UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21698
GAMCO Global Gold, Natural Resources & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge
|
Report
Date: 07/01/2021 |
| Investment Company Report | ||||||||||||
| SSR MINING INC. | ||||||||||||
| Security | 784730103 | Meeting Type | Special | |||||||||
| Ticker Symbol | SSRM | Meeting Date | 10-Jul-2020 | |||||||||
| ISIN | CA7847301032 | Agenda | 935238130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider and, if thought advisable, to pass, with or without variation, an ordinary resolution (the "SSR Share Resolution") to approve the issuance of common shares in the capital of the Company in connection with a plan of arrangement pursuant to section 195 of the Business Corporations Act (Yukon) involving the Company, Alacer Gold Corp. ("Alacer") and the shareholders of Alacer. The full text of the SSR Share Resolution is set forth in Appendix A to the joint management information circular dated June 2, 2020 (the "Circular"). |
Management | For | For | ||||||||
| 2 | To
set the number of directors at ten, conditional on the completion of the Arrangement (as defined in the Circular). |
Management | For | For | ||||||||
| BELO SUN MINING CORP | ||||||||||||
| Security | 080558109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-Jul-2020 | ||||||||||
| ISIN | CA0805581091 | Agenda | 712875446 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.A TO 1.E AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.A | ELECTION OF DIRECTOR: PETER TAGLIAMONTE | Management | For | For | ||||||||
| 1.B | ELECTION OF DIRECTOR: MARK EATON | Management | For | For | ||||||||
| 1.C | ELECTION OF DIRECTOR: CAROL FRIES | Management | For | For | ||||||||
| 1.D | ELECTION OF DIRECTOR: PETER NIXON | Management | For | For | ||||||||
| 1.E | ELECTION OF DIRECTOR: RUI BOTICA SANTOS | Management | For | For | ||||||||
| 2 | APPOINTMENT
OF RSM CANADA LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO
CONSIDER, AND IT DEEMED ADVISABLE, TO PASS WITH OR WITHOUT VARIATION, THE STOCK OPTION PLAN RESOLUTION TO, AMONG OTHER THINGS, AMEND THE CORPORATION'S STOCK OPTION PLAN AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
| CMMT | 03
JUL 2020: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO MIX.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| NOBLE ENERGY, INC. | ||||||||||||
| Security | 655044105 | Meeting Type | Special | |||||||||
| Ticker Symbol | NBL | Meeting Date | 02-Oct-2020 | |||||||||
| ISIN | US6550441058 | Agenda | 935267422 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the "merger agreement"), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. ("Noble Energy"). |
Management | For | For | ||||||||
| 2. | To
approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy's named executive officers that is based on or otherwise related to the merger. |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. |
Management | For | For | ||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||
| Security | Q8309T109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Oct-2020 | ||||||||||
| ISIN | AU000000SAR9 | Agenda | 713082674 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4 TO 8 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ELECTION OF DIRECTOR - MS SALLY LANGER | Management | For | For | ||||||||
| 2 | RE-ELECTION OF DIRECTOR - DR RORIC SMITH | Management | For | For | ||||||||
| 3 | RE-ELECTION
OF DIRECTOR - MS SAMANTHA TOUGH |
Management | For | For | ||||||||
| 4 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 5 | APPROVAL
OF THE COMPANY'S LONG TERM INCENTIVE PLAN |
Management | For | For | ||||||||
| 6 | ISSUE
OF PERFORMANCE RIGHTS TO MR RALEIGH FINLAYSON |
Management | For | For | ||||||||
| 7 | ISSUE OF SHARE RIGHTS TO MS SALLY LANGER | Management | For | For | ||||||||
| 8 | APPROVAL OF TERMINATION BENEFITS | Management | For | For | ||||||||
| BHP GROUP LTD | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 14-Oct-2020 | |||||||||
| ISIN | US0886061086 | Agenda | 935274213 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
receive the 2020 Financial Statements and Reports for BHP. |
Management | For | For | ||||||||
| 2. | To
reappoint Ernst & Young LLP as the auditor of BHP Group Plc. |
Management | For | For | ||||||||
| 3. | To
authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc. |
Management | For | For | ||||||||
| 4. | To
approve the general authority to issue shares in BHP Group Plc. |
Management | For | For | ||||||||
| 5. | To
approve the authority to allot equity securities in BHP Group Plc for cash. |
Management | For | For | ||||||||
| 6. | To authorise the repurchase of shares in BHP Group Plc. | Management | For | For | ||||||||
| 7. | To
approve the 2020 Remuneration Report other than the part containing the Directors' remuneration policy. |
Management | For | For | ||||||||
| 8. | To approve the 2020 Remuneration Report. | Management | For | For | ||||||||
| 9. | To approve the grant to the Executive Director. | Management | For | For | ||||||||
| 10. | To approve leaving entitlements. | Management | For | For | ||||||||
| 11. | To elect Xiaoqun Clever as a Director of BHP. | Management | For | For | ||||||||
| 12. | To elect Gary Goldberg as a Director of BHP. | Management | For | For | ||||||||
| 13. | To elect Mike Henry as a Director of BHP. | Management | For | For | ||||||||
| 14. | To elect Christine O'Reilly as a Director of BHP. | Management | For | For | ||||||||
| 15. | To elect Dion Weisler as a Director of BHP. | Management | For | For | ||||||||
| 16. | To re-elect Terry Bowen as a Director of BHP. | Management | For | For | ||||||||
| 17. | To re-elect Malcolm Broomhead as a Director of BHP. | Management | For | For | ||||||||
| 18. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | For | ||||||||
| 19. | To re-elect Anita Frew as a Director of BHP. | Management | For | For | ||||||||
| 20. | To re-elect Susan Kilsby as a Director of BHP. | Management | For | For | ||||||||
| 21. | To re-elect John Mogford as a Director of BHP. | Management | For | For | ||||||||
| 22. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | For | ||||||||
| 23. | To amend the constitution of BHP Group Limited. | Management | Against | For | ||||||||
| 24. | To adopt interim cultural heritage protection measures. | Management | Against | For | ||||||||
| 25. | To
suspend memberships of Industry Associations where COVID-19 related advocacy is inconsistent with Paris Agreement goals. |
Management | Against | For | ||||||||
| NEWCREST MINING LTD | ||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Nov-2020 | ||||||||||
| ISIN | AU000000NCM7 | Agenda | 713165137 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | 06
OCT 2020: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B,-4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE-PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU-HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE- COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 2.A | ELECTION
OF SALLY-ANNE LAYMAN AS A DIRECTOR |
Management | For | For | ||||||||
| 2.B | RE-ELECTION OF ROGER HIGGINS AS A DIRECTOR | Management | For | For | ||||||||
| 2.C | RE-ELECTION OF GERARD BOND AS A DIRECTOR | Management | For | For | ||||||||
| 3.A | GRANT
OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS |
Management | For | For | ||||||||
| 3.B | GRANT
OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND |
Management | For | For | ||||||||
| 4 | ADOPTION
OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2020 (ADVISORY ONLY) |
Management | For | For | ||||||||
| CMMT | IF
A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE |
Non-Voting | ||||||||||
| 5 | RENEWAL
OF PROPORTIONAL TAKEOVER BID PROVISIONS IN THE CONSTITUTION |
Management | For | For | ||||||||
| 6 | AMENDMENT
OF THE CONSTITUTION AS PROPOSED |
Management | For | For | ||||||||
| CMMT | 06
OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| ROYAL GOLD, INC. | ||||||||||||
| Security | 780287108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RGLD | Meeting Date | 18-Nov-2020 | |||||||||
| ISIN | US7802871084 | Agenda | 935279946 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Class III Director: Fabiana Chubbs | Management | For | For | ||||||||
| 1B. | Election of Class III Director: Kevin McArthur | Management | For | For | ||||||||
| 1C. | Election of Class III Director: Sybil Veenman | Management | For | For | ||||||||
| 2. | The
approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The
ratification of the appointment of Ernst & Young LLP as our independent registered public accountant for the fiscal year ending June 30, 2021. |
Management | For | For | ||||||||
| WESTGOLD RESOURCES LTD | ||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Nov-2020 | ||||||||||
| ISIN | AU000000WGX6 | Agenda | 713249464 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 6 TO 9 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | NON
BINDING RESOLUTION TO ADOPT REMUNERATION REPORT |
Management | For | For | ||||||||
| 2 | ELECTION
OF MR WAYNE BRAMWELL AS A DIRECTOR |
Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR PETER COOK AS A DIRECTOR | Management | For | For | ||||||||
| 4 | RE-ELECTION
OF MS FIONA VAN MAANEN AS A DIRECTOR |
Management | For | For | ||||||||
| 5 | RE-ELECTION
OF MR PETER SCHWANN AS A DIRECTOR |
Management | For | For | ||||||||
| 6 | RATIFICATION
OF ISSUE OF SHARES TO INSTITUTIONAL INVESTORS UNDER LISTING RULE 7.1 |
Management | For | For | ||||||||
| 7 | EMPLOYEE SHARE OPTION PLAN | Management | For | For | ||||||||
| 8 | GRANT
OF INCENTIVE OPTIONS TO MR PETER COOK |
Management | For | For | ||||||||
| 9 | GRANT
OF PERFORMANCE RIGHTS TO MR PETER COOK |
Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Nov-2020 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 713328765 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: MICHAEL BECKETT | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JAMES ASKEW | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: ALISON BAKER | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: SOFIA BIANCHI | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: HELENE CARTIER | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: LIVIA MAHLER | Management | For | For | ||||||||
| 1.7 | ELECTION
OF DIRECTOR: SEBASTIEN DE MONTESSUS |
Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: NAGUIB SAWIRIS | Management | Against | Against | ||||||||
| 1.9 | ELECTION OF DIRECTOR: TERTIUS ZONGO | Management | For | For | ||||||||
| 2 | APPOINTMENT
OF BDO AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO
APPROVE UNALLOCATED ENTITLEMENTS UNDER THE PERFORMANCE SHARE UNIT PLANS OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| 4 | TO
APPROVE CERTAIN AMENDMENTS TO THE PERFORMANCE SHARE UNIT PLANS OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| 5 | TO
CONSIDER, AND IF DEEMED ADVISABLE, PASS, WITH OR WITHOUT VARIATION, A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION |
Management | Against | Against | ||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU. |
Non-Voting | ||||||||||
| HARMONY GOLD MINING COMPANY LIMITED | ||||||||||||
| Security | 413216300 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HMY | Meeting Date | 20-Nov-2020 | |||||||||
| ISIN | US4132163001 | Agenda | 935288553 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | To elect Boipelo Lekubo as a director | Management | For | |||||||||
| O2 | To re-elect Dr Patrice Motsepe as a director | Management | For | |||||||||
| O3 | To re-elect John Wetton as a director | Management | For | |||||||||
| O4 | To re-elect Joaquim Chissano as a director | Management | For | |||||||||
| O5 | To re-elect Modise Motloba as a director | Management | For | |||||||||
| O6 | To re-elect Mavuso Msimang as a director | Management | For | |||||||||
| O7 | To
re-elect Fikile De Buck as a member of the audit and risk committee. |
Management | For | |||||||||
| O8 | To
re-elect Karabo Nondumo as a member of the audit and risk committee. |
Management | For | |||||||||
| O9 | To
re-elect Dr Simo Lushaba as a member of the audit and risk committee |
Management | For | |||||||||
| O10 | To
re-elect John Wetton as a member of the audit and risk committee |
Management | For | |||||||||
| O11 | To
re-elect Given Sibiya as a member of the audit and risk committee |
Management | For | |||||||||
| O12 | To
re-appoint PricewaterhouseCoopers Incorporated as the external auditor of the Company |
Management | For | |||||||||
| O13 | Approval of remuneration policy | Management | For | |||||||||
| O14 | Approval of the implementation report | Management | For | |||||||||
| O15 | General authority to issue shares for cash | Management | For | |||||||||
| S1 | Pre-approval of non-executive directors' remuneration | Management | For | |||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||
| ISIN | AU000000NST8 | Agenda | 713256128 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2, 3, 5, 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | REFRESH OF APPROVAL OF FY20 SHARE PLAN | Management | For | For | ||||||||
| 3 | APPROVAL
OF ISSUE OF 433,829 PERFORMANCE RIGHTS TO EXECUTIVE CHAIR, BILL BEAMENT, UNDER FY20 SHARE PLAN FOR FY21 |
Management | For | For | ||||||||
| 4 | RE-ELECTION OF DIRECTOR-PETER O'CONNOR | Management | For | For | ||||||||
| 5 | INCREASE
IN AGGREGATE NON-EXECUTIVE DIRECTOR REMUNERATION |
Management | For | For | ||||||||
| 6 | APPROVAL
OF ISSUE OF 68,862 PERFORMANCE RIGHTS TO PROPOSED MANAGING DIRECTOR, RALEIGH FINLAYSON UNDER FY20 SHARE PLAN FOR FY21 |
Management | For | For | ||||||||
| CMMT | 23
OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
Non-Voting | ||||||||||
| EVOLUTION MINING LTD | ||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | AU000000EVN4 | Agenda | 713258437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| CMMT | IF
YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION |
Non-Voting | ||||||||||
| 2 | SPILL
RESOLUTION: THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES VALIDLY CAST ON RESOLUTION 1 BEING CAST AGAINST ADOPTION OF THE COMPANY'S REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2020: A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THE PASSING OF THIS RESOLUTION; B) ALL THE DIRECTORS IN OFFICE WHEN THE DIRECTORS' REPORT FOR THE YEAR ENDED 30 JUNE 2020 WAS APPROVED AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, WITH THE EXCLUSION OF THE EXECUTIVE CHAIRMAN, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING ARE PUT TO THE VOTE AT THE SPILL MEETING |
Management | Against | For | ||||||||
| 3 | ELECTION
OF MR JASON ATTEW AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 4 | ELECTION
OF MR PETER SMITH AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 5 | ELECTION
OF MS VICTORIA (VICKY) BINNS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6 | RE-ELECTION
OF MR JAMES (JIM) ASKEW AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 7 | RE-ELECTION
OF MR THOMAS (TOMMY) MCKEITH AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 8 | RE-ELECTION
OF MS ANDREA HALL AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 9 | ISSUE
OF PERFORMANCE RIGHTS TO MR JACOB (JAKE) KLEIN |
Management | For | For | ||||||||
| 10 | ISSUE
OF PERFORMANCE RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY |
Management | For | For | ||||||||
| 11 | APPROVAL
OF THE EMPLOYEE SHARE OPTION AND PERFORMANCE RIGHTS PLAN |
Management | For | For | ||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2, 9, 10, 11 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| NORTHERN DYNASTY MINERALS LTD. | ||||||||||||
| Security | 66510M204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NAK | Meeting Date | 17-Dec-2020 | |||||||||
| ISIN | CA66510M2040 | Agenda | 935298946 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ronald W. Thiessen | For | For | |||||||||
| 2 | Robert A. Dickinson | For | For | |||||||||
| 3 | Desmond M. Balakrishnan | For | For | |||||||||
| 4 | Steven A. Decker | For | For | |||||||||
| 5 | Gordon B. Keep | For | For | |||||||||
| 6 | David C. Laing | For | For | |||||||||
| 7 | Christian Milau | For | For | |||||||||
| 8 | Kenneth W. Pickering | For | For | |||||||||
| 2 | To
appoint Deloitte, Chartered Professional Accountants, as Auditor of the Company for the ensuing year. |
Management | For | For | ||||||||
| 3 | To
approve the ordinary resolution to ratify and approve the Company's Share Option Plan, as amended, for continuation, as described in the Company's Information Circular prepared for the Meeting. |
Management | For | For | ||||||||
| DEVON ENERGY CORPORATION | ||||||||||||
| Security | 25179M103 | Meeting Type | Special | |||||||||
| Ticker Symbol | DVN | Meeting Date | 30-Dec-2020 | |||||||||
| ISIN | US25179M1036 | Agenda | 935311302 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approve
the issuance of shares of Devon Energy Corporation common stock to WPX Energy Inc. stockholders in connection with the merger, as contemplated by the Merger Agreement (the "Stock Issuance Proposal"). |
Management | For | For | ||||||||
| 2. | Approve
the adjournment of the Devon Energy Corporation special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Stock Issuance Proposal. |
Management | For | For | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Special | |||||||||
| Ticker Symbol | PXD | Meeting Date | 12-Jan-2021 | |||||||||
| ISIN | US7237871071 | Agenda | 935316403 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO
VOTE ON A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF PIONEER COMMON STOCK, PAR VALUE $0.01 PER SHARE ("PIONEER COMMON STOCK"), PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY AND AMONG PIONEER, PARSLEY ENERGY, INC. ("PARSLEY") AND CERTAIN SUBSIDIARIES OF PIONEER AND PARSLEY, AND OTHER SHARES OF PIONEER COMMON STOCK RESERVED FOR ISSUANCE IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT (THE "STOCK ISSUANCE" AND THE "PIONEER STOCK ISSUANCE PROPOSAL"). |
Management | For | For | ||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||
| Security | Q8309T109 | Meeting Type | Scheme Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Jan-2021 | ||||||||||
| ISIN | AU000000SAR9 | Agenda | 713447692 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT,
PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN SARACEN AND THE HOLDERS OF ITS ORDINARY SHARES AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE OF SCHEME MEETING FORMS PART, IS AGREED TO (WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE COURT TO WHICH SARACEN AND NORTHERN STAR AGREE), AND SARACEN IS AUTHORISED, SUBJECT TO THE TERMS OF THE MERGER IMPLEMENTATION DEED, TO AGREE TO ANY SUCH ALTERATIONS OR CONDITIONS AND, SUBJECT TO APPROVAL BY THE COURT, TO IMPLEMENT THE SCHEME WITH ANY SUCH ALTERATIONS OR CONDITIONS |
Management | For | For | ||||||||
| CONCHO RESOURCES INC. | ||||||||||||
| Security | 20605P101 | Meeting Type | Special | |||||||||
| Ticker Symbol | CXO | Meeting Date | 15-Jan-2021 | |||||||||
| ISIN | US20605P1012 | Agenda | 935317924 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated October 18, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among Concho Resources Inc., ConocoPhillips and Falcon Merger Sub Corp. |
Management | For | For | ||||||||
| 2. | To
approve, by non-binding vote, certain compensation that may be paid or become payable to Concho Resources Inc.'s named executive officers that is based on, or otherwise relates to, the merger contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Special | |||||||||
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |||||||||
| ISIN | US20825C1045 | Agenda | 935317962 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. |
Management | For | For | ||||||||
| TERANGA GOLD CORP | ||||||||||||
| Security | 880797204 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jan-2021 | ||||||||||
| ISIN | CA8807972044 | Agenda | 713463759 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO
CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX B TO THE JOINT MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") OF TERANGA GOLD CORPORATION ("TERANGA") AND ENDEAVOUR MINING CORPORATION ("ENDEAVOUR"), TO APPROVE A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, TERANGA AND ENDEAVOUR, ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR |
Management | For | For | ||||||||
| CMMT | PLEASE
NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jan-2021 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 713463773 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| CMMT | "PLEASE
NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS" |
Non-Voting | ||||||||||
| 1 | TO
CONSIDER AND, IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION (THE "ENDEAVOUR SHARE ISSUANCE RESOLUTION"), THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX A TO THE ACCOMPANYING JOINT MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") OF ENDEAVOUR AND TERANGA GOLD CORPORATION ("TERANGA") AUTHORIZING ENDEAVOUR TO ISSUE SUCH NUMBER OF VOTING ORDINARY SHARES OF ENDEAVOUR ("ENDEAVOUR SHARES") AS MAY BE REQUIRED TO BE ISSUED TO HOLDERS OF COMMON SHARES OF TERANGA (THE "TERANGA SHARES") TO ALLOW ENDEAVOUR TO INDIRECTLY ACQUIRE ALL OF THE OUTSTANDING TERANGA SHARES ON THE BASIS OF 0.47 OF AN ENDEAVOUR SHARE FOR EACH OUTSTANDING TERANGA SHARE IN ACCORDANCE WITH AN ARRANGEMENT AGREEMENT BETWEEN ENDEAVOUR AND TERANGA DATED NOVEMBER 16, 2020, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR (THE "ARRANGEMENT") |
Management | For | For | ||||||||
| 2 | TO
CONSIDER AND, IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION (THE "ENDEAVOUR PLACEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE CIRCULAR TO ISSUE SUCH NUMBER OF ENDEAVOUR SHARES TO LA MANCHA HOLDING S.A R.L. ("LA MANCHA") OR AN AFFILIATE THEREOF AS IS EQUAL TO USD 200,000,000 PROVIDED THAT SUCH AMOUNT DOES NOT EXCEED 9.99% OF THE ENDEAVOUR SHARES ISSUED AND OUTSTANDING IMMEDIATELY PRIOR TO THE COMPLETION OF THE ARRANGEMENT, WITH SUCH ISSUANCE TO BE IN ACCORDANCE WITH A SUBSCRIPTION AGREEMENT ENTERED INTO BETWEEN LA MANCHA AND ENDEAVOUR DATED NOVEMBER 16, 2020 |
Management | For | For | ||||||||
| HELMERICH & PAYNE, INC. | ||||||||||||
| Security | 423452101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HP | Meeting Date | 02-Mar-2021 | |||||||||
| ISIN | US4234521015 | Agenda | 935326391 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Delaney M. Bellinger | Management | For | For | ||||||||
| 1B. | Election of Director: Kevin G. Cramton | Management | For | For | ||||||||
| 1C. | Election of Director: Randy A. Foutch | Management | For | For | ||||||||
| 1D. | Election of Director: Hans Helmerich | Management | For | For | ||||||||
| 1E. | Election of Director: John W. Lindsay | Management | For | For | ||||||||
| 1F. | Election of Director: José R. Mas | Management | For | For | ||||||||
| 1G. | Election of Director: Thomas A. Petrie | Management | For | For | ||||||||
| 1H. | Election of Director: Donald F. Robillard, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||
| 1J. | Election of Director: Mary M. VanDeWeghe | Management | For | For | ||||||||
| 1K. | Election of Director: John D. Zeglis | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as auditors for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||
| Security | 806857108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||
| ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||
| 1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||
| 1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||
| 1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||
| 1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||
| 1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||
| 1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||
| 1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||
| 2. | Approval
of the advisory resolution to approve our executive compensation. |
Management | For | For | ||||||||
| 3. | Approval
of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors' declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. |
Management | For | For | ||||||||
| 4. | Ratification
of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. |
Management | For | For | ||||||||
| 5. | Approval
of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. |
Management | For | For | ||||||||
| 6. | Approval
of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. |
Management | For | For | ||||||||
| 7. | Approval
of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. |
Management | For | For | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RIO | Meeting Date | 09-Apr-2021 | |||||||||
| ISIN | US7672041008 | Agenda | 935347636 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Receipt of the 2020 Annual Report | Management | For | For | ||||||||
| 2. | Approval of the Remuneration Policy | Management | For | For | ||||||||
| 3. | Approval
of the Directors' Remuneration Report: Implementation Report |
Management | Abstain | Against | ||||||||
| 4. | Approval of the Directors' Remuneration Report | Management | Abstain | Against | ||||||||
| 5. | To re-elect Megan Clark AC as a director | Management | For | For | ||||||||
| 6. | To re-elect Hinda Gharbi as a director | Management | For | For | ||||||||
| 7. | To re-elect Simon Henry as a director | Management | For | For | ||||||||
| 8. | To re-elect Sam Laidlaw as a director | Management | For | For | ||||||||
| 9. | To re-elect Simon McKeon AO as a director | Management | For | For | ||||||||
| 10. | To re-elect Jennifer Nason as a director | Management | For | For | ||||||||
| 11. | To re-elect Jakob Stausholm as a director | Management | For | For | ||||||||
| 12. | To re-elect Simon Thompson as a director | Management | For | For | ||||||||
| 13. | To re-elect Ngaire Woods CBE as a director | Management | For | For | ||||||||
| 14. | Re- appointment of auditors | Management | For | For | ||||||||
| 15. | Remuneration of auditors | Management | For | For | ||||||||
| 16. | Authority to make political donations | Management | For | For | ||||||||
| 17. | Renewal
of and amendment to the Rio Tinto Global Employee Share Plan |
Management | For | For | ||||||||
| 18. | Renewal
of and amendment to the Rio Tinto UK Share Plan |
Management | For | For | ||||||||
| 19. | General authority to allot shares | Management | For | For | ||||||||
| 20. | Disapplication of pre-emption rights | Management | Against | Against | ||||||||
| 21. | Authority to purchase Rio Tinto plc shares | Management | For | For | ||||||||
| 22. | Notice
period for general meetings other than annual general meetings |
Management | For | For | ||||||||
| THE WILLIAMS COMPANIES, INC. | ||||||||||||
| Security | 969457100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WMB | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US9694571004 | Agenda | 935351572 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Alan S. Armstrong | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen W. Bergstrom | Management | For | For | ||||||||
| 1C. | Election of Director: Nancy K. Buese | Management | For | For | ||||||||
| 1D. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
| 1E. | Election of Director: Charles I. Cogut | Management | For | For | ||||||||
| 1F. | Election of Director: Michael A. Creel | Management | For | For | ||||||||
| 1G. | Election of Director: Stacey H. Doré | Management | For | For | ||||||||
| 1H. | Election of Director: Vicki L. Fuller | Management | For | For | ||||||||
| 1I. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 1J. | Election of Director: Rose M. Robeson | Management | For | For | ||||||||
| 1K. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||
| 1L. | Election of Director: Murray D. Smith | Management | For | For | ||||||||
| 1M. | Election of Director: William H. Spence | Management | For | For | ||||||||
| 2. | Approval,
by nonbinding advisory vote, of the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of Ernst & Young LLP as independent auditors for 2021. |
Management | For | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1B. | Election
of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1C. | Election
of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1D. | Election
of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1E. | Election
of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1F. | Election
of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1G. | Election
of Director: René Médori. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1H. | Election
of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1I. | Election
of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1J. | Election
of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1K. | Election
of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 2. | Approve,
on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratify
Appointment of Independent Registered Public Accounting Firm for 2021. |
Management | For | For | ||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPC | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US56585A1025 | Agenda | 935349868 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | For | For | ||||||||
| 1B. | Election of Class I Director: Jonathan Z. Cohen | Management | For | For | ||||||||
| 1C. | Election of Class I Director: Michael J. Hennigan | Management | For | For | ||||||||
| 1D. | Election of Class I Director: Frank M. Semple | Management | For | For | ||||||||
| 2. | Ratification
of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2021. |
Management | For | For | ||||||||
| 3. | Approval,
on an advisory basis, of the company's named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Approval
of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. |
Management | For | For | ||||||||
| 5. | Approval
of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. |
Management | For | For | ||||||||
| 6. | Approval
of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 7. | Shareholder
proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. |
Shareholder | Against | For | ||||||||
| CABOT OIL & GAS CORPORATION | ||||||||||||
| Security | 127097103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COG | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US1270971039 | Agenda | 935345454 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dorothy M. Ables | For | For | |||||||||
| 2 | Rhys J. Best | For | For | |||||||||
| 3 | Robert S. Boswell | For | For | |||||||||
| 4 | Amanda M. Brock | For | For | |||||||||
| 5 | Peter B. Delaney | For | For | |||||||||
| 6 | Dan O. Dinges | For | For | |||||||||
| 7 | W. Matt Ralls | For | For | |||||||||
| 8 | Marcus A. Watts | For | For | |||||||||
| 2. | To
ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2021 fiscal year. |
Management | For | For | ||||||||
| 3. | To
approve, by non-binding advisory vote, the compensation of our named executive officers. |
Management | For | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US26875P1012 | Agenda | 935350835 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director to hold office until the 2022 annual meeting: Janet F. Clark |
Management | For | For | ||||||||
| 1B. | Election
of Director to hold office until the 2022 annual meeting: Charles R. Crisp |
Management | For | For | ||||||||
| 1C. | Election
of Director to hold office until the 2022 annual meeting: Robert P. Daniels |
Management | For | For | ||||||||
| 1D. | Election
of Director to hold office until the 2022 annual meeting: James C. Day |
Management | For | For | ||||||||
| 1E. | Election
of Director to hold office until the 2022 annual meeting: C. Christopher Gaut |
Management | For | For | ||||||||
| 1F. | Election
of Director to hold office until the 2022 annual meeting: Michael T. Kerr |
Management | For | For | ||||||||
| 1G. | Election
of Director to hold office until the 2022 annual meeting: Julie J. Robertson |
Management | For | For | ||||||||
| 1H. | Election
of Director to hold office until the 2022 annual meeting: Donald F. Textor |
Management | For | For | ||||||||
| 1I. | Election
of Director to hold office until the 2022 annual meeting: William R. Thomas |
Management | For | For | ||||||||
| 2. | To
ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | To
approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. |
Management | For | For | ||||||||
| 4. | To
approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| VALERO ENERGY CORPORATION | ||||||||||||
| Security | 91913Y100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLO | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US91913Y1001 | Agenda | 935351154 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: H. Paulett Eberhart |
Management | For | For | ||||||||
| 1B. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Joseph W. Gorder |
Management | For | For | ||||||||
| 1C. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Kimberly S. Greene |
Management | For | For | ||||||||
| 1D. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Deborah P. Majoras |
Management | For | For | ||||||||
| 1E. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Eric D. Mullins |
Management | For | For | ||||||||
| 1F. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Donald L. Nickles |
Management | For | For | ||||||||
| 1G. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Philip J. Pfeiffer |
Management | For | For | ||||||||
| 1H. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Robert A. Profusek |
Management | For | For | ||||||||
| 1I. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Stephen M. Waters |
Management | For | For | ||||||||
| 1J. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Randall J. Weisenburger |
Management | For | For | ||||||||
| 1K. | Election
of Director to serve until the 2022 Annual Meeting of Stockholders: Rayford Wilkins, Jr. |
Management | For | For | ||||||||
| 2. | Ratify
the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Approve,
by non-binding vote, the 2020 compensation of our named executive officers. |
Management | For | For | ||||||||
| YAMANA GOLD INC. | ||||||||||||
| Security | 98462Y100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AUY | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | CA98462Y1007 | Agenda | 935381169 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | John Begeman | For | For | |||||||||
| 2 | Christiane Bergevin | For | For | |||||||||
| 3 | Alexander Davidson | For | For | |||||||||
| 4 | Richard Graff | For | For | |||||||||
| 5 | Kimberly Keating | For | For | |||||||||
| 6 | Peter Marrone | For | For | |||||||||
| 7 | Daniel Racine | For | For | |||||||||
| 8 | Jane Sadowsky | For | For | |||||||||
| 9 | Dino Titaro | For | For | |||||||||
| 2 | Appointment
of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | On
an advisory basis, and not to diminish the role and responsibilities of our board, you accept the approach to executive compensation disclosed in our 2021 management information circular. |
Management | For | For | ||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AEM | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | CA0084741085 | Agenda | 935380876 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Leona Aglukkaq | For | For | |||||||||
| 2 | Sean Boyd | For | For | |||||||||
| 3 | Martine A. Celej | For | For | |||||||||
| 4 | Robert J. Gemmell | For | For | |||||||||
| 5 | Mel Leiderman | For | For | |||||||||
| 6 | Deborah McCombe | For | For | |||||||||
| 7 | James D. Nasso | For | For | |||||||||
| 8 | Dr. Sean Riley | For | For | |||||||||
| 9 | J. Merfyn Roberts | For | For | |||||||||
| 10 | Jamie C. Sokalsky | For | For | |||||||||
| 2 | Appointment
of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | An
ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. |
Management | For | For | ||||||||
| 4 | Consideration
of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| SUNCOR ENERGY INC. | ||||||||||||
| Security | 867224107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SU | Meeting Date | 04-May-2021 | |||||||||
| ISIN | CA8672241079 | Agenda | 935356142 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Patricia M. Bedient | For | For | |||||||||
| 2 | John D. Gass | For | For | |||||||||
| 3 | Russell K. Girling | For | For | |||||||||
| 4 | Jean Paul Gladu | For | For | |||||||||
| 5 | Dennis M. Houston | For | For | |||||||||
| 6 | Mark S. Little | For | For | |||||||||
| 7 | Brian P. MacDonald | For | For | |||||||||
| 8 | Maureen McCaw | For | For | |||||||||
| 9 | Lorraine Mitchelmore | For | For | |||||||||
| 10 | Eira M. Thomas | For | For | |||||||||
| 11 | Michael M. Wilson | For | For | |||||||||
| 2 | Appointment
of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. |
Management | For | For | ||||||||
| 3 | To
consider and, if deemed fit, approve an amendment to the Suncor Energy Inc. Stock Option Plan to increase the number of common shares reserved for issuance thereunder by 15,000,000 common shares. |
Management | For | For | ||||||||
| 4 | To
consider and, if deemed fit, approve an advisory resolution on Suncor's approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 24, 2021. |
Management | For | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | |||||||||
| ISIN | CA0679011084 | Agenda | 935373148 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | D. M. Bristow | For | For | |||||||||
| 2 | G. A. Cisneros | For | For | |||||||||
| 3 | C. L. Coleman | For | For | |||||||||
| 4 | J. M. Evans | For | For | |||||||||
| 5 | B. L. Greenspun | For | For | |||||||||
| 6 | J. B. Harvey | For | For | |||||||||
| 7 | A. N. Kabagambe | For | For | |||||||||
| 8 | A. J. Quinn | For | For | |||||||||
| 9 | M. L. Silva | For | For | |||||||||
| 10 | J. L. Thornton | For | For | |||||||||
| 2 | Resolution
approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration |
Management | For | For | ||||||||
| 3 | Advisory
resolution on approach to executive compensation |
Management | For | For | ||||||||
| 4 | Special
resolution approving the capital reduction in order to enable the Return of Capital |
Management | For | For | ||||||||
| ANGLOGOLD ASHANTI LIMITED | ||||||||||||
| Security | 035128206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AU | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US0351282068 | Agenda | 935381929 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Re-election
of Director: Mr AM Ferguson (Ordinary resolution 1.1) |
Management | For | For | ||||||||
| 1.2 | Re-election
of Director: Mrs KC Ramon (Ordinary resolution 1.2) |
Management | For | For | ||||||||
| 1.3 | Re-election
of Director: Mr JE Tilk (Ordinary resolution 1.3) |
Management | For | For | ||||||||
| 2. | Election of Director: KOF Busia (Ordinary resolution 2) | Management | For | For | ||||||||
| 3.1 | Appointment
of Audit and Risk Committee member: Mr AM Ferguson (Ordinary resolution 3.1) |
Management | For | For | ||||||||
| 3.2 | Appointment
of Audit and Risk Committee member: Mr R Gasant (Ordinary resolution 3.2) |
Management | For | For | ||||||||
| 3.3 | Appointment
of Audit and Risk Committee member: Ms NVB Magubane (Ordinary resolution 3.3) |
Management | For | For | ||||||||
| 3.4 | Appointment
of Audit and Risk Committee member: Ms MC Richter (Ordinary resolution 3.4) |
Management | For | For | ||||||||
| 3.5 | Appointment
of Audit and Risk Committee member: Mr JE Tilk (Ordinary resolution 3.5) |
Management | For | For | ||||||||
| 4. | Re-appointment
of Ernst & Young Inc. as auditors of the company. (Ordinary resolution 4) |
Management | For | For | ||||||||
| 5. | General
authority to directors to allot and issue ordinary shares. (Ordinary resolution 5) |
Management | For | For | ||||||||
| 6.1 | Separate
non-binding advisory endorsements of the AngloGold Ashanti: Remuneration policy (Ordinary resolution 6.1) |
Management | For | For | ||||||||
| 6.2 | Separate
non-binding advisory endorsements of the AngloGold Ashanti: Implementation report (Ordinary resolution 6.2) |
Management | For | For | ||||||||
| 7. | Remuneration
of non-executive directors. (Special resolution 1) |
Management | For | For | ||||||||
| 8. | General
authority to acquire the company's own shares (Special resolution 2) |
Management | For | For | ||||||||
| 9. | General
authority to directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5. (Special resolution 3) |
Management | For | For | ||||||||
| 10. | General
authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act. (Special resolution 4) |
Management | For | For | ||||||||
| 11. | Directors'
authority to implement special and ordinary resolutions. (Ordinary resolution 7) |
Management | For | For | ||||||||
| PRETIUM RESOURCES INC. | ||||||||||||
| Security | 74139C102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PVG | Meeting Date | 04-May-2021 | |||||||||
| ISIN | CA74139C1023 | Agenda | 935393607 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Richard O'Brien | For | For | |||||||||
| 2 | Jacques Perron | For | For | |||||||||
| 3 | George Paspalas | For | For | |||||||||
| 4 | David Smith | For | For | |||||||||
| 5 | Faheem Tejani | For | For | |||||||||
| 6 | Jeane Hull | For | For | |||||||||
| 7 | Thomas Peregoodoff | For | For | |||||||||
| 8 | Maryse Saint-Laurent | For | For | |||||||||
| 3 | Appointment
of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To
consider, and if deemed appropriate, pass, with or without variation, an ordinary resolution ratifying, confirming and approving the amendments to the Company's Advance Notice Policy, which sets out the advance notice requirements for director nominations. |
Management | For | For | ||||||||
| 5 | To
authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| EQUINOX GOLD CORP. | ||||||||||||
| Security | 29446Y502 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | EQX | Meeting Date | 05-May-2021 | |||||||||
| ISIN | CA29446Y5020 | Agenda | 935369365 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of directors of Equinox Gold at nine. | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Ross Beaty | For | For | |||||||||
| 2 | Lenard Boggio | For | For | |||||||||
| 3 | Maryse Bélanger | For | For | |||||||||
| 4 | Timothy Breen | For | For | |||||||||
| 5 | Gordon Campbell | For | For | |||||||||
| 6 | Wesley Clark | For | For | |||||||||
| 7 | Dr. Sally Eyre | For | For | |||||||||
| 8 | Marshall Koval | For | For | |||||||||
| 9 | Christian Milau | For | For | |||||||||
| 3 | Appointment
of KMPG LLP as Equinox Gold's independent auditor to serve for the ensuing year and authorizing the Board to set the auditor's remuneration. |
Management | For | For | ||||||||
| 4 | Resolved
that: 1. the existing Articles of the Company be amended as set out in Schedule "A" of the Company's Management Information Circular dated March 12, 2021; 2. these resolutions shall be effective on the date and time that this resolution has been deposited at the Company's records office; and 3. any one director or officer of the Company is authorized and directed for and in the name of and on behalf of the Company to execute or cause to be executed, and to deliver or cause to be delivered all such documents, and to do or cause to be done all such acts and things, as in the opinion of such director or officer may be necessary or desirable in order to carry out the terms of these resolutions, such determination to be conclusively evidenced by the execution and delivery of such documents or the doing of any such act or thing. |
Management | For | For | ||||||||
| 5 | Resolved,
on an advisory basis, and not to diminish the role and responsibilities of the board, that the shareholders accept the approach to executive compensation disclosed in Equinox Gold's Management Information Circular dated March 12, 2021, delivered in advance of the Company's Annual & Special Meeting of Shareholders. |
Management | For | For | ||||||||
| FRANCO-NEVADA CORPORATION | ||||||||||||
| Security | 351858105 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | FNV | Meeting Date | 05-May-2021 | |||||||||
| ISIN | CA3518581051 | Agenda | 935373376 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | David Harquail | For | For | |||||||||
| 2 | Paul Brink | For | For | |||||||||
| 3 | Tom Albanese | For | For | |||||||||
| 4 | Derek W. Evans | For | For | |||||||||
| 5 | Catharine Farrow | For | For | |||||||||
| 6 | Louis Gignac | For | For | |||||||||
| 7 | Maureen Jensen | For | For | |||||||||
| 8 | Jennifer Maki | For | For | |||||||||
| 9 | Randall Oliphant | For | For | |||||||||
| 10 | Elliott Pew | For | For | |||||||||
| 2 | Appointment
of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | Acceptance
of the Corporation's approach to executive compensation. |
Management | For | For | ||||||||
| DUNDEE PRECIOUS METALS INC | ||||||||||||
| Security | 265269209 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||
| ISIN | CA2652692096 | Agenda | 713833158 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: JAIMIE DONOVAN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: R. PETER GILLIN | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JONATHAN GOODMAN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JEREMY KINSMAN | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: JUANITA MONTALVO | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: DAVID RAE | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: MARIE-ANNE TAWIL | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: ANTHONY P. WALSH | Management | For | For | ||||||||
| 2 | APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO SET THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||
| 3 | TO
CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
| KIRKLAND LAKE GOLD LTD. | ||||||||||||
| Security | 49741E100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KL | Meeting Date | 06-May-2021 | |||||||||
| ISIN | CA49741E1007 | Agenda | 935409412 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Jonathan Gill | For | For | |||||||||
| 2 | Peter Grosskopf | For | For | |||||||||
| 3 | Ingrid Hibbard | For | For | |||||||||
| 4 | Arnold Klassen | For | For | |||||||||
| 5 | Elizabeth Lewis-Gray | For | For | |||||||||
| 6 | Anthony Makuch | For | For | |||||||||
| 7 | Barry Olson | For | For | |||||||||
| 8 | Jeff Parr | For | For | |||||||||
| 2 | To
appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To
consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| GOLD FIELDS LIMITED | ||||||||||||
| Security | 38059T106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GFI | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US38059T1060 | Agenda | 935412128 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Appointment of auditors. | Management | For | |||||||||
| O2A | Election of a Director: Mr CI Griffith | Management | For | |||||||||
| O2B | Election of a Director: Ms PG Sibiya | Management | For | |||||||||
| O2C | Re-election of a Director: Ms CA Carolus | Management | For | |||||||||
| O2D | Re-election of a Director: Mr SP Reid | Management | For | |||||||||
| O2E | Re-election of a Director: Dr CE Letton | Management | For | |||||||||
| O3A | Re-election
of a member of the Audit Committee: YGH Suleman |
Management | For | |||||||||
| O3B | Re-election
of a member of the Audit Committee: A Andani |
Management | For | |||||||||
| O3C | Re-election
of a member of the Audit Committee: PJ Bacchus |
Management | For | |||||||||
| O3D | Election
of a member of the Audit Committee: Ms PG Sibiya |
Management | For | |||||||||
| O4 | Approval
for the issue of authorised but unissued ordinary shares. |
Management | For | |||||||||
| S1A | Approval for the issuing of equity securities for cash. | Management | For | |||||||||
| S1B | Advisory endorsement of the remuneration policy. | Management | For | |||||||||
| S1C | Advisory
endorsement of the remuneration implementation report. |
Management | For | |||||||||
| S2 | Approval of the remuneration of non-executive directors. | Management | For | |||||||||
| S3 | Approval
for the company to grant financial assistance in terms of Sections 44 and 45 of the Act. |
Management | For | |||||||||
| S4 | Acquisition of the Company's own shares. | Management | For | |||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||
| Security | 674599105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXY | Meeting Date | 07-May-2021 | |||||||||
| ISIN | US6745991058 | Agenda | 935359364 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
| 1B. | Election of Director: Andrew Gould | Management | For | For | ||||||||
| 1C. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||||||
| 1D. | Election of Director: Vicki Hollub | Management | For | For | ||||||||
| 1E. | Election of Director: Gary Hu | Management | For | For | ||||||||
| 1F. | Election of Director: William R. Klesse | Management | For | For | ||||||||
| 1G. | Election of Director: Andrew N. Langham | Management | For | For | ||||||||
| 1H. | Election of Director: Jack B. Moore | Management | For | For | ||||||||
| 1I. | Election of Director: Margarita Paláu-Hernández | Management | For | For | ||||||||
| 1J. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||
| 1K. | Election of Director: Robert M. Shearer | Management | For | For | ||||||||
| 2. | Advisory
Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of Selection of KPMG as Occidental's Independent Auditor. |
Management | For | For | ||||||||
| CENTAMIN PLC | ||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||
| ISIN | JE00B5TT1872 | Agenda | 713756700 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO
RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS |
Management | For | For | ||||||||
| 2 | TO
DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 21 MAY 2021 |
Management | For | For | ||||||||
| 3 | TO
RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AS DETAILED IN THE ANNUAL REPORT |
Management | For | For | ||||||||
| 4.1 | TO
RE-ELECT JAMES RUTHERFORD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.2 | TO
RE-ELECT MARTIN HORGAN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.3 | TO
RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.4 | TO
RE-ELECT DR SALLY EYRE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.5 | TO
RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.6 | TO
RE-ELECT DR IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.7 | TO
RE-ELECT MARNA CLOETE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.8 | TO
RE-ELECT DR CATHARINE FARROW, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.9 | TO
ELECT HENDRIK FAUL, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 5.1 | TO
APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING |
Management | For | For | ||||||||
| 5.2 | TO
AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
| 6 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | ||||||||
| 7.1 | THAT
SUBJECT TO THE PASSING OF RESOLUTION 6 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES") PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 6 |
Management | For | For | ||||||||
| 7.2 | THAT,
SUBJECT TO THE PASSING OF RESOLUTION 6 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED IN ADDITION TO 7.1, TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES")) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 6 |
Management | For | For | ||||||||
| 8 | MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| CENTERRA GOLD INC | ||||||||||||
| Security | 152006102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||
| ISIN | CA1520061021 | Agenda | 713855697 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: TENGIZ A.U. BOLTURUK | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: RICHARD W. CONNOR | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: DUSHENALY KASENOV | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: NURLAN KYSHTOBAEV | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: MICHAEL S. PARRETT | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: JACQUES PERRON | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: SCOTT G. PERRY | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: SHERYL K. PRESSLER | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: BRUCE V. WALTER | Management | For | For | ||||||||
| 1.10 | ELECTION OF DIRECTOR: PAUL N. WRIGHT | Management | For | For | ||||||||
| 1.11 | ELECTION OF DIRECTOR: SUSAN L. YURKOVICH | Management | For | For | ||||||||
| 2 | TO
APPROVE THE APPOINTMENT OF KPMG LLP AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS |
Management | For | For | ||||||||
| 3 | TO
VOTE AT THE DISCRETION OF THE PROXYHOLDER ON ANY AMENDMENTS OR VARIATIONS TO THE FOREGOING AND ON ANY OTHER MATTERS |
Management | Against | Against | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US20825C1045 | Agenda | 935367602 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | ||||||||
| 2. | Proposal
to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| 4. | Simple Majority Vote Standard. | Management | For | For | ||||||||
| 5. | Emission Reduction Targets. | Shareholder | Abstain | Against | ||||||||
| ENI S.P.A. | ||||||||||||
| Security | T3643A145 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | IT0003132476 | Agenda | 713815314 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||
| O.1 | BALANCE
SHEET AS OF 31 DECEMBER 2020 OF ENI S.P.A. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS |
Management | No Action | |||||||||
| O.2 | PROFIT ALLOCATION | Management | No Action | |||||||||
| O.3 | PAYMENT
OF THE 2021 INTERIM DIVIDEND BY DISTRIBUTION OF AVAILABLE RESERVES |
Management | No Action | |||||||||
| O.4 | TO
INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE EFFECTIVE AUDITOR |
Management | No Action | |||||||||
| O.5 | TO
INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE ALTERNATE AUDITOR |
Management | No Action | |||||||||
| O.6 | TO
AUTHORIZE THE PURCHASE OF OWN SHARES; RESOLUTIONS RELATED THERETO |
Management | No Action | |||||||||
| O.7 | REPORT ON EMOLUMENT PAID | Management | No Action | |||||||||
| CMMT | 8
APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||
| CMMT | 8
APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| OSISKO GOLD ROYALTIES LTD | ||||||||||||
| Security | 68827L101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | CA68827L1013 | Agenda | 713855661 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION
OF DIRECTOR: THE HONORABLE JOHN R. BAIRD |
Management | For | For | ||||||||
| 1.2 | ELECTION
OF DIRECTOR: CHRISTOPHER C. CURFMAN |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: CANDACE MACGIBBON | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: SANDEEP SINGH | Management | For | For | ||||||||
| 2 | TO
APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION |
Management | For | For | ||||||||
| 3 | ORDINARY
RESOLUTION TO APPROVE THE UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER THE EMPLOYEE SHARE PURCHASE PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| 4 | ORDINARY
RESOLUTION TO APPROVE AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN AND APPROVE THE UNALLOCATED RIGHTS END ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| 5 | ADVISORY
RESOLUTION SUPPORTING OSISKO'S APPROACH TO EXECUTIVE COMPENSATION, THE FULL TEXT OF WHICH IS REPRODUCED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| HOLLYFRONTIER CORPORATION | ||||||||||||
| Security | 436106108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HFC | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US4361061082 | Agenda | 935360216 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Anne-Marie N. Ainsworth | Management | For | For | ||||||||
| 1B. | Election of Director: Anna C. Catalano | Management | For | For | ||||||||
| 1C. | Election of Director: Leldon E. Echols | Management | For | For | ||||||||
| 1D. | Election of Director: Manuel J. Fernandez | Management | For | For | ||||||||
| 1E. | Election of Director: Michael C. Jennings | Management | For | For | ||||||||
| 1F. | Election of Director: R. Craig Knocke | Management | For | For | ||||||||
| 1G. | Election of Director: Robert J. Kostelnik | Management | For | For | ||||||||
| 1H. | Election of Director: James H. Lee | Management | For | For | ||||||||
| 1I. | Election of Director: Franklin Myers | Management | For | For | ||||||||
| 1J. | Election of Director: Michael E. Rose | Management | For | For | ||||||||
| 2. | Approval,
on an advisory basis, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of Ernst & Young LLP as the Company's registered public accounting firm for the 2021 fiscal year. |
Management | For | For | ||||||||
| 4. | Stockholder
proposal for simple majority vote, if properly presented at the Annual Meeting. |
Shareholder | Against | For | ||||||||
| PHILLIPS 66 | ||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSX | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US7185461040 | Agenda | 935362133 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director for a term of office expiring at the 2024 annual meeting of shareholder: Julie L. Bushman |
Management | For | For | ||||||||
| 1B. | Election
of Director for a term of office expiring at the 2024 annual meeting of shareholder: Lisa A. Davis |
Management | For | For | ||||||||
| 2. | Management
proposal for the annual election of directors. |
Management | For | For | ||||||||
| 3. | To
ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 5. | Shareholder
proposal regarding greenhouse gas emissions targets. |
Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder
proposal regarding report on climate lobbying. |
Shareholder | Abstain | Against | ||||||||
| KINDER MORGAN, INC. | ||||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director for a one year term expiring in 2022: Richard D. Kinder |
Management | For | For | ||||||||
| 1B. | Election
of Director for a one year term expiring in 2022: Steven J. Kean |
Management | For | For | ||||||||
| 1C. | Election
of Director for a one year term expiring in 2022: Kimberly A. Dang |
Management | For | For | ||||||||
| 1D. | Election
of Director for a one year term expiring in 2022: Ted A. Gardner |
Management | For | For | ||||||||
| 1E. | Election
of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. |
Management | For | For | ||||||||
| 1F. | Election
of Director for a one year term expiring in 2022: Gary L. Hultquist |
Management | For | For | ||||||||
| 1G. | Election
of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. |
Management | For | For | ||||||||
| 1H. | Election
of Director for a one year term expiring in 2022: Deborah A. Macdonald |
Management | For | For | ||||||||
| 1I. | Election
of Director for a one year term expiring in 2022: Michael C. Morgan |
Management | For | For | ||||||||
| 1J. | Election
of Director for a one year term expiring in 2022: Arthur C. Reichstetter |
Management | For | For | ||||||||
| 1K. | Election
of Director for a one year term expiring in 2022: C. Park Shaper |
Management | For | For | ||||||||
| 1L. | Election
of Director for a one year term expiring in 2022: William A. Smith |
Management | For | For | ||||||||
| 1M. | Election
of Director for a one year term expiring in 2022: Joel V. Staff |
Management | For | For | ||||||||
| 1N. | Election
of Director for a one year term expiring in 2022: Robert F. Vagt |
Management | For | For | ||||||||
| 1O. | Election
of Director for a one year term expiring in 2022: Perry M. Waughtal |
Management | For | For | ||||||||
| 2. | Approval
of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. |
Management | For | For | ||||||||
| 3. | Ratification
of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Approval,
on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PAAS | Meeting Date | 12-May-2021 | |||||||||
| ISIN | CA6979001089 | Agenda | 935376120 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Michael Carroll | For | For | |||||||||
| 2 | Neil de Gelder | For | For | |||||||||
| 3 | Charles Jeannes | For | For | |||||||||
| 4 | Jennifer Maki | For | For | |||||||||
| 5 | Walter Segsworth | For | For | |||||||||
| 6 | Kathleen Sendall | For | For | |||||||||
| 7 | Michael Steinmann | For | For | |||||||||
| 8 | Gillian Winckler | For | For | |||||||||
| 2 | Appointment
of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To
consider and, if thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. |
Management | For | For | ||||||||
| KINROSS GOLD CORPORATION | ||||||||||||
| Security | 496902404 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KGC | Meeting Date | 12-May-2021 | |||||||||
| ISIN | CA4969024047 | Agenda | 935378516 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ian Atkinson | For | For | |||||||||
| 2 | Kerry D. Dyte | For | For | |||||||||
| 3 | Glenn A. Ives | For | For | |||||||||
| 4 | Ave G. Lethbridge | For | For | |||||||||
| 5 | Elizabeth D. McGregor | For | For | |||||||||
| 6 | C. McLeod-Seltzer | For | For | |||||||||
| 7 | Kelly J. Osborne | For | For | |||||||||
| 8 | J. Paul Rollinson | For | For | |||||||||
| 9 | David A. Scott | For | For | |||||||||
| 2 | To
approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To
consider and, if thought fit, to pass, an ordinary resolution reconfirming the Shareholder Rights Plan. |
Management | Against | Against | ||||||||
| 4 | To
consider, and, if deemed appropriate, to pass an advisory resolution on Kinross' approach to executive compensation. |
Management | For | For | ||||||||
| BP P.L.C. | ||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | ||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | ||||||||
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | ||||||||
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | ||||||||
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | ||||||||
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | ||||||||
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | ||||||||
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | ||||||||
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | ||||||||
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | ||||||||
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | ||||||||
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | ||||||||
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||
| 5. | To
authorize the audit committee to fix the auditor's remuneration. |
Management | For | For | ||||||||
| 6. | To
give limited authority to make political donations and incur political expenditure. |
Management | For | For | ||||||||
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||
| 8. | To
give limited authority to allot shares up to a specified amount. |
Management | For | For | ||||||||
| 9. | Special
resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | Abstain | Against | ||||||||
| 10. | Special
resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | For | For | ||||||||
| 11. | Special
resolution: to give limited authority for the purchase of its own shares by the company. |
Management | For | For | ||||||||
| 12. | Special
resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. |
Management | For | For | ||||||||
| 13. | Special
resolution: Follow This shareholder resolution on climate change targets. |
Shareholder | Abstain | Against | ||||||||
| LABRADOR IRON ORE ROYALTY CORP | ||||||||||||
| Security | 505440107 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||
| ISIN | CA5054401073 | Agenda | 713870548 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU. |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: MARK J. FULLER | Management | For | For | ||||||||
| 1.2 | ELECTION
OF DIRECTOR: DOUGLAS F. MCCUTCHEON |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: DOROTHEA E. MELL | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: WILLIAM H. MCNEIL | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: SANDRA L. ROSCH | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: JOHN F. TUER | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: PATRICIA M. VOLKER | Management | For | For | ||||||||
| 2 | APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF LIORC, AND AUTHORIZING THE DIRECTORS OF LIORC TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | THE
RENEWAL OF THE SHAREHOLDERS RIGHTS PLAN |
Management | Abstain | Against | ||||||||
| BAKER HUGHES COMPANY | ||||||||||||
| Security | 05722G100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKR | Meeting Date | 14-May-2021 | |||||||||
| ISIN | US05722G1004 | Agenda | 935366535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | W. Geoffrey Beattie | For | For | |||||||||
| 2 | Gregory D. Brenneman | For | For | |||||||||
| 3 | Cynthia B. Carroll | For | For | |||||||||
| 4 | Clarence P. Cazalot, Jr | For | For | |||||||||
| 5 | Nelda J. Connors | For | For | |||||||||
| 6 | Gregory L. Ebel | For | For | |||||||||
| 7 | Lynn L. Elsenhans | For | For | |||||||||
| 8 | John G. Rice | For | For | |||||||||
| 9 | Lorenzo Simonelli | For | For | |||||||||
| 2. | An
advisory vote related to the Company's executive compensation program. |
Management | For | For | ||||||||
| 3. | The
ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||
| 4. | The
approval of the Amendment and Restatement of the Baker Hughes Company Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | The
approval of the Baker Hughes Company 2021 Long- Term Incentive Plan. |
Management | For | For | ||||||||
| WHEATON PRECIOUS METALS CORP. | ||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | WPM | Meeting Date | 14-May-2021 | |||||||||
| ISIN | CA9628791027 | Agenda | 935388341 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George L. Brack | For | For | |||||||||
| 2 | John A. Brough | For | For | |||||||||
| 3 | R. Peter Gillin | For | For | |||||||||
| 4 | Chantal Gosselin | For | For | |||||||||
| 5 | Douglas M. Holtby | For | For | |||||||||
| 6 | Glenn Ives | For | For | |||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||
| 8 | Eduardo Luna | For | For | |||||||||
| 9 | Marilyn Schonberner | For | For | |||||||||
| 10 | Randy V.J. Smallwood | For | For | |||||||||
| 2 | The
appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2021 and to authorize the directors to fix the auditors' remuneration |
Management | For | For | ||||||||
| 3 | A
non-binding advisory resolution on the Company's approach to executive compensation |
Management | For | For | ||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||
| Security | G7690A100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||
| ISIN | GB00B03MLX29 | Agenda | 713912536 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | ||||||||
| 2. | APPROVAL
OF DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||
| 3. | APPOINTMENT
OF JANE HOLL LUTE AS A DIRECTOR (DIV) OF THE COMPANY (/DIV) |
Management | For | For | ||||||||
| 4. | REAPPOINTMENT
OF BEN VAN BEURDEN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 5. | REAPPOINTMENT
OF DICK BOER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6. | REAPPOINTMENT
OF NEIL CARSON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 7. | REAPPOINTMENT
OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 8. | REAPPOINTMENT
OF EULEEN GOH AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 9. | REAPPOINTMENT
OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 10. | REAPPOINTMENT
OF MARTINA HUND-MEJEAN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 11. | REAPPOINTMENT
OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 12. | REAPPOINTMENT
OF ABRAHAM (BRAM) SCHOT AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 13. | REAPPOINTMENT
OF JESSICA UHL AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 14. | REAPPOINTMENT
OF GERRIT ZALM AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 15. | REAPPOINTMENT
OF AUDITORS: ERNST & YOUNG LLP |
Management | For | For | ||||||||
| 16. | REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 17. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 18. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 19. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 20. | SHELL'S ENERGY TRANSITION STRATEGY | Management | Abstain | Against | ||||||||
| 21. | PLEASE
NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: SHAREHOLDER RESOLUTION: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2021 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 |
Shareholder | Abstain | Against | ||||||||
| CMMT | 03
MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US4062161017 | Agenda | 935372829 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||
| 1F. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1G. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||
| 1H. | Election of Director: Robert A. Malone | Management | For | For | ||||||||
| 1I. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 1J. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||
| 2. | Ratification
of Selection of Principal Independent Public Accountants. |
Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| 4. | Proposal
to Amend and Restate the Halliburton Company Stock and Incentive Plan. |
Management | For | For | ||||||||
| 5. | Proposal
to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| SSR MINING INC. | ||||||||||||
| Security | 784730103 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | SSRM | Meeting Date | 21-May-2021 | |||||||||
| ISIN | CA7847301032 | Agenda | 935407002 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | A.E. Michael Anglin | For | For | |||||||||
| 2 | Rod Antal | For | For | |||||||||
| 3 | Thomas R. Bates, Jr. | For | For | |||||||||
| 4 | Brian R. Booth | For | For | |||||||||
| 5 | Edward C. Dowling, Jr. | For | For | |||||||||
| 6 | Simon A. Fish | For | For | |||||||||
| 7 | Alan P. Krusi | For | For | |||||||||
| 8 | Beverlee F. Park | For | For | |||||||||
| 9 | Grace Kay Priestly | For | For | |||||||||
| 10 | Elizabeth A. Wademan | For | For | |||||||||
| 2 | To
appoint PricewaterhouseCoopers LLP, as the Company's auditor for the ensuing year and authorize the board of directors of the Company to set the auditor's remuneration. |
Management | For | For | ||||||||
| 3 | To
consider a non-binding advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| 4 | To
consider, and, if deemed advisable, approve, with or without variation, an ordinary resolution, approving the Company's 2021 share compensation plan. |
Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2021 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 714013593 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT
THE SCHEME, A PRINT OF WHICH HAS BEEN SUBMITTED TO THIS COURT MEETING AND, FOR THE PURPOSES OF IDENTIFICATION, SIGNED BY THE CHAIRMAN OF THIS COURT MEETING, BE APPROVED SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION WHICH THE GRAND COURT OF THE CAYMAN ISLANDS MAY THINK FIT TO APPROVE OR IMPOSE AS MAY BE JOINTLY AGREED BY THE COMPANY AND ENDEAVOUR MINING PLC |
Management | For | For | ||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Scheme Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2021 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 714013606 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | THAT
THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT |
Management | For | For | ||||||||
| 2 | THAT
THE FUTURE REDUCTION OF CAPITAL OF ENDEAVOUR MINING PLC ("NEW EDV") THROUGH THE CANCELLATION OF ITS SHARE PREMIUM ACCOUNT THAT WILL BE ESTABLISHED ON THE SCHEME BECOMING EFFECTIVE AND THE CANCELLATION OF THE DEFERRED SHARES IN THE CAPITAL OF NEW EDV IN ISSUE AT SUCH TIME, WHICH THE BOARD OF DIRECTORS OF THE COMPANY EXPECTS NEW EDV WILL UNDERTAKE SHORTLY AFTER THE DATE ON WHICH THE SCHEME BECOMES EFFECTIVE AND WHICH WILL TAKE EFFECT SUBJECT TO THE CONFIRMATION OF THE ENGLISH COURT, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR PUBLISHED BY THE COMPANY (THE "CIRCULAR"), BE APPROVED |
Management | For | For | ||||||||
| 3 | THAT
WITH EFFECT FROM THE PASSING OF THIS RESOLUTION THE ARTICLES OF ASSOCIATION OF THE COMPANY BE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF A NEW ARTICLE, THE TEXT OF WHICH IS SET OUT IN FULL IN ANNEX 1 TO THIS NOTICE OF SCHEME GENERAL MEETING |
Management | For | For | ||||||||
| 4 | THAT
THE RULES OF THE ENDEAVOUR MINING PLC EMPLOYEE PSU PLAN ON THE TERMS SET OUT IN ANNEX 2 TO THIS NOTICE OF SCHEME GENERAL MEETING BE APPROVED AND THE DIRECTORS BE AUTHORISED TO ADOPT THE PLAN AND DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO OPERATE THE PLAN |
Management | For | For | ||||||||
| 5 | THAT
THE RULES OF THE ENDEAVOUR MINING PLC EXECUTIVE PSU PLAN FOR NON-UK PARTICIPANTS ON THE TERMS SET OUT IN ANNEX 3 TO THIS NOTICE OF SCHEME GENERAL MEETING BE APPROVED AND THE DIRECTORS BE AUTHORISED TO ADOPT THE PLAN AND DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO OPERATE THE PLAN |
Management | For | For | ||||||||
| 6 | THAT
THE RULES OF THE ENDEAVOUR MINING PLC EXECUTIVE PERFORMANCE SHARE PLAN ON THE TERMS SET OUT IN ANNEX 4 TO THIS NOTICE OF SCHEME GENERAL MEETING BE APPROVED AND THE DIRECTORS BE AUTHORISED TO ADOPT THE PLAN AND DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO OPERATE THE PLAN |
Management | For | For | ||||||||
| 7 | THAT
THE RULES OF THE ENDEAVOUR MINING PLC DEFERRED SHARE UNIT PLAN ON THE TERMS SET OUT IN ANNEX 5 TO THIS NOTICE OF SCHEME GENERAL MEETING BE APPROVED AND THE DIRECTORS BE AUTHORISED TO ADOPT THE PLAN AND DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO OPERATE THE PLAN |
Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2021 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 714024596 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: MICHAEL BECKETT | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JAMES ASKEW | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: ALISON BAKER | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: SOFIA BIANCHI | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: LIVIA MAHLER | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: DAVID MIMRAN | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: NAGUIB SAWIRIS | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: TERTIOUS ZONGO | Management | For | For | ||||||||
| 1.9 | ELECTION
OF DIRECTOR: SEBASTIEN DE MONTESSUS |
Management | For | For | ||||||||
| 2 | APPOINTMENT
OF BDO LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO
CONSIDER, AND IF DEEMED ADVISABLE, PASS, WITH OR WITHOUT VARIATION, A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 552025 DUE TO RECEIVED-ADDITIONAL OF RESOLUTION 1.9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU |
Non-Voting | ||||||||||
| EXXON MOBIL CORPORATION | ||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US30231G1022 | Agenda | 935378338 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael J. Angelakis | For | For | |||||||||
| 2 | Susan K. Avery | For | For | |||||||||
| 3 | Angela F. Braly | For | For | |||||||||
| 4 | Ursula M. Burns | For | For | |||||||||
| 5 | Kenneth C. Frazier | For | For | |||||||||
| 6 | Joseph L. Hooley | For | For | |||||||||
| 7 | Steven A. Kandarian | For | For | |||||||||
| 8 | Douglas R. Oberhelman | For | For | |||||||||
| 9 | Samuel J. Palmisano | For | For | |||||||||
| 10 | Jeffrey W. Ubben | For | For | |||||||||
| 11 | Darren W. Woods | For | For | |||||||||
| 12 | Wan Zulkiflee | For | For | |||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 4. | Independent Chairman. | Shareholder | Against | For | ||||||||
| 5. | Special Shareholder Meetings. | Shareholder | Against | For | ||||||||
| 6. | Report on Scenario Analysis. | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Political Contributions. | Shareholder | Abstain | Against | ||||||||
| 9. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||
| 10. | Report on Climate Lobbying. | Shareholder | Abstain | Against | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: John B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | ||||||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | ||||||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||
| 2. | Ratification
of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 3. | Advisory
Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 4. | Reduce Scope 3 Emissions. | Shareholder | Abstain | Against | ||||||||
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Abstain | Against | ||||||||
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | ||||||||
| 7. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||
| 8. | Independent Chair. | Shareholder | Against | For | ||||||||
| 9. | Special Meetings. | Shareholder | Against | For | ||||||||
| ONEOK, INC. | ||||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||
| 1C. | Election of Director: John W. Gibson | Management | For | For | ||||||||
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||
| 1E. | Election of Director: Randall J. Larson | Management | For | For | ||||||||
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||
| 1I. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||
| 1J. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | ||||||||
| 2. | Ratification
of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | An
advisory vote to approve ONEOK, Inc.'s executive compensation. |
Management | For | For | ||||||||
| HOCHSCHILD MINING PLC | ||||||||||||
| Security | G4611M107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | GB00B1FW5029 | Agenda | 713970730 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE 2020 ANNUAL REPORT ACCOUNTS | Management | For | For | ||||||||
| 2 | TO
APPROVE THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||
| 3 | TO
APPROVE THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||
| 4 | TO APPROVE THE FINAL DIVIDEND | Management | For | For | ||||||||
| 5 | TO RE-ELECT GRAHAM BIRCH AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT JORGE BORN JR AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO
RE-ELECT IGNACIO BUSTAMANTE AS A DIRECTOR |
Management | For | For | ||||||||
| 8 | TO ELECT JILL GARDINER AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO
RE-ELECT EDUARDO HOCHSCHILD AS A DIRECTOR |
Management | For | For | ||||||||
| 10 | TO RE-ELECT EILEEN KAMERICK AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO
RE-ELECT DIONISIO ROMERO PAOLETTI AS A DIRECTOR |
Management | For | For | ||||||||
| 12 | TO
RE-ELECT MICHAEL RAWLINSON AS A DIRECTOR |
Management | For | For | ||||||||
| 13 | TO RE-ELECT SANJAY SARMA AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-APPOINT ERNST YOUNG LLP AS AUDITORS | Management | For | For | ||||||||
| 15 | TO
AUTHORISE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||
| 16 | TO
RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES |
Management | For | For | ||||||||
| 17 | TO
AUTHORISE THE DIRECTORS TO ALLOT SHARES ON A NON-PRE-EMPTIVE BASIS |
Management | Abstain | Against | ||||||||
| 18 | TO
AUTHORISE THE DIRECTORS TO ALLOT AN ADDITIONAL 5% OF SHARE CAPITAL ON A NON-PRE- EMPTIVE BASIS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT |
Management | For | For | ||||||||
| 19 | TO
AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES |
Management | For | For | ||||||||
| 20 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 21 | TO
AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| GOLD ROAD RESOURCES LTD | ||||||||||||
| Security | Q4202N117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | AU000000GOR5 | Agenda | 713976023 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5 TO 8 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 2 | REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | RE-ELECTION OF DIRECTOR - MR TIM NETSCHER | Management | For | For | ||||||||
| 4 | ELECTION OF DIRECTOR - MS MAREE ARNASON | Management | For | For | ||||||||
| 5 | APPROVAL
OF GRANT OF LONG-TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2023 LTI PROGRAM |
Management | For | For | ||||||||
| 6 | APPROVAL
OF GRANT OF SHORT-TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2021 STI PROGRAM |
Management | For | For | ||||||||
| 7 | APPROVAL
OF GRANT OF LONG-TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2023 LTI PROGRAM |
Management | For | For | ||||||||
| 8 | APPROVAL
OF GRANT OF SHORT-TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2021 STI PROGRAM |
Management | For | For | ||||||||
| APA CORPORATION | ||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | |||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | ||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | ||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | ||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 11. | Ratification
of Ernst & Young LLP as APA's Independent Auditors. |
Management | For | For | ||||||||
| 12. | Advisory
Vote to Approve Compensation of APA's Named Executive Officers. |
Management | For | For | ||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | Abstain | Against | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 27-May-2021 | |||||||||
| ISIN | US7237871071 | Agenda | 935392883 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: A.R. Alameddine | Management | For | For | ||||||||
| 1B. | Election of Director: Edison C. Buchanan | Management | For | For | ||||||||
| 1C. | Election of Director: Matt Gallagher | Management | For | For | ||||||||
| 1D. | Election of Director: Phillip A. Gobe | Management | For | For | ||||||||
| 1E. | Election of Director: Larry R. Grillot | Management | For | For | ||||||||
| 1F. | Election of Director: Stacy P. Methvin | Management | For | For | ||||||||
| 1G. | Election of Director: Royce W. Mitchell | Management | For | For | ||||||||
| 1H. | Election of Director: Frank A. Risch | Management | For | For | ||||||||
| 1I. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||
| 1J. | Election of Director: J. Kenneth Thompson | Management | For | For | ||||||||
| 1K. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||
| 1L. | Election of Director: Michael D. Wortley | Management | For | For | ||||||||
| 2. | RATIFICATION
OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. |
Management | For | For | ||||||||
| 3. | ADVISORY
VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL
OF THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 27-May-2021 | |||||||||
| ISIN | CA0115321089 | Agenda | 935403206 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Kenneth Stowe | For | For | |||||||||
| 2 | Appointment
of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To
consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| TOTAL SE | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOT | Meeting Date | 28-May-2021 | |||||||||
| ISIN | US89151E1091 | Agenda | 935430936 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Approval
of the statutory financial statements for the fiscal year ended December 31, 2020. |
Management | For | For | ||||||||
| O2 | Approval
of the consolidated financial statements for the fiscal year ended December 31, 2020. |
Management | For | For | ||||||||
| O3 | Allocation
of earnings and declaration of dividend for the fiscal year ended December 31, 2020. |
Management | For | For | ||||||||
| O4 | Authorization
granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. |
Management | For | For | ||||||||
| O5 | Agreements
covered by Articles L. 225-38 et seq. of the French Commercial Code. |
Management | For | For | ||||||||
| O6 | Renewal of Mr. Patrick Pouyanné's term as director. | Management | For | For | ||||||||
| O7 | Renewal of Ms. Anne-Marie Idrac's term as director. | Management | For | For | ||||||||
| O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | ||||||||
| O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | ||||||||
| O10 | Approval
of the information relating to the compensation of executive and non-executive directors ("mandataires sociaux") mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. |
Management | For | For | ||||||||
| O11 | Approval
of the compensation policy applicable to directors. |
Management | For | For | ||||||||
| O12 | Approval
of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer. |
Management | For | For | ||||||||
| O13 | Approval
of the compensation policy applicable to the Chairman and Chief Executive Officer. |
Management | For | For | ||||||||
| O14 | Opinion
on the Company's ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. |
Management | Abstain | Against | ||||||||
| E15 | Amendment
of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. |
Management | For | For | ||||||||
| E16 | Delegation
of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. |
Management | Abstain | Against | ||||||||
| E17 | Delegation
of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders' pre-emptive subscription rights, reserved for members of a company or group savings plan. |
Management | For | For | ||||||||
| WESDOME GOLD MINES LTD | ||||||||||||
| Security | 95083R100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||
| ISIN | CA95083R1001 | Agenda | 714019937 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: CHARLES MAIN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: DUNCAN MIDDLEMISS | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: NADINE MILLER | Management | For | For | ||||||||
| 1.4 | ELECTION
OF DIRECTOR: WARWICK MORLEY- JEPSON |
Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: BRIAN SKANDERBEG | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: EDIE THOME | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: BILL WASHINGTON | Management | For | For | ||||||||
| 2 | TO
APPOINT GRANT THORNTON LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO
CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ADVISORY NON-BINDING RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 19, 2021 |
Management | For | For | ||||||||
| HESS CORPORATION | ||||||||||||
| Security | 42809H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HES | Meeting Date | 02-Jun-2021 | |||||||||
| ISIN | US42809H1077 | Agenda | 935406872 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director to serve for a one-year term expiring in 2022: T.J. CHECKI |
Management | For | For | ||||||||
| 1B. | Election
of Director to serve for a one-year term expiring in 2022: L.S. COLEMAN, JR. |
Management | For | For | ||||||||
| 1C. | Election
of Director to serve for a one-year term expiring in 2022: J. DUATO |
Management | For | For | ||||||||
| 1D. | Election
of Director to serve for a one-year term expiring in 2022: J.B. HESS |
Management | For | For | ||||||||
| 1E. | Election
of Director to serve for a one-year term expiring in 2022: E.E. HOLIDAY |
Management | For | For | ||||||||
| 1F. | Election
of Director to serve for a one-year term expiring in 2022: M.S. LIPSCHULTZ |
Management | For | For | ||||||||
| 1G. | Election
of Director to serve for a one-year term expiring in 2022: D. MCMANUS |
Management | For | For | ||||||||
| 1H. | Election
of Director to serve for a one-year term expiring in 2022: K.O. MEYERS |
Management | For | For | ||||||||
| 1I. | Election
of Director to serve for a one-year term expiring in 2022: K.F. OVELMEN |
Management | For | For | ||||||||
| 1J. | Election
of Director to serve for a one-year term expiring in 2022: J.H. QUIGLEY |
Management | For | For | ||||||||
| 1K. | Election
of Director to serve for a one-year term expiring in 2022: W.G. SCHRADER |
Management | For | For | ||||||||
| 2. | Advisory
approval of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2021. |
Management | For | For | ||||||||
| 4. | Approval
of amendment no. 1 to our 2017 long term incentive plan. |
Management | For | For | ||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FANG | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US25278X1090 | Agenda | 935407444 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Steven E. West | Management | For | For | ||||||||
| 1.2 | Election of Director: Travis D. Stice | Management | For | For | ||||||||
| 1.3 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||
| 1.4 | Election of Director: Michael P. Cross | Management | For | For | ||||||||
| 1.5 | Election of Director: David L. Houston | Management | For | For | ||||||||
| 1.6 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||
| 1.7 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||
| 1.8 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||
| 2. | Proposal
to approve, on an advisory basis, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Proposal
to approve an amendment to the Company's amended and restated certificate of incorporation to increase the total number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. |
Management | For | For | ||||||||
| 4. | Proposal
to approve the Company's 2021 Amended and Restated Equity Incentive Plan. |
Management | Against | Against | ||||||||
| 5. | Proposal
to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||
| 2. | Ratification
of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Approval,
on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| DEVON ENERGY CORPORATION | ||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | |||||||||
| ISIN | US25179M1036 | Agenda | 935408446 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Barbara M. Baumann | For | For | |||||||||
| 2 | John E. Bethancourt | For | For | |||||||||
| 3 | Ann G. Fox | For | For | |||||||||
| 4 | David A. Hager | For | For | |||||||||
| 5 | Kelt Kindick | For | For | |||||||||
| 6 | John Krenicki Jr. | For | For | |||||||||
| 7 | Karl F. Kurz | For | For | |||||||||
| 8 | Robert A. Mosbacher Jr. | For | For | |||||||||
| 9 | Richard E. Muncrief | For | For | |||||||||
| 10 | Duane C. Radtke | For | For | |||||||||
| 11 | Valerie M. Williams | For | For | |||||||||
| 2. | Ratify
the appointment of the Company's Independent Auditors for 2021. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| ELDORADO GOLD CORPORATION | ||||||||||||
| Security | 284902509 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | EGO | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | CA2849025093 | Agenda | 935427078 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George Albino | For | For | |||||||||
| 2 | George Burns | For | For | |||||||||
| 3 | Teresa Conway | For | For | |||||||||
| 4 | Catharine Farrow | For | For | |||||||||
| 5 | Pamela Gibson | For | For | |||||||||
| 6 | Judith Mosely | For | For | |||||||||
| 7 | Steven Reid | For | For | |||||||||
| 8 | John Webster | For | For | |||||||||
| 2 | Appointment
of KPMG as Auditors of the Corporation for the ensuing year. |
Management | For | For | ||||||||
| 3 | Authorize the Directors to fix the Auditor's pay. | Management | For | For | ||||||||
| 4 | Approve
an ordinary resolution as set out in the management proxy circular supporting the Company's approach to executive compensation on an advisory basis. |
Management | For | For | ||||||||
| 5 | Approve
an ordinary resolution approving amendments to the performance share unit plan and the adoption of the amended and restated performance share unit plan. |
Management | For | For | ||||||||
| B2GOLD CORP. | ||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | BTG | Meeting Date | 11-Jun-2021 | |||||||||
| ISIN | CA11777Q2099 | Agenda | 935435164 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To Set the Number of Directors at Nine | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Kevin Bullock | For | For | |||||||||
| 2 | Robert Cross | For | For | |||||||||
| 3 | Robert Gayton | For | For | |||||||||
| 4 | Clive Johnson | For | For | |||||||||
| 5 | George Johnson | For | For | |||||||||
| 6 | Liane Kelly | For | For | |||||||||
| 7 | Jerry Korpan | For | For | |||||||||
| 8 | Bongani Mtshisi | For | For | |||||||||
| 9 | Robin Weisman | For | For | |||||||||
| 3 | Appointment
of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To
approve the amended Advance Notice Policy as defined and more particularly described in the Management Information Circular. |
Management | For | For | ||||||||
| 5 | To
approve certain matters relating to the Company's 2018 Stock Option Plan as defined and more particularly described in the Management Information Circular. |
Management | For | For | ||||||||
| 6 | To
approve a non-binding advisory resolution accepting the Company's approach to executive compensation, as described in the Management Information Circular. |
Management | For | For | ||||||||
| FRESNILLO PLC | ||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 714206059 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVING THE 2020 REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | ||||||||
| 3 | APPROVAL
OF THE ANNUAL REPORT ON REMUNERATION |
Management | For | For | ||||||||
| 4 | RE-ELECTION
OF MR ALEJANDRO BAILLERES AS A DIRECTOR |
Management | For | For | ||||||||
| 5 | RE-ELECTION
OF MR JUAN BORDES AS A DIRECTOR |
Management | For | For | ||||||||
| 6 | RE-ELECTION
OF MR ARTURO FERNANDEZ AS A DIRECTOR |
Management | For | For | ||||||||
| 7 | RE-ELECTION
OF MR FERNANDO RUIZ AS A DIRECTOR |
Management | For | For | ||||||||
| 8 | ELECTION
OF MR EDUARDO CEPEDA AS A DIRECTOR |
Management | For | For | ||||||||
| 9 | RE-ELECTION
OF MR CHARLES JACOBS AS A DIRECTOR |
Management | For | For | ||||||||
| 10 | RE-ELECTION
OF MS BARBARA GARZA LAGUERA AS A DIRECTOR |
Management | For | For | ||||||||
| 11 | RE-ELECTION
OF MR ALBERTO TIBURCIO AS A DIRECTOR |
Management | For | For | ||||||||
| 12 | RE-ELECTION
OF DAME JUDITH MACGREGOR AS A DIRECTOR |
Management | For | For | ||||||||
| 13 | RE-ELECTION
OF MS GEORGINA KESSEL AS A DIRECTOR |
Management | For | For | ||||||||
| 14 | RE-ELECTION
OF MS GUADALUPE DE LA VEGA AS A DIRECTOR |
Management | For | For | ||||||||
| 15 | ELECTION OF MR HECTOR RANGEL AS A DIRECTOR | Management | For | For | ||||||||
| 16 | RE-APPOINTMENT
OF ERNST AND YOUNG LLP AS AUDITORS |
Management | For | For | ||||||||
| 17 | AUTHORITY
TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||
| 18 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 19 | AUTHORITY
TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH |
Management | Abstain | Against | ||||||||
| 20 | AUTHORITY
TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS |
Management | For | For | ||||||||
| 21 | AUTHORITY
FOR THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||
| 22 | NOTICE
PERIOD OF 14 CLEAR DAYS FOR A GENERAL MEETING |
Management | For | For | ||||||||
| 23 | APPROVAL
TO ADOPT NEW ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||
| OCEANAGOLD CORP | ||||||||||||
| Security | 675222103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||
| ISIN | CA6752221037 | Agenda | 714245784 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: IAN M REID | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: CRAIG J NELSEN | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: CATHERINE A GIGNAC | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: SANDRA M DODDS | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: PAUL BENSON | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: MICK J MCMULLEN | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: MICHAEL H L HOLMES | Management | For | For | ||||||||
| 2 | APPOINTMENT
OF PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORISING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | APPROVE,
CONFIRM AND ENDORSE THE COMPANY'S ADVANCE NOTICE POLICY DISCLOSED IN THE COMPANY'S ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
| 4 | APPROVE
THE AMENDED AND RESTATED PERFORMANCE SHARE RIGHTS PLAN FOR DESIGNATED PARTICIPANTS OF OCEANAGOLD CORPORATION AND ITS AFFILIATES |
Management | For | For | ||||||||
| 5 | APPROVAL
OF A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
| NORTHERN DYNASTY MINERALS LTD. | ||||||||||||
| Security | 66510M204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NAK | Meeting Date | 30-Jun-2021 | |||||||||
| ISIN | CA66510M2040 | Agenda | 935447981 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ronald W. Thiessen | For | For | |||||||||
| 2 | Robert A. Dickinson | For | For | |||||||||
| 3 | Desmond M. Balakrishnan | For | For | |||||||||
| 4 | Steven A. Decker | For | For | |||||||||
| 5 | Gordon B. Keep | For | For | |||||||||
| 6 | David C. Laing | For | For | |||||||||
| 7 | Christian Milau | For | For | |||||||||
| 8 | Kenneth W. Pickering | For | For | |||||||||
| 9 | Wayne Kirk | For | For | |||||||||
| 2 | To
appoint Deloitte, Chartered Professional Accountants, as Auditor of the Company for the ensuing year. |
Management | For | For | ||||||||
| 3 | To
approve the ordinary resolution to ratify and approve the Company's 2021 Share Option Plan, as amended, for continuation, as described in the Company's Information Circular prepared for the Meeting. |
Management | For | For | ||||||||
| 4 | To
approve the ordinary resolution to ratify and approve the Company's 2021 Non-Employee Director Deferred Share Unit Plan, as amended, for continuation, as described in the Company's Information Circular prepared for the Meeting. |
Management | For | For | ||||||||
| 5 | To
approve the ordinary resolution to ratify and approve the Company's 2021 Restricted Share Unit Plan, as amended, for continuation, as described in the Company's Information Circular prepared for the Meeting. |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GAMCO Global Gold, Natural Resources & Income Trust |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.