UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 1.01 |
Entry into a Material Definitive Agreement. |
On March 22, 2021, Equitable Holdings, Inc. (the “Company”) entered into Amendment No. 1 to the Revolving Credit Agreement, by and among the Company, the Subsidiary Account Parties party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and the Banks party thereto (“Amendment No. 1”). Capitalized terms used herein and not otherwise defined have the meanings ascribed to them in Amendment No. 1. Amendment No. 1 amends the Revolving Credit Agreement entered into by the Company on February 16, 2018. Amendment No.1 reduces the amount used to calculate the minimum Adjusted Consolidated Net Worth of the Company to $6,441,000,000. The foregoing description of Amendment No.1 is qualified in its entirety by the terms of such agreement, which is filed hereto as Exhibit 10.1 and incorporated herein by reference.
On March 22, 2021, the Company also entered into amendments with each of the eight issuers of its bilateral letter of credit facilities to effect the same change. The foregoing description of these amendments is qualified in its entirety by the terms of such agreements, which are filed hereto as Exhibits 10.2-10.9 and incorporated herein by reference.
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Item 2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
The information required by this item is included in Item 1.01 and incorporated herein by reference.
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Item 9.01 |
Financial Statements and Exhibits. |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EQUITABLE HOLDINGS, INC. |
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Date: March 26, 2021 |
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By: |
/s/ Ralph Petruzzo |
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Name: |
Ralph Petruzzo |
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Title: |
Vice President and Associate General Counsel |
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