8-K 1 chci-8k_20190619.htm 8-K chci-8k_20190619.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 21, 2019 (June 19, 2019)

 

Comstock Holding Companies, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

1-32375

20-1164345

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

1886 METRO CENTER DRIVE, FOURTH FLOOR

RESTON, VIRGINIA

 

20190

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (703) 230-1985

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Class A Common Stock, par value $0.01

 

CHCI

 

NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the Annual Meeting, three proposals were submitted to, and approved by, the Corporation’s stockholders. The proposals are described in more detail in the Corporation’s definitive proxy statement filed with the Securities and Exchange Commission on April 30, 2019. Each holder of our Class B common stock was entitled to fifteen votes per share of Class B common stock and each holder of our Class A common stock was entitled to one vote per share of Class A common stock on all matters submitted to our stockholders for a vote.  The final voting results are below.

Proposal 1

The Corporation’s stockholders elected the following three directors to serve for a three-year term ending at the 2022 Annual Meeting of Stockholders, or until their respective successors are duly elected and qualified or until their earlier resignation or removal. The voting results are set forth below:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

Votes For

 

  

Votes Withheld

 

  

Broker Non-vote

 

 

  

Class A

 

  

Class B

 

  

 

 

  

 

 

Christopher Clemente

 

5,132,195

 

 

 

220,250

 

 

 

194,155

 

 

 

64,441

 

 

Joseph M. Squeri

  

5,135,091

 

 

 

220,250

 

 

 

191,259

 

 

 

64,441

 

  

Proposal 2

The Corporation’s stockholders ratified the appointment of BDO USA, LLP as the Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2019. The voting results are set forth below:

 

 

 

 

 

 

 

 

 

 

Votes For

 

Votes Against

 

Votes Abstain

 

Broker Non-vote

Class A

 

Class B

 

 

 

 

 

 

5,383,082

 

220,250

 

7,570

 

139

 

0

Proposal 3

The Corporation’s stockholders approved on an advisory, non-binding basis, the compensation of the Corporation’s named executive officers for 2018. The proposal received the following votes:

 

 

 

 

 

 

 

 

 

 

Votes For

 

Votes Against

 

Votes Abstain

 

Broker Non-vote

Class A

 

Class B

 

 

 

 

 

 

5,124,755

 

220,250

 

198,362

 

3,233

 

64,441

Proposal 4

The Corporation’s stockholders approved on an advisory, non-binding basis, annually as the frequency of future advisory votes to approve the compensation of our named executive officers. The proposal received the following votes:

 

Every 1 Year

 

Every 2 Years

 

Every 3 Years

 

   Votes Abstain

Broker Non-vote

Class A

 

Class B

 

 

 

 

 

 

5,154,339

 

220,250

 

406

 

92,846

78,759

64,441

Item 9.01 Financial Statements and Exhibits.

(d)Exhibits.

 

Exhibit

Number

  

Description

 

 

99.1

  

Press release by Comstock Holding Companies, Inc., dated June 21, 2019

1


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

COMSTOCK HOLDING COMPANIES, INC.

 

 

 

 

Date: June 21, 2019

 

By:

/s/ Christopher Clemente

 

 

 

Christopher Clemente,

 

 

 

Chief Executive Officer

 

2