chci-202209140001299969FALSENASDAQ00012999692022-09-142022-09-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 14, 2022
Comstock Holding Companies, Inc.
(Exact Name of Registrant as Specified in its Charter)
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| Delaware | 1-32375 | 20-1164345 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1900 Reston Metro Plaza, 10TH Floor
Reston, Virginia 20190
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (703) 230-1985
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ☐ | Soliciting material pursuant to Rule 14a- 12 under the Exchange Act (17 CFR 240.14a-12) |
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| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class | | Trading symbol(s) | | Name of each exchange on which registered |
| Class A Common Stock, par value $0.01 | | CHCI | | NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
(c) Appointment of Principal Operating Officer
On September 14, 2022, Comstock Holding Companies, Inc. (the “Company”) appointed Timothy J. Steffan as its Chief Operating Officer and principal operating officer of the Company, effective immediately.
Mr. Steffan, 57, has served as the Company’s Executive Vice President of Asset Management, Leasing & Development since April, 2018, and brings over 30 years of extensive asset management and operations experience. Prior to joining the Company, Mr. Steffan held various senior executive and management-level positions with publicly traded commercial real estate companies such as RPAI, Inc., Macerich, and JMB Realty-Urban Retail Properties. Mr. Steffan earned a bachelor's degree from Syracuse University and an MBA - Real Estate and Urban Development from American University.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | COMSTOCK HOLDING COMPANIES, INC. |
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| Date: September 16, 2022 | By: | | /s/ CHRISTOPHER CLEMENTE |
| | | Christopher Clemente Chairman and Chief Executive Officer |