23 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (89314); AGAINST (0); ABSTAIN (604) | FOR | |
| 24 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (89265); AGAINST (0); ABSTAIN (653) | FOR | |
| 25 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (89344); AGAINST (0); ABSTAIN (574) | FOR | |
| 26 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (72670); AGAINST (0); ABSTAIN (757) | FOR | |
| 27 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (72652); AGAINST (0); ABSTAIN (775) | FOR | |
| 28 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (72676); AGAINST (0); ABSTAIN (751) | FOR | |
| 29 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (72605); AGAINST (0); ABSTAIN (822) | FOR | |
| 30 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (72664); AGAINST (0); ABSTAIN (763) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS GROWTH ETF PORTFOLIO | Item 1, Exhibit 8 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (64450); AGAINST (0); ABSTAIN (738) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (64416); AGAINST (0); ABSTAIN (772) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (64437); AGAINST (0); ABSTAIN (751) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (64358); AGAINST (0); ABSTAIN (830) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (64449); AGAINST (0); ABSTAIN (739) | FOR | |
| 6 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (116124); AGAINST (0); ABSTAIN (1254) | FOR | |
| 7 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (116091); AGAINST (0); ABSTAIN (1287) | FOR | |
| 8 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (116153); AGAINST (0); ABSTAIN (1225) | FOR | |
| 9 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (116053); AGAINST (0); ABSTAIN (1325) | FOR | |
| 10 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (116179); AGAINST (0); ABSTAIN (1199) | FOR | |
| 11 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (233926); AGAINST (0); ABSTAIN (3894) | FOR | |
| 12 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (233042); AGAINST (0); ABSTAIN (4778) | FOR | |
| 13 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (233066); AGAINST (0); ABSTAIN (4754) | FOR | |
| 14 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (232714); AGAINST (0); ABSTAIN (5106) | FOR | |
| 15 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (233865); AGAINST (0); ABSTAIN (3955) | FOR | |
| 16 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (190159); AGAINST (0); ABSTAIN (1980) | FOR | |
| 17 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (190110); AGAINST (0); ABSTAIN (2029) | FOR | |
| 18 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (190173); AGAINST (0); ABSTAIN (1966) | FOR | |
| 19 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (189988); AGAINST (0); ABSTAIN (2151) | FOR | |
| 20 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (190142); AGAINST (0); ABSTAIN (1997) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS CONSERVATIVE ETF PORTFOLIO | Item 1, Exhibit 9 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (9389); AGAINST (0); ABSTAIN (107) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (9384); AGAINST (0); ABSTAIN (112) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (9387); AGAINST (0); ABSTAIN (109) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (9375); AGAINST (0); ABSTAIN (121) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (9388); AGAINST (0); ABSTAIN (108) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (78069); AGAINST (0); ABSTAIN (185) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (78067); AGAINST (0); ABSTAIN (187) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (78069); AGAINST (0); ABSTAIN (185) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (78064); AGAINST (0); ABSTAIN (190) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (78072); AGAINST (0); ABSTAIN (182) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (27172); AGAINST (0); ABSTAIN (293) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (27164); AGAINST (0); ABSTAIN (301) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (27178); AGAINST (0); ABSTAIN (287) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (27155); AGAINST (0); ABSTAIN (310) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (27184); AGAINST (0); ABSTAIN (281) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (24789); AGAINST (0); ABSTAIN (413) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (24696); AGAINST (0); ABSTAIN (506) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (24698); AGAINST (0); ABSTAIN (504) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (24661); AGAINST (0); ABSTAIN (541) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (24783); AGAINST (0); ABSTAIN (419) | FOR | |
| 21 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (50754); AGAINST (0); ABSTAIN (416) | FOR | |
| 22 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (50746); AGAINST (0); ABSTAIN (424) | FOR | |
| 23 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (50826); AGAINST (0); ABSTAIN (344) | FOR | |
| 24 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (50798); AGAINST (0); ABSTAIN (372) | FOR | |
| 25 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (50843); AGAINST (0); ABSTAIN (327) | FOR | |
| 26 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (13787); AGAINST (0); ABSTAIN (144) | FOR | |
| 27 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (13784); AGAINST (0); ABSTAIN (147) | FOR | |
| 28 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (13788); AGAINST (0); ABSTAIN (143) | FOR | |
| 29 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (13775); AGAINST (0); ABSTAIN (156) | FOR | |
| 30 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (13786); AGAINST (0); ABSTAIN (145) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS MANAGED RISK BALANCED ETF PORTFOLIO | Item 1, Exhibit 10 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (127584); AGAINST (0); ABSTAIN (1461) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (127517); AGAINST (0); ABSTAIN (1528) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (127557); AGAINST (0); ABSTAIN (1488) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (127402); AGAINST (0); ABSTAIN (1643) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (127583); AGAINST (0); ABSTAIN (1462) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (589764); AGAINST (0); ABSTAIN (1395) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (589747); AGAINST (0); ABSTAIN (1412) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (589764); AGAINST (0); ABSTAIN (1395) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (589723); AGAINST (0); ABSTAIN (1436) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (589782); AGAINST (0); ABSTAIN (1377) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (646588); AGAINST (0); ABSTAIN (6981) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (646401); AGAINST (0); ABSTAIN (7168) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (646750); AGAINST (0); ABSTAIN (6819) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (646194); AGAINST (0); ABSTAIN (7375) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (646893); AGAINST (0); ABSTAIN (6676) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (421491); AGAINST (0); ABSTAIN (7016) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (419899); AGAINST (0); ABSTAIN (8608) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (419941); AGAINST (0); ABSTAIN (8566) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (419308); AGAINST (0); ABSTAIN (9199) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (421381); AGAINST (0); ABSTAIN (7126) | FOR | |
| 21 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (172420); AGAINST (0); ABSTAIN (1413) | FOR | |
| 22 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (172393); AGAINST (0); ABSTAIN (1440) | FOR | |
| 23 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (172666); AGAINST (0); ABSTAIN (1167) | FOR | |
| 24 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (172571); AGAINST (0); ABSTAIN (1262) | FOR | |
| 25 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (172733); AGAINST (0); ABSTAIN (1110) | FOR | |
| 26 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (374859); AGAINST (0); ABSTAIN (3903) | FOR | |
| 27 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (374762); AGAINST (0); ABSTAIN (4000) | FOR | |
| 28 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (374886); AGAINST (0); ABSTAIN (3876) | FOR | |
| 29 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (374522); AGAINST (0); ABSTAIN (4240) | FOR | |
| 30 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (374826); AGAINST (0); ABSTAIN (3936) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS MANAGED RISK FLEX ETF PORTFOLIO | Item 1, Exhibit 11 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (48399); AGAINST (0); ABSTAIN (554) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (48373); AGAINST (0); ABSTAIN (580) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (48389); AGAINST (0); ABSTAIN (564) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (48330); AGAINST (0); ABSTAIN (623) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (48398); AGAINST (0); ABSTAIN (555) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (263778); AGAINST (0); ABSTAIN (624) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (263770); AGAINST (0); ABSTAIN (632) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (263778); AGAINST (0); ABSTAIN (624) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (263760); AGAINST (0); ABSTAIN (642) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (263786); AGAINST (0); ABSTAIN (616) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (206577); AGAINST (0); ABSTAIN (2230) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (206517); AGAINST (0); ABSTAIN (2290) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (206628); AGAINST (0); ABSTAIN (2179) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (206451); AGAINST (0); ABSTAIN (2356) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (206674); AGAINST (0); ABSTAIN (2133) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (188508); AGAINST (0); ABSTAIN (3138) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (187796); AGAINST (0); ABSTAIN (3850) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (187815); AGAINST (0); ABSTAIN (3831) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (187532); AGAINST (0); ABSTAIN (4114) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (188459); AGAINST (0); ABSTAIN (3187) | FOR | |
| 21 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (111141); AGAINST (0); ABSTAIN (911) | FOR | |
| 22 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (111124); AGAINST (0); ABSTAIN (928) | FOR | |
| 23 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (111300); AGAINST (0); ABSTAIN (752) | FOR | |
| 24 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (111238); AGAINST (0); ABSTAIN (814) | FOR | |
| 25 | SPDR SERIES TRUST | FLRN | 78468R200 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (111336); AGAINST (0); ABSTAIN (716) | FOR | |
| 26 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (174639); AGAINST (0); ABSTAIN (1818) | FOR | |
| 27 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (174593); AGAINST (0); ABSTAIN (1864) | FOR | |
| 28 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (174651); AGAINST (0); ABSTAIN (1806) | FOR | |
| 29 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (174482); AGAINST (0); ABSTAIN (1975) | FOR | |
| 30 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (174623); AGAINST (0); ABSTAIN (1834) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS MANAGED RISK GROWTH ETF PORTFOLIO | Item 1, Exhibit 12 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (435760); AGAINST (0); ABSTAIN (4989) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (435529); AGAINST (0); ABSTAIN (5220) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (435668); AGAINST (0); ABSTAIN (5081) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (435136); AGAINST (0); ABSTAIN (5613) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (435755); AGAINST (0); ABSTAIN (4994) | FOR | |
| 6 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (788915); AGAINST (0); ABSTAIN (8517) | FOR | |
| 7 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (788686); AGAINST (0); ABSTAIN (8746) | FOR | |
| 8 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (789112); AGAINST (0); ABSTAIN (8320) | FOR | |
| 9 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (788433); AGAINST (0); ABSTAIN (8999) | FOR | |
| 10 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (789286); AGAINST (0); ABSTAIN (8146) | FOR | |
| 11 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (1583861); AGAINST (0); ABSTAIN (26366) | FOR | |
| 12 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (1577879); AGAINST (0); ABSTAIN (32348) | FOR | |
| 13 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (1578038); AGAINST (0); ABSTAIN (32189) | FOR | |
| 14 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (1575658); AGAINST (0); ABSTAIN (34569) | FOR | |
| 15 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (1583448); AGAINST (0); ABSTAIN (26779) | FOR | |
| 16 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (1280522); AGAINST (0); ABSTAIN (13331) | FOR | |
| 17 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (1280189); AGAINST (0); ABSTAIN (13664) | FOR | |
| 18 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (1280612); AGAINST (0); ABSTAIN (13241) | FOR | |
| 19 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (1279369); AGAINST (0); ABSTAIN (14484) | FOR | |
| 20 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (1280407); AGAINST (0); ABSTAIN (13446) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS MANAGED RISK MODERATE GROWTH ETF PORTFOLIO | Item 1, Exhibit 13 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (214355); AGAINST (0); ABSTAIN (2454) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (214241); AGAINST (0); ABSTAIN (2568) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (214310); AGAINST (0); ABSTAIN (2499) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (214048); AGAINST (0); ABSTAIN (2761) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (214353); AGAINST (0); ABSTAIN (2456) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (1779782); AGAINST (0); ABSTAIN (4209) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (1779728); AGAINST (0); ABSTAIN (4263) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (1779782); AGAINST (0); ABSTAIN (4209) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (1779657); AGAINST (0); ABSTAIN (4334) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (1779835); AGAINST (0); ABSTAIN (4156) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (465744); AGAINST (0); ABSTAIN (5208) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (465609); AGAINST (0); ABSTAIN (5163) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (465860); AGAINST (0); ABSTAIN (4912) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (465459); AGAINST (0); ABSTAIN (5313) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (465963); AGAINST (0); ABSTAIN (4809) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (1124822); AGAINST (0); ABSTAIN (18725) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (1120574); AGAINST (0); ABSTAIN (22973) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (1120687); AGAINST (0); ABSTAIN (22860) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (1118997); AGAINST (0); ABSTAIN (24550) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (1124529); AGAINST (0); ABSTAIN (19018) | FOR | |
| 21 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (944961); AGAINST (0); ABSTAIN (9838) | FOR | |
| 22 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (944716); AGAINST (0); ABSTAIN (10083) | FOR | |
| 23 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (945028); AGAINST (0); ABSTAIN (9771) | FOR | |
| 24 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (944110); AGAINST (0); ABSTAIN (10689) | FOR | |
| 25 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (944876); AGAINST (0); ABSTAIN (9923) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS MODERATE GROWTH ETF PORTFOLIO | Item 1, Exhibit 14 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (36574); AGAINST (0); ABSTAIN (419) | FOR | |
| 2 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (36555); AGAINST (0); ABSTAIN (438) | FOR | |
| 3 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (36567); AGAINST (0); ABSTAIN (426) | FOR | |
| 4 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (36522); AGAINST (0); ABSTAIN (471) | FOR | |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (36574); AGAINST (0); ABSTAIN (419) | FOR | |
| 6 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (303079); AGAINST (0); ABSTAIN (717) | FOR | |
| 7 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (303070); AGAINST (0); ABSTAIN (726) | FOR | |
| 8 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (303079); AGAINST (0); ABSTAIN (717) | FOR | |
| 9 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (303058); AGAINST (0); ABSTAIN (738) | FOR | |
| 10 | SPDR SERIES TRUST | SPSB | 78464A474 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (303088); AGAINST (0); ABSTAIN (708) | FOR | |
| 11 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (79414); AGAINST (0); ABSTAIN (857) | FOR | |
| 12 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (79391); AGAINST (0); ABSTAIN (880) | FOR | |
| 13 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (79434); AGAINST (0); ABSTAIN (837) | FOR | |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (79365); AGAINST (0); ABSTAIN (906) | FOR | |
| 15 | SPDR SERIES TRUST | SPYV | 78464A508 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (79451); AGAINST (0); ABSTAIN (820) | FOR | |
| 16 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (193154); AGAINST (0); ABSTAIN (3215) | FOR | |
| 17 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (192424); AGAINST (0); ABSTAIN (3945) | FOR | |
| 18 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (192443); AGAINST (0); ABSTAIN (3926) | FOR | |
| 19 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (192153); AGAINST (0); ABSTAIN (4216) | FOR | |
| 20 | SPDR SERIES TRUST | SPMD | 78464A847 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (193103); AGAINST (0); ABSTAIN (3266) | FOR | |
| 21 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (161069); AGAINST (0); ABSTAIN (1677) | FOR | |
| 22 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (161027); AGAINST (0); ABSTAIN (1719) | FOR | |
| 23 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (161080); AGAINST (0); ABSTAIN (1666) | FOR | |
| 24 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (160924); AGAINST (0); ABSTAIN (1822) | FOR | |
| 25 | SPDR SERIES TRUST | SPSM | 78468R853 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (161055); AGAINST (0); ABSTAIN (1691) | FOR | |
| Registrant: NORTHERN LIGHTS VARIABLE TRUST - TOPS TARGET RANGE PORTFOLIO | Item 1, Exhibit 15 | |||||||||
| Investment Company Act file number: 811-21853 | ||||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | SPDR SERIES TRUST | BIL | 78468R663 | SPECIAL, 10/20/2022 | DIRECTOR CLARE S. RICHER | MGMT | Y | FOR (25490); AGAINST (0); ABSTAIN (97) | FOR | |
| 2 | SPDR SERIES TRUST | BIL | 78468R663 | SPECIAL, 10/20/2022 | DIRECTOR SANDRA G. SPONEM | MGMT | Y | FOR (25492); AGAINST (0); ABSTAIN (95) | FOR | |
| 3 | SPDR SERIES TRUST | BIL | 78468R663 | SPECIAL, 10/20/2022 | DIRECTOR KRISTI L. ROWSELL | MGMT | Y | FOR (25509); AGAINST (0); ABSTAIN (78) | FOR | |
| 4 | SPDR SERIES TRUST | BIL | 78468R663 | SPECIAL, 10/20/2022 | DIRECTOR GUNJAN CHAUHAN | MGMT | Y | FOR (25477); AGAINST (0); ABSTAIN (110) | FOR | |
| 5 | SPDR SERIES TRUST | BIL | 78468R663 | SPECIAL, 10/20/2022 | DIRECTOR CAROLYN M. CLANCY | MGMT | Y | FOR (25508); AGAINST (0); ABSTAIN (79) | FOR | |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) NORTHERN LIGHTS VARIABLE TRUST
By (Signature and Title)* /s/ Kevin Wolf
Kevin Wolf, President
Date: August 2, 2023
* Print the name and title of each signing officer under his or her signature.