SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Man Josephine

(Last) (First) (Middle)
1830-1188 WEST GEORGIA STREET

(Street)
VANCOUVER A1 V6E 4A2

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2024
3. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 38,827 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (1) 07/16/2030 Common Stock 40,000 $0.91 D
Options (2) 07/21/2031 Common Stock 11,440 $2.15 D
Options (3) 07/29/2032 Common Stock 15,000 $3.98 D
Options (4) 07/31/2033 Common Stock 15,000 $3.32 D
Options (5) 10/01/2034 Common Stock 24,415 $6.21 D
Restricted Stock Units (6) (6) Common Stock 16,103 (7) D
Explanation of Responses:
1. Represents options to purchase shares of common stock that were granted on July 16, 2020 and are fully vested.
2. Represents options to purchase shares of common stock that were granted on July 21, 2021 and are fully vested.
3. Represents options to purchase shares of common stock that were granted on July 29, 2022 and are fully vested.
4. Represents options to purchase shares of common stock that were granted on July 31, 2023 and vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
5. Represents options to purchase shares of common stock that were granted on October 1, 2024 and vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
6. The Restricted Stock Units vest in three equal annual installments beginning October 1, 2025. Vested shares will be delivered to the reporting person no later than October 31st of each year.
7. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
/s/ Josephine Man 10/08/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.