UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or15(d) of the Securities Exchange Act of 1934
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| Item 3.03 | Material Modification to Rights of Security Holders. |
The information set forth in Item 5.03 of this report is incorporated by reference in this Item 3.03 in relation to the common stock, par value $0.01 per share, of CF Industries Holdings, Inc. (the “Company”).
| Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
At the 2023 annual meeting of shareholders of the Company (the “Annual Meeting”), held on May 3, 2023, the Company’s shareholders approved and adopted an amended and restated certificate of incorporation (the “Third Amended and Restated Certificate of Incorporation”) to add to the Company’s certificate of incorporation a provision exculpating certain of the Company’s officers from liability in specific circumstances, as permitted by Delaware law, and to make various conforming and technical revisions to the Company’s certificate of incorporation. The amendment and restatement of the Company’s certificate of incorporation effected by the Third Amended and Restated Certificate of Incorporation became effective upon the filing of the Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on May 5, 2023.
The foregoing description is qualified in its entirety by reference to the full text of the Third Amended and Restated Certificate of Incorporation, a copy of which is filed as Exhibit 3.1 to this report and incorporated herein by reference.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The final voting results for the matters submitted to a vote of the Company’s shareholders at the Annual Meeting on May 3, 2023 are as follows:
| 1. | Election of directors (each of the persons named below was elected at the Annual Meeting to serve for a one-year term expiring at the Company’s next annual meeting of shareholders and until his or her successor is duly elected and qualified): |
| Nominee | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||||
| Javed Ahmed | 156,765,941 | 6,665,280 | 64,258 | 8,151,417 | ||||||||||||
| Robert C. Arzbaecher | 157,829,902 | 5,552,296 | 113,281 | 8,151,417 | ||||||||||||
| Deborah L. DeHaas | 162,607,873 | 816,657 | 70,949 | 8,151,417 | ||||||||||||
| John W. Eaves | 160,316,570 | 3,091,408 | 87,501 | 8,151,417 | ||||||||||||
| Stephen J. Hagge | 151,868,409 | 11,535,857 | 91,213 | 8,151,417 | ||||||||||||
| Jesus Madrazo Yris | 157,168,799 | 6,258,310 | 68,370 | 8,151,417 | ||||||||||||
| Anne P. Noonan | 155,235,906 | 8,171,365 | 88,208 | 8,151,417 | ||||||||||||
| Michael J. Toelle | 162,398,989 | 1,029,505 | 66,985 | 8,151,417 | ||||||||||||
| Theresa E. Wagler | 160,979,035 | 2,427,929 | 88,515 | 8,151,417 | ||||||||||||
| Celso L. White | 157,168,356 | 6,248,342 | 78,781 | 8,151,417 | ||||||||||||
| W. Anthony Will | 163,031,873 | 395,316 | 68,290 | 8,151,417 | ||||||||||||
| 2. | Advisory vote to approve the compensation of the Company’s named executive officers: |
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 153,807,924 | 9,254,455 | 433,100 | 8,151,417 | |||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the compensation of the Company’s named executive officers: |
| 1 Year | 2 Years | 3 Years | Abstentions | Broker Non-Votes | ||||||||||||||
| 160,234,152 | 132,020 | 3,034,889 | 94,418 | 8,151,417 | ||||||||||||||
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In light of the results of such advisory vote and consistent with the recommendation of the Board of Directors of the Company (the “Board”) with respect to such vote, following the Annual Meeting on May 3, 2023, the Board agreed that an advisory vote on executive compensation would be held annually until the next required vote on the frequency of such votes.
| 4. | Approval and adoption of an amendment and restatement of the Company’s certificate of incorporation to limit the liability of certain officers and make various conforming and technical revisions: |
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 146,770,904 | 16,206,213 | 518,362 | 8,151,417 | |||||||||||
| 5. | Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for 2023: |
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 160,581,838 | 11,008,180 | 56,878 | 0 | |||||||||||
| 6. | Shareholder proposal regarding an independent board chair: |
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 50,045,287 | 113,094,195 | 355,997 | 8,151,417 | |||||||||||
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit No. Description of Exhibit
| 3.1 | Third Amended and Restated Certificate of Incorporation |
| 104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | May 5, 2023 | CF INDUSTRIES HOLDINGS, INC. | |
| By: | /s/ Douglas C. Barnard | ||
| Name: | Douglas C. Barnard | ||
| Title: | Senior Vice President, General Counsel, and Secretary | ||
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