UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 8.01 Other Events.
On August 9, 2024, Lightwave Logic, Inc., a Nevada corporation (the “Company”) filed a prospectus supplement with the Securities and Exchange Commission (the “SEC”) to the Company’s Shelf Registration Statement on Form S-3 (File No. 333-281059) (the “Registration Statement”) registering shares of the Company’s common stock, par value $0.001 per share (the “Purchase Shares”), issuable pursuant to its purchase agreement dated February 28, 2023 with Lincoln Park Capital Fund, LLC (the “Purchase Agreement”). Snell & Wilmer, L.L.P., special counsel to the Company, has issued a legal opinion relating to the Purchase Shares issuable under the Purchase Agreement. A copy of such legal opinion, including the consent included therein, is attached as Exhibit 5.1 hereto.
Further, on August 9, 2024, the Company filed a prospectus supplement with the SEC to the Registration Statement registering shares of the Company’s common stock, par value $0.001 per share (the “Sales Shares”), issuable pursuant to its sales agreement dated December 9, 2022 with Roth Capital Partners, LLC as agent (the “Sales Agreement”). Snell & Wilmer, L.L.P. has issued a legal opinion relating to the Sales Shares issuable under the Sales Agreement. A copy of such legal opinion, including the consent included therein, is attached as Exhibit 5.2 hereto.
Item 9.01 Financial Statements and Exhibits.
| Exhibit No. |
Description | Location | ||
| 5.1 | Opinion of Snell & Wilmer, L.L.P., pursuant to Purchase Agreement | Filed herewith | ||
| 5.2 | Opinion of Snell & Wilmer, L.L.P., pursuant to Sales Agreement | Filed herewith | ||
| 23.1 | Consent of Snell & Wilmer, L.L.P. pursuant to Purchase Agreement | Contained in Exhibit 5.1 | ||
| 23.2 | Opinion of Snell & Wilmer, L.L.P., pursuant to Sales Agreement | Contained in Exhibit 5.2 | ||
| 104 | Cover Page Interactive Data File | (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LIGHTWAVE LOGIC, INC. | ||
| By: | /s/ James S. Marcelli | |
| Name: | James S. Marcelli | |
| Title: | President | |
Dated: August 12, 2024